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Santiago Cortes-Gomez

Publications and source records attributed to Santiago Cortes-Gomez.

8 recordsLinked to original sources

When Agents Say One Thing and Do Another: Validating Elicited Beliefs from LLMs

Large language models (LLMs) are increasingly deployed in high-stakes settings where good decisions require forming beliefs over the probability of unknown outcomes. However, it is unclear whether LLMs act as if they hold coherent beliefs when making decisions, or if so, how we could validate models' reports of such beliefs. We propose a decision-theoretic framework that elicits both probability judgments and decisions from an agent and tests their mutual consistency. Formally, our methods characterize whether it is possible for the actions to be produced by a ``near-rational" decision maker who holds the elicited probability as their true belief. We show that, perhaps surprisingly, this formalization implies empirically testable conditions even without any assumption about the agent's utility function. Applying our framework to stylized clinical diagnosis tasks, we find that models' reported beliefs are demonstrably imperfect summaries of the information revealed in their decisions, but that the discrepancies are small for the strongest models.

cs.AI↗

Healthcare LLM Benchmarks Are Only as Good as Their Explicit Assumptions

Benchmarks are necessary for healthcare evaluation, but are not sufficient for predicting deployment performance. Our position is that the evaluation--deployment gap arises not because of poorly designed benchmarks, but from implicit assumptions about how users interact with models that cannot be surfaced from benchmarks alone. To make this precise, we propose a classification of assumptions into two categories: task, which can be tested from conversation data alone, and outcome, which requires outcome data and behavioral studies for testing. Critically, outcome assumptions depend on human behavior, something that even well-designed benchmarks cannot directly observe. To demonstrate the operationality of this framework, we retrospectively analyze a healthcare RCT as a case study and find that the gap naturally separates into task and outcome gaps of roughly equal size. To address this, we make two contributions: first, we propose BenchmarkCards, an artifact that documents assumptions, and second, we propose staged evaluation, a procedure that systematically tests assumptions and evaluates performance.

cs.CY↗

The Limits of AI-Driven Allocation: Optimal Screening under Aleatoric Uncertainty

The rise of machine learning has shifted targeted resource allocation in policy and humanitarian settings toward algorithmic targeting based on predicted risk scores. This approach is typically cheaper and faster than traditional screening procedures that directly observe the latent vulnerability status through physical verification. Yet, even access to the true conditional vulnerability probability cannot eliminate misallocation: aleatoric uncertainty over individual vulnerability status is irreducible, and probabilistic targeting inevitably misallocates some resources. In this work we study how screening and algorithmic targeting should be optimally combined in a two-stage allocation framework where a screening stage observes true outcomes for a subset of units before a final allocation stage assigns the resource under a fixed coverage budget. We show that the optimal strategy screens units at the margin of algorithmic allocation, while directly targeting the highest-risk units. Furthermore, we empirically characterize when screening and algorithmic targeting act as complements or substitutes: efficiency gains from screening grow as the aleatoric uncertainty in the population increases. We illustrate our framework with applications in income-based social protection programs and humanitarian demining in Colombia, where the tension between screening costs and allocation efficiency is operationally consequential.

cs.AI↗

Predicting Language Models' Success at Zero-Shot Probabilistic Prediction

Recent work has investigated the capabilities of large language models (LLMs) as zero-shot models for generating individual-level characteristics (e.g., to serve as risk models or augment survey datasets). However, when should a user have confidence that an LLM will provide high-quality predictions for their particular task? To address this question, we conduct a large-scale empirical study of LLMs' zero-shot predictive capabilities across a wide range of tabular prediction tasks. We find that LLMs' performance is highly variable, both on tasks within the same dataset and across different datasets. However, when the LLM performs well on the base prediction task, its predicted probabilities become a stronger signal for individual-level accuracy. Then, we construct metrics to predict LLMs' performance at the task level, aiming to distinguish between tasks where LLMs may perform well and where they are likely unsuitable. We find that some of these metrics, each of which are assessed without labeled data, yield strong signals of LLMs' predictive performance on new tasks.

cs.LG↗

Auditing Fairness by Betting

We provide practical, efficient, and nonparametric methods for auditing the fairness of deployed classification and regression models. Whereas previous work relies on a fixed-sample size, our methods are sequential and allow for the continuous monitoring of incoming data, making them highly amenable to tracking the fairness of real-world systems. We also allow the data to be collected by a probabilistic policy as opposed to sampled uniformly from the population. This enables auditing to be conducted on data gathered for another purpose. Moreover, this policy may change over time and different policies may be used on different subpopulations. Finally, our methods can handle distribution shift resulting from either changes to the model or changes in the underlying population. Our approach is based on recent progress in anytime-valid inference and game-theoretic statistics-the "testing by betting" framework in particular. These connections ensure that our methods are interpretable, fast, and easy to implement. We demonstrate the efficacy of our approach on three benchmark fairness datasets.

stat.ML↗

Utility-Directed Conformal Prediction: A Decision-Aware Framework for Actionable Uncertainty Quantification

Interest has been growing in decision-focused machine learning methods which train models to account for how their predictions are used in downstream optimization problems. Doing so can often improve performance on subsequent decision problems. However, current methods for uncertainty quantification do not incorporate any information about downstream decisions. We develop a methodology based on conformal prediction to identify prediction sets that account for a downstream cost function, making them more appropriate to inform high-stakes decision-making. Our approach harnesses the strengths of conformal methods -- modularity, model-agnosticism, and statistical coverage guarantees -- while incorporating downstream decisions and user-specified utility functions. We prove that our methods retain standard coverage guarantees. Empirical evaluation across a range of datasets and utility metrics demonstrates that our methods achieve significantly lower costs than standard conformal methods. We present a real-world use case in healthcare diagnosis, where our method effectively incorporates the hierarchical structure of dermatological diseases. The method successfully generates sets with coherent diagnostic meaning, potentially aiding triage for dermatology diagnosis and illustrating how our method can ground high-stakes decision-making employing domain knowledge.

cs.LG↗

Data-driven Design of Randomized Control Trials with Guaranteed Treatment Effects

Randomized controlled trials (RCTs) can be used to generate guarantees on treatment effects. However, RCTs often spend unnecessary resources exploring sub-optimal treatments, which can reduce the power of treatment guarantees. To address these concerns, we develop a two-stage RCT where, first on a data-driven screening stage, we prune low-impact treatments, while in the second stage, we develop high probability lower bounds on the treatment effect. Unlike existing adaptive RCT frameworks, our method is simple enough to be implemented in scenarios with limited adaptivity. We derive optimal designs for two-stage RCTs and demonstrate how we can implement such designs through sample splitting. Empirically, we demonstrate that two-stage designs improve upon single-stage approaches, especially in scenarios where domain knowledge is available in the form of a prior. Our work is thus, a simple, yet effective, method to estimate high probablility certificates for high performant treatment effects on a RCT.

cs.CY↗

Statistical Inference Under Constrained Selection Bias

Large-scale datasets are increasingly being used to inform decision making. While this effort aims to ground policy in real-world evidence, challenges have arisen as selection bias and other forms of distribution shifts often plague observational data. Previous attempts to provide robust inference have given guarantees depending on a user-specified amount of possible distribution shift (e.g., the maximum KL divergence between the observed and target distributions). However, decision makers will often have additional knowledge about the target distribution which constrains the kind of possible shifts. To leverage such information, we propose a framework that enables statistical inference in the presence of selection bias which obeys user-specified constraints in the form of functions whose expectation is known under the target distribution. The output is high-probability bounds on the value of an estimand for the target distribution. Hence, our method leverages domain knowledge in order to partially identify a wide class of estimands. We analyze the computational and statistical properties of methods to estimate these bounds and show that our method can produce informative bounds on a variety of simulated and semisynthetic tasks, as well as in a real-world use case.

stat.ME↗