arXiv subjects

S. Mertens

Publications and source records attributed to S. Mertens.

At least 19 recordsLinked to original sources

arXiv2026

Background decomposition of the CONUS+ run 1 data

The CONUS+ experiment is measuring the coherent elastic neutrino nucleus scattering (CE$\nu$NS) process using reactor anti-neutrinos as a source and four low energy threshold point-contact high-purity germanium spectrometers for their detection. It achieved the first measurement of coherent neutrino scattering at a nuclear reactor in run 1 of the experiment with a detection energy threshold of 160 eV$_{ee}$. This work presents the decomposition of the background spectra of the three detectors used in the run 1 analysis and the development of the corresponding background model with Geant4-based Monte Carlo simulations. The background model is used as the underlying input for the likelihood fit of the analysis. It is shown that reactor-correlated backgrounds are subdominant in all energy regions, specifically in the region of interest for CE$\nu$NS searches below 350 eV$_{ee}$ where their contribution is one order of magnitude below the expected CE$\nu$NS signal. Furthermore, cosmic ray muons and neutrons are identified as the dominant background source below 1 keV$_{ee}$ contributing approximately 75 - 90 \% of the recorded background rate. The final background model predicts an average rate of (47.5 $\pm$ 3.2) d$^{-1}$ kg$^{-1}$ in reactor on measurement in the energy region between [0.4, 1.0] keV$_{ee}$, which is in excellent agreement with the average measured value of (48.0 $\pm$ 0.6) d$^{-1}$ kg$^{-1}$. Similar agreement is found in all energy regions of both reactor on and off measurements.

physics.ins-det↗

arXiv2026

New constraints on physics within and beyond the standard model from the latest CONUS datasets

Its detections with pion-decay-at-rest, solar and recently with reactor antineutrinos by the CONUS collaboration render coherent elastic neutrino-nucleus scattering (CE$\nu$NS) an established tool for investigations within and beyond the Standard Model (SM). The CONUS experiment located at the nuclear power plants in Brokdorf (Germany) and Leibstadt (Switzerland) operates Germanium semiconductor detectors in a compact shield at close distance to the reactor core. An observation with $3.7 \sigma$ significance is reported at the Leibstadt site, showing good agreement with its SM prediction. Physics investigations performed with the last datasets collected at the Brokdorf reactor and with the first data obtained at the Leibstadt site are summarized. By using the experimental analysis framework, the presented results contain the full systematics that underlie the experiment. Previously determined limits with neutrino-electron scattering on the neutrino magnetic moment and a neutrino millicharge are improved to $\mu_{\nu} <5.18\cdot 10^{-11}\mu_\mathrm{B}$ and $q_{\nu}<1.76\cdot 10^{-12} e_0$ (90% C.L). Further, the scale of new physics related to NSIs is improved to $\Lambda_{\rm NSI}$=145 GeV and limits on the coupling of light new mediators are lowered down to $4 \cdot 10^{-7}$ (90% C.L.) with the new data. Finally, the determination of the Weinberg angle with CE$\nu$NS and reactor antineutrinos yields $\sin^{2}\theta_W= 0.28^{+0.03}_{-0.04}$ at a momentum transfer of $\sim 10 \ \mathrm{MeV}$.

hep-ex↗

arXiv2026

Sub-keV energy calibration of CONUS+ via 71Ge M-shell neutron activation

The CONUS+ experiment has recently reported the first detection of coherent elastic neutrino-nucleus scattering (CEvNS) of reactor antineutrinos on germanium nuclei and is now entering a precision phase. The dominant uncertainty in the first measurement was the energy scale, which contributed 14% to the uncertainty of the prediction of the combined signal. We present a dedicated neutron activation campaign in which one of the new 2.4 kg CONUS+ germanium detectors was irradiated with a strong 241AmBe source, demonstrating that a contribution below 4% to the uncertainty of signal prediction is achievable. For the first time, the 71Ge M-shell X-ray line was clearly resolved at (158.7+-1.4) eVee, validating the CONUS+ energy reconstruction down to the detection threshold. This validation includes the understanding of the energy scale, the energy resolution, the trigger efficiency, and the correct separation of physical from noise events. These results establish the foundation for a future activation campaign at the Kernkraftwerk Leibstadt reactor site, strengthening the CONUS+ energy calibration and extending its sensitivity to precision CEvNS and beyond Standard Model physics measurements.

hep-ex↗

arXiv2026

KATRIN Sensitivity to keV Sterile Neutrinos with the TRISTAN Detector Upgrade

Sterile neutrinos in the keV mass range are a well-motivated extension of the Standard Model and viable dark matter candidates. Their existence can be probed in laboratory experiments, as the admixture of a sterile state would induce a characteristic kink-like distortion in the $\beta$-decay electron energy spectrum. The KATRIN experiment is designed to measure the effective electron neutrino mass with sub-eV sensitivity by analyzing the endpoint region of the tritium $\beta$-decay spectrum. Following the completion of its neutrino mass program, KATRIN will extend its physics reach to the search for keV-scale sterile neutrinos. This effort will be enabled by the TRISTAN detector, a newly developed silicon drift detector array optimized for differential measurements at high rates and energies well below the endpoint. In this article, we present the projected sensitivity of KATRIN to keV-scale sterile neutrinos using a dedicated simulation framework. With four months of detector livetime, KATRIN has the statistical power to probe mixing amplitudes at the level of $|U_{e4}|^2 \sim 10^{-6}$ for sterile neutrino masses in the (4$-$13) keV range, significantly extending the reach of previous laboratory searches. The major experimental systematic uncertainties investigated in this work reduces the sensitivity by a factor of 10$-$50 over the same mass range.

hep-ex↗

arXiv2025

The International Axion Observatory (IAXO): case, status and plans. Input to the European Strategy for Particle Physics

The International Axion Observatory (IAXO) is a next-generation axion helioscope designed to search for solar axions with unprecedented sensitivity. IAXO holds a unique position in the global landscape of axion searches, as it will probe a region of the axion parameter space inaccessible to any other experiment. In particular, it will explore QCD axion models in the mass range from meV to eV, covering scenarios motivated by astrophysical observations and potentially extending to axion dark matter models. Several studies in recent years have demonstrated that IAXO has the potential to probe a wide range of new physics beyond solar axions, including dark photons, chameleons, gravitational waves, and axions from nearby supernovae. IAXO will build upon the two-decade experience gained with CAST, the detailed studies for BabyIAXO, which is currently under construction, as well as new technologies. If, in contrast to expectations, solar axion searches with IAXO ``only'' result in limits on new physics in presently uncharted parameter territory, these exclusions would be very robust and provide significant constraints on models, as they would not depend on untestable cosmological assumptions.

hep-ph↗

arXiv2025

Measurement of the inhomogeneity of the KATRIN tritium source electric potential by high-resolution spectroscopy of conversion electrons from $^{83m}$Kr

Precision spectroscopy of the electron spectrum of the tritium $\beta$-decay near the kinematic endpoint is a direct method to determine the effective electron antineutrino mass. The KArlsruhe TRItium Neutrino (KATRIN) experiment aims to determine this quantity with a sensitivity of better than 0.3$\,$eV (90$\,$% C.L.). An inhomogeneous electric potential in the tritium source of KATRIN can lead to distortions of the $\beta$-spectrum, which directly impact the neutrino-mass observable. This effect can be quantified through precision spectroscopy of the conversion-electrons of co-circulated metastable $^{83m}$Kr. Therefore, dedicated, several-weeks long measurement campaigns have been performed within the KATRIN data taking schedule. In this work, we infer the tritium source potential observables from these measurements, and present their implications for the neutrino-mass determination.

nucl-ex↗

arXiv2025

The MAJORANA DEMONSTRATOR experiment's construction, commissioning, and performance

Background: The MAJORANA DEMONSTRATOR , a modular array of isotopically enriched high-purity germanium (HPGe) detectors, was constructed to demonstrate backgrounds low enough to justify building a tonne-scale experiment to search for the neutrinoless double-beta decay ($\beta\beta(0\nu)$) of $^{76}\mathrm{Ge}$. Purpose: This paper presents a description of the instrument, its commissioning, and operations. It covers the electroforming, underground infrastructure, enrichment, detector fabrication, low-background and construction techniques, electronics, data acquisition, databases, and data processing of the MAJORANA DEMONSTRATOR. Method: The MAJORANA DEMONSTRATOR operated inside an ultra-low radioactivity passive shield at the 4850-foot~level of the Sanford Underground Research Facility (SURF) from 2015-2021. Results and Conclusions: The MAJORANA DEMONSTRATOR achieved the best energy resolution and second-best background level of any $\beta\beta(0\nu)$ search. This enabled it to achieve an ultimate half-life limit on $\beta\beta(0\nu)$ in $^{76}\mathrm{Ge}$ of $8.3\times 10^{25}$~yr (90\% C.L.) and perform a rich set of searches for other physics beyond the Standard Model.

physics.ins-det↗

arXiv2024

An accurate solar axions ray-tracing response of BabyIAXO

BabyIAXO is the intermediate stage of the International Axion Observatory (IAXO) to be hosted at DESY. Its primary goal is the detection of solar axions following the axion helioscope technique. Axions are converted into photons in a large magnet that is pointing to the sun. The resulting X-rays are focused by appropriate X-ray optics and detected by sensitive low-background detectors placed at the focal spot. The aim of this article is to provide an accurate quantitative description of the different components (such as the magnet, optics, and X-ray detectors) involved in the detection of axions. Our efforts have focused on developing robust and integrated software tools to model these helioscope components, enabling future assessments of modifications or upgrades to any part of the IAXO axion helioscope and evaluating the potential impact on the experiment's sensitivity. In this manuscript, we demonstrate the application of these tools by presenting a precise signal calculation and response analysis of BabyIAXO's sensitivity to the axion-photon coupling. Though focusing on the Primakoff solar flux component, our virtual helioscope model can be used to test different production mechanisms, allowing for direct comparisons within a unified framework.

hep-ex↗

arXiv2024

First constraints on general neutrino interactions based on KATRIN data

The precision measurement of the tritium $\beta$-decay spectrum performed by the KATRIN experiment provides a unique way to search for general neutrino interactions (GNI). All theoretical allowed GNI terms involving neutrinos are incorporated into a low-energy effective field theory, and can be identified by specific signatures in the measured tritium $\beta$-spectrum. In this paper an effective description of the impact of GNI on the $\beta$-spectrum is formulated and the first constraints on the effective GNI parameters are derived based on the 4 million electrons collected in the second measurement campaign of KATRIN in 2019. In addition, constraints on selected types of interactions are investigated, thereby exploring the potential of KATRIN to search for more specific new physics cases, including a right-handed W boson, a charged Higgs or leptoquarks.

nucl-ex↗

arXiv2024

Measurement of the electric potential and the magnetic field in the shifted analysing plane of the KATRIN experiment

The projected sensitivity of the effective electron neutrino-mass measurement with the KATRIN experiment is below 0.3 eV (90 % CL) after five years of data acquisition. The sensitivity is affected by the increased rate of the background electrons from KATRIN's main spectrometer. A special shifted-analysing-plane (SAP) configuration was developed to reduce this background by a factor of two. The complex layout of electromagnetic fields in the SAP configuration requires a robust method of estimating these fields. We present in this paper a dedicated calibration measurement of the fields using conversion electrons of gaseous $^\mathrm{83m}$Kr, which enables the neutrino-mass measurements in the SAP configuration.

physics.ins-det↗

arXiv2024

Direct neutrino-mass measurement based on 259 days of KATRIN data

The fact that neutrinos carry a non-vanishing rest mass is evidence of physics beyond the Standard Model of elementary particles. Their absolute mass bears important relevance from particle physics to cosmology. In this work, we report on the search for the effective electron antineutrino mass with the KATRIN experiment. KATRIN performs precision spectroscopy of the tritium $\beta$-decay close to the kinematic endpoint. Based on the first five neutrino-mass measurement campaigns, we derive a best-fit value of $m_\nu^{2} = {-0.14^{+0.13}_{-0.15}}~\mathrm{eV^2}$, resulting in an upper limit of $m_\nu < {0.45}~\mathrm{eV}$ at 90 % confidence level. With six times the statistics of previous data sets, amounting to 36 million electrons collected in 259 measurement days, a substantial reduction of the background level and improved systematic uncertainties, this result tightens KATRIN's previous bound by a factor of almost two.

nucl-ex↗

arXiv2023

Majorana Demonstrator Data Release for AI/ML Applications

The enclosed data release consists of a subset of the calibration data from the Majorana Demonstrator experiment. Each Majorana event is accompanied by raw Germanium detector waveforms, pulse shape discrimination cuts, and calibrated final energies, all shared in an HDF5 file format along with relevant metadata. This release is specifically designed to support the training and testing of Artificial Intelligence (AI) and Machine Learning (ML) algorithms upon our data. This document is structured as follows. Section I provides an overview of the dataset's content and format; Section II outlines the location of this dataset and the method for accessing it; Section III presents the NPML Machine Learning Challenge associated with this dataset; Section IV contains a disclaimer from the Majorana collaboration regarding the use of this dataset; Appendix A contains technical details of this data release. Please direct questions about the material provided within this release to liaobo77@ucsd.edu (A. Li).

cs.LG↗

arXiv2023

Final Result of the MAJORANA DEMONSTRATOR's Search for Neutrinoless Double-$β$ Decay in $^{76}$Ge

The MAJORANA DEMONSTRATOR searched for neutrinoless double-$β$ decay ($0νββ$) of $^{76}$Ge using modular arrays of high-purity Ge detectors operated in vacuum cryostats in a low-background shield. The arrays operated with up to 40.4 kg of detectors (27.2 kg enriched to $\sim$88\% in $^{76}$Ge). From these measurements, the DEMONSTRATOR has accumulated 64.5 kg yr of enriched active exposure. With a world-leading energy resolution of 2.52 keV FWHM at the 2039 keV $Q_{ββ}$ (0.12\%), we set a half-life limit of $0νββ$ in $^{76}$Ge at $T_{1/2}>8.3\times10^{25}$ yr (90\% C.L.). This provides a range of upper limits on $m_{ββ}$ of $(113-269)$ meV (90\% C.L.), depending on the choice of nuclear matrix elements.

nucl-ex↗

arXiv2022

Charge Trapping and Energy Performance of the MAJORANA DEMONSTRATOR

P-type point contact (PPC) high-purity germanium detectors are an important technology in astroparticle and nuclear physics due to their superb energy resolution, low noise, and pulse shape discrimination capabilities. Analysis of data from the MAJORANA DEMONSTRATOR, a neutrinoless double-beta decay experiment deploying PPC detectors enriched in $^{76}$Ge, has led to several novel improvements in the analysis of PPC signals. In this work we discuss charge trapping in PPC detectors and its effect on energy resolution. Small dislocations or impurities in the crystal lattice result in trapping of charge carriers from an ionization event of interest, attenuating the signal and degrading the measured energy. We present a modified digital pole-zero correction to the signal energy estimation that counters the effects of charge trapping and improves the energy resolution of the MAJORANA DEMONSTRATOR by approximately 30% to around 2.4 keV FWHM at 2039 keV, the $^{76}$Ge $Q$-value. An alternative approach achieving similar resolution enhancement is also presented.

physics.ins-det↗

arXiv2022

Search for keV-scale Sterile Neutrinos with first KATRIN Data

In this work we present a keV-scale sterile-neutrino search with the first tritium data of the KATRIN experiment, acquired in the commissioning run in 2018. KATRIN performs a spectroscopic measurement of the tritium $β$-decay spectrum with the main goal of directly determining the effective electron anti-neutrino mass. During this commissioning phase a lower tritium activity facilitated the search for sterile neutrinos with a mass of up to $1.6\, \mathrm{keV}$. We do not find a signal and set an exclusion limit on the sterile-to-active mixing amplitude of down to $\sin^2θ< 5\cdot10^{-4}$ ($95\,\%$ C.L.), improving current laboratory-based bounds in the sterile-neutrino mass range between 0.1 and $1.0\, \mathrm{keV}$.

nucl-ex↗

arXiv2022

Search for Lorentz-Invariance Violation with the first KATRIN data

Some extensions of the Standard Model of Particle Physics allow for Lorentz invariance and Charge-Parity-Time (CPT)-invariance violations. In the neutrino sector strong constraints have been set by neutrino-oscillation and time-of-flight experiments. However, some Lorentz-invariance-violating parameters are not accessible via these probes. In this work, we focus on the parameters $(a_{\text{of}}^{(3)})_{00}$, $(a_{\text{of}}^{(3)})_{10}$ and $(a_{\text{of}}^{(3)})_{11}$ which would manifest themselves in a non-isotropic beta-decaying source as a sidereal oscillation and an overall shift of the spectral endpoint. Based on the data of the first scientific run of the KATRIN experiment, we set the first limit on $\left|(a_{\text{of}}^{(3)})_{11}\right|$ of $< 3.7\cdot10^{-6}$ GeV at 90\% confidence level. Moreover, we derive new constraints on $(a_{\text{of}}^{(3)})_{00}$ and $(a_{\text{of}}^{(3)})_{10}$.

nucl-ex↗

arXiv2022

Exotic dark matter search with the Majorana Demonstrator

With excellent energy resolution and ultra-low level radiogenic backgrounds, the high-purity germanium detectors in the Majorana Demonstrator enable searches for several classes of exotic dark matter (DM) models. In this work, we report new experimental limits on keV-scale sterile neutrino DM via the transition magnetic moment from conversion to active neutrinos, $\nu_s \rightarrow \nu_a$. We report new limits on fermionic dark matter absorption ($\chi + A \rightarrow \nu + A$) and sub-GeV DM-nucleus 3$\rightarrow$2 scattering ($\chi + \chi + A \rightarrow \phi + A$), and new exclusion limits for bosonic dark matter (axionlike particles and dark photons). These searches utilize the (1--100)-keV low energy region of a 37.5-kg y exposure collected by the Demonstrator between May 2016 and November 2019, using a set of $^{76}$Ge-enriched detectors whose surface exposure time was carefully controlled, resulting in extremely low levels of cosmogenic activation.

hep-ex↗

arXiv2022

KATRIN: Status and Prospects for the Neutrino Mass and Beyond

The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to measure a high-precision integral spectrum of the endpoint region of T2 beta decay, with the primary goal of probing the absolute mass scale of the neutrino. After a first tritium commissioning campaign in 2018, the experiment has been regularly running since 2019, and in its first two measurement campaigns has already achieved a sub-eV sensitivity. After 1000 days of data-taking, KATRIN's design sensitivity is 0.2 eV at the 90% confidence level. In this white paper we describe the current status of KATRIN; explore prospects for measuring the neutrino mass and other physics observables, including sterile neutrinos and other beyond-Standard-Model hypotheses; and discuss research-and-development projects that may further improve the KATRIN sensitivity.

nucl-ex↗