arXiv subjects

Ruiyuan Wu

Publications and source records attributed to Ruiyuan Wu.

9 recordsLinked to original sources

arXiv2026

Unlocking Proactivity in Task-Oriented Dialogue

Proactive task-oriented dialogue (TOD), such as outbound sales, demands a persuasive agent that actively probes the user's concerns and steers the conversation toward acceptance within a bounded number of turns. Yet post-trained LLMs are inherently conservative, and reward-shaping RL (e.g., GRPO) struggles since it only re-weights what an already passive policy samples. We show that conditioning on the user's latent concerns unlocks proactive capability that no amount of sampling can undermine, establishing these concerns as a pivotal training-time signal. To operationalize this finding, we build the \textbf{Cognitive User Simulator}, which models each user as a stratified persona comprising observable external traits and hidden internal concerns. The simulator produces faithful and diverse interactions, while emitting per-turn state dynamics that track persuasion progress. We then introduce \textbf{Simulator-Induced Asymmetric-View Policy Optimization}, which converts the modeled concerns and the simulation state transition into complementary training objectives: (1) \emph{Asymmetric On-Policy Self-Distillation} that transfers concern-aware behavior from a privileged view of the same policy into its deployable, conversation-only view; and (2) \emph{State-Transition Policy Refinement} ...

cs.AI↗

arXiv2026

SEAD: Self-Evolving Agent for Multi-Turn Service Dialogue

Large Language Models have demonstrated remarkable capabilities in open-domain dialogues. However, current methods exhibit suboptimal performance in service dialogues, as they rely on noisy, low-quality human conversation data. This limitation arises from data scarcity and the difficulty of simulating authentic, goal-oriented user behaviors. To address these issues, we propose SEAD (Self-Evolving Agent for Service Dialogue), a framework that enables agents to learn effective strategies without large-scale human annotations. SEAD decouples user modeling into two components: a Profile Controller that generates diverse user states to manage training curriculum, and a User Role-play Model that focuses on realistic role-playing. This design ensures the environment provides adaptive training scenarios rather than acting as an unfair adversary. Experiments demonstrate that SEAD significantly outperforms Open-source Foundation Models and Closed-source Commercial Models, improving task completion rate by 17.6% and dialogue efficiency by 11.1%. Code is available at: https://github.com/Da1yuqin/SEAD.

cs.CL↗

arXiv2022

Memory-Efficient Convex Optimization for Self-Dictionary Separable Nonnegative Matrix Factorization: A Frank-Wolfe Approach

Nonnegative matrix factorization (NMF) often relies on the separability condition for tractable algorithm design. Separability-based NMF is mainly handled by two types of approaches, namely, greedy pursuit and convex programming. A notable convex NMF formulation is the so-called self-dictionary multiple measurement vectors (SD-MMV), which can work without knowing the matrix rank a priori, and is arguably more resilient to error propagation relative to greedy pursuit. However, convex SD-MMV renders a large memory cost that scales quadratically with the problem size. This memory challenge has been around for a decade, and a major obstacle for applying convex SD-MMV to big data analytics. This work proposes a memory-efficient algorithm for convex SD-MMV. Our algorithm capitalizes on the special update rules of a classic algorithm from the 1950s, namely, the Frank-Wolfe (FW) algorithm. It is shown that, under reasonable conditions, the FW algorithm solves the noisy SD-MMV problem with a memory cost that grows linearly with the amount of data. To handle noisier scenarios, a smoothed group sparsity regularizer is proposed to improve robustness while maintaining the low memory footprint with guarantees. The proposed approach presents the first linear memory complexity algorithmic framework for convex SD-MMV based NMF. The method is tested over a couple of unsupervised learning tasks, i.e., text mining and community detection, to showcase its effectiveness and memory efficiency.

eess.SP↗

arXiv2022

Probabilistic Simplex Component Analysis

This study presents PRISM, a probabilistic simplex component analysis approach to identifying the vertices of a data-circumscribing simplex from data. The problem has a rich variety of applications, the most notable being hyperspectral unmixing in remote sensing and non-negative matrix factorization in machine learning. PRISM uses a simple probabilistic model, namely, uniform simplex data distribution and additive Gaussian noise, and it carries out inference by maximum likelihood. The inference model is sound in the sense that the vertices are provably identifiable under some assumptions, and it suggests that PRISM can be effective in combating noise when the number of data points is large. PRISM has strong, but hidden, relationships with simplex volume minimization, a powerful geometric approach for the same problem. We study these fundamental aspects, and we also consider algorithmic schemes based on importance sampling and variational inference. In particular, the variational inference scheme is shown to resemble a matrix factorization problem with a special regularizer, which draws an interesting connection to the matrix factorization approach. Numerical results are provided to demonstrate the potential of PRISM.

eess.SP↗

arXiv2021

Federated Block Coordinate Descent Scheme for Learning Global and Personalized Models

In federated learning, models are learned from users' data that are held private in their edge devices, by aggregating them in the service provider's "cloud" to obtain a global model. Such global model is of great commercial value in, e.g., improving the customers' experience. In this paper we focus on two possible areas of improvement of the state of the art. First, we take the difference between user habits into account and propose a quadratic penalty-based formulation, for efficient learning of the global model that allows to personalize local models. Second, we address the latency issue associated with the heterogeneous training time on edge devices, by exploiting a hierarchical structure modeling communication not only between the cloud and edge devices, but also within the cloud. Specifically, we devise a tailored block coordinate descent-based computation scheme, accompanied with communication protocols for both the synchronous and asynchronous cloud settings. We characterize the theoretical convergence rate of the algorithm, and provide a variant that performs empirically better. We also prove that the asynchronous protocol, inspired by multi-agent consensus technique, has the potential for large gains in latency compared to a synchronous setting when the edge-device updates are intermittent. Finally, experimental results are provided that corroborate not only the theory, but also show that the system leads to faster convergence for personalized models on the edge devices, compared to the state of the art.

cs.DC↗

arXiv2020

Hyperspectral Super-Resolution via Global-Local Low-Rank Matrix Estimation

Hyperspectral super-resolution (HSR) is a problem that aims to estimate an image of high spectral and spatial resolutions from a pair of co-registered multispectral (MS) and hyperspectral (HS) images, which have coarser spectral and spatial resolutions, respectively. In this paper we pursue a low-rank matrix estimation approach for HSR. We assume that the spectral-spatial matrices associated with the whole image and the local areas of the image have low-rank structures. The local low-rank assumption, in particular, has the aim of providing a more flexible model for accounting for local variation effects due to endmember variability. We formulate the HSR problem as a global-local rank-regularized least-squares problem. By leveraging on the recent advances in non-convex large-scale optimization, namely, the smooth Schatten-p approximation and the accelerated majorization-minimization method, we develop an efficient algorithm for the global-local low-rank problem. Numerical experiments on synthetic, semi-real and real data show that the proposed algorithm outperforms a number of benchmark algorithms in terms of recovery performance.

eess.IV↗

arXiv2020

Hybrid Inexact BCD for Coupled Structured Matrix Factorization in Hyperspectral Super-Resolution

This paper develops a first-order optimization method for coupled structured matrix factorization (CoSMF) problems that arise in the context of hyperspectral super-resolution (HSR) in remote sensing. To best leverage the problem structures for computational efficiency, we introduce a hybrid inexact block coordinate descent (HiBCD) scheme wherein one coordinate is updated via the fast proximal gradient (FPG) method, while another via the Frank-Wolfe (FW) method. The FPG-type methods are known to take less number of iterations to converge, by numerical experience, while the FW-type methods can offer lower per-iteration complexity in certain cases; and we wish to take the best of both. We show that the limit points of this HiBCD scheme are stationary. Our proof treats HiBCD as an optimization framework for a class of multi-block structured optimization problems, and our stationarity claim is applicable not only to CoSMF but also to many other problems. Previous optimization research showed the same stationarity result for inexact block coordinate descent with either FPG or FW updates only. Numerical results indicate that the proposed HiBCD scheme is computationally much more efficient than the state-of-the-art CoSMF schemes in HSR.

eess.SP↗

arXiv2019

Is There Any Recovery Guarantee with Coupled Structured Matrix Factorization for Hyperspectral Super-Resolution?

Coupled structured matrix factorization (CoSMF) for hyperspectral super-resolution (HSR) has recently drawn significant interest in hyperspectral imaging for remote sensing. Presently there is very few work that studies the theoretical recovery guarantees of CoSMF. This paper makes one such endeavor by considering the CoSMF formulation by Wei et al., which, simply speaking, is similar to coupled non-negative matrix factorization. Assuming no noise, we show sufficient conditions under which the globably optimal solution to the CoSMF problem is guaranteed to deliver certain recovery accuracies. Our analysis suggests that sparsity and the pure-pixel (or separability) condition play a hidden role in enabling CoSMF to achieve some good recovery characteristics.

eess.SP↗

arXiv2018

Maximum Volume Inscribed Ellipsoid: A New Simplex-Structured Matrix Factorization Framework via Facet Enumeration and Convex Optimization

Consider a structured matrix factorization model where one factor is restricted to have its columns lying in the unit simplex. This simplex-structured matrix factorization (SSMF) model and the associated factorization techniques have spurred much interest in research topics over different areas, such as hyperspectral unmixing in remote sensing, topic discovery in machine learning, to name a few. In this paper we develop a new theoretical SSMF framework whose idea is to study a maximum volume ellipsoid inscribed in the convex hull of the data points. This maximum volume inscribed ellipsoid (MVIE) idea has not been attempted in prior literature, and we show a sufficient condition under which the MVIE framework guarantees exact recovery of the factors. The sufficient recovery condition we show for MVIE is much more relaxed than that of separable non-negative matrix factorization (or pure-pixel search); coincidentally it is also identical to that of minimum volume enclosing simplex, which is known to be a powerful SSMF framework for non-separable problem instances. We also show that MVIE can be practically implemented by performing facet enumeration and then by solving a convex optimization problem. The potential of the MVIE framework is illustrated by numerical results.

stat.ML↗