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Ruiyang Hong

Publications and source records attributed to Ruiyang Hong.

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A Closed-Form Formula for Consistent Lipschitz Regression on Metric Spaces with Sparse Neural Network Realizations

Several classical machine-learning methods, such as KRRs and SVRs, are both computationally and analytically tractable since their estimators either admit closed-form expressions or are obtained by minimizing convex training objectives; neither feature is generally available for deep neural networks. We address this by introducing a simple closed-form ``two-stage'' compositional formula $\hat{f}$ for reconstructing an unknown Lipschitz function $f:\mathcal{X}\to \mathbb{R}$ on a metric space $(\mathcal X,\rho)$ from $N$ i.i.d. noisy observations. Our main result is a high-probability uniform ($L^{\infty}$) recovery guarantee that jointly controls approximation and statistical errors while enjoying an optimization error of zero; in particular, we do not assume oracle access to an approximate ERM. Our secondary main results establish the optimality of our formula in three complementary senses. 1) Function space: On Ahlfors-regular metric spaces, the hypothesis class parameterized by our formula attains the optimal fat-shattering dimension. 2) Parameter space: Its dependence on the parameters is maximally numerically stable, in the sense that a smaller approximation error cannot be achieved with a smaller Lipschitz dependence on the model parameters. 3) Forward pass: Its dependence on the input is maximally regular, matching the Lipschitz constant of the target function $f$. When $\mathcal X=[0,1]^d$ is equipped with the $\ell^\infty$ norm, $\hat{f}$ admits algorithmic ReLU-MLP and exact ReLU-multi-head transformer realizations of depth $\mathcal{O}(\log(N))$ with $\mathcal{O}(N)$ nonzero parameters.

stat.ML

Classification Fields: Arbitrarily Fine Recursive Hierarchical Clustering From Few Examples

Classical clustering methods usually return either a finite partition of the observed data or a finite dendrogram over it. This finite-sample view is inadequate when the hierarchy of interest is a recursive geometric object with fine-scale refinements that continue beyond the levels directly observed. We introduce classification fields: infinite-depth hierarchical cluster structures on $\mathbb{R}^d$ generated by a local parent-to-child refinement rule. A classification field generator maps each parent centre to an ordered, bounded, and separated tuple of child residuals. Together with a root and a scale factor, this rule recursively generates cluster centres, Voronoi cells, and a metric DAG encoding the hierarchy. Given only a finite prefix of such a hierarchy, we learn a classification field predictor that approximates the generator and can be rolled out to unseen depths. We prove exponential truncation convergence in the completed cell metric and ReLU realizability with width $O(\varepsilon^{-\gamma})$ and depth $\widetilde O(\varepsilon^{-3\gamma/2})$, where $\gamma=\log K/(-\log s)$, up to finite-window aspect-ratio factors. The approximation holds at the level of the induced compact metric structures, measured in the completed cell-metric Hausdorff distance. Experimental validation on matched CFG-generated hierarchies, IFS fractals, and image-induced recursive clustering hierarchies shows that learned predictors preserve ordered child slots, unordered geometry, and hierarchy-level path metrics under recursive rollout. These results support the claim that finite hierarchical observations can reveal local refinement rules capable of generating substantially deeper classification fields.

stat.ML

Neural Operators Can Discover Functional Clusters

Operator learning is reshaping scientific computing by amortizing inference across infinite families of problems. While neural operators (NOs) are increasingly well understood for regression, far less is known for classification and its unsupervised analogue: clustering. We prove that sample-based neural operators can learn any finite collection of classes in an infinite-dimensional reproducing kernel Hilbert space, even when the classes are neither convex nor connected, under mild kernel sampling assumptions. Our universal clustering theorem shows that any $K$ closed classes can be approximated to arbitrary precision by NO-parameterized classes in the upper Kuratowski topology on closed sets, a notion that can be interpreted as disallowing false-positive misclassifications. Building on this, we develop an NO-powered clustering pipeline for functional data and apply it to unlabeled families of ordinary differential equation (ODE) trajectories. Discretized trajectories are lifted by a fixed pre-trained encoder into a continuous feature map and mapped to soft assignments by a lightweight trainable head. Experiments on diverse synthetic ODE benchmarks show that the resulting practical SNO recovers latent dynamical structure in regimes where classical methods fail, providing evidence consistent with our universal clustering theory.

cs.LG

Bridging the Gap Between Approximation and Learning via Optimal Approximation by ReLU MLPs of Maximal Regularity

The foundations of deep learning are supported by the seemingly opposing perspectives of approximation or learning theory. The former advocates for large/expressive models that need not generalize, while the latter considers classes that generalize but may be too small/constrained to be universal approximators. Motivated by real-world deep learning implementations that are both expressive and statistically reliable, we ask: "Is there a class of neural networks that is both large enough to be universal but structured enough to generalize?" This paper constructively provides a positive answer to this question by identifying a highly structured class of ReLU multilayer perceptions (MLPs), which are optimal function approximators and are statistically well-behaved. We show that any $(L,\alpha)$-H\"{o}lder function from $[0,1]^d$ to $[-n,n]$ can be approximated to a uniform $\mathcal{O}(1/n)$ error on $[0,1]^d$ with a sparsely connected ReLU MLP with the same H\"{o}lder exponent $\alpha$ and coefficient $L$, of width $\mathcal{O}(dn^{d/\alpha})$, depth $\mathcal{O}(\log(d))$, with $\mathcal{O}(dn^{d/\alpha})$ nonzero parameters, and whose weights and biases take values in $\{0,\pm 1/2\}$ except in the first and last layers which instead have magnitude at-most $n$. Further, our class of MLPs achieves a near-optimal sample complexity of $\mathcal{O}(\log(N)/\sqrt{N})$ when given $N$ i.i.d. normalized sub-Gaussian training samples. We achieve this through a new construction that perfectly fits together linear pieces using Kuhn triangulations, along with a new proof technique which shows that our construction preserves the regularity of not only the H\"{o}lder functions, but also any uniformly continuous function. Our results imply that neural networks can solve the McShane extension problem on suitable finite sets.

cs.LG

Capacity Bounds for Hyperbolic Neural Network Representations of Latent Tree Structures

We study the representation capacity of deep hyperbolic neural networks (HNNs) with a ReLU activation function. We establish the first proof that HNNs can $\varepsilon$-isometrically embed any finite weighted tree into a hyperbolic space of dimension $d$ at least equal to $2$ with prescribed sectional curvature $\kappa<0$, for any $\varepsilon> 1$ (where $\varepsilon=1$ being optimal). We establish rigorous upper bounds for the network complexity on an HNN implementing the embedding. We find that the network complexity of HNN implementing the graph representation is independent of the representation fidelity/distortion. We contrast this result against our lower bounds on distortion which any ReLU multi-layer perceptron (MLP) must exert when embedding a tree with $L>2^d$ leaves into a $d$-dimensional Euclidean space, which we show at least $\Omega(L^{1/d})$; independently of the depth, width, and (possibly discontinuous) activation function defining the MLP.

cs.LG