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Sa Xiao

Publications and source records attributed to Sa Xiao.

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Implementation of tangent linear and adjoint models for neural networks based on a compiler library tool

This paper presents TorchNWP, a compilation library tool for the efficient coupling of artificial intelligence components and traditional numerical models. It aims to address the issues of poor cross-language compatibility, insufficient coupling flexibility, and low data transfer efficiency between operational numerical models developed in Fortran and Python-based deep learning frameworks. Based on LibTorch, it optimizes and designs a unified application-layer calling interface, converts deep learning models under the PyTorch framework into a static binary format, and provides C/C++ interfaces. Then, using hybrid Fortran/C/C++ programming, it enables the deployment of deep learning models within numerical models. Integrating TorchNWP into a numerical model only requires compiling it into a callable link library and linking it during the compilation and linking phase to generate the executable. On this basis, tangent linear and adjoint model based on neural networks are implemented at the C/C++ level, which can shield the internal structure of neural network models and simplify the construction process of four-dimensional variational data assimilation systems. Meanwhile, it supports deployment on heterogeneous platforms, is compatible with mainstream neural network models, and enables mapping of different parallel granularities and efficient parallel execution. Using this tool requires minimal code modifications to the original numerical model, thus reducing coupling costs. It can be efficiently integrated into numerical weather prediction models such as CMA-GFS and MCV, and has been applied to the coupling of deep learning-based physical parameterization schemes (e.g., radiation, non-orographic gravity wave drag) and the development of their tangent linear and adjoint models, significantly improving the accuracy and efficiency of numerical weather prediction.

cs.MS

Machine learning based radiative parameterization scheme and its performance in operational reforecast experiments

Radiation is typically the most time-consuming physical process in numerical models. One solution is to use machine learning methods to simulate the radiation process to improve computational efficiency. From an operational standpoint, this study investigates critical limitations inherent to hybrid forecasting frameworks that embed deep neural networks into numerical prediction models, with a specific focus on two fundamental bottlenecks: coupling compatibility and long-term integration stability. A residual convolutional neural network is employed to approximate the Rapid Radiative Transfer Model for General Circulation Models (RRTMG) within the global operational system of China Meteorological Administration. We adopted an offline training and online coupling approach. First, a comprehensive dataset is generated through model simulations, encompassing all atmospheric columns both with and without cloud cover. To ensure the stability of the hybrid model, the dataset is enhanced via experience replay, and additional output constraints based on physical significance are imposed. Meanwhile, a LibTorch-based coupling method is utilized, which is more suitable for real-time operational computations. The hybrid model is capable of performing ten-day integrated forecasts as required. A two-month operational reforecast experiment demonstrates that the machine learning emulator achieves accuracy comparable to that of the traditional physical scheme, while accelerating the computation speed by approximately eightfold.

cs.LG

China Regional 3km Downscaling Based on Residual Corrective Diffusion Model

A fundamental challenge in numerical weather prediction is to efficiently produce high-resolution forecasts. A common solution is applying downscaling methods, which include dynamical downscaling and statistical downscaling, to the outputs of global models. This work focuses on statistical downscaling, which establishes statistical relationships between low-resolution and high-resolution historical data using statistical models. Deep learning has emerged as a powerful tool for this task, giving rise to various high-performance super-resolution models, which can be directly applied for downscaling, such as diffusion models and Generative Adversarial Networks. This work relies on a diffusion-based downscaling framework named CorrDiff. In contrast to the original work of CorrDiff, the region considered in this work is nearly 40 times larger, and we not only consider surface variables as in the original work, but also encounter high-level variables (six pressure levels) as target downscaling variables. In addition, a global residual connection is added to improve accuracy. In order to generate the 3km forecasts for the China region, we apply our trained models to the 25km global grid forecasts of CMA-GFS, an operational global model of the China Meteorological Administration (CMA), and SFF, a data-driven deep learning-based weather model developed from Spherical Fourier Neural Operators (SFNO). CMA-MESO, a high-resolution regional model, is chosen as the baseline model. The experimental results demonstrate that the forecasts downscaled by our method generally outperform the direct forecasts of CMA-MESO in terms of MAE for the target variables. Our forecasts of radar composite reflectivity show that CorrDiff, as a generative model, can generate fine-scale details that lead to more realistic predictions compared to the corresponding deterministic regression models.

cs.LG

Transfer learning empowers material Z classification with muon tomography

Cosmic-ray muon sources exhibit distinct scattering angle distributions when interacting with materials of different atomic numbers (Z values), facilitating the identification of various Z-class materials, particularly those radioactive high-Z nuclear elements. Most of the traditional identification methods are based on complex muon event reconstruction and trajectory fitting processes. Supervised machine learning methods offer some improvement but rely heavily on prior knowledge of target materials, significantly limiting their practical applicability in detecting concealed materials. For the first time, transfer learning is introduced into the field of muon tomography in this work. We propose two lightweight neural network models for fine-tuning and adversarial transfer learning, utilizing muon tomography data of bare materials to predict the Z-class of coated materials. By employing the inverse cumulative distribution function method, more accurate scattering angle distributions could be obtained from limited data, leading to an improvement by nearly 4\% in prediction accuracy compared with the traditional random sampling based training. When applied to coated materials with limited labeled or even unlabeled muon tomography data, the proposed method achieves an overall prediction accuracy exceeding 96\%, with high-Z materials reaching nearly 99\%. Simulation results indicate that transfer learning improves prediction accuracy by approximately 10\% compared to direct prediction without transfer. This study demonstrates the effectiveness of transfer learning in overcoming the physical challenges associated with limited labeled/unlabeled data, highlights the promising potential of transfer learning in the field of muon tomography.

physics.ins-det

6DMA-Aided Hybrid Beamforming with Joint Antenna Position and Orientation Optimization

This paper studies a sub-connected six-dimensional movable antenna (6DMA)-aided multi-user communication system. In this system, each sub-array is connected to a dedicated radio frequency chain and collectively moves and rotates as a unit within specific local regions. The movement and rotation capabilities of 6DMAs enhance design flexibility, facilitating the capture of spatial variations for improved communication performance. To fully characterize the effect of antenna position and orientation on wireless channels between the base station (BS) and users, we develop a field-response-based 6DMA channel model to account for the antenna radiation pattern and polarization. We then maximize the sum rate of multiple users, by jointly optimizing the digital and unit-modulus analog beamformers given the transmit power budget as well as the positions and orientations of sub-arrays within given movable and rotatable ranges at the BS. Due to the highly coupled variables, the formulated optimization problem is non-convex and thus challenging to solve. We develop a fractional programming-aided alternating optimization framework that integrates the Lagrange multiplier method, manifold optimization, and gradient descent to solve the problem. Numerical results demonstrate that the proposed 6DMA-aided sub-connected structure achieves a substantial sum-rate improvement over various benchmark schemes with less flexibility in antenna movement and can even outperform fully-digital beamforming systems that employ antenna position or orientation adjustments only. The results also highlight the necessity of considering antenna polarization for optimally adjusting antenna orientation.

eess.SP

Intra-symbol Differential Amplitude Shift Keying-aided Blind Detector for Ambient Backscatter Communication Systems

Ambient backscatter communications (AmBC) are a promising technology for addressing the energy consumption challenge in wireless communications through the reflection or absorption of surrounding radio frequency (RF) signals. However, it grapples with the intricacies of ambient RF signal and the round-trip path loss. For traditional detectors, the incorporation of pilot sequences results in a reduction in spectral efficiency. Furthermore, traditional energy-based detectors are inherently susceptible to a notable error floor issue, attributed to the co-channel direct link interference (DLI). Consequently, this paper proposes a blind symbol detector without the prior knowledge of the channel state information, signal variance, and noise variance. By leveraging the intra-symbol differential amplitude shift keying (IDASK) scheme, this detector effectively redirects the majority of the DLI energy towards the largest eigenvalue of the received sample covariance matrix, thereby utilizing the second largest eigenvalue for efficient symbol detection. In addition, this paper conducts theoretical performance analyses of the proposed detector in terms of the false alarm probability, missed detection probability, and the bit-error rate (BER) lower bound. Simulation results demonstrate that the proposed blind detector exhibits a significant enhancement in symbol detection performance compared to its traditional counterparts.

eess.SP

Enhanced Masked Image Modeling to Avoid Model Collapse on Multi-modal MRI Datasets

Multi-modal magnetic resonance imaging (MRI) provides information of lesions for computer-aided diagnosis from different views. Deep learning algorithms are suitable for identifying specific anatomical structures, segmenting lesions, and classifying diseases. Manual labels are limited due to the high expense, which hinders further improvement of accuracy. Self-supervised learning, particularly masked image modeling (MIM), has shown promise in utilizing unlabeled data. However, we spot model collapse when applying MIM to multi-modal MRI datasets. The performance of downstream tasks does not see any improvement following the collapsed model. To solve model collapse, we analyze and address it in two types: complete collapse and dimensional collapse. We find complete collapse occurs because the collapsed loss value in multi-modal MRI datasets falls below the normally converged loss value. Based on this, the hybrid mask pattern (HMP) masking strategy is introduced to elevate the collapsed loss above the normally converged loss value and avoid complete collapse. Additionally, we reveal that dimensional collapse stems from insufficient feature uniformity in MIM. We mitigate dimensional collapse by introducing the pyramid barlow twins (PBT) module as an explicit regularization method. Overall, we construct the enhanced MIM (E-MIM) with HMP and PBT module to avoid model collapse multi-modal MRI. Experiments are conducted on three multi-modal MRI datasets to validate the effectiveness of our approach in preventing both types of model collapse. By preventing model collapse, the training of the model becomes more stable, resulting in a decent improvement in performance for segmentation and classification tasks. The code is available at https://github.com/LinxuanHan/E-MIM.

eess.IV

Movable Antenna-Aided Hybrid Beamforming for Multi-User Communications

In this correspondence, we propose a movable antenna (MA)-aided multi-user hybrid beamforming scheme with a sub-connected structure, where multiple movable sub-arrays can independently change their positions within different local regions. To maximize the system sum rate, we jointly optimize the digital beamformer, analog beamformer, and positions of subarrays, under the constraints of unit modulus, finite movable regions, and power budget. Due to the non-concave/non-convex objective function/constraints, as well as the highly coupled variables, the formulated problem is challenging to solve. By employing fractional programming, we develop an alternating optimization framework to solve the problem via a combination of Lagrange multipliers, penalty method, and gradient descent. Numerical results reveal that the proposed MA-aided hybrid beamforming scheme significantly improves the sum rate compared to its fixed-position antenna (FPA) counterpart. Moreover, with sufficiently large movable regions, the proposed scheme with sub-connected MA arrays even outperforms the fully-connected FPA array.

cs.IT

Near-Field Wideband Secure Communications: An Analog Beamfocusing Approach

In the rapidly advancing landscape of 6G, characterized by ultra-high-speed wideband transmission in millimeter-wave and terahertz bands, our paper addresses the pivotal task of enhancing physical layer security (PLS) within near-field wideband communications. We introduce true-time delayer (TTD)-incorporated analog beamfocusing techniques designed to address the interplay between near-field propagation and wideband beamsplit, an uncharted domain in existing literature. Our approach to maximizing secrecy rates involves formulating an optimization problem for joint power allocation and analog beamformer design, employing a two-stage process encompassing a semi-digital solution and analog approximation. This problem is efficiently solved through a combination of alternating optimization, fractional programming, and block successive upper-bound minimization techniques. Additionally, we present a low-complexity beamsplit-aware beamfocusing strategy, capitalizing on geometric insights from near-field wideband propagation, which can also serve as a robust initial value for the optimization-based approach. Numerical results substantiate the efficacy of the proposed methods, clearly demonstrating their superiority over TTD-free approaches in fortifying wideband PLS, as well as the advantageous secrecy energy efficiency achieved by leveraging low-cost analog devices.

eess.SP

Encoding Enhanced Complex CNN for Accurate and Highly Accelerated MRI

Magnetic resonance imaging (MRI) using hyperpolarized noble gases provides a way to visualize the structure and function of human lung, but the long imaging time limits its broad research and clinical applications. Deep learning has demonstrated great potential for accelerating MRI by reconstructing images from undersampled data. However, most existing deep conventional neural networks (CNN) directly apply square convolution to k-space data without considering the inherent properties of k-space sampling, limiting k-space learning efficiency and image reconstruction quality. In this work, we propose an encoding enhanced (EN2) complex CNN for highly undersampled pulmonary MRI reconstruction. EN2 employs convolution along either the frequency or phase-encoding direction, resembling the mechanisms of k-space sampling, to maximize the utilization of the encoding correlation and integrity within a row or column of k-space. We also employ complex convolution to learn rich representations from the complex k-space data. In addition, we develop a feature-strengthened modularized unit to further boost the reconstruction performance. Experiments demonstrate that our approach can accurately reconstruct hyperpolarized 129Xe and 1H lung MRI from 6-fold undersampled k-space data and provide lung function measurements with minimal biases compared with fully-sampled image. These results demonstrate the effectiveness of the proposed algorithmic components and indicate that the proposed approach could be used for accelerated pulmonary MRI in research and clinical lung disease patient care.

eess.IV

UAV-Enabled Cooperative Jamming for Covert Communications

This work employs an unmanned aerial vehicle (UAV) as a jammer to aid a covert communication from a transmitter Alice to a receiver Bob, where the UAV transmits artificial noise (AN) with random power to deliberately create interference to a warden Willie. In the considered system, the UAV's trajectory is critical to the covert communication performance, since the AN transmitted by the UAV also generates interference to Bob. To maximize the system performance, we formulate an optimization problem to jointly design the UAV's trajectory and Alice's transmit power. The formulated optimization problem is non-convex and is normally solved by a conventional iterative (CI) method, which requires multiple approximations based on Taylor expansions and an initialization on the UAV's trajectory. In order to eliminate these requirements, this work, for the first time, develops a geometric (GM) method to solve the optimization problem. By analyzing the covertness constraint, the GM method decouples the joint optimization into optimizing the UAV's trajectory and Alice's transmit power separately. Our examination shows that the GM method can significantly outperform the CI method in terms of achieving a higher average covert rate and the complexity of the GM method is lower than that of the CI method.

cs.IT

Performance Analysis for Covert Communications Under Faster-than-Nyquist Signaling

In this letter, we analyze the performance of covert communications under faster-than-Nyquist (FTN) signaling in the Rayleigh block fading channel. Both Bayesian criterion- and Kullback-Leibler (KL) divergence-based covertness constraints are considered. Especially, for KL divergence-based one, we prove that both the maximum transmit power and covert rate under FTN signaling are higher than those under Nyquist signaling. Numerical results coincide with our analysis and validate the advantages of FTN signaling to realize covert data transmission.

cs.IT

Model-Free Optimization for Reconfigurable Intelligent Surface with Statistical CSI

In this paper, a single user multiple input single output downlink wireless communication system is investigated, in which multiple reconfigurable intelligent surfaces (RISs) are deployed to improve the propagation condition. Our objective is to optimize the phase shift matrices of all the RISs by exploiting the statistical channel state information (CSI). In particular, two model-free algorithms are proposed, which are applicable for any channel statistical assumptions. Numerical results show that the proposed algorithms significantly outperform the random phase shift scheme, especially when the channel randomness is low.

eess.SP

Resource Allocation for Cooperative D2D-Enabled Wireless Caching Networks

In this paper, we study the resource allocation problem for a cooperative device-to-device (D2D)-enabled wireless caching network, where each user randomly caches popular contents to its memory and shares the contents with nearby users through D2D links. To enhance the throughput of spectrum sharing D2D links, which may be severely limited by the interference among D2D links, we enable the cooperation among some of the D2D links to eliminate the interference among them. We formulate a joint link scheduling and power allocation problem to maximize the overall throughput of cooperative D2D links (CDLs) and non-cooperative D2D links (NDLs), which is NP-hard. To solve the problem, we decompose it into two subproblems that maximize the sum rates of the CDLs and the NDLs, respectively. For CDL optimization, we propose a semi-orthogonal-based algorithm for joint user scheduling and power allocation. For NDL optimization, we propose a novel low-complexity algorithm to perform link scheduling and develop a Difference of Convex functions (D.C.) programming method to solve the non-convex power allocation problem. Simulation results show that the cooperative transmission can significantly increase both the number of served users and the overall system throughput.

cs.IT

A Learning-Based Coexistence Mechanism for LAA-LTE Based HetNets

License-assisted access LTE (LAA-LTE) has been proposed to deal with the intense contradiction between tremendous mobile traffic demands and crowded licensed spectrums. In this paper, we investigate the coexistence mechanism for LAA-LTE based heterogenous networks (HetNets). A joint resource allocation and network access problem is considered to maximize the normalized throughput of the unlicensed band while guaranteeing the quality-of-service requirements of incumbent WiFi users. A two-level learning-based framework is proposed to solve the problem by decomposing it into two subproblems. In the master level, a Q-learning based method is developed for the LAA-LTE system to determine the proper transmission time. In the slave one, a game-theory based learning method is adopted by each user to autonomously perform network access. Simulation results demonstrate the effectiveness of the proposed solution.

cs.NI

Forecasting Future Humphrey Visual Fields Using Deep Learning

Purpose: To determine if deep learning networks could be trained to forecast a future 24-2 Humphrey Visual Field (HVF). Participants: All patients who obtained a HVF 24-2 at the University of Washington. Methods: All datapoints from consecutive 24-2 HVFs from 1998 to 2018 were extracted from a University of Washington database. Ten-fold cross validation with a held out test set was used to develop the three main phases of model development: model architecture selection, dataset combination selection, and time-interval model training with transfer learning, to train a deep learning artificial neural network capable of generating a point-wise visual field prediction. Results: More than 1.7 million perimetry points were extracted to the hundredth decibel from 32,443 24-2 HVFs. The best performing model with 20 million trainable parameters, CascadeNet-5, was selected. The overall MAE for the test set was 2.47 dB (95% CI: 2.45 dB to 2.48 dB). The 100 fully trained models were able to successfully predict progressive field loss in glaucomatous eyes up to 5.5 years in the future with a correlation of 0.92 between the MD of predicted and actual future HVF (p < 2.2 x 10 -16 ) and an average difference of 0.41 dB. Conclusions: Using unfiltered real-world datasets, deep learning networks show an impressive ability to not only learn spatio-temporal HVF changes but also to generate predictions for future HVFs up to 5.5 years, given only a single HVF.

cs.CV

Generating retinal flow maps from structural optical coherence tomography with artificial intelligence

Despite significant advances in artificial intelligence (AI) for computer vision, its application in medical imaging has been limited by the burden and limits of expert-generated labels. We used images from optical coherence tomography angiography (OCTA), a relatively new imaging modality that measures perfusion of the retinal vasculature, to train an AI algorithm to generate vasculature maps from standard structural optical coherence tomography (OCT) images of the same retinae, both exceeding the ability and bypassing the need for expert labeling. Deep learning was able to infer perfusion of microvasculature from structural OCT images with similar fidelity to OCTA and significantly better than expert clinicians (P < 0.00001). OCTA suffers from need of specialized hardware, laborious acquisition protocols, and motion artifacts; whereas our model works directly from standard OCT which are ubiquitous and quick to obtain, and allows unlocking of large volumes of previously collected standard OCT data both in existing clinical trials and clinical practice. This finding demonstrates a novel application of AI to medical imaging, whereby subtle regularities between different modalities are used to image the same body part and AI is used to generate detailed and accurate inferences of tissue function from structure imaging.

cs.CV