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S. ter Horst

Publications and source records attributed to S. ter Horst.

At least 19 recordsLinked to original sources
arXiv2024

A Toeplitz-like operator with rational matrix symbol having poles on the unit circle:\ Matrix representation and spectral analysis

In this paper we consider a class of unbounded Toeplitz operators with rational matrix symbols that have poles on the unit circle and employ state space realization techniques from linear systems theory, as used in our earlier analysis in [11] of this class of operators, to study the connection with semi-infinite Toeplitz matrices and to determine the essential spectrum and resolvent set.

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arXiv2023

A Toeplitz-like operator with rational matrix symbol having poles on the unit circle: Invertibility and Riccati equations

This paper is a continuation of the work on unbounded Toeplitz-like operators $T_\Om$ with rational matrix symbol $\Om$ initiated in Groenewald et. al (Complex Anal. Oper. Theory 15, 1(2021)), where a Wiener-Hopf type factorization of $\Om$ is obtained and used to determine when $T_\Om$ is Fredholm and compute the Fredholm index in case $T_\Om$ is Fredholm. Due to the high level of non-uniqueness and complicated form of the Wiener-Hopf type factorization, it does not appear useful in determining when $T_\Om$ is invertible. In the present paper we use state space methods to characterize invertibility of $T_\Om$ in terms of the existence of a stabilizing solution of an associated nonsymmetric discrete algebraic Riccati equation, which in turn leads to a pseudo-canonical factorization of $\Om$ and concrete formulas of $T_\Om^{-1}$.

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arXiv2023

A Toeplitz-like operator with rational matrix symbol having poles on the unit circle: Fredholm characteristics

In a recent paper (Groenewald et al.\ {\em Complex Anal.\ Oper.\ Theory} \textbf{15:1} (2021)) we considered an unbounded Toeplitz-like operator $T_Ω$ generated by a rational matrix function $Ω$ that has poles on the unit circle $\mathbb{T}$ of the complex plane. A Wiener-Hopf type factorization was proved and this factorization was used to determine some Fredholm properties of the operator $T_Ω$, including the Fredholm index. Due to the lower triangular structure (rather than diagonal) of the middle term in the Wiener-Hopf type factorization and the lack of uniqueness, it is not straightforward to determine the dimension of the kernel of $T_Ω$ from this factorization, and hence of the co-kernel, even when $T_Ω$ is Fredholm. In the current paper we provide a formula for the dimension of the kernel of $T_Ω$ under an additional assumption on the Wiener-Hopf type factorization. In the case that $Ω$ is a $2 \times 2$ matrix function, a characterization of the kernel of the middle factor of the Wiener-Hopf type factorization is given and in many cases a formula for the dimension of the kernel is obtained. The characterization of the kernel of the middle factor for the $2 \times 2$ case is partially extended to the case of matrix functions of arbitrary size.

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arXiv2020

A Toeplitz-like operator with rational matrix symbol having poles on the unit circle: Fredholm properties

This paper concerns the analysis of an unbounded Toeplitz-like operator generated by a rational matrix function having poles on the unit circle T. It extends the analysis of such operators generated by scalar rational functions with poles on T found in [11,12,13]. A Wiener-Hopf type factorization of rational matrix functions with poles and zeroes on T is proved and then used to analyze the Fredholm properties of such Toeplitz-like operators. A formula for the index, based on the factorization, is given. Furthermore, it is shown that the determinant of the matrix function having no zeroes on T is not sufficient for the Toeplitz-like operator to be Fredholm, in contrast to the classical case.

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arXiv2020

Equivalence after extension and Schur coupling for relatively regular operators

It was recently shown in [24] that the Banach space operator relations Equivalence After Extension (EAE) and Schur Coupling (SC) do not coincide by characterizing these relations for operators acting on essentially incomparable Banach spaces. The examples that prove the non-coincidence are Fredholm operators, which is a subclass of relatively regular operators, the latter being operators with complementable kernels and ranges. In this paper we analyse the relations EAE and SC for the class of relatively regular operators, leading to an equivalent Banach space operator problem from which we derive new cases where EAE and SC coincide and provide a new example for which EAE and SC do not coincide and where the Banach space are not essentially incomparable.

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arXiv2018

A Toeplitz-like operator with rational symbol having poles on the unit circle II: the spectrum

This paper is a continuation of our study of a class of Toeplitz-like operators with a rational symbol which has a pole on the unit circle. A description of the spectrum and its various parts, i.e., point, residual and continuous spectrum, is given, as well as a description of the essential spectrum. In this case, the essential spectrum need not be connected in ${\mathbb C}$. Various examples illustrate the results.

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arXiv2018

Graphs with sparsity order at most two: The complex case

The sparsity order of a (simple undirected) graph is the highest possible rank (over ${\mathbb R}$ or ${\mathbb C}$) of the extremal elements in the matrix cone that consists of positive semidefinite matrices with prescribed zeros on the positions that correspond to non-edges of the graph (excluding the diagonal entries). The graphs of sparsity order 1 (for both ${\mathbb R}$ and ${\mathbb C}$) correspond to chordal graphs, those graphs that do not contain a cycle of length greater than three, as an induced subgraph, or equivalently, is a clique-sum of cliques. There exist analogues, though more complicated, characterizations of the case where the sparsity order is at most 2, which are different for ${\mathbb R}$ and ${\mathbb C}$. The existing proof for the complex case, is based on the result for the real case. In this paper we provide a more elementary proof of the characterization of the graphs whose complex sparsity order is at most two. Part of our proof relies on a characterization of the $\{P_4,\overline{K}_3\}$-free graphs, with $P_4$ the path of length 3 and $\overline{K}_3$ the stable set of cardinality 3, and of the class of clique-sums of such graphs.

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arXiv2018

Standard versus Bounded Real Lemma with infinite-dimensional state space II: The storage function approach

For discrete-time causal linear input/state/output systems, the Bounded Real Lemma explains (under suitable hypotheses) the contractivity of the values of the transfer function over the unit disk for such a system in terms of the existence of a positive-definite solution of a certain Linear Matrix Inequality (the Kalman-Yakubovich-Popov (KYP) inequality). Recent work has extended this result to the setting of infinite-dimensional state space and associated non-rationality of the transfer function, where at least in some cases unbounded solutions of the generalized KYP-inequality are required. This paper is the second installment in a series of papers on the Bounded Real Lemma and the KYP inequality. We adapt Willems' storage-function approach to the infinite-dimensional linear setting, and in this way reprove various results presented in the first installment, where they were obtained as applications of infinite-dimensional State-Space-Similarity theorems, rather than via explicit computation of storage functions.

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arXiv2018

Standard versus Strict Bounded Real Lemma with infinite-dimensional state space I: The State-Space-Similarity Approach

The Bounded Real Lemma, i.e., the state-space linear matrix inequality characterization (referred to as Kalman-Yakubovich-Popov or KYP inequality) of when an input/state/output linear system satisfies a dissipation inequality, has recently been studied for infinite-dimensional discrete-time systems in a number of different settings: with or without stability assumptions, with or without controllability/observability assumptions, with or without strict inequalities. In these various settings, sometimes unbounded solutions of the KYP inequality are required while in other instances bounded solutions suffice. In a series of reports we show how these diverse results can be reconciled and unified. This first instalment focusses on the state-space-similarity approach to the bounded real lemma. We shall show how these results can be seen as corollaries of a new State-Space-Similarity theorem for infinite-dimensional linear systems.

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arXiv2018

Standard versus strict Bounded Real Lemma with infinite-dimensional state space III: The dichotomous and bicausal cases

This is the third installment in a series of papers concerning the Bounded Real Lemma for infinite-dimensional discrete-time linear input/state/output systems. In this setting, under appropriate conditions, the lemma characterizes when the transfer function associated with the system has contractive values on the unit circle, expressed in terms of a Linear Matrix Inequality, often referred to as the Kalman-Yakubovich-Popov (KYP) inequality. Whereas the first two installments focussed on causal systems with the transfer functions extending to an analytic function on the disk, in the present paper the system is still causal but the state operator is allowed to have nontrivial dichotomy (the unit circle is not contained in its spectrum), implying that the transfer function is analytic in a neighborhood of zero and on a neighborhood of the unit circle rather than on the unit disk. More generally, we consider bicausal systems, for which the transfer function need not be analytic in a neighborhood of zero. For both types of systems, by a variation on Willems' storage-function approach, we prove variations on the standard and strict Bounded Real Lemma. We also specialize the results to nonstationary discrete-time systems with a dichotomy, thereby recovering a Bounded Real Lemma due to Ben-Artzi--Gohberg-Kaashoek for such systems.

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arXiv2018

The twofold Ellis-Gohberg inverse problem in an abstract setting and applications

In this paper we consider a twofold Ellis-Gohberg type inverse problem in an abstract *-algebraic setting. Under natural assumptions, necessary and sufficient conditions for the existence of a solution are obtained, and it is shown that in case a solution exists, it is unique. The main result relies strongly on an inversion formula for a $2\times 2$ block operator matrix whose off diagonal entries are Hankel operators while the diagonal entries are identity operators. Various special cases are presented, including the cases of matrix-valued $L^1$-functions on the real line and matrix-valued Wiener functions on the unit circle of the complex plane. For the latter case, it is shown how the results obtained in an earlier publication by the authors can be recovered.

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arXiv2018

The Bezout equation on the right half plane in a Wiener space setting

This paper deals with the Bezout equation $G(s)X(s)=I_m$, $\Re s \geq 0$, in the Wiener space of analytic matrix-valued functions on the right half plane. In particular, $G$ is an $m\times p$ matrix-valued analytic Wiener function, where $p\geq m$, and the solution $X$ is required to be an analytic Wiener function of size $p\times m$. The set of all solutions is described explicitly in terms of a $p\times p$ matrix-valued analytic Wiener function $Y$, which has an inverse in the analytic Wiener space, and an associated inner function $Θ$ defined by $Y$ and the value of $G$ at infinity. Among the solutions, one is identified that minimizes the $H^2$-norm. A Wiener space version of Tolokonnikov's lemma plays an important role in the proofs. The results presented are natural analogs of those obtained for the discrete case in [11].

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arXiv2018

The Bezout-corona problem revisited: Wiener space setting

The matrix-valued {Bezout-corona} problem $G(z)X(z)=I_m$, $|z|<1$, is studied in a Wiener space setting, that is, the given function $G$ is an analytic matrix function on the unit {disc} whose Taylor coefficients are absolutely summable and the same is required for the solutions $X$. It turns out that all Wiener solutions can be described explicitly in terms of two matrices and a square analytic Wiener function $Y$ satisfying $\det Y(z)\not =0$ for all $|z|\leq 1$. It is also shown that some of the results hold in the $H^\infty$ {setting, but} not all. In fact, if $G$ is an $H^\infty$ function, then $Y$ is just an $H^2$ function. Nevertheless, in this case, using the two matrices and the function $Y$, all $H^2$ solutions to the Bezout-corona problem can be described explicitly in a form analogous to the one appearing in the Wiener setting.

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arXiv2018

The discrete twofold Ellis-Gohberg inverse problem

In this paper a twofold inverse problem for orthogonal matrix functions in the Wiener class is considered. The scalar-valued version of this problem was solved by Ellis and Gohberg in 1992. Under reasonable conditions, the problem is reduced to an invertibility condition on an operator that is defined using the Hankel and Toeplitz operators associated to the Wiener class functions that comprise the data set of the inverse problem. It is also shown that in this case the solution is unique. Special attention is given to the case that the Hankel operator of the solution is a strict contraction and the case where the functions are matrix polynomials.

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arXiv2017

Equivalence after extension and Schur coupling coincide for inessential operators

In recent years the coincidence of the operator relations equivalence after extension (EAE) and Schur coupling (SC) was settled for the Hilbert space case. For Banach space operators, it is known that SC implies EAE, but the converse implication is only known for special classes of operators, such as Fredholm operators with index zero and operators that can in norm be approximated by invertible operators. In this paper we prove that the implication EAE $\Rightarrow$ SC also holds for inessential Banach space operators. The inessential operators were introduced as a generalization of the compact operators, and include, besides the compact operators, also the strictly singular and strictly co-singular operators; in fact they form the largest ideal such that the invertible elements in the associated quotient algebra coincide with (the equivalence classes of) the Fredholm operators.

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arXiv2014

State space formulas for stable rational matrix solutions of a Leech problem

Given stable rational matrix functions $G$ and $K$, a procedure is presented to compute a stable rational matrix solution $X$ to the Leech problem associated with $G$ and $K$, that is, $G(z)X(z)=K(z)$ and $\sup_{|z|\leq 1}\|X(z)\|\leq 1$. The solution is given in the form of a state space realization, where the matrices involved in this realization are computed from state space realizations of the data functions $G$ and $K$.

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arXiv2014

State space formulas for a suboptimal rational Leech problem I: Maximum entropy solution

For the strictly positive case (the suboptimal case) the maximum entropy solution $X$ to the Leech problem $G(z)X(z)=K(z)$ and $\|X\|_\infty=\sup_{|z|\leq 1}\|X(z)\|\leq 1$, with $G$ and $K$ stable rational matrix functions, is proved to be a stable rational matrix function. An explicit state space realization for $X$ is given, and $\|X\|_\infty$ turns out to be strictly less than one. The matrices involved in this realization are computed from the matrices appearing in a state space realization of the data functions $G$ and $K$. A formula for the entropy of $X$ is also given.

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