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Ruinan Jin

Publications and source records attributed to Ruinan Jin.

33 records · Page 2Linked to original sources

Convergence Analysis of the Last Iterate in Distributed Stochastic Gradient Descent with Momentum

Distributed stochastic gradient methods are widely used to preserve data privacy and ensure scalability in large-scale learning tasks. While existing theory on distributed momentum Stochastic Gradient Descent (mSGD) mainly focuses on time-averaged convergence, the more practical last-iterate convergence remains underexplored. In this work, we analyze the last-iterate convergence behavior of distributed mSGD in non-convex settings under the classical Robbins-Monro step-size schedule. We prove both almost sure convergence and $L_2$ convergence of the last iterate, and derive convergence rates. We further show that momentum can accelerate early-stage convergence, and provide experiments to support our theory.

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Stochastic Gradient Descent in Non-Convex Problems: Asymptotic Convergence with Relaxed Step-Size via Stopping Time Methods

Stochastic Gradient Descent (SGD) is widely used in machine learning research. Previous convergence analyses of SGD under the vanishing step-size setting typically require Robbins-Monro conditions. However, in practice, a wider variety of step-size schemes are frequently employed, yet existing convergence results remain limited and often rely on strong assumptions. This paper bridges this gap by introducing a novel analytical framework based on a stopping-time method, enabling asymptotic convergence analysis of SGD under more relaxed step-size conditions and weaker assumptions. In the non-convex setting, we prove the almost sure convergence of SGD iterates for step-sizes $ \{ ε_t \}_{t \geq 1} $ satisfying $\sum_{t=1}^{+\infty} ε_t = +\infty$ and $\sum_{t=1}^{+\infty} ε_t^p < +\infty$ for some $p > 2$. Compared with previous studies, our analysis eliminates the global Lipschitz continuity assumption on the loss function and relaxes the boundedness requirements for higher-order moments of stochastic gradients. Building upon the almost sure convergence results, we further establish $L_2$ convergence. These significantly relaxed assumptions make our theoretical results more general, thereby enhancing their applicability in practical scenarios.

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Federated Learning on Virtual Heterogeneous Data with Local-global Distillation

While Federated Learning (FL) is gaining popularity for training machine learning models in a decentralized fashion, numerous challenges persist, such as asynchronization, computational expenses, data heterogeneity, and gradient and membership privacy attacks. Lately, dataset distillation has emerged as a promising solution for addressing the aforementioned challenges by generating a compact synthetic dataset that preserves a model's training efficacy. However, we discover that using distilled local datasets can amplify the heterogeneity issue in FL. To address this, we propose Federated Learning on Virtual Heterogeneous Data with Local-Global Dataset Distillation (FedLGD), where we seamlessly integrate dataset distillation algorithms into FL pipeline and train FL using a smaller synthetic dataset (referred as virtual data). Specifically, to harmonize the domain shifts, we propose iterative distribution matching to inpaint global information to local virtual data and use federated gradient matching to distill global virtual data that serve as anchor points to rectify heterogeneous local training, without compromising data privacy. We experiment on both benchmark and real-world datasets that contain heterogeneous data from different sources, and further scale up to an FL scenario that contains a large number of clients with heterogeneous and class-imbalanced data. Our method outperforms state-of-the-art heterogeneous FL algorithms under various settings. Our code is available at https://github.com/ubc-tea/FedLGD.

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Interactive Tumor Progression Modeling via Sketch-Based Image Editing

Accurately visualizing and editing tumor progression in medical imaging is crucial for diagnosis, treatment planning, and clinical communication. To address the challenges of subjectivity and limited precision in existing methods, we propose SkEditTumor, a sketch-based diffusion model for controllable tumor progression editing. By leveraging sketches as structural priors, our method enables precise modifications of tumor regions while maintaining structural integrity and visual realism. We evaluate SkEditTumor on four public datasets - BraTS, LiTS, KiTS, and MSD-Pancreas - covering diverse organs and imaging modalities. Experimental results demonstrate that our method outperforms state-of-the-art baselines, achieving superior image fidelity and segmentation accuracy. Our contributions include a novel integration of sketches with diffusion models for medical image editing, fine-grained control over tumor progression visualization, and extensive validation across multiple datasets, setting a new benchmark in the field.

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Can Textual Gradient Work in Federated Learning?

Recent studies highlight the promise of LLM-based prompt optimization, especially with TextGrad, which automates differentiation'' via texts and backpropagates textual feedback. This approach facilitates training in various real-world applications that do not support numerical gradient propagation or loss calculation. In this paper, we systematically explore the potential and challenges of incorporating textual gradient into Federated Learning (FL). Our contributions are fourfold. Firstly, we introduce a novel FL paradigm, Federated Textual Gradient (FedTextGrad), that allows clients to upload locally optimized prompts derived from textual gradients, while the server aggregates the received prompts. Unlike traditional FL frameworks, which are designed for numerical aggregation, FedTextGrad is specifically tailored for handling textual data, expanding the applicability of FL to a broader range of problems that lack well-defined numerical loss functions. Secondly, building on this design, we conduct extensive experiments to explore the feasibility of FedTextGrad. Our findings highlight the importance of properly tuning key factors (e.g., local steps) in FL training. Thirdly, we highlight a major challenge in FedTextGrad aggregation: retaining essential information from distributed prompt updates. Last but not least, in response to this issue, we improve the vanilla variant of FedTextGrad by providing actionable guidance to the LLM when summarizing client prompts by leveraging the Uniform Information Density principle. Through this principled study, we enable the adoption of textual gradients in FL for optimizing LLMs, identify important issues, and pinpoint future directions, thereby opening up a new research area that warrants further investigation.

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Stability and convergence analysis of AdaGrad for non-convex optimization via novel stopping time-based techniques

Adaptive gradient optimizers (AdaGrad), which dynamically adjust the learning rate based on iterative gradients, have emerged as powerful tools in deep learning. These adaptive methods have significantly succeeded in various deep learning tasks, outperforming stochastic gradient descent. However, despite AdaGrad's status as a cornerstone of adaptive optimization, its theoretical analysis has not adequately addressed key aspects such as asymptotic convergence and non-asymptotic convergence rates in non-convex optimization scenarios. This study aims to provide a comprehensive analysis of AdaGrad and bridge the existing gaps in the literature. We introduce a new stopping time technique from probability theory, which allows us to establish the stability of AdaGrad under mild conditions. We further derive the asymptotically almost sure and mean-square convergence for AdaGrad. In addition, we demonstrate the near-optimal non-asymptotic convergence rate measured by the average-squared gradients in expectation, which is stronger than the existing high-probability results. The techniques developed in this work are potentially of independent interest for future research on other adaptive stochastic algorithms.

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Careful Seeding for k-Medois Clustering with Incremental k-Means++ Initialization

K-medoids clustering is a popular variant of k-means clustering and widely used in pattern recognition and machine learning. A main drawback of k-medoids clustering is that an improper initialization can cause it to get trapped in local optima. An improved k-medoids clustering algorithm, called INCKM algorithm, which is the first to apply incremental initialization to k-medoids clustering, was recently proposed to overcome this drawback. The INCKM algorithm requires the construction of a subset of candidate medoids determined by one hyperparameter for initialization, and meanwhile, it always fails when dealing with imbalanced datasets with an incorrect hyperparameter selection. In this paper, we propose a novel k-medoids clustering algorithm, called incremental k-means++ (INCKPP) algorithm, which initializes with a novel incremental manner, attempting to optimally add one new cluster center at each stage through a nonparametric and stochastic k-means++ initialization. The INCKPP algorithm overcomes the difficulty of hyperparameter selection in the INCKM algorithm, improves the clustering performance, and can deal with imbalanced datasets well. However, the INCKPP algorithm is not computationally efficient enough. To deal with this, we further propose an improved INCKPP algorithm, called INCKPPsample algorithm, which improves the clustering efficiency while maintaining the clustering performance of the INCKPP algorithm. Extensive results from experiments on both synthetic and real-world datasets, including imbalanced datasets, illustrate that the proposed algorithms outperforms than the other compared algorithms.

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FairMedFM: Fairness Benchmarking for Medical Imaging Foundation Models

The advent of foundation models (FMs) in healthcare offers unprecedented opportunities to enhance medical diagnostics through automated classification and segmentation tasks. However, these models also raise significant concerns about their fairness, especially when applied to diverse and underrepresented populations in healthcare applications. Currently, there is a lack of comprehensive benchmarks, standardized pipelines, and easily adaptable libraries to evaluate and understand the fairness performance of FMs in medical imaging, leading to considerable challenges in formulating and implementing solutions that ensure equitable outcomes across diverse patient populations. To fill this gap, we introduce FairMedFM, a fairness benchmark for FM research in medical imaging.FairMedFM integrates with 17 popular medical imaging datasets, encompassing different modalities, dimensionalities, and sensitive attributes. It explores 20 widely used FMs, with various usages such as zero-shot learning, linear probing, parameter-efficient fine-tuning, and prompting in various downstream tasks -- classification and segmentation. Our exhaustive analysis evaluates the fairness performance over different evaluation metrics from multiple perspectives, revealing the existence of bias, varied utility-fairness trade-offs on different FMs, consistent disparities on the same datasets regardless FMs, and limited effectiveness of existing unfairness mitigation methods. Checkout FairMedFM's project page and open-sourced codebase, which supports extendible functionalities and applications as well as inclusive for studies on FMs in medical imaging over the long term.

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Debiased Noise Editing on Foundation Models for Fair Medical Image Classification

In the era of Foundation Models' (FMs) rising prominence in AI, our study addresses the challenge of biases in medical images while the model operates in black-box (e.g., using FM API), particularly spurious correlations between pixels and sensitive attributes. Traditional methods for bias mitigation face limitations due to the restricted access to web-hosted FMs and difficulties in addressing the underlying bias encoded within the FM API. We propose a D(ebiased) N(oise) E(diting) strategy, termed DNE, which generates DNE noise to mask such spurious correlation. DNE is capable of mitigating bias both within the FM API embedding and the images themselves. Furthermore, DNE is suitable for both white-box and black-box FM APIs, where we introduced G(reedy) (Z)eroth-O(rder) (GeZO) optimization for it when the gradient is inaccessible in black-box APIs. Our whole pipeline enables fairness-aware image editing that can be applied across various medical contexts without requiring direct model manipulation or significant computational resources. Our empirical results demonstrate the method's effectiveness in maintaining fairness and utility across different patient groups and diseases. In the era of AI-driven medicine, this work contributes to making healthcare diagnostics more equitable, showcasing a practical solution for bias mitigation in pre-trained image FMs. Our code is provided at https://github.com/ubc-tea/DNE-foundation-model-fairness.

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Backdoor Attack on Unpaired Medical Image-Text Foundation Models: A Pilot Study on MedCLIP

In recent years, foundation models (FMs) have solidified their role as cornerstone advancements in the deep learning domain. By extracting intricate patterns from vast datasets, these models consistently achieve state-of-the-art results across a spectrum of downstream tasks, all without necessitating extensive computational resources. Notably, MedCLIP, a vision-language contrastive learning-based medical FM, has been designed using unpaired image-text training. While the medical domain has often adopted unpaired training to amplify data, the exploration of potential security concerns linked to this approach hasn't kept pace with its practical usage. Notably, the augmentation capabilities inherent in unpaired training also indicate that minor label discrepancies can result in significant model deviations. In this study, we frame this label discrepancy as a backdoor attack problem. We further analyze its impact on medical FMs throughout the FM supply chain. Our evaluation primarily revolves around MedCLIP, emblematic of medical FM employing the unpaired strategy. We begin with an exploration of vulnerabilities in MedCLIP stemming from unpaired image-text matching, termed BadMatch. BadMatch is achieved using a modest set of wrongly labeled data. Subsequently, we disrupt MedCLIP's contrastive learning through BadDist-assisted BadMatch by introducing a Bad-Distance between the embeddings of clean and poisoned data. Additionally, combined with BadMatch and BadDist, the attacking pipeline consistently fends off backdoor assaults across diverse model designs, datasets, and triggers. Also, our findings reveal that current defense strategies are insufficient in detecting these latent threats in medical FMs' supply chains.

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Backdoor Attack and Defense in Federated Generative Adversarial Network-based Medical Image Synthesis

Deep Learning-based image synthesis techniques have been applied in healthcare research for generating medical images to support open research and augment medical datasets. Training generative adversarial neural networks (GANs) usually require large amounts of training data. Federated learning (FL) provides a way of training a central model using distributed data while keeping raw data locally. However, given that the FL server cannot access the raw data, it is vulnerable to backdoor attacks, an adversarial by poisoning training data. Most backdoor attack strategies focus on classification models and centralized domains. It is still an open question if the existing backdoor attacks can affect GAN training and, if so, how to defend against the attack in the FL setting. In this work, we investigate the overlooked issue of backdoor attacks in federated GANs (FedGANs). The success of this attack is subsequently determined to be the result of some local discriminators overfitting the poisoned data and corrupting the local GAN equilibrium, which then further contaminates other clients when averaging the generator's parameters and yields high generator loss. Therefore, we proposed FedDetect, an efficient and effective way of defending against the backdoor attack in the FL setting, which allows the server to detect the client's adversarial behavior based on their losses and block the malicious clients. Our extensive experiments on two medical datasets with different modalities demonstrate the backdoor attack on FedGANs can result in synthetic images with low fidelity. After detecting and suppressing the detected malicious clients using the proposed defense strategy, we show that FedGANs can synthesize high-quality medical datasets (with labels) for data augmentation to improve classification models' performance.

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Backdoor Attack is a Devil in Federated GAN-based Medical Image Synthesis

Deep Learning-based image synthesis techniques have been applied in healthcare research for generating medical images to support open research. Training generative adversarial neural networks (GAN) usually requires large amounts of training data. Federated learning (FL) provides a way of training a central model using distributed data from different medical institutions while keeping raw data locally. However, FL is vulnerable to backdoor attack, an adversarial by poisoning training data, given the central server cannot access the original data directly. Most backdoor attack strategies focus on classification models and centralized domains. In this study, we propose a way of attacking federated GAN (FedGAN) by treating the discriminator with a commonly used data poisoning strategy in backdoor attack classification models. We demonstrate that adding a small trigger with size less than 0.5 percent of the original image size can corrupt the FL-GAN model. Based on the proposed attack, we provide two effective defense strategies: global malicious detection and local training regularization. We show that combining the two defense strategies yields a robust medical image generation.

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Fast Density Estimation for Density-based Clustering Methods

Density-based clustering algorithms are widely used for discovering clusters in pattern recognition and machine learning since they can deal with non-hyperspherical clusters and are robustness to handle outliers. However, the runtime of density-based algorithms are heavily dominated by finding fixed-radius near neighbors and calculating the density, which is time-consuming. Meanwhile, the traditional acceleration methods using indexing technique such as KD tree is not effective in processing high-dimensional data. In this paper, we propose a fast region query algorithm named fast principal component analysis pruning (called FPCAP) with the help of the fast principal component analysis technique in conjunction with geometric information provided by principal attributes of the data, which can process high-dimensional data and be easily applied to density-based methods to prune unnecessary distance calculations when finding neighbors and estimating densities. As an application in density-based clustering methods, FPCAP method was combined with the Density Based Spatial Clustering of Applications with Noise (DBSCAN) algorithm. And then, an improved DBSCAN (called IDBSCAN) is obtained, which preserves the advantage of DBSCAN and meanwhile, greatly reduces the computation of redundant distances. Experiments on seven benchmark datasets demonstrate that the proposed algorithm improves the computational efficiency significantly.

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On the Convergence of mSGD and AdaGrad for Stochastic Optimization

As one of the most fundamental stochastic optimization algorithms, stochastic gradient descent (SGD) has been intensively developed and extensively applied in machine learning in the past decade. There have been some modified SGD-type algorithms, which outperform the SGD in many competitions and applications in terms of convergence rate and accuracy, such as momentum-based SGD (mSGD) and adaptive gradient algorithm (AdaGrad). Despite these empirical successes, the theoretical properties of these algorithms have not been well established due to technical difficulties. With this motivation, we focus on convergence analysis of mSGD and AdaGrad for any smooth (possibly non-convex) loss functions in stochastic optimization. First, we prove that the iterates of mSGD are asymptotically convergent to a connected set of stationary points with probability one, which is more general than existing works on subsequence convergence or convergence of time averages. Moreover, we prove that the loss function of mSGD decays at a certain rate faster than that of SGD. In addition, we prove the iterates of AdaGrad are asymptotically convergent to a connected set of stationary points with probability one. Also, this result extends the results from the literature on subsequence convergence and the convergence of time averages. Despite the generality of the above convergence results, we have relaxed some assumptions of gradient noises, convexity of loss functions, as well as boundedness of iterates.

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PURE: Passive mUlti-peRson idEntification via Deep Footstep Separation and Recognition

Recently, \textit{passive behavioral biometrics} (e.g., gesture or footstep) have become promising complements to conventional user identification methods (e.g., face or fingerprint) under special situations, yet existing sensing technologies require lengthy measurement traces and cannot identify multiple users at the same time. To this end, we propose \systemname\ as a passive multi-person identification system leveraging deep learning enabled footstep separation and recognition. \systemname\ passively identifies a user by deciphering the unique "footprints" in its footstep. Different from existing gait-enabled recognition systems incurring a long sensing delay to acquire many footsteps, \systemname\ can recognize a person by as few as only one step, substantially cutting the identification latency. To make \systemname\ adaptive to walking pace variations, environmental dynamics, and even unseen targets, we apply an adversarial learning technique to improve its domain generalisability and identification accuracy. Finally, \systemname\ can defend itself against replay attack, enabled by the richness of footstep and spatial awareness. We implement a \systemname\ prototype using commodity hardware and evaluate it in typical indoor settings. Evaluation results demonstrate a cross-domain identification accuracy of over 90\%.

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