arXiv subjects

Ryan Thorngren

Publications and source records attributed to Ryan Thorngren.

At least 37 records · Page 2Linked to original sources

arXiv2023

Bulk-boundary correspondence and singularity-filling in long-range free-fermion chains

The bulk-boundary correspondence relates topologically-protected edge modes to bulk topological invariants, and is well-understood for short-range free-fermion chains. Although case studies have considered long-range Hamiltonians whose couplings decay with a power-law exponent $α$, there has been no systematic study for a free-fermion symmetry class. We introduce a technique for solving gapped, translationally invariant models in the 1D BDI and AIII symmetry classes with $α>1$, linking together the quantized winding invariant, bulk topological string-order parameters and a complete solution of the edge modes. The physics of these chains is elucidated by studying a complex function determined by the couplings of the Hamiltonian: in contrast to the short-range case where edge modes are associated to roots of this function, we find that they are now associated to singularities. A remarkable consequence is that the finite-size splitting of the edge modes depends on the topological winding number, which can be used as a probe of the latter. We furthermore generalise these results by (i) identifying a family of BDI chains with $α<1$ where our results still hold, and (ii) showing that gapless symmetry-protected topological chains can have topological invariants and edge modes when $α-1$ exceeds the dynamical critical exponent.

cond-mat.str-el↗

arXiv2023

Higgs Condensates are Symmetry-Protected Topological Phases: II. $U(1)$ Gauge Theory and Superconductors

Classifying Higgs phases within the landscape of gapped and symmetry preserving states of matter presents a conceptual challenge. We argue that $U(1)$ Higgs phases are symmetry-protected topological (SPT) phases and we derive their topological response theory and boundary anomaly -- applicable to superconductors treated with dynamical electromagnetic field. This generalizes the discussion of discrete gauge theories by Verresen et al., arXiv:2211.01376. We show that a Higgs phase in $d$ spatial dimensions is in a non-trivial SPT class protected by a global $U(1)$ symmetry associated with the Higgs field, and a $d-2$ form $U(1)$ magnetic symmetry, associated with the absence of magnetic monopoles. In $d=2$, this gives an SPT with a mixed Hall response between conventional symmetries, whereas in $d=3$ we obtain a novel SPT protected by a 0-form and 1-form symmetry whose 2+1d boundary anomaly is satisfied by a superfluid. The signature properties of superconductors -- Higgs phases for electromagnetism -- can be reproduced from this SPT response. For instance, the Josephson effect directly arises from the aforementioned boundary superfluid. In addition to this minimalist approach being complementary to Landau-Ginzburg theory, its non-perturbative nature is useful in situations where fluctuations are significant. We substantiate this by predicting the stability of the Josephson effect upon introducing monopoles in $U(1)$ lattice gauge theory, where tuning from the charge-1 Higgs phase to the confined phase leads to a quantum critical point in the junction. Furthermore, this perspective reveals unexpected connections, such as how persistent currents at the surface of a superconductor arise from generalized Thouless pumps. We also treat generalizations to partial-Higgs phases, including "2e" condensates in electronic superconductors, corresponding to symmetry-enriched topological orders.

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arXiv2023

Pivot Hamiltonians as generators of symmetry and entanglement

It is well-known that symmetry-protected topological (SPT) phases can be obtained from the trivial phase by an entangler, a finite-depth unitary operator $U$. Here, we consider obtaining the entangler from a local 'pivot' Hamiltonian $H_{piv}$ such that $U = e^{iπH_{piv}}$. This perspective of Hamiltonians pivoting between the trivial and SPT phase opens up two new directions which we explore here. (i) Since SPT Hamiltonians and entanglers are now on the same footing, can we iterate this process to create other interesting states? (ii) Since entanglers are known to arise as discrete symmetries at SPT transitions, under what conditions can this be enhanced to $U(1)$ 'pivot' symmetry generated by $H_{piv}$? In this work we explore both of these questions. With regard to the first, we give examples of a rich web of dualities obtained by iteratively using an SPT model as a pivot to generate the next one. For the second question, we derive a simple criterion guaranteeing that the direct interpolation between the trivial and SPT Hamiltonian has a $U(1)$ pivot symmetry. We illustrate this in a variety of examples, assuming various forms for $H_{piv}$, including the Ising chain, and the toric code Hamiltonian. A remarkable property of such a $U(1)$ pivot symmetry is that it shares a mutual anomaly with the symmetry protecting the nearby SPT phase. We discuss how such anomalous and non-onsite $U(1)$ symmetries explain the exotic phase diagrams that can appear, including an SPT multicritical point where the gapless ground state is given by the fixed-point toric code state.

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arXiv2023

Building models of topological quantum criticality from pivot Hamiltonians

Progress in understanding symmetry-protected topological (SPT) phases has been greatly aided by our ability to construct lattice models realizing these states. In contrast, a systematic approach to constructing models that realize quantum critical points between SPT phases is lacking, particularly in dimension $d>1$. Here, we show how the recently introduced notion of the pivot Hamiltonian -- generating rotations between SPT phases -- facilitates such a construction. We demonstrate this approach by constructing a spin model on the triangular lattice, which is midway between a trivial and SPT phase. The pivot Hamiltonian generates a $U(1)$ pivot symmetry which helps to stabilize a direct SPT transition. The sign-problem free nature of the model -- with an additional Ising interaction preserving the pivot symmetry -- allows us to obtain the phase diagram using quantum Monte Carlo simulations. We find evidence for a direct transition between trivial and SPT phases that is consistent with a deconfined quantum critical point with emergent $SO(5)$ symmetry. The known anomaly of the latter is made possible by the non-local nature of the $U(1)$ pivot symmetry. Interestingly, the pivot Hamiltonian generating this symmetry is nothing other than the staggered Baxter-Wu three-spin interaction. This work illustrates the importance of $U(1)$ pivot symmetries and proposes how to generally construct sign-problem-free lattice models of SPT transitions with such anomalous symmetry groups for other lattices and dimensions.

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arXiv2021

Gapless topological phases and symmetry-enriched quantum criticality

We introduce topological invariants for gapless systems and study the associated boundary phenomena. More generally, the symmetry properties of the low-energy conformal field theory (CFT) provide discrete invariants, establishing the notion of symmetry-enriched quantum criticality. The charges of nonlocal scaling operators, or more generally of symmetry defects, are topological and imply the presence of localized edge modes. We primarily focus on the $1+1d$ case where the edge has a topological degeneracy, whose finite-size splitting can be exponential or algebraic in system size depending on the involvement of additional gapped sectors. An example of the former is given by tuning the spin-1 Heisenberg chain to a symmetry-breaking Ising phase. An example of the latter arises between the gapped Ising and cluster phases: this symmetry-enriched Ising CFT has an edge mode with finite-size splitting $\sim 1/L^{14}$. In addition to such new cases, our formalism unifies various examples previously studied in the literature. Similar to gapped symmetry-protected topological phases, a given CFT can split into several distinct symmetry-enriched CFTs. This raises the question of classification, to which we give a partial answer -- including a complete characterization of symmetry-enriched $1+1d$ Ising CFTs. Non-trivial topological invariants can also be constructed in higher dimensions, which we illustrate for a symmetry-enriched $2+1d$ CFT without gapped sectors.

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arXiv2021

Bulk Anyons as Edge Symmetries: Boundary Phase Diagrams of Topologically Ordered States

We study effectively one-dimensional systems that emerge at the edge of a two-dimensional topologically ordered state, or at the boundary between two topologically ordered states. We argue that anyons of the bulk are associated with emergent symmetries of the edge, which play a crucial role in the structure of its phase diagram. Using this symmetry principle, transitions between distinct gapped phases at the boundaries of Abelian states can be understood in terms of symmetry breaking transitions or transitions between symmetry protected topological phases. Yet more exotic phenomena occur when the bulk hosts non-Abelian anyons. To demonstrate these principles, we explore the phase diagrams of the edges of a single and a double layer of the toric code, as well as those of domain walls in a single and double-layer Kitaev spin liquid (KSL). In the case of the KSL, we find that the presence of a non-Abelian anyon in the bulk enforces Kramers-Wannier self-duality as a symmetry of the effective boundary theory. These examples illustrate a number of surprising phenomena, such as spontaneous duality-breaking, two-sector phase transitions, and unfreezing of marginal operators at a transition between different gapless phases.

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arXiv2021

Fusion Category Symmetry II: Categoriosities at c = 1 and Beyond

We study generalized symmetries of quantum field theories in 1+1D generated by topological defect lines with no inverse. This paper follows our companion paper on gapped phases and anomalies associated with these symmetries. In the present work we focus on identifying fusion category symmetries, using both specialized 1+1D methods such as the modular bootstrap and (rational) conformal field theory (CFT), as well as general methods based on gauging finite symmetries, that extend to all dimensions. We apply these methods to $c = 1$ CFTs and uncover a rich structure. We find that even those $c = 1$ CFTs with only finite group-like symmetries can have continuous fusion category symmetries, and prove a Noether theorem that relates such symmetries in general to non-local conserved currents. We also use these symmetries to derive new constraints on RG flows between 1+1D CFTs.

hep-th↗

arXiv2021

Non-Fermi liquids as ersatz Fermi liquids: general constraints on compressible metals

A system with charge conservation and lattice translation symmetry has a well-defined filling $ν$, which is a real number representing the average charge per unit cell. We show that if $ν$ is fractional (i.e. not an integer), this imposes very strong constraints on the low-energy theory of the system and give a framework to understand such constraints in great generality, vastly generalizing the Luttinger and Lieb-Schultz-Mattis theorems. The most powerful constraint comes about if $ν$ is continuously tunable (i.e. the system is charge-compressible), in which case we show that the low-energy theory must have a very large emergent symmetry group -- larger than any compact Lie group. An example is the Fermi surface of a Fermi liquid, where the charge at every point on the Fermi surface is conserved. We expect that in many, if not all, cases, even exotic non-Fermi liquids will have the same emergent symmetry group as a Fermi liquid, even though they could have very different dynamics. We call a system with this property an "ersatz Fermi liquid". We show that ersatz Fermi liquids share a number of properties in common with Fermi liquids, including Luttinger's theorem (which is thus extended to a large class of non-Fermi liquids) and periodic "quantum oscillations" in the response to an applied magnetic field. We also establish versions of Luttinger's theorem for the composite Fermi liquid in quantum Hall systems and for spinon Fermi surfaces in Mott insulators. Our work makes connection between filling constraints and the theory of symmetry-protected topological (SPT) phases, in particular through the concept of " 't Hooft anomalies".

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arXiv2020

Anomalous Symmetries End at the Boundary

A global symmetry of a quantum field theory is said to have an 't Hooft anomaly if it cannot be promoted to a local symmetry of a gauged theory. In this paper, we show that the anomaly is also an obstruction to defining symmetric boundary conditions. This applies to Lorentz symmetries with gravitational anomalies as well. For theories with perturbative anomalies, we demonstrate the obstruction by analyzing the Wess-Zumino consistency conditions and current Ward identities in the presence of a boundary. We then recast the problem in terms of symmetry defects and find the same conclusions for anomalies of discrete and orientation-reversing global symmetries, up to the conjecture that global gravitational anomalies, which may not be associated with any diffeomorphism symmetry, also forbid the existence of boundary conditions. This conjecture holds for known gravitational anomalies in $D \le 3$ which allows us to conclude the obstruction result for $D \le 4$.

hep-th↗

arXiv2020

Intrinsically Gapless Topological Phases

Topology in quantum matter is typically associated with gapped phases. For example, in symmetry protected topological (SPT) phases, the bulk energy gap localizes edge modes near the boundary. In this work we identify a new mechanism that leads to topological phases which are not only gapless but where the absence of a gap is essential. These `intrinsically gapless SPT phases' have no gapped counterpart and are hence also distinct from recently discovered examples of gapless SPT phases. The essential ingredient of these phases is that on-site symmetries act in an anomalous fashion at low energies. Intrinsically gapless SPT phases are found to display several unique properties including (i) protected edge modes that are impossible to realize in a gapped system with the same symmetries, (ii) string order parameters that are likewise forbidden in gapped phases, and (iii) constraints on the phase diagram obtained upon perturbing the phase. We verify predictions of the general theory in a specific realization protected by $\mathbb Z_4$ symmetry, the one dimensional Ising-Hubbard chain, using both numerical simulations and effective field theory. We also discuss extensions to higher dimensions and possible experimental realizations.

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arXiv2020

Berry Phase in Quantum Field Theory: Diabolical Points and Boundary Phenomena

We study aspects of Berry phase in gapped many-body quantum systems by means of effective field theory. Once the parameters are promoted to spacetime-dependent background fields, such adiabatic phases are described by Wess-Zumino-Witten (WZW) and similar terms. In the presence of symmetries, there are also quantized invariants capturing generalized Thouless pumps. Consideration of these terms provides constraints on the phase diagram of many-body systems, implying the existence of gapless points in the phase diagram which are stable for topological reasons. We describe such diabolical points, realized by free fermions and gauge theories in various dimensions, which act as sources of "higher Berry curvature" and are protected by the quantization of the corresponding WZW terms or Thouless pump terms. These are analogous to Weyl nodes in a semimetal band structure. We argue that in the presence of a boundary, there are boundary diabolical points---parameter values where the boundary gap closes---which occupy arcs ending at the bulk diabolical points. Thus the boundary has an "anomaly in the space of couplings" in the sense of Córdova et al. Consideration of the topological effective action for the parameters also provides some new checks on conjectured infrared dualities and deconfined quantum criticality in 2+1d.

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arXiv2020

Topological theory of Lieb-Schultz-Mattis theorems in quantum spin systems

The Lieb-Schultz-Mattis (LSM) theorem states that a spin system with translation and spin rotation symmetry and half-integer spin per unit cell does not admit a gapped symmetric ground state lacking fractionalized excitations. That is, the ground state must be gapless, spontaneously break a symmetry, or be a gapped spin liquid. Thus, such systems are natural spin-liquid candidates if no ordering is found. In this work, we give a much more general criterion that determines when an LSM-type theorem holds in a spin system. For example, we consider quantum magnets with arbitrary space group symmetry and/or spin-orbit coupling. Our criterion is intimately connected to recent work on the general classification of topological phases with spatial symmetries and also allows for the computation of an "anomaly" associated with the existence of an LSM theorem. Moreover, our framework is also general enough to encompass recent works on "SPT-LSM" theorems where the system admits a gapped symmetric ground state without fractionalized excitations, but such a ground state must still be non-trivial in the sense of symmetry-protected topological (SPT) phases.

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arXiv2020

TQFT, Symmetry Breaking, and Finite Gauge Theory in 3+1D

We derive a canonical form for 2-group gauge theory in 3+1D which shows they are either equivalent to Dijkgraaf-Witten theory or to the so-called "EF1" topological order of Lan-Wen. According to that classification, recently argued from a different point of view by Johnson-Freyd, this amounts to a very large class of all 3+1D TQFTs. We use this canonical form to compute all possible anomalies of 2-group gauge theory which may occur without spontaneous symmetry breaking, providing a converse of the recent symmetry-enforced-gaplessness constraints of Córdova-Ohmori and also uncovering some possible new examples. On the other hand, in cases where the anomaly is matched by a TQFT, we try to provide the simplest possible such TQFT. For example, with anomalies involving time reversal, $\mathbb{Z}_2$ gauge theory almost always works.

cond-mat.str-el↗

arXiv2020

Anomaly Matching in the Symmetry Broken Phase: Domain Walls, CPT, and the Smith Isomorphism

Symmetries in Quantum Field Theory may have 't Hooft anomalies. If the symmetry is unbroken in the vacuum, the anomaly implies a nontrivial low-energy limit, such as gapless modes or a topological field theory. If the symmetry is spontaneously broken, for the continuous case, the anomaly implies low-energy theorems about certain couplings of the Goldstone modes. Here we study the case of spontaneously broken discrete symmetries, such as Z/2 and T. Symmetry breaking leads to domain walls, and the physics of the domain walls is constrained by the anomaly. We investigate how the physics of the domain walls leads to a matching of the original discrete anomaly. We analyze the symmetry structure on the domain wall, which requires a careful analysis of some properties of the unbreakable CPT symmetry. We demonstrate the general results on some examples and we explain in detail the mod 4 periodic structure that arises in the Z/2 and T case. This gives a physical interpretation for the Smith isomorphism, which we also extend to more general abelian groups. We show that via symmetry breaking and the analysis of the physics on the wall, the computations of certain discrete anomalies are greatly simplified. Using these results we perform new consistency checks on the infrared phases of 2+1 dimensional QCD.

hep-th↗

arXiv2019

Fusion Category Symmetry I: Anomaly In-Flow and Gapped Phases

We study generalized discrete symmetries of quantum field theories in 1+1D generated by topological defect lines with no inverse. In particular, we describe 't Hooft anomalies and classify gapped phases stabilized by these symmetries, including new 1+1D topological phases. The algebra of these operators is not a group but rather is described by their fusion ring and crossing relations, captured algebraically as a fusion category. Such data defines a Turaev-Viro/Levin-Wen model in 2+1D, while a 1+1D system with this fusion category acting as a global symmetry defines a boundary condition. This is akin to gauging a discrete global symmetry at the boundary of Dijkgraaf-Witten theory. We describe how to "ungauge" the fusion category symmetry in these boundary conditions and separate the symmetry-preserving phases from the symmetry-breaking ones. For Tambara-Yamagami categories and their generalizations, which are associated with Kramers-Wannier-like self-dualities under orbifolding, we develop gauge theoretic techniques which simplify the analysis. We include some examples of CFTs with fusion category symmetry derived from Kramers-Wannier-like dualities as an appetizer for the Part II companion paper.

hep-th↗

arXiv2019

Anomalies and Bosonization

Recently, general methods of bosonization beyond 1+1 dimensions have been developed. In this article, we review these bosonizations and extend them to the case with boundary conditions. In particular, we study the case when the bulk theory is a $G$-symmetry protected topological phase and the boundary theory has a $G$ 't Hooft anomaly. We discuss how, when the anomaly is not realizable in a bosonic system, the $G$ symmetry algebra becomes modified in the bosonization of the anomalous theory. This gives us a useful tool for understanding anomalies of fermionic systems, since there is no way to compute a boundary gauge variation of the anomaly polynomial, as one does for anomalies of bosonic systems. We take the chiral anomalies in 1+1D and the parity/time reversal anomalies in 2+1D as case studies. We also provide a derivation of new constraints in SPT phases with domain defects decorated by $p+ip$ superconductors and Kitaev strings.

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arXiv2019

Crystalline topological phases as defect networks

A crystalline topological phase is a topological phase with spatial symmetries. In this work, we give a very general physical picture of such phases: a topological phase with spatial symmetry $G$ (with internal symmetry $G_{\mathrm{int}} \leq G$) is described by a *defect network*: a $G$-symmetric network of defects in a topological phase with internal symmetry $G_{\mathrm{int}}$. The defect network picture works both for symmetry-protected topological (SPT) and symmetry-enriched topological (SET) phases, in systems of either bosons or fermions. We derive this picture both by physical arguments, and by a mathematical derivation from the general framework of [Thorngren and Else, Phys. Rev. X 8, 011040 (2018)]. In the case of crystalline SPT phases, the defect network picture reduces to a previously studied dimensional reduction picture, thus establishing the equivalence of this picture with the general framework of Thorngren and Else applied to crystalline SPTs.

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arXiv2018

Comments on Abelian Higgs Models and Persistent Order

A natural question about Quantum Field Theory is whether there is a deformation to a trivial gapped phase. If the underlying theory has an anomaly, then symmetric deformations can never lead to a trivial phase. We discuss such discrete anomalies in Abelian Higgs models in 1+1 and 2+1 dimensions. We emphasize the role of charge conjugation symmetry in these anomalies; for example, we obtain nontrivial constraints on the degrees of freedom that live on a domain wall in the VBS phase of the Abelian Higgs model in 2+1 dimensions. In addition, as a byproduct of our analysis, we show that in 1+1 dimensions the Abelian Higgs model is dual to the Ising model. We also study variations of the Abelian Higgs model in 1+1 and 2+1 dimensions where there is no dynamical particle of unit charge. These models have a center symmetry and additional discrete anomalies. In the absence of a dynamical unit charge particle, the Ising transition in the 1+1 dimensional Abelian Higgs model is removed. These models without a unit charge particle exhibit a remarkably persistent order: we prove that the system cannot be disordered by either quantum or thermal fluctuations. Equivalently, when these theories are studied on a circle, no matter how small or large the circle is, the ground state is non-trivial.

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