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Sachindra Joshi

Publications and source records attributed to Sachindra Joshi.

At least 19 recordsLinked to original sources

STAIR (STructure Aware Information Retriever): A novel dataset and LLM based retriever for document structure augmentation

Retrieval Augmented Generation (RAG) is a key component for generating accurate and hallucination free answers using Large Language Models (LLMs). LLMs are improving at handling long context, but still suffer from "lost in the middle" problem. Thus, precise and accurate retrieval is important. Current retrievers chunk long context into length-based manageable chunks - in the process throwing away rich and informative semantic global structure in the corpus. We introduce a novel retrieval system STAIR that empowers an LLM to exploit global structure in a corpus such as a Table of Contents (ToC) to efficiently store and retrieve information from its model parameters. Our thorough and careful ablation studies with a finetuned Differentiable Search Index (DSI) system show that ToC helps build a low hallucination (less than 0.05%) generative Information Retrieval (IR) system and can generalize to examples where very few training samples are available. To further research in this novel direction of ToC based retrieval we release SearchTome - a diverse benchmark created from 18 books across 6 diverse domains to further research in this novel direction. STAIR achieves a high Recall@1 score of 82.6% on SearchTome as compared to DSI (76.9%), where the difference is found to be statistically significant. STAIR easily beats other strong baselines such as BM25 (59.5%), DPR (68.7%) and out-of-the-box Mistral (13.8%).

cs.AI

DKL: Decoupled Knowledge Learning for Instruction-Tuned Language Models

RAG has become the de facto method for incorporating new, corpus-specific knowledge into an instruction following LLM (Instruct LLM). Although RAG-based prompting improves factual grounding, it fails when retrieval is incorrect or incomplete, leading to hallucinations. Finetuning methods such as RAFT and PA-RAG enhance RAG by injecting new knowledge into the model's parameters, but require generating a massive amount of synthetic QA that covers the entire corpus. Extended Pre-Training (EPT) on the text corpus avoids the need for comprehensive synthetic data generation but compromises an Instruct LLM's instruction-following capabilities, necessitating instruction fine-tuning (IFT) after pre-training. However, IFT is costly and may be infeasible due to the unavailability of an instruction-tuning corpus. In this work, we propose DKL-Decoupled Knowledge Learning for Instruction-Tuned Language Models. Instead of doing EPT on the Instruct LLM, DKL performs EPT on its corresponding base LLM to infuse new knowledge. These knowledge infused weights are then merged with the Instruct LLM, imparting new knowledge without affecting their instruction-following capabilities. DKL is a lightweight method that avoids expensive instruction fine-tuning and relies on model merging to infuse the new knowledge into the Instruct LLM without destroying its instruction following capabilities. Empirical results show that DKL improves RAG accuracy from 54.17 to 79.26 on retrieval failure cases, while outperforming prior approaches with substantially less training data.

cs.CL

KItCAT: Knowledge Injection via Input Corruption for Auto-regressive Training

LLMs acquire vast amounts of knowledge during pre-training, but often lack the specialized knowledge needed to answer questions from niche sources such as manuals or technical documents unseen during pre-training. Continued pre-training (CPT) is widely used to inject such knowledge into model parameters. However, niche documents seldom repeat facts, making it difficult for CPT to robustly acquire such knowledge. Recent works address this by generating multiple paraphrases of the new knowledge, but paraphrasing is computationally expensive and typically requires powerful LLMs. In this work, we introduce KItCAT: Knowledge Injection via Corrupted Auto-regressive Training, a lightweight training strategy that reduces the need for paraphrasing in decoder-only LLMs. KItCAT augments standard next-token prediction by stochastically corrupting the input sequence. During training, a random subset of input tokens is replaced with other vocabulary tokens while the original next-token labels are kept unchanged. This simple intervention generates diverse training inputs from each sample, enabling large-scale data augmentation at negligible cost. We show that KItCAT consistently improves over CPT across multiple datasets and model families. Code is available at https://github.com/meghanadhpulivarthi/KItCAT.

cs.CL

Spatial Matryoshka Training for Multi-Granularity Visual Document Retrieval

Multi-modal late-interaction retrievers achieve strong retrieval on visually rich documents by representing each page as per patch embeddings and matching at the token level. However, this approach incurs high storage costs. Existing compression methods typically fix a single compression level at indexing time, limiting flexibility. We present ColSNAP (Spatial Nested Average Pooling)1, a training method that generates a nested hierarchy of compression levels directly from a backbone's patch grid. By spatially pooling patch embeddings into pro- gressively coarser tiers and training all tiers simultaneously, a single model learns to support retrieval at multiple compression levels without architectural changes. Crucially, a single encoding pass yields every tier, enabling the accuracy-storage trade-off to be configured at indexing time to match avail- able storage budgets, rather than being fixed during training. We demonstrate that models trained using ColSNAP maintain near full-resolution retrieval performance under substantial compression and that ColSNAP transfers effectively across multiple late-interaction backbones, and achieves most of its improvements via a lightweight adaptation stage applied to a pre-trained retriever.

cs.AI

SearchWiki: Learning to Build and Navigate Knowledge Wikis for Active Information Seeking

Flat retrieval-augmented generation treats a corpus as a bag of chunks, discarding document hierarchy and cross document structure. We introduce SearchWiki, a harness framework that synthesizes a corpus into a hierarchical, typed, navigable wiki and trains an agent, WikiResearcher-9B, to retrieve information through multi-turn tool use. The wiki organizes knowledge into three layers - document overviews, cross- document topic pages, and page-level source records; enabling progressive refinement of retrieval when initial lookup misses. We optimize the agent's navigation policy with on-policy reinforcement learning with a multi-component reward function balancing answer correctness, retrieval quality and trajectory efficiency. Evaluation on ViDoRe-V3 (8 domains), FinanceBench, and memory benchmarks (LoCoMo, LongMemEval, PersonaMem-v2) shows that WikiResearcher- 9B which is our RL-tuned Qwen 9B model, significantly outperforms same-size untrained baselines and exceeds or matches larger external models. SearchWiki paired with WikiResearcher-9B demonstrates that learned navigation over structured corpora is a superior alternative to flat retrieval.

cs.AI

CAMI: Cost-Aware Agent-Guided Multi-Indexing for Semantic Retrieval

RAG ingestion pipelines frequently augment search corpus index with semantic enrichment indices (e.g., synthetic queries or summaries generated from corpus chunks) that are subsequently queried alongside the base index to improve retrieval via better alignment between document representations and user intent. While these supplementary representations substantially improve retrieval quality, they introduce a computational bottleneck: the configuration space of enrichment types and generator models is combinatorial, and the cost of exhaustive index-time evaluation scales linearly with corpus size. We introduce CAMI (Cost-Aware Multi-Indexing), a framework that formalizes multi-index construction as a budgeted, multi-objective portfolio selection problem. CAMI targets the upstream decision of which enrichment views to generate and materialize before the retrieval backend is applied. CAMI incorporates three primary mechanisms: (i) an agentic discovery phase that proposes corpus-specific representation templates; (ii) an atomic-unit search procedure that evaluates individual enrichment-model pairs and recombines them via fidelity-local closure to identify synergistic portfolios; and (iii) a confidence-aware promotion schedule that prunes unpromising configurations early, decoupling optimization spend from total corpus size. We evaluate CAMI across diverse retrieval corpora. Our findings reveal that the framework systematically isolates high-recall portfolios under strict budget constraints, outperforming standard content-only baselines in challenging settings by up to 9.4% recall@10. Further, CAMI is able to systematically identify these high-recall portfolios using up to 5x less budget compared to random search baselines, making our approach practical in real production scenarios.

cs.IR

LMK > CLS: Landmark Pooling for Dense Embeddings

Representation learning is central to many downstream tasks such as search, clustering, classification, and reranking. State-of-the-art sequence encoders typically collapse a variable-length token sequence to a single vector using a pooling operator, most commonly a special [CLS] token or mean pooling over token embeddings. In this paper, we identify systematic weaknesses of these pooling strategies: [CLS] tends to concentrate information toward the initial positions of the sequence and can under-represent distributed evidence, while mean pooling can dilute salient local signals, sometimes leading to worse short-context performance. To address these issues, we introduce Landmark (LMK) pooling, which partitions a sequence into chunks, inserts landmark tokens between chunks, and forms the final representation by mean-pooling the landmark token embeddings. This simple mechanism improves long-context extrapolation without sacrificing local salient features, at the cost of introducing a small number of special tokens. We empirically demonstrate that LMK pooling matches existing methods on short-context retrieval tasks and yields substantial improvements on long-context tasks, making it a practical and scalable alternative to existing pooling methods.

cs.CL

Systematic Knowledge Injection into Large Language Models via Diverse Augmentation for Domain-Specific RAG

Retrieval-Augmented Generation (RAG) has emerged as a prominent method for incorporating domain knowledge into Large Language Models (LLMs). While RAG enhances response relevance by incorporating retrieved domain knowledge in the context, retrieval errors can still lead to hallucinations and incorrect answers. To recover from retriever failures, domain knowledge is injected by fine-tuning the model to generate the correct response, even in the case of retrieval errors. However, we observe that without systematic knowledge augmentation, fine-tuned LLMs may memorize new information but still fail to extract relevant domain knowledge, leading to poor performance. In this work, we present a novel framework that significantly enhances the fine-tuning process by augmenting the training data in two ways -- context augmentation and knowledge paraphrasing. In context augmentation, we create multiple training samples for a given QA pair by varying the relevance of the retrieved information, teaching the model when to ignore and when to rely on retrieved content. In knowledge paraphrasing, we fine-tune with multiple answers to the same question, enabling LLMs to better internalize specialized knowledge. To mitigate catastrophic forgetting due to fine-tuning, we add a domain-specific identifier to a question and also utilize a replay buffer containing general QA pairs. Experimental results demonstrate the efficacy of our method over existing techniques, achieving up to 10\% relative gain in token-level recall while preserving the LLM's generalization capabilities.

cs.CL

Selective Self-to-Supervised Fine-Tuning for Generalization in Large Language Models

Fine-tuning Large Language Models (LLMs) on specific datasets is a common practice to improve performance on target tasks. However, this performance gain often leads to overfitting, where the model becomes too specialized in either the task or the characteristics of the training data, resulting in a loss of generalization. This paper introduces Selective Self-to-Supervised Fine-Tuning (S3FT), a fine-tuning approach that achieves better performance than the standard supervised fine-tuning (SFT) while improving generalization. S3FT leverages the existence of multiple valid responses to a query. By utilizing the model's correct responses, S3FT reduces model specialization during the fine-tuning stage. S3FT first identifies the correct model responses from the training set by deploying an appropriate judge. Then, it fine-tunes the model using the correct model responses and the gold response (or its paraphrase) for the remaining samples. The effectiveness of S3FT is demonstrated through experiments on mathematical reasoning, Python programming and reading comprehension tasks. The results show that standard SFT can lead to an average performance drop of up to $4.4$ on multiple benchmarks, such as MMLU and TruthfulQA. In contrast, S3FT reduces this drop by half, i.e. $2.5$, indicating better generalization capabilities than SFT while performing significantly better on the fine-tuning tasks.

cs.CL

Selective Self-Rehearsal: A Fine-Tuning Approach to Improve Generalization in Large Language Models

Fine-tuning Large Language Models (LLMs) on specific datasets is a common practice to improve performance on target tasks. However, this performance gain often leads to overfitting, where the model becomes too specialized in either the task or the characteristics of the training data, resulting in a loss of generalization. This paper introduces Selective Self-Rehearsal (SSR), a fine-tuning approach that achieves performance comparable to the standard supervised fine-tuning (SFT) while improving generalization. SSR leverages the fact that there can be multiple valid responses to a query. By utilizing the model's correct responses, SSR reduces model specialization during the fine-tuning stage. SSR first identifies the correct model responses from the training set by deploying an appropriate LLM as a judge. Then, it fine-tunes the model using the correct model responses and the gold response for the remaining samples. The effectiveness of SSR is demonstrated through experiments on the task of identifying unanswerable queries across various datasets. The results show that standard SFT can lead to an average performance drop of up to $16.7\%$ on multiple benchmarks, such as MMLU and TruthfulQA. In contrast, SSR results in close to $2\%$ drop on average, indicating better generalization capabilities compared to standard SFT.

cs.CL

An Approach to Build Zero-Shot Slot-Filling System for Industry-Grade Conversational Assistants

We present an approach to build Large Language Model (LLM) based slot-filling system to perform Dialogue State Tracking in conversational assistants serving across a wide variety of industry-grade applications. Key requirements of this system include: 1) usage of smaller-sized models to meet low latency requirements and to enable convenient and cost-effective cloud and customer premise deployments, and 2) zero-shot capabilities to serve across a wide variety of domains, slot types and conversational scenarios. We adopt a fine-tuning approach where a pre-trained LLM is fine-tuned into a slot-filling model using task specific data. The fine-tuning data is prepared carefully to cover a wide variety of slot-filling task scenarios that the model is expected to face across various domains. We give details of the data preparation and model building process. We also give a detailed analysis of the results of our experimental evaluations. Results show that our prescribed approach for slot-filling model building has resulted in 6.9% relative improvement of F1 metric over the best baseline on a realistic benchmark, while at the same time reducing the latency by 57%. More over, the data we prepared has helped improve F1 on an average by 4.2% relative across various slot-types.

cs.CL

BRAIn: Bayesian Reward-conditioned Amortized Inference for natural language generation from feedback

Distribution matching methods for language model alignment such as Generation with Distributional Control (GDC) and Distributional Policy Gradient (DPG) have not received the same level of attention in reinforcement learning from human feedback (RLHF) as contrastive methods such as Sequence Likelihood Calibration (SLiC), Direct Preference Optimization (DPO) and its variants. We identify high variance of the gradient estimate as the primary reason for the lack of success of these methods and propose a self-normalized baseline to reduce the variance. We further generalize the target distribution in DPG, GDC and DPO by using Bayes' rule to define the reward-conditioned posterior. The resulting approach, referred to as BRAIn - Bayesian Reward-conditioned Amortized Inference acts as a bridge between distribution matching methods and DPO and significantly outperforms prior art in summarization and Antropic HH tasks.

cs.LG

Few shot chain-of-thought driven reasoning to prompt LLMs for open ended medical question answering

In this paper, we propose a modified version of the MedQA-USMLE dataset, named MEDQA-OPEN, which contains open-ended medical questions without options to mimic clinical scenarios, along with clinician-approved reasoned answers. Additionally, we implement a prompt driven by Chain of Thought (CoT) reasoning, CLINICR, to mirror the prospective process of incremental reasoning, reaching a correct response to medical questions. We empirically demonstrate how CLINICR outperforms the state-of-the-art 5-shot CoT-based prompt (Li\'evin et al., 2022). We also present an approach that mirrors real-life clinical practice by first exploring multiple differential diagnoses through MCQ-CLINICR and subsequently narrowing down to a final diagnosis using MCQ-ELIMINATIVE. Finally, emphasizing the importance of response verification in medical settings, we utilize a reward model mechanism, replacing the elimination process performed by MCQ-ELIMINATIVE.

cs.CL

Pointwise Mutual Information Based Metric and Decoding Strategy for Faithful Generation in Document Grounded Dialogs

A major concern in using deep learning based generative models for document-grounded dialogs is the potential generation of responses that are not \textit{faithful} to the underlying document. Existing automated metrics used for evaluating the faithfulness of response with respect to the grounding document measure the degree of similarity between the generated response and the document's content. However, these automated metrics are far from being well aligned with human judgments. Therefore, to improve the measurement of faithfulness, we propose a new metric that utilizes (Conditional) Point-wise Mutual Information (PMI) between the generated response and the source document, conditioned on the dialogue. PMI quantifies the extent to which the document influences the generated response -- with a higher PMI indicating a more faithful response. We build upon this idea to create a new decoding technique that incorporates PMI into the response generation process to predict more faithful responses. Our experiments on the BEGIN benchmark demonstrate an improved correlation of our metric with human evaluation. We also show that our decoding technique is effective in generating more faithful responses when compared to standard decoding techniques on a set of publicly available document-grounded dialog datasets.

cs.CL

Evaluating Robustness of Dialogue Summarization Models in the Presence of Naturally Occurring Variations

Dialogue summarization task involves summarizing long conversations while preserving the most salient information. Real-life dialogues often involve naturally occurring variations (e.g., repetitions, hesitations) and existing dialogue summarization models suffer from performance drop on such conversations. In this study, we systematically investigate the impact of such variations on state-of-the-art dialogue summarization models using publicly available datasets. To simulate real-life variations, we introduce two types of perturbations: utterance-level perturbations that modify individual utterances with errors and language variations, and dialogue-level perturbations that add non-informative exchanges (e.g., repetitions, greetings). We conduct our analysis along three dimensions of robustness: consistency, saliency, and faithfulness, which capture different aspects of the summarization model's performance. We find that both fine-tuned and instruction-tuned models are affected by input variations, with the latter being more susceptible, particularly to dialogue-level perturbations. We also validate our findings via human evaluation. Finally, we investigate if the robustness of fine-tuned models can be improved by training them with a fraction of perturbed data and observe that this approach is insufficient to address robustness challenges with current models and thus warrants a more thorough investigation to identify better solutions. Overall, our work highlights robustness challenges in dialogue summarization and provides insights for future research.

cs.CL

Evaluating Chatbots to Promote Users' Trust -- Practices and Open Problems

Chatbots, the common moniker for collaborative assistants, are Artificial Intelligence (AI) software that enables people to naturally interact with them to get tasks done. Although chatbots have been studied since the dawn of AI, they have particularly caught the imagination of the public and businesses since the launch of easy-to-use and general-purpose Large Language Model-based chatbots like ChatGPT. As businesses look towards chatbots as a potential technology to engage users, who may be end customers, suppliers, or even their own employees, proper testing of chatbots is important to address and mitigate issues of trust related to service or product performance, user satisfaction and long-term unintended consequences for society. This paper reviews current practices for chatbot testing, identifies gaps as open problems in pursuit of user trust, and outlines a path forward.

cs.HC

Fast and Light-Weight Answer Text Retrieval in Dialogue Systems

Dialogue systems can benefit from being able to search through a corpus of text to find information relevant to user requests, especially when encountering a request for which no manually curated response is available. The state-of-the-art technology for neural dense retrieval or re-ranking involves deep learning models with hundreds of millions of parameters. However, it is difficult and expensive to get such models to operate at an industrial scale, especially for cloud services that often need to support a big number of individually customized dialogue systems, each with its own text corpus. We report our work on enabling advanced neural dense retrieval systems to operate effectively at scale on relatively inexpensive hardware. We compare with leading alternative industrial solutions and show that we can provide a solution that is effective, fast, and cost-efficient.

cs.IR

Learning as Conversation: Dialogue Systems Reinforced for Information Acquisition

We propose novel AI-empowered chat bots for learning as conversation where a user does not read a passage but gains information and knowledge through conversation with a teacher bot. Our information-acquisition-oriented dialogue system employs a novel adaptation of reinforced self-play so that the system can be transferred to various domains without in-domain dialogue data, and can carry out conversations both informative and attentive to users. Our extensive subjective and objective evaluations on three large public data corpora demonstrate the effectiveness of our system to deliver knowledge-intensive and attentive conversations and help end users substantially gain knowledge without reading passages. Our code and datasets are publicly available for follow-up research.

cs.CL