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Ruixuan Li

Publications and source records attributed to Ruixuan Li.

At least 73 records · Page 4Linked to original sources

Intrinsic and Extrinsic Factor Disentanglement for Recommendation in Various Context Scenarios

In recommender systems, the patterns of user behaviors (e.g., purchase, click) may vary greatly in different contexts (e.g., time and location). This is because user behavior is jointly determined by two types of factors: intrinsic factors, which reflect consistent user preference, and extrinsic factors, which reflect external incentives that may vary in different contexts. Differentiating between intrinsic and extrinsic factors helps learn user behaviors better. However, existing studies have only considered differentiating them from a single, pre-defined context (e.g., time or location), ignoring the fact that a user's extrinsic factors may be influenced by the interplay of various contexts at the same time. In this paper, we propose the Intrinsic-Extrinsic Disentangled Recommendation (IEDR) model, a generic framework that differentiates intrinsic from extrinsic factors considering various contexts simultaneously, enabling more accurate differentiation of factors and hence the improvement of recommendation accuracy. IEDR contains a context-invariant contrastive learning component to capture intrinsic factors, and a disentanglement component to extract extrinsic factors under the interplay of various contexts. The two components work together to achieve effective factor learning. Extensive experiments on real-world datasets demonstrate IEDR's effectiveness in learning disentangled factors and significantly improving recommendation accuracy by up to 4% in NDCG.

cs.IR↗

FastCache: Optimizing Multimodal LLM Serving through Lightweight KV-Cache Compression Framework

Multi-modal Large Language Models (MLLMs) serving systems commonly employ KV-cache compression to reduce memory footprint. However, existing compression methods introduce significant processing overhead and queuing delays, particularly in concurrent serving scenarios. We present \texttt{FastCache}, a novel serving framework that effectively addresses these challenges through two key innovations: (1) a dynamic batching strategy that optimizes request scheduling across prefill, compression, and decode stages, and (2) an efficient KV-cache memory pool mechanism that eliminates memory fragmentation while maintaining high GPU utilization. Our comprehensive experiments on the GQA and MileBench datasets demonstrate that \texttt{FastCache} achieves up to 19.3$\times$ reduction in Time-To-First-Token (TTFT) and 12.1$\times$ improvement in throughput compared to state-of-the-art baselines. The system maintains stable performance under high-concurrency scenarios (up to 40 req/s) while reducing average memory consumption by 20\%. These results establish \texttt{FastCache} as an efficient solution for real-world LLM serving systems with KV-cache compression.

cs.MM↗

Breaking Free from MMI: A New Frontier in Rationalization by Probing Input Utilization

Extracting a small subset of crucial rationales from the full input is a key problem in explainability research. The most widely used fundamental criterion for rationale extraction is the maximum mutual information (MMI) criterion. In this paper, we first demonstrate that MMI suffers from diminishing marginal returns. Once part of the rationale has been identified, finding the remaining portions contributes only marginally to increasing the mutual information, making it difficult to use MMI to locate the rest. In contrast to MMI that aims to reproduce the prediction, we seek to identify the parts of the input that the network can actually utilize. This is achieved by comparing how different rationale candidates match the capability space of the weight matrix. The weight matrix of a neural network is typically low-rank, meaning that the linear combinations of its column vectors can only cover part of the directions in a high-dimensional space (high-dimension: the dimensions of an input vector). If an input is fully utilized by the network, {it generally matches these directions (e.g., a portion of a hypersphere), resulting in a representation with a high norm. Conversely, if an input primarily falls outside (orthogonal to) these directions}, its representation norm will approach zero, behaving like noise that the network cannot effectively utilize. Building on this, we propose using the norms of rationale candidates as an alternative objective to MMI. Through experiments on four text classification datasets and one graph classification dataset using three network architectures (GRUs, BERT, and GCN), we show that our method outperforms MMI and its improved variants in identifying better rationales. We also compare our method with a representative LLM (llama-3.1-8b-instruct) and find that our simple method gets comparable results to it and can sometimes even outperform it.

cs.AI↗

A Systematic Survey on Federated Sequential Recommendation

Sequential recommendation is an advanced recommendation technique that utilizes the sequence of user behaviors to generate personalized suggestions by modeling the temporal dependencies and patterns in user preferences. However, it requires a server to centrally collect users' data, which poses a threat to the data privacy of different users. In recent years, federated learning has emerged as a distributed architecture that allows participants to train a global model while keeping their private data locally. This survey pioneers Federated Sequential Recommendation (FedSR), where each user joins as a participant in federated training to achieve a recommendation service that balances data privacy and model performance. We begin with an introduction to the background and unique challenges of FedSR. Then, we review existing solutions from two levels, each of which includes two specific techniques. Additionally, we discuss the critical challenges and future research directions in FedSR.

cs.IR↗

Migician: Revealing the Magic of Free-Form Multi-Image Grounding in Multimodal Large Language Models

The recent advancement of Multimodal Large Language Models (MLLMs) has significantly improved their fine-grained perception of single images and general comprehension across multiple images. However, existing MLLMs still face challenges in achieving precise grounding in complex multi-image scenarios. To address this, we first explore a Chain-of-Thought (CoT) framework that integrates single-image grounding with multi-image comprehension. While partially effective, it remains unstable and struggles to capture abstract visual information due to its non-end-to-end nature. Therefore, we introduce Migician, the first multi-image grounding model capable of performing free-form and accurate grounding across multiple images. To support this, we present the MGrounding-630k dataset, which comprises data for several multi-image grounding tasks derived from existing datasets, along with newly generated free-form grounding instruction-following data. Furthermore, we propose MIG-Bench, a comprehensive benchmark specifically designed for evaluating multi-image grounding capabilities. Experimental results demonstrate that our model achieves significantly superior multi-image grounding capabilities, outperforming the best existing MLLMs by 24.94% and even surpassing much larger 70B models. Our code, model, dataset, and benchmark are fully open-sourced at https://migician-vg.github.io/.

cs.CL↗

Enhancing RAG with Active Learning on Conversation Records: Reject Incapables and Answer Capables

Retrieval-augmented generation (RAG) is a key technique for leveraging external knowledge and reducing hallucinations in large language models (LLMs). However, RAG still struggles to fully prevent hallucinated responses. To address this, it is essential to identify samples prone to hallucination or guide LLMs toward correct responses, which experts then annotate to develop high-quality datasets for refining LLMs. However, the growing scarcity of such datasets makes their creation challenging. This paper proposes using the vast amount of conversations from widespread LLM usage to build these datasets, training LLMs to avoid hallucination-prone questions while accurately responding to manageable ones. Given the impracticality of expert-annotating all conversation records, the paper introduces AL4RAG, which uses active learning to select the most suitable conversation samples for annotation, optimizing performance within an annotation budget. Additionally, recognizing that traditional active learning methods are not fully compatible with RAG due to unsuitable distance metrics, we develop a novel sample distance measurement for RAG active learning. Extensive experiments show that our method consistently outperforms baselines across multiple metrics.

cs.CL↗

High-Throughput Discovery of Kagome Materials in Transition Metal Oxide Monolayers

Kagome materials are known for hosting exotic quantum states, including quantum spin liquids, charge density waves, and unconventional superconductivity. The search for kagome monolayers is driven by their ability to exhibit neat and well-defined kagome bands near the Fermi level, which are more easily realized in the absence of interlayer interactions. However, this absence also destabilizes the monolayer forms of many bulk kagome materials, posing significant challenges to their discovery. In this work, we propose a strategy to address this challenge by utilizing oxygen vacancies in transition metal oxides within a "1+3" design framework. Through high-throughput computational screening of 349 candidate materials, we identified 12 thermodynamically stable kagome monolayers with diverse electronic and magnetic properties. These materials were classified into three categories based on their lattice geometry, symmetry, band gaps, and magnetic configurations. Detailed analysis of three representative monolayers revealed kagome band features near their Fermi levels, with orbital contributions varying between oxygen 2p and transition metal d states. This study demonstrates the feasibility of the "1+3" strategy, offering a promising approach to uncovering low-dimensional kagome materials and advancing the exploration of their quantum phenomena.

cond-mat.mes-hall↗

Reconstruction Target Matters in Masked Image Modeling for Cross-Domain Few-Shot Learning

Cross-Domain Few-Shot Learning (CDFSL) requires the model to transfer knowledge from the data-abundant source domain to data-scarce target domains for fast adaptation, where the large domain gap makes CDFSL a challenging problem. Masked Autoencoder (MAE) excels in effectively using unlabeled data and learning image's global structures, enhancing model generalization and robustness. However, in the CDFSL task with significant domain shifts, we find MAE even shows lower performance than the baseline supervised models. In this paper, we first delve into this phenomenon for an interpretation. We find that MAE tends to focus on low-level domain information during reconstructing pixels while changing the reconstruction target to token features could mitigate this problem. However, not all features are beneficial, as we then find reconstructing high-level features can hardly improve the model's transferability, indicating a trade-off between filtering domain information and preserving the image's global structure. In all, the reconstruction target matters for the CDFSL task. Based on the above findings and interpretations, we further propose Domain-Agnostic Masked Image Modeling (DAMIM) for the CDFSL task. DAMIM includes an Aggregated Feature Reconstruction module to automatically aggregate features for reconstruction, with balanced learning of domain-agnostic information and images' global structure, and a Lightweight Decoder module to further benefit the encoder's generalizability. Experiments on four CDFSL datasets demonstrate that our method achieves state-of-the-art performance.

cs.CV↗

FedGIG: Graph Inversion from Gradient in Federated Learning

Recent studies have shown that Federated learning (FL) is vulnerable to Gradient Inversion Attacks (GIA), which can recover private training data from shared gradients. However, existing methods are designed for dense, continuous data such as images or vectorized texts, and cannot be directly applied to sparse and discrete graph data. This paper first explores GIA's impact on Federated Graph Learning (FGL) and introduces Graph Inversion from Gradient in Federated Learning (FedGIG), a novel GIA method specifically designed for graph-structured data. FedGIG includes the adjacency matrix constraining module, which ensures the sparsity and discreteness of the reconstructed graph data, and the subgraph reconstruction module, which is designed to complete missing common subgraph structures. Extensive experiments on molecular datasets demonstrate FedGIG's superior accuracy over existing GIA techniques.

cs.LG↗

Lightweight Frequency Masker for Cross-Domain Few-Shot Semantic Segmentation

Cross-domain few-shot segmentation (CD-FSS) is proposed to first pre-train the model on a large-scale source-domain dataset, and then transfer the model to data-scarce target-domain datasets for pixel-level segmentation. The significant domain gap between the source and target datasets leads to a sharp decline in the performance of existing few-shot segmentation (FSS) methods in cross-domain scenarios. In this work, we discover an intriguing phenomenon: simply filtering different frequency components for target domains can lead to a significant performance improvement, sometimes even as high as 14% mIoU. Then, we delve into this phenomenon for an interpretation, and find such improvements stem from the reduced inter-channel correlation in feature maps, which benefits CD-FSS with enhanced robustness against domain gaps and larger activated regions for segmentation. Based on this, we propose a lightweight frequency masker, which further reduces channel correlations by an Amplitude-Phase Masker (APM) module and an Adaptive Channel Phase Attention (ACPA) module. Notably, APM introduces only 0.01% additional parameters but improves the average performance by over 10%, and ACPA imports only 2.5% parameters but further improves the performance by over 1.5%, which significantly surpasses the state-of-the-art CD-FSS methods.

cs.CV↗

Is the MMI Criterion Necessary for Interpretability? Degenerating Non-causal Features to Plain Noise for Self-Rationalization

An important line of research in the field of explainability is to extract a small subset of crucial rationales from the full input. The most widely used criterion for rationale extraction is the maximum mutual information (MMI) criterion. However, in certain datasets, there are spurious features non-causally correlated with the label and also get high mutual information, complicating the loss landscape of MMI. Although some penalty-based methods have been developed to penalize the spurious features (e.g., invariance penalty, intervention penalty, etc) to help MMI work better, these are merely remedial measures. In the optimization objectives of these methods, spurious features are still distinguished from plain noise, which hinders the discovery of causal rationales. This paper aims to develop a new criterion that treats spurious features as plain noise, allowing the model to work on datasets rich in spurious features as if it were working on clean datasets, thereby making rationale extraction easier. We theoretically observe that removing either plain noise or spurious features from the input does not alter the conditional distribution of the remaining components relative to the task label. However, significant changes in the conditional distribution occur only when causal features are eliminated. Based on this discovery, the paper proposes a criterion for \textbf{M}aximizing the \textbf{R}emaining \textbf{D}iscrepancy (MRD). Experiments on six widely used datasets show that our MRD criterion improves rationale quality (measured by the overlap with human-annotated rationales) by up to $10.4\%$ as compared to several recent competitive MMI variants. Code: \url{https://github.com/jugechengzi/Rationalization-MRD}.

cs.LG↗

Mixed-Precision Embeddings for Large-Scale Recommendation Models

Embedding techniques have become essential components of large databases in the deep learning era. By encoding discrete entities, such as words, items, or graph nodes, into continuous vector spaces, embeddings facilitate more efficient storage, retrieval, and processing in large databases. Especially in the domain of recommender systems, millions of categorical features are encoded as unique embedding vectors, which facilitates the modeling of similarities and interactions among features. However, numerous embedding vectors can result in significant storage overhead. In this paper, we aim to compress the embedding table through quantization techniques. Given that features vary in importance levels, we seek to identify an appropriate precision for each feature to balance model accuracy and memory usage. To this end, we propose a novel embedding compression method, termed Mixed-Precision Embeddings (MPE). Specifically, to reduce the size of the search space, we first group features by frequency and then search precision for each feature group. MPE further learns the probability distribution over precision levels for each feature group, which can be used to identify the most suitable precision with a specially designed sampling strategy. Extensive experiments on three public datasets demonstrate that MPE significantly outperforms existing embedding compression methods. Remarkably, MPE achieves about 200x compression on the Criteo dataset without comprising the prediction accuracy.

cs.IR↗

Masked Random Noise for Communication Efficient Federated Learning

Federated learning is a promising distributed training paradigm that effectively safeguards data privacy. However, it may involve significant communication costs, which hinders training efficiency. In this paper, we aim to enhance communication efficiency from a new perspective. Specifically, we request the distributed clients to find optimal model updates relative to global model parameters within predefined random noise. For this purpose, we propose Federated Masked Random Noise (FedMRN), a novel framework that enables clients to learn a 1-bit mask for each model parameter and apply masked random noise (i.e., the Hadamard product of random noise and masks) to represent model updates. To make FedMRN feasible, we propose an advanced mask training strategy, called progressive stochastic masking (PSM). After local training, each client only need to transmit local masks and a random seed to the server. Additionally, we provide theoretical guarantees for the convergence of FedMRN under both strongly convex and non-convex assumptions. Extensive experiments are conducted on four popular datasets. The results show that FedMRN exhibits superior convergence speed and test accuracy compared to relevant baselines, while attaining a similar level of accuracy as FedAvg.

cs.LG↗

Adversarial Attack for Explanation Robustness of Rationalization Models

Rationalization models, which select a subset of input text as rationale-crucial for humans to understand and trust predictions-have recently emerged as a prominent research area in eXplainable Artificial Intelligence. However, most of previous studies mainly focus on improving the quality of the rationale, ignoring its robustness to malicious attack. Specifically, whether the rationalization models can still generate high-quality rationale under the adversarial attack remains unknown. To explore this, this paper proposes UAT2E, which aims to undermine the explainability of rationalization models without altering their predictions, thereby eliciting distrust in these models from human users. UAT2E employs the gradient-based search on triggers and then inserts them into the original input to conduct both the non-target and target attack. Experimental results on five datasets reveal the vulnerability of rationalization models in terms of explanation, where they tend to select more meaningless tokens under attacks. Based on this, we make a series of recommendations for improving rationalization models in terms of explanation.

cs.CL↗

PAGE: Parametric Generative Explainer for Graph Neural Network

This article introduces PAGE, a parameterized generative interpretive framework. PAGE is capable of providing faithful explanations for any graph neural network without necessitating prior knowledge or internal details. Specifically, we train the auto-encoder to generate explanatory substructures by designing appropriate training strategy. Due to the dimensionality reduction of features in the latent space of the auto-encoder, it becomes easier to extract causal features leading to the model's output, which can be easily employed to generate explanations. To accomplish this, we introduce an additional discriminator to capture the causality between latent causal features and the model's output. By designing appropriate optimization objectives, the well-trained discriminator can be employed to constrain the encoder in generating enhanced causal features. Finally, these features are mapped to substructures of the input graph through the decoder to serve as explanations. Compared to existing methods, PAGE operates at the sample scale rather than nodes or edges, eliminating the need for perturbation or encoding processes as seen in previous methods. Experimental results on both artificially synthesized and real-world datasets demonstrate that our approach not only exhibits the highest faithfulness and accuracy but also significantly outperforms baseline models in terms of efficiency.

cs.LG↗

Learning Unknowns from Unknowns: Diversified Negative Prototypes Generator for Few-Shot Open-Set Recognition

Few-shot open-set recognition (FSOR) is a challenging task that requires a model to recognize known classes and identify unknown classes with limited labeled data. Existing approaches, particularly Negative-Prototype-Based methods, generate negative prototypes based solely on known class data. However, as the unknown space is infinite while the known space is limited, these methods suffer from limited representation capability. To address this limitation, we propose a novel approach, termed \textbf{D}iversified \textbf{N}egative \textbf{P}rototypes \textbf{G}enerator (DNPG), which adopts the principle of "learning unknowns from unknowns." Our method leverages the unknown space information learned from base classes to generate more representative negative prototypes for novel classes. During the pre-training phase, we learn the unknown space representation of the base classes. This representation, along with inter-class relationships, is then utilized in the meta-learning process to construct negative prototypes for novel classes. To prevent prototype collapse and ensure adaptability to varying data compositions, we introduce the Swap Alignment (SA) module. Our DNPG model, by learning from the unknown space, generates negative prototypes that cover a broader unknown space, thereby achieving state-of-the-art performance on three standard FSOR datasets.

cs.CV↗

MICM: Rethinking Unsupervised Pretraining for Enhanced Few-shot Learning

Humans exhibit a remarkable ability to learn quickly from a limited number of labeled samples, a capability that starkly contrasts with that of current machine learning systems. Unsupervised Few-Shot Learning (U-FSL) seeks to bridge this divide by reducing reliance on annotated datasets during initial training phases. In this work, we first quantitatively assess the impacts of Masked Image Modeling (MIM) and Contrastive Learning (CL) on few-shot learning tasks. Our findings highlight the respective limitations of MIM and CL in terms of discriminative and generalization abilities, which contribute to their underperformance in U-FSL contexts. To address these trade-offs between generalization and discriminability in unsupervised pretraining, we introduce a novel paradigm named Masked Image Contrastive Modeling (MICM). MICM creatively combines the targeted object learning strength of CL with the generalized visual feature learning capability of MIM, significantly enhancing its efficacy in downstream few-shot learning inference. Extensive experimental analyses confirm the advantages of MICM, demonstrating significant improvements in both generalization and discrimination capabilities for few-shot learning. Our comprehensive quantitative evaluations further substantiate the superiority of MICM, showing that our two-stage U-FSL framework based on MICM markedly outperforms existing leading baselines.

cs.CV↗

FedBAT: Communication-Efficient Federated Learning via Learnable Binarization

Federated learning is a promising distributed machine learning paradigm that can effectively exploit large-scale data without exposing users' privacy. However, it may incur significant communication overhead, thereby potentially impairing the training efficiency. To address this challenge, numerous studies suggest binarizing the model updates. Nonetheless, traditional methods usually binarize model updates in a post-training manner, resulting in significant approximation errors and consequent degradation in model accuracy. To this end, we propose Federated Binarization-Aware Training (FedBAT), a novel framework that directly learns binary model updates during the local training process, thus inherently reducing the approximation errors. FedBAT incorporates an innovative binarization operator, along with meticulously designed derivatives to facilitate efficient learning. In addition, we establish theoretical guarantees regarding the convergence of FedBAT. Extensive experiments are conducted on four popular datasets. The results show that FedBAT significantly accelerates the convergence and exceeds the accuracy of baselines by up to 9\%, even surpassing that of FedAvg in some cases.

cs.LG↗