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Sanjay Kariyappa

Publications and source records attributed to Sanjay Kariyappa.

At least 19 recordsLinked to original sources

PIPES: Securing Agent Perception with Provenance and Priors

Tool-using agents consume external data from sources with different levels of trust, yet tool responses rarely identify who produced each component or what it should convey. We show that this gap enables state-corruption attacks, in which attacker-controlled content makes environmental claims beyond the informational authority of its response component and corrupts the agent's perceived environment, making the resulting action appear justified to existing guardrails. We introduce PIPES (Provenance-Informed, Prior-Enforced Screening), which screens response units using semantic priors and source provenance. PIPES uses static field contracts when schemas provide stable expectations, and conditions screening of open-ended content on the pre-response trajectory and trusted provenance metadata. It marks units that violate their semantic prior or the provenance hierarchy; deployments may remove, warn, block, or escalate detected violations. We instantiate atomic removal and evaluate PIPES against adaptive PAIR-style attacks. Across the three VitaBench and three AgentDyn splits with Gemma 4 31B IT as the target agent, PIPES reduces average attack success from 84.7% to 2.3%, while preserving average benign utility (92.5% with PIPES versus 90.6% without defense).

cs.CR

Where Instruction Hierarchy Breaks: Diagnosing and Repairing Failures in Reasoning Language Models

Reasoning language models deployed in agentic workflows must follow an instruction hierarchy: when instructions from different sources conflict, the model should obey the highest-privilege applicable instruction. Existing benchmarks largely measure this behavior end-to-end, asking whether the final response is compliant. However, a non-compliant response can arise from several distinct failures: the model may fail to identify the relevant instructions in context, fail to resolve conflicts among identified instructions, or correctly resolve the conflict in its reasoning while still producing a violating response. We introduce a white-box diagnostic framework that localizes instruction hierarchy failures into instruction identification, conflict resolution, and response realization, making failures more interpretable. We evaluate three reasoning models--Gemma-4-31B-IT, Qwen3.6-35B-A3B, and Claude Sonnet 4.6--on long-context adaptations of IHEval and IHChallenge, and find that the dominant failure mode varies across models, tasks, and context length. Building on the observation that models can often detect conflicts and output violations when explicitly prompted, we propose two training-free self-monitoring mechanisms: a parallel input monitor for low-latency conflict detection before generation, and a sequential output monitor for response-level review and repair. Across Gemma-4-31B-IT, Claude Sonnet 4.6, and GPT-5.3, the strongest monitor reduces rule-following non-compliance by 81-99%, with GPT-5.3 reductions of 86% under static attacks and 45% under adaptive attacks.

cs.AI

Architecting Secure AI Agents: Perspectives on System-Level Defenses Against Indirect Prompt Injection Attacks

AI agents, predominantly powered by large language models (LLMs), are vulnerable to indirect prompt injection, in which malicious instructions embedded in untrusted data can trigger dangerous agent actions. This position paper discusses our vision for system-level defenses against indirect prompt injection attacks. We articulate three positions: (1) dynamic replanning and security policy updates are often necessary for dynamic tasks and realistic environments; (2) certain context-dependent security decisions would still require LLMs (or other learned models), but should only be made within system designs that strictly constrain what the model can observe and decide; (3) in inherently ambiguous cases, personalization and human interaction should be treated as core design considerations. In addition to our main positions, we discuss limitations of existing benchmarks that can create a false sense of utility and security. We also highlight the value of system-level defenses, which serve as the skeleton of agentic systems by structuring and controlling agent behaviors, integrating rule-based and model-based security checks, and enabling more targeted research on model robustness and human interaction.

cs.CR

SideQuest: Model-Driven KV Cache Management for Long-Horizon Agentic Reasoning

Long-running agentic tasks, such as deep research, require multi-hop reasoning over information distributed across multiple webpages and documents. In such tasks, the LLM context is dominated by tokens from external retrieval, causing memory usage to grow rapidly and limiting decode performance. While several KV cache compression techniques exist for long-context inputs, we find that existing heuristics fail to support multi-step reasoning models effectively. We address this challenge with SideQuest -- a novel approach that leverages the Large Reasoning Model (LRM) itself to perform KV cache compression by reasoning about the usefulness of tokens in its context. To prevent the tokens associated with this management process from polluting the model's memory, we frame KV cache compression as an auxiliary task executed in parallel to the main reasoning task. Our evaluations, using a model trained with just 215 samples, show that SideQuest reduces peak token usage by up to 65% on agentic tasks with minimal degradation in accuracy, outperforming heuristic-based KV cache compression techniques.

cs.AI

ReasoningBomb: A Stealthy Denial-of-Service Attack by Inducing Pathologically Long Reasoning in Large Reasoning Models

Large reasoning models (LRMs) extend large language models with explicit multi-step reasoning traces, but this capability introduces a new class of prompt-induced inference-time denial-of-service (PI-DoS) attacks that exploit the high computational cost of reasoning. We first formalize inference cost for LRMs and define PI-DoS, then prove that any practical PI-DoS attack should satisfy three properties: (1) a high amplification ratio, where each query induces a disproportionately long reasoning trace relative to its own length; (ii) stealthiness, in which prompts and responses remain on the natural language manifold and evade distribution shift detectors; and (iii) optimizability, in which the attack supports efficient optimization without being slowed by its own success. Under this framework, we present ReasoningBomb, a reinforcement-learning-based PI-DoS framework that is guided by a constant-time surrogate reward and trains a large reasoning-model attacker to generate short natural prompts that drive victim LRMs into pathologically long and often effectively non-terminating reasoning. Across seven open-source models (including LLMs and LRMs) and three commercial LRMs, ReasoningBomb induces 18,759 completion tokens on average and 19,263 reasoning tokens on average across reasoning models. It outperforms the the runner-up baseline by 35% in completion tokens and 38% in reasoning tokens, while inducing 6-7x more tokens than benign queries and achieving 286.7x input-to-output amplification ratio averaged across all samples. Additionally, our method achieves 99.8% bypass rate on input-based detection, 98.7% on output-based detection, and 98.4% against strict dual-stage joint detection.

cs.CR

Mitigating Indirect Prompt Injection via Instruction-Following Intent Analysis

Indirect prompt injection attacks (IPIAs), where large language models (LLMs) follow malicious instructions hidden in input data, pose a critical threat to LLM-powered agents. In this paper, we present IntentGuard, a general defense framework based on instruction-following intent analysis. The key insight of IntentGuard is that the decisive factor in IPIAs is not the presence of malicious text, but whether the LLM intends to follow instructions from untrusted data. Building on this insight, IntentGuard leverages an instruction-following intent analyzer (IIA) to identify which parts of the input prompt the model recognizes as actionable instructions, and then flag or neutralize any overlaps with untrusted data segments. To instantiate the framework, we develop an IIA that uses three "thinking intervention" strategies to elicit a structured list of intended instructions from reasoning-enabled LLMs. These techniques include start-of-thinking prefilling, end-of-thinking refinement, and adversarial in-context demonstration. We evaluate IntentGuard on two agentic benchmarks (AgentDojo and Mind2Web) using two reasoning-enabled LLMs (Qwen-3-32B and gpt-oss-20B). Results demonstrate that IntentGuard achieves (1) no utility degradation in all but one setting and (2) strong robustness against adaptive prompt injection attacks (e.g., reducing attack success rates from 100% to 8.5% in a Mind2Web scenario).

cs.CR

Stronger Enforcement of Instruction Hierarchy via Augmented Intermediate Representations

Prompt injection attacks are a critical security vulnerability in large language models (LLMs), allowing attackers to hijack model behavior by injecting malicious instructions within the input context. Recent defense mechanisms have leveraged an Instruction Hierarchy (IH) Signal, often implemented through special delimiter tokens or additive embeddings to denote the privilege level of input tokens. However, these prior works typically inject the IH signal exclusively at the initial input layer, which we hypothesize limits its ability to effectively distinguish the privilege levels of tokens as it propagates through the different layers of the model. To overcome this limitation, we introduce a novel approach that injects the IH signal into the intermediate token representations within the network. Our method augments these representations with layer-specific trainable embeddings that encode the privilege information. Our evaluations across multiple models and training methods reveal that our proposal yields between $1.6\times$ and $9.2\times$ reduction in attack success rate on gradient-based prompt injection attacks compared to state-of-the-art methods, without significantly degrading the model's utility.

cs.AI

Interpretable LLM-based Table Question Answering

Interpretability in Table Question Answering (Table QA) is critical, especially in high-stakes domains like finance and healthcare. While recent Table QA approaches based on Large Language Models (LLMs) achieve high accuracy, they often produce ambiguous explanations of how answers are derived. We propose Plan-of-SQLs (POS), a new Table QA method that makes the model's decision-making process interpretable. POS decomposes a question into a sequence of atomic steps, each directly translated into an executable SQL command on the table, thereby ensuring that every intermediate result is transparent. Through extensive experiments, we show that: First, POS generates the highest-quality explanations among compared methods, which markedly improves the users' ability to simulate and verify the model's decisions. Second, when evaluated on standard Table QA benchmarks (TabFact, WikiTQ, and FeTaQA), POS achieves QA accuracy that is competitive to existing methods, while also offering greater efficiency-requiring significantly fewer LLM calls and table database queries (up to 25x fewer)-and more robust performance on large-sized tables. Finally, we observe high agreement (up to 90.59% in forward simulation) between LLMs and human users when making decisions based on the same explanations, suggesting that LLMs could serve as an effective proxy for humans in evaluating Table QA explanations.

cs.CL

Information Flow Control in Machine Learning through Modular Model Architecture

In today's machine learning (ML) models, any part of the training data can affect the model output. This lack of control for information flow from training data to model output is a major obstacle in training models on sensitive data when access control only allows individual users to access a subset of data. To enable secure machine learning for access-controlled data, we propose the notion of information flow control for machine learning, and develop an extension to the Transformer language model architecture that strictly adheres to the IFC definition we propose. Our architecture controls information flow by limiting the influence of training data from each security domain to a single expert module, and only enables a subset of experts at inference time based on the access control policy.The evaluation using large text and code datasets show that our proposed parametric IFC architecture has minimal (1.9%) performance overhead and can significantly improve model accuracy (by 38% for the text dataset, and between 44%--62% for the code datasets) by enabling training on access-controlled data.

cs.LG

Progressive Inference: Explaining Decoder-Only Sequence Classification Models Using Intermediate Predictions

This paper proposes Progressive Inference - a framework to compute input attributions to explain the predictions of decoder-only sequence classification models. Our work is based on the insight that the classification head of a decoder-only Transformer model can be used to make intermediate predictions by evaluating them at different points in the input sequence. Due to the causal attention mechanism, these intermediate predictions only depend on the tokens seen before the inference point, allowing us to obtain the model's prediction on a masked input sub-sequence, with negligible computational overheads. We develop two methods to provide sub-sequence level attributions using this insight. First, we propose Single Pass-Progressive Inference (SP-PI), which computes attributions by taking the difference between consecutive intermediate predictions. Second, we exploit a connection with Kernel SHAP to develop Multi Pass-Progressive Inference (MP-PI). MP-PI uses intermediate predictions from multiple masked versions of the input to compute higher quality attributions. Our studies on a diverse set of models trained on text classification tasks show that SP-PI and MP-PI provide significantly better attributions compared to prior work.

cs.LG

Privacy-Preserving Algorithmic Recourse

When individuals are subject to adverse outcomes from machine learning models, providing a recourse path to help achieve a positive outcome is desirable. Recent work has shown that counterfactual explanations - which can be used as a means of single-step recourse - are vulnerable to privacy issues, putting an individuals' privacy at risk. Providing a sequential multi-step path for recourse can amplify this risk. Furthermore, simply adding noise to recourse paths found from existing methods can impact the realism and actionability of the path for an end-user. In this work, we address privacy issues when generating realistic recourse paths based on instance-based counterfactual explanations, and provide PrivRecourse: an end-to-end privacy preserving pipeline that can provide realistic recourse paths. PrivRecourse uses differentially private (DP) clustering to represent non-overlapping subsets of the private dataset. These DP cluster centers are then used to generate recourse paths by forming a graph with cluster centers as the nodes, so that we can generate realistic - feasible and actionable - recourse paths. We empirically evaluate our approach on finance datasets and compare it to simply adding noise to data instances, and to using DP synthetic data, to generate the graph. We observe that PrivRecourse can provide paths that are private and realistic.

cs.LG

SHAP@k:Efficient and Probably Approximately Correct (PAC) Identification of Top-k Features

The SHAP framework provides a principled method to explain the predictions of a model by computing feature importance. Motivated by applications in finance, we introduce the Top-k Identification Problem (TkIP), where the objective is to identify the k features with the highest SHAP values. While any method to compute SHAP values with uncertainty estimates (such as KernelSHAP and SamplingSHAP) can be trivially adapted to solve TkIP, doing so is highly sample inefficient. The goal of our work is to improve the sample efficiency of existing methods in the context of solving TkIP. Our key insight is that TkIP can be framed as an Explore-m problem--a well-studied problem related to multi-armed bandits (MAB). This connection enables us to improve sample efficiency by leveraging two techniques from the MAB literature: (1) a better stopping-condition (to stop sampling) that identifies when PAC (Probably Approximately Correct) guarantees have been met and (2) a greedy sampling scheme that judiciously allocates samples between different features. By adopting these methods we develop KernelSHAP@k and SamplingSHAP@k to efficiently solve TkIP, offering an average improvement of $5\times$ in sample-efficiency and runtime across most common credit related datasets.

cs.LG

Bounding the Invertibility of Privacy-preserving Instance Encoding using Fisher Information

Privacy-preserving instance encoding aims to encode raw data as feature vectors without revealing their privacy-sensitive information. When designed properly, these encodings can be used for downstream ML applications such as training and inference with limited privacy risk. However, the vast majority of existing instance encoding schemes are based on heuristics and their privacy-preserving properties are only validated empirically against a limited set of attacks. In this paper, we propose a theoretically-principled measure for the privacy of instance encoding based on Fisher information. We show that our privacy measure is intuitive, easily applicable, and can be used to bound the invertibility of encodings both theoretically and empirically.

cs.LG

MAZE: Data-Free Model Stealing Attack Using Zeroth-Order Gradient Estimation

Model Stealing (MS) attacks allow an adversary with black-box access to a Machine Learning model to replicate its functionality, compromising the confidentiality of the model. Such attacks train a clone model by using the predictions of the target model for different inputs. The effectiveness of such attacks relies heavily on the availability of data necessary to query the target model. Existing attacks either assume partial access to the dataset of the target model or availability of an alternate dataset with semantic similarities. This paper proposes MAZE -- a data-free model stealing attack using zeroth-order gradient estimation. In contrast to prior works, MAZE does not require any data and instead creates synthetic data using a generative model. Inspired by recent works in data-free Knowledge Distillation (KD), we train the generative model using a disagreement objective to produce inputs that maximize disagreement between the clone and the target model. However, unlike the white-box setting of KD, where the gradient information is available, training a generator for model stealing requires performing black-box optimization, as it involves accessing the target model under attack. MAZE relies on zeroth-order gradient estimation to perform this optimization and enables a highly accurate MS attack. Our evaluation with four datasets shows that MAZE provides a normalized clone accuracy in the range of 0.91x to 0.99x, and outperforms even the recent attacks that rely on partial data (JBDA, clone accuracy 0.13x to 0.69x) and surrogate data (KnockoffNets, clone accuracy 0.52x to 0.97x). We also study an extension of MAZE in the partial-data setting and develop MAZE-PD, which generates synthetic data closer to the target distribution. MAZE-PD further improves the clone accuracy (0.97x to 1.0x) and reduces the query required for the attack by 2x-24x.

stat.ML

Measuring and Controlling Split Layer Privacy Leakage Using Fisher Information

Split learning and inference propose to run training/inference of a large model that is split across client devices and the cloud. However, such a model splitting imposes privacy concerns, because the activation flowing through the split layer may leak information about the clients' private input data. There is currently no good way to quantify how much private information is being leaked through the split layer, nor a good way to improve privacy up to the desired level. In this work, we propose to use Fisher information as a privacy metric to measure and control the information leakage. We show that Fisher information can provide an intuitive understanding of how much private information is leaking through the split layer, in the form of an error bound for an unbiased reconstruction attacker. We then propose a privacy-enhancing technique, ReFIL, that can enforce a user-desired level of Fisher information leakage at the split layer to achieve high privacy, while maintaining reasonable utility.

cs.CR

Cocktail Party Attack: Breaking Aggregation-Based Privacy in Federated Learning using Independent Component Analysis

Federated learning (FL) aims to perform privacy-preserving machine learning on distributed data held by multiple data owners. To this end, FL requires the data owners to perform training locally and share the gradient updates (instead of the private inputs) with the central server, which are then securely aggregated over multiple data owners. Although aggregation by itself does not provably offer privacy protection, prior work showed that it may suffice if the batch size is sufficiently large. In this paper, we propose the Cocktail Party Attack (CPA) that, contrary to prior belief, is able to recover the private inputs from gradients aggregated over a very large batch size. CPA leverages the crucial insight that aggregate gradients from a fully connected layer is a linear combination of its inputs, which leads us to frame gradient inversion as a blind source separation (BSS) problem (informally called the cocktail party problem). We adapt independent component analysis (ICA)--a classic solution to the BSS problem--to recover private inputs for fully-connected and convolutional networks, and show that CPA significantly outperforms prior gradient inversion attacks, scales to ImageNet-sized inputs, and works on large batch sizes of up to 1024.

cs.LG

ExPLoit: Extracting Private Labels in Split Learning

Split learning is a popular technique used for vertical federated learning (VFL), where the goal is to jointly train a model on the private input and label data held by two parties. This technique uses a split-model, trained end-to-end, by exchanging the intermediate representations (IR) of the inputs and gradients of the IR between the two parties. We propose ExPLoit - a label-leakage attack that allows an adversarial input-owner to extract the private labels of the label-owner during split-learning. ExPLoit frames the attack as a supervised learning problem by using a novel loss function that combines gradient-matching and several regularization terms developed using key properties of the dataset and models. Our evaluations show that ExPLoit can uncover the private labels with near-perfect accuracy of up to 99.96%. Our findings underscore the need for better training techniques for VFL.

cs.CR

Enabling Inference Privacy with Adaptive Noise Injection

User-facing software services are becoming increasingly reliant on remote servers to host Deep Neural Network (DNN) models, which perform inference tasks for the clients. Such services require the client to send input data to the service provider, who processes it using a DNN and returns the output predictions to the client. Due to the rich nature of the inputs such as images and speech, the input often contains more information than what is necessary to perform the primary inference task. Consequently, in addition to the primary inference task, a malicious service provider could infer secondary (sensitive) attributes from the input, compromising the client's privacy. The goal of our work is to improve inference privacy by injecting noise to the input to hide the irrelevant features that are not conducive to the primary classification task. To this end, we propose Adaptive Noise Injection (ANI), which uses a light-weight DNN on the client-side to inject noise to each input, before transmitting it to the service provider to perform inference. Our key insight is that by customizing the noise to each input, we can achieve state-of-the-art trade-off between utility and privacy (up to 48.5% degradation in sensitive-task accuracy with <1% degradation in primary accuracy), significantly outperforming existing noise injection schemes. Our method does not require prior knowledge of the sensitive attributes and incurs minimal computational overheads.

cs.CR