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Ruoxi Sun

Publications and source records attributed to Ruoxi Sun.

At least 55 records · Page 3Linked to original sources

On Security Weaknesses and Vulnerabilities in Deep Learning Systems

The security guarantee of AI-enabled software systems (particularly using deep learning techniques as a functional core) is pivotal against the adversarial attacks exploiting software vulnerabilities. However, little attention has been paid to a systematic investigation of vulnerabilities in such systems. A common situation learned from the open source software community is that deep learning engineers frequently integrate off-the-shelf or open-source learning frameworks into their ecosystems. In this work, we specifically look into deep learning (DL) framework and perform the first systematic study of vulnerabilities in DL systems through a comprehensive analysis of identified vulnerabilities from Common Vulnerabilities and Exposures (CVE) and open-source DL tools, including TensorFlow, Caffe, OpenCV, Keras, and PyTorch. We propose a two-stream data analysis framework to explore vulnerability patterns from various databases. We investigate the unique DL frameworks and libraries development ecosystems that appear to be decentralized and fragmented. By revisiting the Common Weakness Enumeration (CWE) List, which provides the traditional software vulnerability related practices, we observed that it is more challenging to detect and fix the vulnerabilities throughout the DL systems lifecycle. Moreover, we conducted a large-scale empirical study of 3,049 DL vulnerabilities to better understand the patterns of vulnerability and the challenges in fixing them. We have released the full replication package at https://github.com/codelzz/Vulnerabilities4DLSystem. We anticipate that our study can advance the development of secure DL systems.

cs.SE↗

Chain of Agents: Large Language Models Collaborating on Long-Context Tasks

Addressing the challenge of effectively processing long contexts has become a critical issue for Large Language Models (LLMs). Two common strategies have emerged: 1) reducing the input length, such as retrieving relevant chunks by Retrieval-Augmented Generation (RAG), and 2) expanding the context window limit of LLMs. However, both strategies have drawbacks: input reduction has no guarantee of covering the part with needed information, while window extension struggles with focusing on the pertinent information for solving the task. To mitigate these limitations, we propose Chain-of-Agents (CoA), a novel framework that harnesses multi-agent collaboration through natural language to enable information aggregation and context reasoning across various LLMs over long-context tasks. CoA consists of multiple worker agents who sequentially communicate to handle different segmented portions of the text, followed by a manager agent who synthesizes these contributions into a coherent final output. CoA processes the entire input by interleaving reading and reasoning, and it mitigates long context focus issues by assigning each agent a short context. We perform comprehensive evaluation of CoA on a wide range of long-context tasks in question answering, summarization, and code completion, demonstrating significant improvements by up to 10% over strong baselines of RAG, Full-Context, and multi-agent LLMs.

cs.CL↗

Leakage-Resilient and Carbon-Neutral Aggregation Featuring the Federated AI-enabled Critical Infrastructure

AI-enabled critical infrastructures (ACIs) integrate artificial intelligence (AI) technologies into various essential systems and services that are vital to the functioning of society, offering significant implications for efficiency, security and resilience. While adopting decentralized AI approaches (such as federated learning technology) in ACIs is plausible, private and sensitive data are still susceptible to data reconstruction attacks through gradient optimization. In this work, we propose Compressed Differentially Private Aggregation (CDPA), a leakage-resilient, communication-efficient, and carbon-neutral approach for ACI networks. Specifically, CDPA has introduced a novel random bit-flipping mechanism as its primary innovation. This mechanism first converts gradients into a specific binary representation and then selectively flips masked bits with a certain probability. The proposed bit-flipping introduces a larger variance to the noise while providing differentially private protection and commendable efforts in energy savings while applying vector quantization techniques within the context of federated learning. The experimental evaluation indicates that CDPA can reduce communication cost by half while preserving model utility. Moreover, we demonstrate that CDPA can effectively defend against state-of-the-art data reconstruction attacks in both computer vision and natural language processing tasks. We highlight existing benchmarks that generate 2.6x to over 100x more carbon emissions than CDPA. We hope that the CDPA developed in this paper can inform the federated AI-enabled critical infrastructure of a more balanced trade-off between utility and privacy, resilience protection, as well as a better carbon offset with less communication overhead.

cs.CR↗

Capabilities of Gemini Models in Medicine

Excellence in a wide variety of medical applications poses considerable challenges for AI, requiring advanced reasoning, access to up-to-date medical knowledge and understanding of complex multimodal data. Gemini models, with strong general capabilities in multimodal and long-context reasoning, offer exciting possibilities in medicine. Building on these core strengths of Gemini, we introduce Med-Gemini, a family of highly capable multimodal models that are specialized in medicine with the ability to seamlessly use web search, and that can be efficiently tailored to novel modalities using custom encoders. We evaluate Med-Gemini on 14 medical benchmarks, establishing new state-of-the-art (SoTA) performance on 10 of them, and surpass the GPT-4 model family on every benchmark where a direct comparison is viable, often by a wide margin. On the popular MedQA (USMLE) benchmark, our best-performing Med-Gemini model achieves SoTA performance of 91.1% accuracy, using a novel uncertainty-guided search strategy. On 7 multimodal benchmarks including NEJM Image Challenges and MMMU (health & medicine), Med-Gemini improves over GPT-4V by an average relative margin of 44.5%. We demonstrate the effectiveness of Med-Gemini's long-context capabilities through SoTA performance on a needle-in-a-haystack retrieval task from long de-identified health records and medical video question answering, surpassing prior bespoke methods using only in-context learning. Finally, Med-Gemini's performance suggests real-world utility by surpassing human experts on tasks such as medical text summarization, alongside demonstrations of promising potential for multimodal medical dialogue, medical research and education. Taken together, our results offer compelling evidence for Med-Gemini's potential, although further rigorous evaluation will be crucial before real-world deployment in this safety-critical domain.

cs.AI↗

Effective Large Language Model Adaptation for Improved Grounding and Citation Generation

Large language models (LLMs) have achieved remarkable advancements in natural language understanding and generation. However, one major issue towards their widespread deployment in the real world is that they can generate "hallucinated" answers that are not factual. Towards this end, this paper focuses on improving LLMs by grounding their responses in retrieved passages and by providing citations. We propose a new framework, AGREE, Adaptation for GRounding EnhancEment, that improves the grounding from a holistic perspective. Our framework tunes LLMs to selfground the claims in their responses and provide accurate citations to retrieved documents. This tuning on top of the pre-trained LLMs requires well-grounded responses (with citations) for paired queries, for which we introduce a method that can automatically construct such data from unlabeled queries. The selfgrounding capability of tuned LLMs further grants them a test-time adaptation (TTA) capability that can actively retrieve passages to support the claims that have not been grounded, which iteratively improves the responses of LLMs. Across five datasets and two LLMs, our results show that the proposed tuningbased AGREE framework generates superior grounded responses with more accurate citations compared to prompting-based approaches and post-hoc citing-based approaches

cs.CL↗

StyleFool: Fooling Video Classification Systems via Style Transfer

Video classification systems are vulnerable to adversarial attacks, which can create severe security problems in video verification. Current black-box attacks need a large number of queries to succeed, resulting in high computational overhead in the process of attack. On the other hand, attacks with restricted perturbations are ineffective against defenses such as denoising or adversarial training. In this paper, we focus on unrestricted perturbations and propose StyleFool, a black-box video adversarial attack via style transfer to fool the video classification system. StyleFool first utilizes color theme proximity to select the best style image, which helps avoid unnatural details in the stylized videos. Meanwhile, the target class confidence is additionally considered in targeted attacks to influence the output distribution of the classifier by moving the stylized video closer to or even across the decision boundary. A gradient-free method is then employed to further optimize the adversarial perturbations. We carry out extensive experiments to evaluate StyleFool on two standard datasets, UCF-101 and HMDB-51. The experimental results demonstrate that StyleFool outperforms the state-of-the-art adversarial attacks in terms of both the number of queries and the robustness against existing defenses. Moreover, 50% of the stylized videos in untargeted attacks do not need any query since they can already fool the video classification model. Furthermore, we evaluate the indistinguishability through a user study to show that the adversarial samples of StyleFool look imperceptible to human eyes, despite unrestricted perturbations.

cs.CV↗

SQL-PaLM: Improved Large Language Model Adaptation for Text-to-SQL (extended)

Text-to-SQL, the process of translating natural language into Structured Query Language (SQL), represents a transformative application of large language models (LLMs), potentially revolutionizing how humans interact with data. This paper introduces the SQL-PaLM framework, a comprehensive solution for understanding and enhancing Text-to-SQL using LLMs, using in the learning regimes of few-shot prompting and instruction fine-tuning. With few-shot prompting, we explore the effectiveness of consistency decoding with execution-based error filtering. With instruction fine-tuning, we delve deep in understanding the critical paradigms that influence the performance of tuned LLMs. In particular, we investigate how performance can be improved through expanded training data coverage and diversity, synthetic data augmentation, and integrating query-specific database content. We propose a test-time selection method to further refine accuracy by integrating SQL outputs from multiple paradigms with execution feedback as guidance. Additionally, we tackle the practical challenge of navigating intricate databases with a significant number of tables and columns, proposing efficient techniques for accurately selecting relevant database elements to enhance Text-to-SQL performance. Our holistic approach yields substantial advancements in Text-to-SQL, as demonstrated on two key public benchmarks, Spider and BIRD. Through comprehensive ablations and error analyses, we shed light on the strengths and weaknesses of our framework, offering valuable insights into Text-to-SQL's future work.

cs.CL↗

The Invisible Game on the Internet: A Case Study of Decoding Deceptive Patterns

Deceptive patterns are design practices embedded in digital platforms to manipulate users, representing a widespread and long-standing issue in the web and mobile software development industry. Legislative actions highlight the urgency of globally regulating deceptive patterns. However, despite advancements in detection tools, a significant gap exists in assessing deceptive pattern risks. In this study, we introduce a comprehensive approach involving the interactions between the Adversary, Watchdog (e.g., detection tools), and Challengers (e.g., users) to formalize and decode deceptive pattern threats. Based on this, we propose a quantitative risk assessment system. Representative cases are analyzed to showcase the practicability of the proposed risk scoring system, emphasizing the importance of involving human factors in deceptive pattern risk assessment.

cs.CR↗

A Duty to Forget, a Right to be Assured? Exposing Vulnerabilities in Machine Unlearning Services

The right to be forgotten requires the removal or "unlearning" of a user's data from machine learning models. However, in the context of Machine Learning as a Service (MLaaS), retraining a model from scratch to fulfill the unlearning request is impractical due to the lack of training data on the service provider's side (the server). Furthermore, approximate unlearning further embraces a complex trade-off between utility (model performance) and privacy (unlearning performance). In this paper, we try to explore the potential threats posed by unlearning services in MLaaS, specifically over-unlearning, where more information is unlearned than expected. We propose two strategies that leverage over-unlearning to measure the impact on the trade-off balancing, under black-box access settings, in which the existing machine unlearning attacks are not applicable. The effectiveness of these strategies is evaluated through extensive experiments on benchmark datasets, across various model architectures and representative unlearning approaches. Results indicate significant potential for both strategies to undermine model efficacy in unlearning scenarios. This study uncovers an underexplored gap between unlearning and contemporary MLaaS, highlighting the need for careful considerations in balancing data unlearning, model utility, and security.

cs.CR↗

Mate! Are You Really Aware? An Explainability-Guided Testing Framework for Robustness of Malware Detectors

Numerous open-source and commercial malware detectors are available. However, their efficacy is threatened by new adversarial attacks, whereby malware attempts to evade detection, e.g., by performing feature-space manipulation. In this work, we propose an explainability-guided and model-agnostic testing framework for robustness of malware detectors when confronted with adversarial attacks. The framework introduces the concept of Accrued Malicious Magnitude (AMM) to identify which malware features could be manipulated to maximize the likelihood of evading detection. We then use this framework to test several state-of-the-art malware detectors' abilities to detect manipulated malware. We find that (i) commercial antivirus engines are vulnerable to AMM-guided test cases; (ii) the ability of a manipulated malware generated using one detector to evade detection by another detector (i.e., transferability) depends on the overlap of features with large AMM values between the different detectors; and (iii) AMM values effectively measure the fragility of features (i.e., capability of feature-space manipulation to flip the prediction results) and explain the robustness of malware detectors facing evasion attacks. Our findings shed light on the limitations of current malware detectors, as well as how they can be improved.

cs.CR↗

SQLPrompt: In-Context Text-to-SQL with Minimal Labeled Data

Text-to-SQL aims to automate the process of generating SQL queries on a database from natural language text. In this work, we propose "SQLPrompt", tailored to improve the few-shot prompting capabilities of Text-to-SQL for Large Language Models (LLMs). Our methods include innovative prompt design, execution-based consistency decoding strategy which selects the SQL with the most consistent execution outcome among other SQL proposals, and a method that aims to improve performance by diversifying the SQL proposals during consistency selection with different prompt designs ("MixPrompt") and foundation models ("MixLLMs"). We show that \emph{SQLPrompt} outperforms previous approaches for in-context learning with few labeled data by a large margin, closing the gap with finetuning state-of-the-art with thousands of labeled data.

cs.CL↗

Bounded and Unbiased Composite Differential Privacy

The objective of differential privacy (DP) is to protect privacy by producing an output distribution that is indistinguishable between any two neighboring databases. However, traditional differentially private mechanisms tend to produce unbounded outputs in order to achieve maximum disturbance range, which is not always in line with real-world applications. Existing solutions attempt to address this issue by employing post-processing or truncation techniques to restrict the output results, but at the cost of introducing bias issues. In this paper, we propose a novel differentially private mechanism which uses a composite probability density function to generate bounded and unbiased outputs for any numerical input data. The composition consists of an activation function and a base function, providing users with the flexibility to define the functions according to the DP constraints. We also develop an optimization algorithm that enables the iterative search for the optimal hyper-parameter setting without the need for repeated experiments, which prevents additional privacy overhead. Furthermore, we evaluate the utility of the proposed mechanism by assessing the variance of the composite probability density function and introducing two alternative metrics that are simpler to compute than variance estimation. Our extensive evaluation on three benchmark datasets demonstrates consistent and significant improvement over the traditional Laplace and Gaussian mechanisms. The proposed bounded and unbiased composite differentially private mechanism will underpin the broader DP arsenal and foster future privacy-preserving studies.

cs.CR↗

Universal Self-Adaptive Prompting

A hallmark of modern large language models (LLMs) is their impressive general zero-shot and few-shot abilities, often elicited through in-context learning (ICL) via prompting. However, while highly coveted and being the most general, zero-shot performances in LLMs are still typically weaker due to the lack of guidance and the difficulty of applying existing automatic prompt design methods in general tasks when ground-truth labels are unavailable. In this study, we address this by presenting Universal Self-Adaptive Prompting (USP), an automatic prompt design approach specifically tailored for zero-shot learning (while compatible with few-shot). Requiring only a small amount of unlabeled data and an inference-only LLM, USP is highly versatile: to achieve universal prompting, USP categorizes a possible NLP task into one of the three possible task types and then uses a corresponding selector to select the most suitable queries and zero-shot model-generated responses as pseudo-demonstrations, thereby generalizing ICL to the zero-shot setup in a fully automated way. We evaluate USP with PaLM and PaLM 2 models and demonstrate performances that are considerably stronger than standard zero-shot baselines and often comparable to or even superior to few-shot baselines across more than 40 natural language understanding, natural language generation, and reasoning tasks.

cs.CL↗

RAI4IoE: Responsible AI for Enabling the Internet of Energy

This paper plans to develop an Equitable and Responsible AI framework with enabling techniques and algorithms for the Internet of Energy (IoE), in short, RAI4IoE. The energy sector is going through substantial changes fueled by two key drivers: building a zero-carbon energy sector and the digital transformation of the energy infrastructure. We expect to see the convergence of these two drivers resulting in the IoE, where renewable distributed energy resources (DERs), such as electric cars, storage batteries, wind turbines and photovoltaics (PV), can be connected and integrated for reliable energy distribution by leveraging advanced 5G-6G networks and AI technology. This allows DER owners as prosumers to participate in the energy market and derive economic incentives. DERs are inherently asset-driven and face equitable challenges (i.e., fair, diverse and inclusive). Without equitable access, privileged individuals, groups and organizations can participate and benefit at the cost of disadvantaged groups. The real-time management of DER resources not only brings out the equity problem to the IoE, it also collects highly sensitive location, time, activity dependent data, which requires to be handled responsibly (e.g., privacy, security and safety), for AI-enhanced predictions, optimization and prioritization services, and automated management of flexible resources. The vision of our project is to ensure equitable participation of the community members and responsible use of their data in IoE so that it could reap the benefits of advances in AI to provide safe, reliable and sustainable energy services.

cs.AI↗

Better Zero-Shot Reasoning with Self-Adaptive Prompting

Modern large language models (LLMs) have demonstrated impressive capabilities at sophisticated tasks, often through step-by-step reasoning similar to humans. This is made possible by their strong few and zero-shot abilities -- they can effectively learn from a handful of handcrafted, completed responses ("in-context examples"), or are prompted to reason spontaneously through specially designed triggers. Nonetheless, some limitations have been observed. First, performance in the few-shot setting is sensitive to the choice of examples, whose design requires significant human effort. Moreover, given the diverse downstream tasks of LLMs, it may be difficult or laborious to handcraft per-task labels. Second, while the zero-shot setting does not require handcrafting, its performance is limited due to the lack of guidance to the LLMs. To address these limitations, we propose Consistency-based Self-adaptive Prompting (COSP), a novel prompt design method for LLMs. Requiring neither handcrafted responses nor ground-truth labels, COSP selects and builds the set of examples from the LLM zero-shot outputs via carefully designed criteria that combine consistency, diversity and repetition. In the zero-shot setting for three different LLMs, we show that using only LLM predictions, COSP improves performance up to 15% compared to zero-shot baselines and matches or exceeds few-shot baselines for a range of reasoning tasks.

cs.CL↗

Data Hiding with Deep Learning: A Survey Unifying Digital Watermarking and Steganography

The advancement of secure communication and identity verification fields has significantly increased through the use of deep learning techniques for data hiding. By embedding information into a noise-tolerant signal such as audio, video, or images, digital watermarking and steganography techniques can be used to protect sensitive intellectual property and enable confidential communication, ensuring that the information embedded is only accessible to authorized parties. This survey provides an overview of recent developments in deep learning techniques deployed for data hiding, categorized systematically according to model architectures and noise injection methods. The objective functions, evaluation metrics, and datasets used for training these data hiding models are comprehensively summarised. Additionally, potential future research directions that unite digital watermarking and steganography on software engineering to enhance security and mitigate risks are suggested and deliberated. This contribution furthers the creation of a more trustworthy digital world and advances Responsible AI.

cs.CV↗

Not Seen, Not Heard in the Digital World! Measuring Privacy Practices in Children's Apps

The digital age has brought a world of opportunity to children. Connectivity can be a game-changer for some of the world's most marginalized children. However, while legislatures around the world have enacted regulations to protect children's online privacy, and app stores have instituted various protections, privacy in mobile apps remains a growing concern for parents and wider society. In this paper, we explore the potential privacy issues and threats that exist in these apps. We investigate 20,195 mobile apps from the Google Play store that are designed particularly for children (Family apps) or include children in their target user groups (Normal apps). Using both static and dynamic analysis, we find that 4.47% of Family apps request location permissions, even though collecting location information from children is forbidden by the Play store, and 81.25% of Family apps use trackers (which are not allowed in children's apps). Even major developers with 40+ kids apps on the Play store use ad trackers. Furthermore, we find that most permission request notifications are not well designed for children, and 19.25% apps have inconsistent content age ratings across the different protection authorities. Our findings suggest that, despite significant attention to children's privacy, a large gap between regulatory provisions, app store policies, and actual development practices exist. Our research sheds light for government policymakers, app stores, and developers.

cs.CR↗

Neural Spline Search for Quantile Probabilistic Modeling

Accurate estimation of output quantiles is crucial in many use cases, where it is desired to model the range of possibility. Modeling target distribution at arbitrary quantile levels and at arbitrary input attribute levels are important to offer a comprehensive picture of the data, and requires the quantile function to be expressive enough. The quantile function describing the target distribution using quantile levels is critical for quantile regression. Although various parametric forms for the distributions (that the quantile function specifies) can be adopted, an everlasting problem is selecting the most appropriate one that can properly approximate the data distributions. In this paper, we propose a non-parametric and data-driven approach, Neural Spline Search (NSS), to represent the observed data distribution without parametric assumptions. NSS is flexible and expressive for modeling data distributions by transforming the inputs with a series of monotonic spline regressions guided by symbolic operators. We demonstrate that NSS outperforms previous methods on synthetic, real-world regression and time-series forecasting tasks.

cs.AI↗