Searcharxiv⌕ Search

arXiv subjects

Ruocheng Guo

Publications and source records attributed to Ruocheng Guo.

At least 19 recordsLinked to original sources
arXiv2026

Observational Policy Ranking for SMB Financial Guidance from Multi-Action Accounting Logs

Small and medium-sized businesses need timely financial guidance, yet historical accounting logs record self-selected and often co-occurring business changes rather than randomized recommendations. We formulate this setting as observational policy ranking: from pre-decision financial information, a policy selects one of 34 ledger-derived business-change categories for a target financial KPI. Using 85,078 company-month observations from 7,505 firms, we introduce Covariate-Adjusted Residual Policy Learning (CAR-PL), an action-wise R-learner that operates directly on multi-hot logs and regularizes selection by observational support. We compare CAR-PL with an uplift T-Learner, a conservative contextual value model, a zero-shot LLM, and non-personalized references on company-disjoint held-out firms under a shared model-assisted scoring rule. CAR-PL has the highest Gross Profit point estimate (0.084), the T-Learner has the highest Revenue point estimate (0.085), and the contextual value model has the highest Quick Ratio point estimate (0.062). CAR-PL and the T-Learner are not statistically separated on either growth KPI in matched company-clustered comparisons, while CAR-PL selects 33-34 categories and produces less concentrated selections across the catalog. Outcome-model-only scoring retains the same KPI-level point-estimate leader or top pair, and category rankings remain similar when the all-zero treatment reference is replaced by the most common training co-action pattern. These findings support objective-specific ranking of SMB financial guidance from multi-action accounting logs.

cs.LG↗
arXiv2026

When Evidence is Sparse: Weakly Supervised Early Failure Alerting in Dialogs and LLM-Agent Trajectories

Early failure alerting requires deciding, while a dialog or agent trajectory is still unfolding, whether to flag it as likely to fail. This is challenging because supervision is typically available only as a trajectory-level success/failure label while alerts must be raised from partial interactions. Prior early-classification methods often bridge this gap by assigning the terminal label to every prefix, treating every turn as failure evidence. We hypothesize that this prefix-label assumption is poorly matched to multi-turn language interactions, where evidence of eventual failure is sparse and often delayed. In this paper, we introduce a two-stage approach that learns from this sparse evidence structure and uses the resulting risk estimates for controllable early alerting. Specifically, our attention-based failure predictor learns sparse turn-level failure evidence from trajectory labels and uses it to estimate failure risk from partial histories. We then pair this predictor with $\alpha$-STOP, a single preference-conditioned stopping policy that selects an accuracy-earliness operating point at inference time rather than training a separate trigger for each preference. Across five benchmarks spanning customer support, task-oriented dialog, persuasion, tool use, and planning, we first show that high-relevance failure evidence occupies only 4.7-11.3% of turns and first appears after 59.0-83.6\% of trajectories on average. We further show that the attention-based predictor improves Pareto-frontier quality (hypervolume) by 1-10\% over naive prefix supervision, and that the full system improves frontier quality by 3-42\% over state-of-the-art trigger policies while reducing training cost per operating point by 1-3 orders of magnitude.

cs.CL↗
arXiv2026

T-GINEE: A Tensor-Based Multilayer Graph Representation Learning

Traditional network analysis focuses on single-layer networks, real-world systems often form multilayer networks with multiple relationship types. However, existing methods typically fail to capture complex inter-layer dependencies by treating layers independently or aggregating them. To address this, we propose T-GINEE (Tensor-Based Generalized Multilayer-graph Estimating Equation), a statistical regularization framework combining tensor-based generalized estimating equations with task-specific loss to model cross-network correlations explicitly. Key innovations include: (1) CP tensor decomposition capturing structural dependencies via shared latent factors; (2) a generalized estimating equation framework modeling inter-layer correlations through working covariance matrices; and (3) a flexible link function accommodating characteristics like sparsity. Our theoretical analysis establishes consistency and asymptotic normality under mild conditions. Extensive experiments on synthetic and real-world datasets validate T-GINEE's effectiveness for multilayer network analysis.

cs.LG↗
arXiv2026

Learning to Rewrite Tool Descriptions for Reliable LLM-Agent Tool Use

While most efforts to improve LLM-based tool-using agents focus on the agent itself - through larger models, better prompting, or fine-tuning - agent performance increasingly plateaus due to the quality of the tool interfaces these agents consume. Tool descriptions are often written for human developers and tolerate ambiguity that agents cannot resolve, particularly as the number of candidate tools grows. Existing approaches to improving tool interfaces (1) require re-running a multi-stage per-tool pipeline - synthesizing queries, executing an agent to collect trajectories, annotating trajectories, and prompting a strong LLM multiple times - for every API that enters the catalog, and (2) typically optimize each tool independently, limiting scalability and generalization to unseen tools. We propose Trace-Free+, a curriculum learning framework that progressively transfers supervision from trace-rich settings to trace-free deployment, encouraging the model to internalize reusable patterns of what makes a tool description effective. To support this approach, we construct a large-scale dataset of high-quality tool interfaces derived from real-world APIs through a principled data synthesis workflow. Experiments on widely adopted benchmarks show that Trace-Free+ improves robustness as tool catalogs scale to 150+ candidates - in scaling experiments, reducing accuracy degradation by 29.23% and improving average query-level success by 60.89% on StableToolBench - generalizes across domains without retraining, and provides complementary gains on top of agent fine-tuning.

cs.AI↗
arXiv2026

ToolPRMBench: Evaluating and Advancing Process Reward Models for Tool-using Agents

Reward-guided search methods have demonstrated strong potential in enhancing tool-using agents by effectively guiding sampling and exploration over complex action spaces. As a core design, those search methods utilize process reward models (PRMs) to provide step-level rewards, enabling more fine-grained monitoring. However, there is a lack of systematic and reliable evaluation benchmarks for PRMs in tool-using settings. In this paper, we introduce ToolPRMBench, a large-scale benchmark specifically designed to evaluate PRMs for tool-using agents. ToolPRMBench is built on top of several representative tool-using benchmarks and converts agent trajectories into step-level test cases. Each case contains the interaction history, a correct action, a plausible but incorrect alternative, and relevant tool metadata. We respectively utilize offline sampling to isolate local single-step errors and online sampling to capture realistic multi-step failures from full agent rollouts. A multi-LLM verification pipeline is proposed to reduce label noise and ensure data quality. We conduct extensive experiments across large language models, general PRMs, and tool-specialized PRMs on ToolPRMBench. The results reveal clear differences in PRM effectiveness and highlight the potential of specialized PRMs for tool-using. Code and data will be released at https://github.com/David-Li0406/ToolPRMBench.

cs.AI↗
arXiv2025

Renormalization Group Guided Tensor Network Structure Search

Tensor network structure search (TN-SS) aims to automatically discover optimal network topologies and rank configurations for efficient tensor decomposition in high-dimensional data representation. Despite recent advances, existing TN-SS methods face significant limitations in computational tractability, structure adaptivity, and optimization robustness across diverse tensor characteristics. They struggle with three key challenges: single-scale optimization missing multi-scale structures, discrete search spaces hindering smooth structure evolution, and separated structure-parameter optimization causing computational inefficiency. We propose RGTN (Renormalization Group guided Tensor Network search), a physics-inspired framework transforming TN-SS via multi-scale renormalization group flows. Unlike fixed-scale discrete search methods, RGTN uses dynamic scale-transformation for continuous structure evolution across resolutions. Its core innovation includes learnable edge gates for optimization-stage topology modification and intelligent proposals based on physical quantities like node tension measuring local stress and edge information flow quantifying connectivity importance. Starting from low-complexity coarse scales and refining to finer ones, RGTN finds compact structures while escaping local minima via scale-induced perturbations. Extensive experiments on light field data, high-order synthetic tensors, and video completion tasks show RGTN achieves state-of-the-art compression ratios and runs 4-600$\times$ faster than existing methods, validating the effectiveness of our physics-inspired approach.

cs.CV↗
arXiv2025

RIMRULE: Improving Tool-Using Language Agents via MDL-Guided Rule Learning

Large language models (LLMs) often struggle to use tools reliably in domain-specific settings, where APIs may be idiosyncratic, under-documented, or tailored to private workflows. This highlights the need for effective adaptation to task-specific tools. We propose RIMRULE, a neuro-symbolic approach for LLM adaptation based on dynamic rule injection. Compact, interpretable rules are distilled from failure traces and injected into the prompt during inference to improve task performance. These rules are proposed by the LLM itself and consolidated using a Minimum Description Length (MDL) objective that favors generality and conciseness. Each rule is stored in both natural language and a structured symbolic form, supporting efficient retrieval at inference time. Experiments on tool-use benchmarks show that this approach improves accuracy on both seen and unseen tools without modifying LLM weights. It outperforms prompting-based adaptation methods and complements finetuning. Moreover, rules learned from one LLM can be reused to improve others, including long reasoning LLMs, highlighting the portability of symbolic knowledge across architectures.

cs.CL↗
arXiv2025

Node-Level Uncertainty Estimation in LLM-Generated SQL

We present a practical framework for detecting errors in LLM-generated SQL by estimating uncertainty at the level of individual nodes in the query's abstract syntax tree (AST). Our approach proceeds in two stages. First, we introduce a semantically aware labeling algorithm that, given a generated SQL and a gold reference, assigns node-level correctness without over-penalizing structural containers or alias variation. Second, we represent each node with a rich set of schema-aware and lexical features - capturing identifier validity, alias resolution, type compatibility, ambiguity in scope, and typo signals - and train a supervised classifier to predict per-node error probabilities. We interpret these probabilities as calibrated uncertainty, enabling fine-grained diagnostics that pinpoint exactly where a query is likely to be wrong. Across multiple databases and datasets, our method substantially outperforms token log-probabilities: average AUC improves by +27.44% while maintaining robustness under cross-database evaluation. Beyond serving as an accuracy signal, node-level uncertainty supports targeted repair, human-in-the-loop review, and downstream selective execution. Together, these results establish node-centric, semantically grounded uncertainty estimation as a strong and interpretable alternative to aggregate sequence level confidence measures.

cs.LG↗
arXiv2025

Embedding in Recommender Systems: A Survey

Recommender systems have become an essential component of many online platforms, providing personalized recommendations to users. A crucial aspect is embedding techniques that convert the high-dimensional discrete features, such as user and item IDs, into low-dimensional continuous vectors, which can enhance the recommendation performance. Embedding techniques have revolutionized the capture of complex entity relationships, generating significant research interest. This survey presents a comprehensive analysis of recent advances in recommender system embedding techniques. We examine centralized embedding approaches across matrix, sequential, and graph structures. In matrix-based scenarios, collaborative filtering generates embeddings that effectively model user-item preferences, particularly in sparse data environments. For sequential data, we explore various approaches including recurrent neural networks and self-supervised methods such as contrastive and generative learning. In graph-structured contexts, we analyze techniques like node2vec that leverage network relationships, along with applicable self-supervised methods. Our survey addresses critical scalability challenges in embedding methods and explores innovative directions in recommender systems. We introduce emerging approaches, including AutoML, hashing techniques, and quantization methods, to enhance performance while reducing computational complexity. Additionally, we examine the promising role of Large Language Models (LLMs) in embedding enhancement. Through detailed discussion of various architectures and methodologies, this survey aims to provide a thorough overview of state-of-the-art embedding techniques in recommender systems, while highlighting key challenges and future research directions.

cs.IR↗
arXiv2025

Learning Counterfactual Outcomes Under Rank Preservation

Counterfactual inference aims to estimate the counterfactual outcome at the individual level given knowledge of an observed treatment and the factual outcome, with broad applications in fields such as epidemiology, econometrics, and management science. Previous methods rely on a known structural causal model (SCM) or assume the homogeneity of the exogenous variable and strict monotonicity between the outcome and exogenous variable. In this paper, we propose a principled approach for identifying and estimating the counterfactual outcome. We first introduce a simple and intuitive rank preservation assumption to identify the counterfactual outcome without relying on a known structural causal model. Building on this, we propose a novel ideal loss for theoretically unbiased learning of the counterfactual outcome and further develop a kernel-based estimator for its empirical estimation. Our theoretical analysis shows that the rank preservation assumption is not stronger than the homogeneity and strict monotonicity assumptions, and shows that the proposed ideal loss is convex, and the proposed estimator is unbiased. Extensive semi-synthetic and real-world experiments are conducted to demonstrate the effectiveness of the proposed method.

cs.LG↗
arXiv2025

SPARK: Adaptive Low-Rank Knowledge Graph Modeling in Hybrid Geometric Spaces for Recommendation

Knowledge Graphs (KGs) enhance recommender systems but face challenges from inherent noise, sparsity, and Euclidean geometry's inadequacy for complex relational structures, critically impairing representation learning, especially for long-tail entities. Existing methods also often lack adaptive multi-source signal fusion tailored to item popularity. This paper introduces SPARK, a novel multi-stage framework systematically tackling these issues. SPARK first employs Tucker low-rank decomposition to denoise KGs and generate robust entity representations. Subsequently, an SVD-initialized hybrid geometric GNN concurrently learns representations in Euclidean and Hyperbolic spaces; the latter is strategically leveraged for its aptitude in modeling hierarchical structures, effectively capturing semantic features of sparse, long-tail items. A core contribution is an item popularity-aware adaptive fusion strategy that dynamically weights signals from collaborative filtering, refined KG embeddings, and diverse geometric spaces for precise modeling of both mainstream and long-tail items. Finally, contrastive learning aligns these multi-source representations. Extensive experiments demonstrate SPARK's significant superiority over state-of-the-art methods, particularly in improving long-tail item recommendation, offering a robust, principled approach to knowledge-enhanced recommendation. Implementation code is available at https://github.com/Applied-Machine-Learning-Lab/SPARK.

cs.IR↗
arXiv2025

FindRec: Stein-Guided Entropic Flow for Multi-Modal Sequential Recommendation

Modern recommendation systems face significant challenges in processing multimodal sequential data, particularly in temporal dynamics modeling and information flow coordination. Traditional approaches struggle with distribution discrepancies between heterogeneous features and noise interference in multimodal signals. We propose \textbf{FindRec}~ (\textbf{F}lexible unified \textbf{in}formation \textbf{d}isentanglement for multi-modal sequential \textbf{Rec}ommendation), introducing a novel "information flow-control-output" paradigm. The framework features two key innovations: (1) A Stein kernel-based Integrated Information Coordination Module (IICM) that theoretically guarantees distribution consistency between multimodal features and ID streams, and (2) A cross-modal expert routing mechanism that adaptively filters and combines multimodal features based on their contextual relevance. Our approach leverages multi-head subspace decomposition for routing stability and RBF-Stein gradient for unbiased distribution alignment, enhanced by linear-complexity Mamba layers for efficient temporal modeling. Extensive experiments on three real-world datasets demonstrate FindRec's superior performance over state-of-the-art baselines, particularly in handling long sequences and noisy multimodal inputs. Our framework achieves both improved recommendation accuracy and enhanced model interpretability through its modular design. The implementation code is available anonymously online for easy reproducibility~\footnote{https://github.com/Applied-Machine-Learning-Lab/FindRec}.

cs.IR↗
arXiv2025

DANCE: Resource-Efficient Neural Architecture Search with Data-Aware and Continuous Adaptation

Neural Architecture Search (NAS) has emerged as a powerful approach for automating neural network design. However, existing NAS methods face critical limitations in real-world deployments: architectures lack adaptability across scenarios, each deployment context requires costly separate searches, and performance consistency across diverse platforms remains challenging. We propose DANCE (Dynamic Architectures with Neural Continuous Evolution), which reformulates architecture search as a continuous evolution problem through learning distributions over architectural components. DANCE introduces three key innovations: a continuous architecture distribution enabling smooth adaptation, a unified architecture space with learned selection gates for efficient sampling, and a multi-stage training strategy for effective deployment optimization. Extensive experiments across five datasets demonstrate DANCE's effectiveness. Our method consistently outperforms state-of-the-art NAS approaches in terms of accuracy while significantly reducing search costs. Under varying computational constraints, DANCE maintains robust performance while smoothly adapting architectures to different hardware requirements. The code and appendix can be found at https://github.com/Applied-Machine-Learning-Lab/DANCE.

cs.LG↗
arXiv2025

Stepwise Reasoning Error Disruption Attack of LLMs

Large language models (LLMs) have made remarkable strides in complex reasoning tasks, but their safety and robustness in reasoning processes remain underexplored. Existing attacks on LLM reasoning are constrained by specific settings or lack of imperceptibility, limiting their feasibility and generalizability. To address these challenges, we propose the Stepwise rEasoning Error Disruption (SEED) attack, which subtly injects errors into prior reasoning steps to mislead the model into producing incorrect subsequent reasoning and final answers. Unlike previous methods, SEED is compatible with zero-shot and few-shot settings, maintains the natural reasoning flow, and ensures covert execution without modifying the instruction. Extensive experiments on four datasets across four different models demonstrate SEED's effectiveness, revealing the vulnerabilities of LLMs to disruptions in reasoning processes. These findings underscore the need for greater attention to the robustness of LLM reasoning to ensure safety in practical applications. Our code is available at: https://github.com/Applied-Machine-Learning-Lab/SEED-Attack.

cs.AI↗
arXiv2025

Optimal Policy Adaptation under Covariate Shift

Transfer learning of prediction models has been extensively studied, while the corresponding policy learning approaches are rarely discussed. In this paper, we propose principled approaches for learning the optimal policy in the target domain by leveraging two datasets: one with full information from the source domain and the other from the target domain with only covariates. First, under the setting of covariate shift, we formulate the problem from a perspective of causality and present the identifiability assumptions for the reward induced by a given policy. Then, we derive the efficient influence function and the semiparametric efficiency bound for the reward. Based on this, we construct a doubly robust and semiparametric efficient estimator for the reward and then learn the optimal policy by optimizing the estimated reward. Moreover, we theoretically analyze the bias and the generalization error bound for the learned policy. Extensive experiments demonstrate that the approach not only estimates the reward more accurately but also yields a policy that closely approximates the theoretically optimal policy.

cs.LG↗
arXiv2025

STAR-Rec: Making Peace with Length Variance and Pattern Diversity in Sequential Recommendation

Recent deep sequential recommendation models often struggle to effectively model key characteristics of user behaviors, particularly in handling sequence length variations and capturing diverse interaction patterns. We propose STAR-Rec, a novel architecture that synergistically combines preference-aware attention and state-space modeling through a sequence-level mixture-of-experts framework. STAR-Rec addresses these challenges by: (1) employing preference-aware attention to capture both inherently similar item relationships and diverse preferences, (2) utilizing state-space modeling to efficiently process variable-length sequences with linear complexity, and (3) incorporating a mixture-of-experts component that adaptively routes different behavioral patterns to specialized experts, handling both focused category-specific browsing and diverse category exploration patterns. We theoretically demonstrate how the state space model and attention mechanisms can be naturally unified in recommendation scenarios, where SSM captures temporal dynamics through state compression while attention models both similar and diverse item relationships. Extensive experiments on four real-world datasets demonstrate that STAR-Rec consistently outperforms state-of-the-art sequential recommendation methods, particularly in scenarios involving diverse user behaviors and varying sequence lengths.

cs.IR↗
arXiv2025

Identification and Estimation of Long-Term Treatment Effects with Monotone Missing

Estimating long-term treatment effects has a wide range of applications in various domains. A key feature in this context is that collecting long-term outcomes typically involves a multi-stage process and is subject to monotone missing, where individuals missing at an earlier stage remain missing at subsequent stages. Despite its prevalence, monotone missing has been rarely explored in previous studies on estimating long-term treatment effects. In this paper, we address this gap by introducing the sequential missingness assumption for identification. We propose three novel estimation methods, including inverse probability weighting, sequential regression imputation, and sequential marginal structural model (SeqMSM). Considering that the SeqMSM method may suffer from high variance due to severe data sparsity caused by monotone missing, we further propose a novel balancing-enhanced approach, BalanceNet, to improve the stability and accuracy of the estimation methods. Extensive experiments on two widely used benchmark datasets demonstrate the effectiveness of our proposed methods.

cs.LG↗
arXiv2025

Confidence-aware Fine-tuning of Sequential Recommendation Systems via Conformal Prediction

In Sequential Recommendation Systems (SRecsys), traditional training approaches that rely on Cross-Entropy (CE) loss often prioritize accuracy but fail to align well with user satisfaction metrics. CE loss focuses on maximizing the confidence of the ground truth item, which is challenging to achieve universally across all users and sessions. It also overlooks the practical acceptability of ranking the ground truth item within the top-$K$ positions, a common metric in SRecsys. To address this limitation, we propose \textbf{CPFT}, a novel fine-tuning framework that integrates Conformal Prediction (CP)-based losses with CE loss to optimize accuracy alongside confidence that better aligns with widely used top-$K$ metrics. CPFT embeds CP principles into the training loop using differentiable proxy losses and computationally efficient calibration strategies, enabling the generation of high-confidence prediction sets. These sets focus on items with high relevance while maintaining robust coverage guarantees. Extensive experiments on five real-world datasets and four distinct sequential models demonstrate that CPFT improves precision metrics and confidence calibration. Our results highlight the importance of confidence-aware fine-tuning in delivering accurate, trustworthy recommendations that enhance user satisfaction.

cs.IR↗