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S. Bale

Publications and source records attributed to S. Bale.

16 recordsLinked to original sources
arXiv2025

Energy-dependent SEP Fe/O abundances during the May 2024 superstorm

During mid-May 2024, active region (AR) 13664 produced a series of M- and X-class flares along with several coronal mass ejections (CMEs) that resulted in exceptionally strong aurora at Earth. This study presents in-situ solar energetic particle (SEP) ion composition data from Solar Terrestrial Relations Observatory Ahead (STA), Advanced Composition Explorer (ACE), and Parker Solar Probe (PSP) as their magnetic connectivity to AR 13664 varied throughout the event period. Between 08 to 24 May, STA was separated by 12{\deg} in longitude from ACE at 0.96 AU. SEP intensities rose gradually due to merged CMEs from AR 13664. On 13 May, an M6 flare was followed by a rapid-onset SEP event at STA, although velocity dispersion analysis yielded no clear path length or release time. PSP, 95{\deg} longitudinally separated from Earth at 0.74 AU, observed gradually increasing SEP intensities beginning 11 May, followed by a jump in both SEP intensity and magnetic field (>100 nT) on 16 May. These early event intervals display stepwise SEP increases, consistent with the passage of successive CMEs. On 20 May, an X16.5 flare from AR 13664 produced an Fe-rich SEP event observed at all three spacecraft despite their wide longitudinal separations. Throughout the period, Fe/O ratios ranged from <0.01 to >0.8 and increased with energy between 1 to 100 MeV/nuc. This trend deviates from the typical energy-dependent decrease expected from diffusive shock acceleration and suggests more complex scenarios, possibly involving variable suprathermal seed populations or species-dependent transport.

astro-ph.SR↗
arXiv2025

Intermittent, Reflection-Driven, Strong Imbalanced MHD Turbulence

We develop a phenomenological model of strong imbalanced magnetohydrodynamic (MHD) turbulence that accounts for intermittency and the reflection of Alfven waves by spatial variations in the Alfven speed. Our model predicts the slopes of the inertial-range Elsasser power spectra, the scaling exponents of the higher-order Elsasser structure functions, and the way in which the parallel (to the magnetic field) length scale of the fluctuations varies with the perpendicular length scale. These predictions agree reasonably well with measurements of solar-wind turbulence from the Parker Solar Probe (PSP). In contrast to previous models of intermittency in balanced MHD turbulence, we find that intermittency in reflection-driven MHD turbulence increases the parallel wave numbers of the energetically dominant fluctuations at small perpendicular length scales. This, like the PSP measurements with which our model agrees, suggests that turbulence in the solar wind and solar corona may lead to more ion cyclotron heating than previously realized.

physics.plasm-ph↗
arXiv2024

Reconstruction of Polarization Properties of Whistler Waves From Two Magnetic and Two Electric Field Components: Application to Parker Solar Probe Measurements

The search-coil magnetometer (SCM) aboard Parker Solar Probe (PSP) measures the 3 Hz to 1 MHz magnetic field fluctuations. During Encounter 1, the SCM operated as expected; however, in March 2019, technical issues limited subsequent encounters to two components for frequencies below 1 kHz. Detrimentally, most whistler waves are observed in the affected frequency band where established techniques cannot extract the wave polarization properties under these conditions. Fortunately, the Electric Field Instrument aboard PSP measures two electric field components and covers the affected bandwidth. We propose a technique using the available electromagnetic fields to reconstruct the missing components by neglecting the electric field parallel to the background magnetic field. This technique is applicable with the assumptions of (a) low-frequency whistlers in the plasma frame relative to the electron cyclotron frequency; (b) a small propagation angle with respect to the background magnetic field; and (c) a large wave phase speed relative to the cross-field solar wind velocity. Critically, the method cannot be applied if the background magnetic field is aligned with the affected SCM coil. We have validated our method using burst mode measurements made before March 2019. The reconstruction conditions are satisfied for 80% of the burst mode whistlers detected during Encounter 1. We apply the method to determine the polarization of a whistler event observed after March 2019 during Encounter 2. Our novel method is an encouraging step toward analyzing whistler properties in affected encounters and improving our understanding of wave-particle interactions in the young solar wind.

astro-ph.SR↗
arXiv2024

Quantifying the diffusion of suprathermal electrons by whistler waves between 0.2 and 1 AU with Solar Orbiter and Parker Solar Probe

The evolution of the solar wind electron distribution function with heliocentric distance exhibits different features that are still unexplained, in particular, the increase of the Strahl pitch angle width. Wave-particle interactions between electrons and whistler waves are often proposed to explain these phenomena. We aim at quantifying the effect of whistler waves on suprathermal electrons as a function of heliocentric distance. We first perform a statistical analysis of whistler waves (occurrence and properties) observed by Solar Orbiter and Parker Solar Probe between 0.2 and 1 AU. The wave characteristics are then used to compute the diffusion coefficients in the framework of quasi-linear theory. These coefficients are integrated in order to deduce the overall effect of whistler waves on electrons along their propagation. 110,000 whistler wave packets are detected and characterized in the plasma frame. Most waves are aligned with the magnetic field and only about 0.5% of them have a propagation angle greater than 45{\deg}. Beyond 0.3 AU, almost exclusively anti-sunward waves (some of them are found sunward but are within switchbacks with a change of sign of the radial component of the background magnetic) are observed. These waves are therefore Strahl-aligned and not counter-streaming. At 0.2 AU we find both Strahl-aligned and counter-streaming waves. Beyond 0.3 AU, the integrated diffusion coefficients show that the observed waves can explain the measured Strahl pitch angle evolution and are effective in isotropizing the halo. Strahl diffusion is mainly due to whistler waves with an angle of propagation between 15{\deg} and 45{\deg}. Near 0.2 AU, counter-streaming whistler waves can diffuse the Strahl electrons more efficiently than the Strahl-aligned waves by two orders of magnitude.

astro-ph.SR↗
arXiv2023

Total Electron Temperature Derived from Quasi-Thermal Noise Spectroscopy In the Pristine Solar Wind: Parker Solar Probe Observations

The Quasi-thermal noise (QTN) technique is a reliable tool to yield accurate measurements of the electron parameters in the solar wind. We apply this method on Parker Solar Probe (PSP) observations to derive the total electron temperature ($T_e$) from the linear fit of the high-frequency part of the QTN spectra acquired by the RFS/FIELDS instrument, and present a combination of 12-day period of observations around each perihelion from Encounter One (E01) to Ten (E10) (with E08 not included) with the heliocentric distance varying from about 13 to 60 solar radii ($R_\odot{}$). We find that the total electron temperature decreases with the distance as $\sim$$R^{-0.66}$, which is much slower than adiabatic. The extrapolated $T_e$ based on PSP observations is consistent with the exospheric solar wind model prediction at $\sim$10 $R_\odot{}$, Helios observations at $\sim$0.3 AU and Wind observations at 1 AU. Also, $T_e$, extrapolated back to 10 $R_\odot{}$, is almost the same as the strahl electron temperature $T_s$ (measured by SPAN-E) which is considered to be closely related to or even almost equal to the coronal electron temperature. Furthermore, the radial $T_e$ profiles in the slower solar wind (or flux tube with larger mass flux) are steeper than those in the faster solar wind (or flux tube with smaller mass flux). More pronounced anticorrelated $V_p$-$T_e$ is observed when the solar wind is slower and closer to the Sun.

astro-ph.SR↗
arXiv2022

Structure and fluctuations of a slow ICME sheath observed at 0.5 au by the Parker Solar Probe

Sheaths ahead of interplanetary coronal mass ejections (ICMEs) are turbulent heliospheric structures. Knowledge of their structure and fluctuations is important for understanding their geoeffectiveness, their role in accelerating particles, and the interaction of ICMEs with the solar wind. We studied observations from the Parker Solar Probe of a sheath observed at 0.5 au in March 2019, ahead of a slow streamer blowout CME. To examine the MHD-scale turbulent properties, we calculated fluctuation amplitudes, magnetic compressibility, partial variance of increments (PVI), cross helicity ($\sigma_c$), residual energy ($\sigma_r$), and the Jensen-Shannon permutation entropy and complexity. The sheath consisted of slow and fast flows separated by a 15-min change in magnetic sector that coincided with current sheet crossings and a velocity shear zone. Fluctuation amplitudes and PVI were greater through the sheath than upstream. Fluctuations had mostly negative $\sigma_r$ and positive $\sigma_c$ in the sheath, the latter indicating an anti-sunward sense of propagation. The velocity shear region marked an increase in temperature and specific entropy, and the faster flow behind had local patches of positive $\sigma_r$ as well as higher fluctuation amplitudes and PVI. Fluctuations in the preceding wind and sheath were stochastic, with the sheath fluctuations showing lower entropy and higher complexity than upstream. The two-part sheath structure likely resulted from a warp in the heliospheric current sheet (HCS) being swept up and compressed. The ejecta accelerated and heated the wind at the sheath rear, which then interacted with the slower wind ahead of the HCS warp. This caused differences in fluctuation properties across the sheath. Sheaths of slow ICMEs can thus have complex structure where fluctuation properties are not just downstream shock properties, but are generated within the sheath.

physics.space-ph↗
arXiv2021

Inferred Linear Stability of Parker Solar Probe Observations using One- and Two-Component Proton Distributions

The hot and diffuse nature of the Sun's extended atmosphere allows it to persist in non-equilibrium states for long enough that wave-particle instabilities can arise and modify the evolution of the expanding solar wind. Determining which instabilities arise, and how significant a role they play in governing the dynamics of the solar wind, has been a decades-long process involving in situ observations at a variety of radial distances. With new measurements from Parker Solar Probe (PSP), we can study what wave modes are driven near the Sun, and calculate what instabilities are predicted for different models of the underlying particle populations. We model two hours-long intervals of PSP/SPAN-i measurements of the proton phase-space density during PSP's fourth perihelion with the Sun using two commonly used descriptions for the underlying velocity distribution. The linear stability and growth rates associated with the two models are calculated and compared. We find that both selected intervals are susceptible to resonant instabilities, though the growth rates and kind of modes driven unstable vary depending on if the protons are modeled using one or two components. In some cases, the predicted growth rates are large enough to compete with other dynamic processes, such as the nonlinear turbulent transfer of energy, in contrast with relatively slower instabilities at larger radial distances from the Sun.

astro-ph.SR↗
arXiv2021

Solar wind energy flux observations in the inner heliosphere: First results from Parker Solar Probe

We investigate the solar wind energy flux in the inner heliosphere using 12-day observations around each perihelion of Encounter One (E01), Two (E02), Four (E04), and Five (E05) of Parker Solar Probe (PSP), respectively, with a minimum heliocentric distance of 27.8 solar radii ($R_\odot{}$). Energy flux was calculated based on electron parameters (density $n_e$, core electron temperature $T_{c}$, and suprathermal electron temperature $T_{h}$) obtained from the simplified analysis of the plasma quasi-thermal noise (QTN) spectrum measured by RFS/FIELDS and the bulk proton parameters (bulk speed $V_p$ and temperature $T_p$) measured by the Faraday Cup onboard PSP, SPC/SWEAP. Combining observations from E01, E02, E04, and E05, the averaged energy flux value normalized to 1 $R_\odot{}$ plus the energy necessary to overcome the solar gravitation ($W_{R_\odot{}}$) is about 70$\pm$14 $W m^{-2}$, which is similar to the average value (79$\pm$18 $W m^{-2}$) derived by Le Chat et al from 24-year observations by Helios, Ulysses, and Wind at various distances and heliolatitudes. It is remarkable that the distributions of $W_{R_\odot{}}$ are nearly symmetrical and well fitted by Gaussians, much more so than at 1 AU, which may imply that the small heliocentric distance limits the interactions with transient plasma structures.

astro-ph.SR↗
arXiv2020

Use of a ray-tracing simulation to characterize ghost rays in the FOXSI rocket experiment

Imaging X-rays by direct focusing offers greater sensitivity and a higher dynamic range compared to techniques based on indirect imaging. The Focusing Optics X-ray Solar Imager (FOXSI) is a sounding rocket payload that uses seven sets of nested Wolter-I figured mirrors to observe the Sun in hard X-rays through direct focusing. Characterizing the performance of these optics is critical to optimize their performance and to understand their resulting data. In this paper, we present a ray-tracing simulation we created and developed to study Wolter-I X-ray mirrors. We validated the accuracy of the ray-tracing simulation by modeling the FOXSI rocket optics. We found satisfactory agreements between the simulation predictions and laboratory data measured on the optics. We used the ray-tracing simulation to characterize a background pattern of singly reflected rays (i.e., ghost rays) generated by photons at certain incident angles reflecting on only one of a two-segment Wolter-I figure and still reaching the focal plane. We used the results of the ray-tracing simulation to understand, and to formulate a set of strategies that can be used to mitigate, the impact of ghost rays on the FOXSI optical modules. These strategies include the optimization of aperture plates placed at the entrance and exit of the smallest Wolter-I mirror used in FOXSI, a honeycomb type collimator, and a wedge absorber placed at the telescope aperture. The ray-tracing simulation proved to be a reliable set of tools to study Wolter-I X-ray optics. It can be used in many applications, including astrophysics, material sciences, and medical imaging.

astro-ph.IM↗
arXiv2020

Major Scientific Challenges and Opportunities in Understanding Magnetic Reconnection and Related Explosive Phenomena in Solar and Heliospheric Plasmas

Magnetic reconnection underlies many explosive phenomena in the heliosphere and in laboratory plasmas. The new research capabilities in theory/simulations, observations, and laboratory experiments provide the opportunity to solve the grand scientific challenges summarized in this whitepaper. Success will require enhanced and sustained investments from relevant funding agencies, increased interagency/international partnerships, and close collaborations of the solar, heliospheric, and laboratory plasma communities. These investments will deliver transformative progress in understanding magnetic reconnection and related explosive phenomena including space weather events.

physics.space-ph↗
arXiv2020

Narrowband oblique whistler-mode waves: Comparing properties observed by Parker Solar Probe at <0.2 AU and STEREO at 1 AU

AIM: Large amplitude narrowband obliquely propagating whistler-mode waves at frequencies of ~0.2 fce (electron cyclotron frequency) are commonly observed at 1 AU, and are most consistent with the whistler heat flux fan instability. We want to determine whether similar whistler-mode waves occur inside 0.2 AU, and how their properties compare to those at 1 AU. METHODS: We utilize the waveform capture data from the Parker Solar Probe Fields instrument to develop a data base of narrowband whistler waves. The SWEAP instrument, in conjunction with the quasi-thermal noise measurement form Fields, provides the electron heat flux, beta, and other electron parameters. RESULTS: Parker Solar Probe observations inside ~0.3 AU show that the waves are more intermittent than at 1 AU, and are often interspersed with electrostatic whistler/Bernstein waves at higher frequencies. This is likely due to the more variable solar wind observed closer to the Sun. The whistlers usually occur within regions when the magnetic field is more variable and often with small increases in the solar wind speed. The near-sun whistler-mode waves are also narrowband and large amplitude, and associated with beta greater than 1. Wave angles are sometimes highly oblique (near the resonance cone), but angles have been determined for only a small fraction of the events. The association with heat flux and beta is generally consistent with the whistler fan instability although there are intervals where the heat flux is significantly lower than the instability limit. Strong scattering of strahl energy electrons is seen in association with the waves, providing evidence that the waves regulate the electron heat flux..

physics.space-ph↗
arXiv2020

Sunward propagating whistler waves collocated with localized magnetic field holes in the solar wind: Parker Solar Probe observations at 35.7 Sun radii

Observations by the Parker Solar Probe mission of the solar wind at about 35.7 solar radii reveal the existence of whistler wave packets with frequencies below 0.1 f/fce (20-80 Hz in the spacecraft frame). These waves often coincide with local minima of the magnetic field magnitude or with sudden deflections of the magnetic field that are called switchbacks. Their sunward propagation leads to a significant Doppler frequency downshift from 200-300 Hz to 20-80 Hz (from 0.2 f/fce to 0.5 f/fce). The polarization of these waves varies from quasi-parallel to significantly oblique with wave normal angles that are close to the resonance cone. Their peak amplitude can be as large as 2 to 4 nT. Such values represent approximately 10% of the background magnetic field, which is considerably more than what is observed at 1 a.u. Recent numerical studies show that such waves may potentially play a key role in breaking the heat flux and scattering the Strahl population of suprathermal electrons into a halo population.

astro-ph.SR↗
arXiv2019

Clustering of Intermittent Magnetic and Flow Structures near Parker Solar Probe's First Perihelion -- A Partial-Variance-of-Increments Analysis

During the Parker Solar Probe's (PSP) first perihelion pass, the spacecraft reached within a heliocentric distance of \(\sim 37~R_\odot\) and observed numerous magnetic and flow structures characterized by sharp gradients. To better understand these intermittent structures in the young solar wind, an important property to examine is their degree of correlation in time and space. To this end, we use the well-tested Partial Variance of Increments (PVI) technique to identify intermittent events in FIELDS and SWEAP observations of magnetic and proton-velocity fields (respectively) during PSP's first solar encounter, when the spacecraft was within 0.25 au from the Sun. We then examine distributions of waiting times between events with varying separation and PVI thresholds. We find power-law distributions for waiting times shorter than a characteristic scale comparable to the correlation time, suggesting a high degree of correlation that may originate in a clustering process. Waiting times longer than this characteristic time are better described by an exponential, suggesting a random memory-less Poisson process at play. These findings are consistent with near-Earth observations of solar wind turbulence. The present study complements the one by Dudok de Wit et al. (2020, present volume), which focuses on waiting times between observed "switchbacks" in the radial magnetic field.

physics.space-ph↗
arXiv2019

Seed Population Pre-Conditioning and Acceleration Observed by Parker Solar Probe

A series of solar energetic particle (SEP) events were observed at Parker Solar Probe (PSP) by the Integrated Science Investigation of the Sun (\ISOIS) during the period from April 18, 2019 through April 24, 2019. The PSP spacecraft was located near 0.48 au from the Sun on Parker spiral field lines that projected out to 1 au within $\sim 25^\circ$ of near Earth spacecraft. These SEP events, though small compared to historically large SEP events, were amongst the largest observed thus far in the PSP mission and provide critical information about the space environment inside 1 au during SEP events. During this period the Sun released multiple coronal mass ejections (CMEs). One of these CMEs observed was initiated on April 20, 2019 at 01:25 UTC, and the interplanetary CME (ICME) propagated out and passed over the PSP spacecraft. Observations by the Electromagnetic Fields Investigation (FIELDS) show that the magnetic field structure was mostly radial throughout the passage of the compression region and the plasma that followed, indicating that PSP did not directly observe a flux rope internal to the ICME, consistent with the location of PSP on the ICME flank. Analysis using relativistic electrons observed near Earth by the Electron, Proton and Alpha Monitor (EPAM) on the Advanced Composition Explorer (ACE) demonstrates the presence of electron seed populations (40--300 keV) during the events observed. The energy spectrum of the \ISOIS~ observed proton seed population below 1 MeV is close to the limit of possible stationary state plasma distributions out of equilibrium. \ISOIS~ observations reveal the \revise{enhancement} of seed populations during the passage of the ICME, which \revise{likely indicates a key part} of the pre-acceleration process that occurs close to the Sun.

astro-ph.SR↗
arXiv2019

Dark Cosmology: Investigating Dark Matter & Exotic Physics in the Dark Ages using the Redshifted 21-cm Global Spectrum

The Dark Ages, probed by the redshifted 21-cm signal, is the ideal epoch for a new rigorous test of the standard LCDM cosmological model. Divergences from that model would indicate new physics, such as dark matter decay (heating) or baryonic cooling beyond that expected from adiabatic expansion of the Universe. In the early Universe, most of the baryonic matter was in the form of neutral hydrogen (HI), detectable via its ground state's spin-flip transition. A measurement of the redshifted 21-cm spectrum maps the history of the HI gas through the Dark Ages and Cosmic Dawn and up to the Epoch of Reionization (EoR). The Experiment to Detect the Global EoR Signature (EDGES) recently reported an absorption trough at 78 MHz (redshift z of 17), similar in frequency to expectations for Cosmic Dawn, but about 3 times deeper than was thought possible from standard cosmology and adiabatic cooling of HI. Interactions between baryons and slightly-charged dark matter particles with electron-like mass provide a potential explanation of this difference but other cooling mechanisms are also being investigated to explain these results. The Cosmic Dawn trough is affected by cosmology and the complex astrophysical history of the first luminous objects. Another trough is expected during the Dark Ages, prior to the formation of the first stars and thus determined entirely by cosmological phenomena (including dark matter). Observations on or in orbit above the Moon's farside can investigate this pristine epoch (15-40 MHz; z=100-35), which is inaccessible from Earth. A single cross-dipole antenna or compact array can measure the amplitude of the 21-cm spectrum to the level required to distinguish (at >5$\sigma$}) the standard cosmological model from that of additional cooling derived from current EDGES results. This observation constitutes a powerful, clean probe of exotic physics in the Dark Ages.

astro-ph.CO↗