arXiv subjects

S. D. Bale

Publications and source records attributed to S. D. Bale.

At least 19 recordsLinked to original sources

arXiv2025

Identifying Habitable Exoplanets with Radio Telescopes on the Lunar Farside

The search for habitable conditions beyond Earth is a top priority in astrophysics. The discovery of habitable exoplanets beyond our solar system will require a suite of instruments providing long-term monitoring for detection (e.g. with space and ground-based radial velocity observations), spectroscopic characterization of atmospheric and surface properties, and eventually deep chronograph-aided observations from e.g. JWST, Roman Space Telescope, and the Habitable Worlds Observatory (HWO). Detection of exoplanet magnetospheres is necessary to identify the most promising targets for follow-up characterization of biosignatures with these assets, and to provide an ensemble of objects for studies of magnetospheric conditions and atmospheric composition. Only observations of low-frequency radio emission will distinguish exoplanet magnetospheres (Hallinan et al. 2021). In this white paper, we present the two lunar radio array concepts under development that would be suitable to detect these exoplanet radio emissions. In addition, we also discuss the human exploration needed prior to construction of such lunar radio arrays while highlighting preferred candidate sites (Krolikowski & Elvis 2024) for the radio telescope.

astro-ph.IM↗

arXiv2025

Transfer of Entropy between the Magnetic Field and Solar Energetic Particles during an Interplanetary Coronal Mass Ejection

Thermodynamics of solar wind bulk plasma have been routinely measured and quantified, unlike those of solar energetic particles (SEPs), whose thermodynamic properties have remained elusive until recently. The thermodynamic kappa ($κ_{\rm EP}$) that parameterizes the statistical distribution of SEP kinetic energy contains information regarding the population's level of correlation and effective degrees of freedom (${\rm d_{eff}}$). At the same time, the intermittent kappa ($κ_{ΔB}$) that parameterizes the statistical distribution of magnetic field increments contains information about the correlation and ${\rm d_{eff}}$ involved in magnetic field fluctuations. Correlations between particles can be affected by magnetic field fluctuations, leading to a relationship between $κ_{\rm EP}$ and $κ_{ΔB}$. In this paper, we examine the relationship of ${\rm d_{eff}}$ and entropy between energetic particles and the magnetic field via the spatial variation of their corresponding parameter kappa values. We compare directly the values of $κ_{\rm EP}$ and $κ_{ΔB}$ using Parker Solar Probe IS$\odot$IS and FIELDS measurements during an SEP event associated with an interplanetary coronal mass ejection (ICME). Remarkably, we find that $κ_{\rm EP}$ and $κ_{ΔB}$ are anti-correlated via a linear relationship throughout the passing of the ICME, indicating a proportional exchange of ${\rm d_{eff}}$ from the magnetic field to energetic particles, i.e., $κ_{ΔB} \sim (-0.15 \pm 0.03)κ_{\rm EP}$, interpreted as an effective coupling ratio. This finding is crucial for improving our understanding of ICMEs and suggests that they help to produce an environment that enables the transfer of entropy from the magnetic field to energetic particles due to changes in intermittency of the magnetic field.

astro-ph.SR↗

arXiv2025

Generalized Two Thermal Regimes Approach : Bipoly Fluid Modeling

The isopoly bi-fluid approach assumes an isothermal evolution of the solar wind near the Sun up to the radial distance riso, followed by a polytropic evolution constrained by the observed polytropic indices. This approach provides a more accurate model of the interplanetary properties of the solar wind (u, n, Tp, Te) and their radial evolution (Dakeyo et al. 2022, 2024). In this article, we present an improvement of the isopoly approach by considering a generalized two thermal regime approach, embedding two distinct polytropic evolutions, the "bipoly" modeling. To demonstrate the capability of the approach, the models are fitted to both interplanetary and coronal observations, all classified by wind speed population in the spirit of Maksimovic et al. (2020). The set of observations used as constraints are coronal temperatures inferred from charge-state ratio observations from Solar Orbiter, and interplanetary measurements from Helios and Parker Solar Probe. The relaxation of the isothermal criteria in the near-Sun region permits to significantly improve the fast wind acceleration for low coronal temperature conditions. In summary, the new model matches closely the observational constraints: the coronal temperature and the radial evolution of the wind properties (u, n, Tp, Te) in the interplanetary medium, and this for all the wind speed populations.

astro-ph.SR↗

arXiv2025

Radial dependence of ion fluences in the 2023 July 17 SEP event from Parker Solar Probe to STEREO and ACE

In the latter moments of 17 July 2023, the solar active region 13363, near the southwestern face of the Sun, was undergoing considerable evolution, which resulted in a significant solar energetic particle (SEP) event measured by Parker Solar Probe's Integrated Science Investigation of the Sun (ISOIS) and near-Earth spacecraft. Remote observations from GOES and CHASE captured two M5.0+ solar flares that peaked at 23:34 and 00:06 UT from the source region. In tandem, STEREO COR2 first recorded a small, narrow coronal mass ejection (CME) emerging at 22:54 UT and then saw a major halo CME emerge at 23:43 UT with a bright, rapidly expanding core and CME-driven magnetic shock with an estimated speed of $\sim$1400 $kms^{-1}$. Parker Solar Probe was positioned at 0.65 au, near-perfectly on the nominal Parker spiral magnetic field line which connected Earth and the active region for a 537 $kms^{-1}$ ambient solar wind speed at L1. This fortuitous alignment provided the opportunity to examine how the SEP velocity dispersion, energy spectra, elemental composition, and fluence varied from 0.65 to 1 au along a shared magnetic connection to the Sun. We find a strong radial gradient, which is best characterized for H and He as $r^{-4.0}$ and most surprisingly is stronger for O and Fe which is better described by $r^{-5.7}$.

astro-ph.SR↗

arXiv2025

Magnetic reconnection-driven energization of protons up to 400 keV at the near-Sun heliospheric current sheet

We report observations of direct evidence of energetic protons being accelerated above ~400 keV within the reconnection exhaust of a heliospheric current sheet (HCS) crossing by NASA's Parker Solar Probe (PSP) at a distance of ~16.25 solar radii (Rs) from the Sun. Inside the extended exhaust, both the reconnection-generated plasma jets and the accelerated protons propagated toward the Sun, unambiguously establishing their origin from HCS reconnection sites located beyond PSP. Within the core of the exhaust, PSP detected stably trapped energetic protons up to ~400 keV, which is approximately 1000 times greater than the available magnetic energy per particle. The differential energy spectrum of the accelerated protons behaved as a pure power-law with spectral index of about -5. Supporting simulations using the kglobal model suggest that the trapping and acceleration of protons up to ~400 keV in the reconnection exhaust is likely facilitated by merging magnetic islands with a guide field between ~0.2-0.3 of the reconnecting magnetic field, consistent with the observations. These new results, enabled by PSP's proximity to the Sun, demonstrate that magnetic reconnection in the HCS is a significant new source of energetic particles in the near-Sun solar wind. The discovery of in-situ particle acceleration via magnetic reconnection at the HCS provides valuable insights into this fundamental process which frequently converts the large magnetic field energy density in the near-Sun plasma environment and may be responsible for heating the sun's atmosphere, accelerating the solar wind, and energizing charged particles to extremely high energies in solar flares.

astro-ph.SR↗

arXiv2024

Diverse dust populations in the near-Sun environment characterized by PSP/IS$\odot$IS

The Integrated Science Investigation of the Sun (IS$\odot$IS) energetic particle instrument suite on Parker Solar Probe is dedicated to measuring energetic ions and electrons in the near-Sun environment. It includes a half-sky-viewing time-of-flight mass spectrometer (EPI-Lo) and five high-energy silicon solid-state detector-telescopes (EPI-Hi). To August 2024, eight of EPI-Lo's eighty separate telescope foils have experienced direct dust puncture events, most of which occurred inside 40 solar radii (0.19 au). These impacts represent the closest ever direct dust detections to the Sun. While there is limited information about the size/mass of each impact due to the lack of a dedicated dust instrument, we can determine the impact direction for six punctures, allowing us to partially constrain the inner zodiacal abundance. Remarkably, one of six unambiguous dust impacters was likely on a retrograde orbit, suggesting long-period cometary material may survive within 20 solar radii (0.09 au). We discuss observations in the context of improving our understanding of the inner zodiacal dust environment, highlighting multiple dust populations responsible for these events, and refining hazard assessment for near-Sun spacecraft.

astro-ph.EP↗

arXiv2024

Direct Measurements of Synchrotron-Emitting Electrons at Near-Sun Shocks

In this study, we present the first-ever direct measurements of synchrotron-emitting heliospheric traveling shocks, intercepted by the Parker Solar Probe (PSP) during its close encounters. Given that much of our understanding of powerful astrophysical shocks is derived from synchrotron radiation, these observations by PSP provide an unprecedented opportunity to explore how shocks accelerate relativistic electrons and the conditions under which they emit radiation. The probe's unparalleled capabilities to measure both electromagnetic fields and energetic particles with high precision in the near-Sun environment has allowed us to directly correlate the distribution of relativistic electrons with the resulting photon emissions. Our findings reveal that strong quasi-parallel shocks emit radiation at significantly higher intensities than quasi-perpendicular shocks due to the efficient acceleration of ultra-relativistic electrons. These experimental results are consistent with theory and recent observations of supernova remnant shocks and advance our understanding of shock physics across diverse space environments.

physics.space-ph↗

arXiv2024

Observations of Kappa Distributions in Solar Energetic Protons and Derived Thermodynamic Properties

In this paper we model the high-energy tail of observed solar energetic proton energy distributions with a kappa distribution function. We employ a technique for deriving the thermodynamic parameters of solar energetic proton populations measured by the Parker Solar Probe (PSP) Integrated Science Investigation of the Sun (IS$\odot$IS) EPI-Hi high energy telescope (HET), over energies from 10 - 60 MeV. With this technique we explore, for the first time, the characteristic thermodynamic properties of the solar energetic protons associated with an interplanetary coronal mass ejection (ICME) and its driven shock. We find that (1) the spectral index, or equivalently, the thermodynamic parameter kappa of solar energetic protons ($κ_{\rm EP}$) gradually increases starting from the pre-ICME region (upstream of the CME-driven shock), reaching a maximum in the CME ejecta ($κ_{\rm EP} \approx 3.5$), followed by a gradual decrease throughout the trailing portion of the CME; (2) solar energetic proton temperature and density ($T_{\rm EP}$ and $n_{\rm EP}$) appear anti-correlated, a behavior consistent to sub-isothermal polytropic processes; and (3) values of $T_{\rm EP}$ and $κ_{\rm EP}$ appear are positively correlated, indicating an increasing entropy with time. Therefore, these proton populations are characterized by a complex and evolving thermodynamic behavior, consisting of multiple sub-isothermal polytropic processes, and a large-scale trend of increasing temperature, kappa, and entropy. This study and its companion study by Livadiotis et al. (2024) open a new set of procedures for investigating the thermodynamic behavior of energetic particles and their shared thermal properties.

astro-ph.SR↗

arXiv2023

The Multiview Observatory for Solar Terrestrial Science (MOST)

We report on a study of the Multiview Observatory for Solar Terrestrial Science (MOST) mission that will provide comprehensive imagery and time series data needed to understand the magnetic connection between the solar interior and the solar atmosphere/inner heliosphere. MOST will build upon the successes of SOHO and STEREO missions with new views of the Sun and enhanced instrument capabilities. This article is based on a study conducted at NASA Goddard Space Flight Center that determined the required instrument refinement, spacecraft accommodation, launch configuration, and flight dynamics for mission success. MOST is envisioned as the next generation great observatory positioned to obtain three-dimensional information of large-scale heliospheric structures such as coronal mass ejections, stream interaction regions, and the solar wind itself. The MOST mission consists of 2 pairs of spacecraft located in the vicinity of Sun-Earth Lagrange points L4 (MOST1, MOST3) and L5 (MOST2 and MOST4). The spacecraft stationed at L4 (MOST1) and L5 (MOST2) will each carry seven remote-sensing and three in-situ instrument suites, including a novel radio package known as the Faraday Effect Tracker of Coronal and Heliospheric structures (FETCH). MOST3 and MOST4 will carry only the FETCH instruments and are positioned at variable locations along the Earth orbit up to 20° ahead of L4 and 20° behind L5, respectively. FETCH will have polarized radio transmitters and receivers on all four spacecraft to measure the magnetic content of solar wind structures propagating from the Sun to Earth using the Faraday rotation technique. The MOST mission will be able to sample the magnetized plasma throughout the Sun-Earth connected space during the mission lifetime over a solar cycle.

astro-ph.SR↗

arXiv2023

Properties of an interplanetary shock observed at 0.07 and 0.7 Astronomical Units by Parker Solar Probe and Solar Orbiter

The Parker Solar Probe (PSP) and Solar Orbiter (SolO) missions opened a new observational window in the inner heliosphere, which is finally accessible to direct measurements. On September 05, 2022, a coronal mass ejection (CME)-driven interplanetary (IP) shock has been observed as close as 0.07 au by PSP. The CME then reached SolO, which was well radially-aligned at 0.7 au, thus providing us with the opportunity to study the shock properties at so different heliocentric distances. We characterize the shock, investigate its typical parameters and compare its small-scale features at both locations. Using the PSP observations, we investigate how magnetic switchbacks and ion cyclotron waves are processed upon shock crossing. We find that switchbacks preserve their V--B correlation while compressed upon the shock passage, and that the signature of ion cyclotron waves disappears downstream of the shock. By contrast, the SolO observations reveal a very structured shock transition, with a population of shock-accelerated protons of up to about 2 MeV, showing irregularities in the shock downstream, which we correlate with solar wind structures propagating across the shock. At SolO, we also report the presence of low-energy ($\sim$ 100 eV) electrons scattering due to upstream shocklets. This study elucidates how the local features of IP shocks and their environments can be very different as they propagate through the heliosphere.

astro-ph.SR↗

arXiv2023

Unveiling plasma energization and energy transport in the Earth Magnetospheric System: the need for future coordinated multiscale observations

Energetic plasma is everywhere in the Universe. The terrestrial Magnetospheric System is a key case where direct measures of plasma energization and energy transport can be made in situ at high resolution. Despite the large amount of available observations, we still do not fully understand how plasma energization and energy transport work. Key physical processes driving much plasma energization and energy transport occur where plasma on fluid scales couple to the smaller ion kinetic scales. These scales (1 RE) are strongly related to the larger mesoscales (several RE) at which large-scale plasma energization and energy transport structures form. All these scales and processes need to be resolved experimentally, however existing multi-point in situ observations do not have a sufficient number of measurement points. New multiscale observations simultaneously covering scales from mesoscales to ion kinetic scales are needed. The implementation of these observations requires a strong international collaboration in the coming years between the major space agencies. The Plasma Observatory is a mission concept tailored to resolve scale coupling in plasma energization and energy transport at fluid and ion scales. It targets the two ESA-led Medium Mission themes Magnetospheric Systems and Plasma Cross-scale Coupling of the ESA Voyage 2050 report and is currently under evaluation as a candidate for the ESA M7 mission. MagCon (Magnetospheric Constellation) is a mission concept being studied by NASA aiming at studying the flow of mass, momentum, and energy through the Earth magnetosphere at mesoscales. Coordination between Plasma Observatory and MagCon missions would allow us for the first time to simultaneously cover from mesoscales to ion kinetic scales leading to a paradigm shift in the understanding of the Earth Magnetospheric System.

physics.space-ph↗

arXiv2023

Coherent deflection pattern and associated temperature enhancements in the near-Sun solar wind

Measurements of transverse magnetic field and velocity components from Parker Solar Probe have revealed a coherent quasi-periodic pattern in the near-Sun solar wind. As well as being Alfvénic and arc-polarised, these deflections were characterised by a consistent orientation and an increased proton core temperature, which was greater parallel to the magnetic field. We show that switchbacks represent the largest deflections within this underlying structure, which is itself consistent with the expected outflow from interchange reconnection simulations. Additionally, the spatial scale of the deflections was estimated to be around $1$\,Mm on the Sun, comparable to the jetting activity observed at coronal bright points within the base of coronal plumes. Therefore, our results could represent the in situ signature of interchange reconnection from coronal bright points within plumes, complementing recent numerical and observational studies. We also found a consistent relationship between the proton core temperature and magnetic field angle across the Parker Solar Probe encounters and discussed how such a persistent signature could be more indicative of an in situ mechanism creating a local increase in temperature. In future, observations of minor ions, radio bursts and remote sensing images could help further establish the connection between reconnection events on the Sun and signatures in the solar wind.

physics.space-ph↗

arXiv2023

Estimates of Proton and Electron Heating Rates Extended to the Near-Sun Environment

A central problem of space plasma physics is how protons and electrons are heated in a turbulent, magnetized plasma. The differential heating of charged species due to dissipation of turbulent fluctuations plays a key role in solar wind evolution. Measurements from previous heliophysics missions have provided estimates of proton and electron heating rates beyond 0.27 au. Using Parker Solar Probe (PSP) data accumulated during the first ten encounters, we extend the evaluation of the individual rates of heat deposition for protons and electrons in to a distance of 0.063 au (13.5 solar radii), in the newly formed solar wind. The PSP data in the near-Sun environment show different behavior of the electron heat conduction flux from what was predicted from previous fits to Helios and Ulysses data. Consequently, the empirically derived proton and electron heating rates exhibit significantly different behavior than previous reports, with the proton heating becoming increasingly dominant over electron heating at decreasing heliocentric distances. We find that the protons receive about 80% of the total plasma heating at ~ 13 solar radii, slightly higher than the near-Earth values. This empirically derived heating partition between protons and electrons will help to constrain theoretical models of solar wind heating.

physics.space-ph↗

arXiv2023

Development of a structured, turbulent solar wind as a result of interchange reconnection

The role of interchange reconnection as a drive mechanism for the solar wind is explored by solving the global magnetic-field-aligned equations describing wind acceleration. Boundary conditions in the low corona, including a reconnection-driven Alfvénic outflow and associated heating differ from previous models. Additional heating of the corona associated with Alfvén waves or other MHD turbulence, which has been the foundation of many earlier models, is neglected. For this simplified model a sufficient condition for interchange reconnection to overcome gravity to drive the wind is derived. The combination of Alfvénic ejection and reconnection-driven heating yields a minimum value of the Alfvén speed of the order of 350-400$km/s$ that is required to drive the wind. Recent evidence based on Parker Solar Probe (PSP) observations suggests that this threshold is typically exceeded in the coronal holes that are the source regions of the fast wind. On the other hand, since reconnection in the coronal environment is predicted to have a bursty character, the magnitude of reconnection outflows can be highly variable. The consequence is a highly non-uniform wind in which in some regions the velocity increases sharply to super-Alfvénic values while in adjacent regions the formation of an asymptotic wind fails. A simple model is constructed to describe the turbulent mixing of these highly-sheared super-Alfvénic flows that suggests these flows are the free-energy source of the Alfvénic turbulence and associated switchbacks that have been documented in the PSP data in the near coronal environment. The global wind profiles are presented and benchmarked with Parker Solar Probe (PSP) observations at 12 solar radii.

astro-ph.SR↗

arXiv2023

Density Enhancement Streams in The Solar Wind

This letter describes a new phenomenon on the Parker Solar Probe of recurring plasma density enhancements that have $Δ$n/n ~10% and that occur at a repetition rate of ~5 Hz. They were observed sporadically for about five hours between 14 and 15 solar radii on Parker Solar Probe orbit 12 and they were also seen in the same radial range on both the inbound and outbound orbits 11. Their apparently steady-state existence suggests that their pressure gradient was balanced by the electric field. The EX electric field component produced from this requirement is in good agreement with that measured. This provides strong evidence for the measurement accuracy of the density fluctuations and the X- and Y-components of the electric field (the Z-component was not measured). The electrostatic density waves were accompanied by an electromagnetic low frequency wave which occurred with the electrostatic harmonics. The amplitudes of these electrostatic and electromagnetic waves at $\ge$ 1 Hz were greater than the amplitude of the Alfvenic turbulence in their vicinity so they can be important for the heating, scattering, and acceleration of the plasma. The existence of this pair of waves is consistent with the observed plasma distributions and is explained by a magneto-acoustic wave theory that produces a low frequency electromagnetic wave and electrostatic harmonics.

astro-ph.SR↗

arXiv2023

Interchange reconnection as the source of the fast solar wind within coronal holes

The fast solar wind that fills the heliosphere originates from deep within regions of open magnetic field on the Sun called coronal holes. The energy source responsible for accelerating the plasma to high speeds is widely debated, however there is evidence that it is ultimately magnetic in nature with candidate mechanisms including wave heating^(1,2) and interchange reconnection^(3,4,5). The coronal magnetic field near the solar surface is structured on scales associated with supergranulation convection cells, where descending flows create intense fields. The energy density in these network magnetic field bundles is a likely candidate as an energy source of the wind. Here we report measurements of fast solar wind streams from the Parker Solar Probe (PSP) spacecraft^6 which provides strong evidence for the interchange reconnection mechanism. We show that supergranulation structure at the coronal hole base remains imprinted in the near-Sun solar wind resulting in asymmetric patches of magnetic 'switchbacks'^(7,8) and bursty wind streams with power law-like energetic ion spectra to beyond 100 keV. Computer simulations of interchange reconnection support key features of the observations, including the ion spectra. Important characteristics of interchange reconnection in the low corona are inferred from the data including that the reconnection is collisionless and that the energy release rate is sufficient to power the fast wind. In this scenario, open magnetic flux undergoes continuous reconnection and the wind is driven both by the resulting plasma pressure and the radial Alfvenic flow bursts.

astro-ph.SR↗

arXiv2023

Quantifying the Energy Budget in the Solar Wind from 13.3-100 Solar Radii

A variety of energy sources, ranging from dynamic processes like magnetic reconnection and waves to quasi-steady terms like the plasma pressure, may contribute to the acceleration of the solar wind. We utilize a combination of charged particle and magnetic field observations from the Parker Solar Probe (PSP) to attempt to quantify the steady-state contribution of the proton pressure, the electric potential, and the wave energy to the solar wind proton acceleration observed by PSP between 13.3 and ~100 solar radii (RS). The proton pressure provides a natural kinematic driver of the outflow. The ambipolar electric potential acts to couple the electron pressure to the protons, providing another definite proton acceleration term. Fluctuations and waves, while inherently dynamic, can act as an additional effective steady-state pressure term. To analyze the contributions of these terms, we utilize radial binning of single-point PSP measurements, as well as repeated crossings of the same stream at different distances on individual PSP orbits (i.e. "fast radial scans"). In agreement with previous work, we find that the electric potential contains sufficient energy to fully explain the acceleration of the slower wind streams. On the other hand, we find that the wave pressure plays an increasingly important role in the faster wind streams. The combination of these terms can explain the continuing acceleration of both slow and fast wind streams beyond 13.3 RS.

astro-ph.SR↗

arXiv2023

Whistler Wave Observations by \textit{Parker Solar Probe} During Encounter $1$: Counter-Propagating Whistlers Collocated with Magnetic Field Inhomogeneities and their Application to Electric Field Measurement Calibration

Observations of the young solar wind by the Parker Solar Probe (PSP) mission reveal the existence of intense plasma wave bursts with frequencies between $0.05$ -- $0.20 f_\mathrm{ce}$ (tens of Hz up to ${\sim}300$ Hz) in the spacecraft frame. The wave bursts are often collocated with inhomogeneities in the solar wind magnetic field, such as local dips in magnitude or sudden directional changes. The observed waves are identified as electromagnetic whistler waves that propagate either sunward, anti-sunward, or in counter-propagating configurations during different burst events. Being generated in the solar wind flow the waves experience significant Doppler down-shift and up-shift {of wave frequency} in the spacecraft frame for sunward and anti-sunward waves, respectively. Their peak amplitudes can be larger than $2$~nT, where such values represent up to $10\%$ of the background magnetic field during the interval of study. The amplitude is maximum for propagation parallel to the background magnetic field. We (i) evaluate the properties of these waves by reconstructing their parameters in the plasma frame, (ii) estimate the effective length of the PSP electric field antennas at whistler frequencies, and (iii) discuss the generation mechanism of these waves.

physics.space-ph↗