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Sarah Wiegreffe

Publications and source records attributed to Sarah Wiegreffe.

At least 19 recordsLinked to original sources

A Closer Look at Failure Modes in Temporal Understanding of Large Audio-Language Models

Large Audio Language Models (LALMs) achieve strong performance on a variety of audio understanding tasks but continue to struggle with temporal reasoning, a fundamental capability central to human auditory perception. Understanding the causes of these failures remains challenging as existing benchmarks report performance gaps without probing underlying mechanisms. To address this, we introduce a benchmark with 1,657 questions across three foundational tasks designed specifically for mechanistic analysis. Examining model outputs across varying input settings (behavioral analysis) reveals that models often under-utilize audio when textual cues are available. We also provide the first causal mechanistic analysis of temporal reasoning failures in LALMs. Comparing attention upweighting against scaling, we find that redistributing attention across audio tokens is more effective than increasing audio attention. Targeting task-relevant tokens yields further gains. These findings suggest that modality imbalance alone cannot explain failures. Attention scaling at bottleneck layers improves accuracy from 55.9% to 59.1% without fine-tuning, demonstrating a promising direction for future work.

cs.SD

Localizing Anchoring Pathways in Language Models

Irrelevant numbers in a prompt can shift language model judgments, producing anchoring effects in numerical reasoning. We study where this anchor-sensitive signal is carried inside language models using a controlled multiple-choice setup with shared answer options. We define a logit-difference metric comparing the correct answer option with the answer option corresponding to the anchor, and validate that it tracks behavioral anchoring. Using attribution-based circuit localization on 7B--8B Qwen and Llama base and instruction-tuned models, we find that edge-level methods recover this signal more faithfully than node-level methods. Low- and high-anchor circuits transfer strongly within a model, suggesting shared pathway structure across anchor direction. However, sparse transfer across base and instruction-tuned variants is less reliable, indicating that post-training changes which pathways matter most. Overall, our results provide a mechanistic account of how anchoring-related decision signals are carried inside language models.

cs.CL

Trait-space Monitoring for Emergent Misalignment During Supervised Finetuning

Emergent misalignment (EM) occurs when narrow finetuning causes a model to behave dangerously outside the finetuning task. Standard training signals can miss this shift, making reliable detection costly if it depends on repeated behavioral evaluation. We ask whether emergent misalignment can instead be detected from internal representations during finetuning. Using seven alignment-relevant traits encoded as linear directions in activation space, we track representational drift across training checkpoints in four open-source 7-9B LLMs. EM-relevant drift concentrates on a low-dimensional axis that explains 65.5% of the variance, revealing a geometric signature in the studied regime. A low-overhead monitor built on this drift profile detects dangerous checkpoints with 2.2% false negative rate, 2.9% false positive rate, and 0.990 AUROC on held-out perturbation types, outperforming unsupervised PCA and SAE baselines. Stress tests on two 14B models, longer finetuning runs, and misaligned starting points identify key deployment boundaries. These results position trait-space monitoring as a practical complement to behavioral evaluation for EM detection during LoRA-based finetuning, while showing that deployment across substantially different regimes may require recalibration.

cs.LG

Interpretability Can Be Actionable

Interpretability aims to explain the behavior of deep neural networks. Despite rapid growth, there is mounting concern that much of this work has not translated into practical impact, raising questions about its relevance and utility. This position paper argues that the central missing ingredient is not new methods, but evaluation criteria: interpretability should be evaluated by actionability--the extent to which insights enable concrete decisions and interventions beyond interpretability research itself. We define actionable interpretability along two dimensions--concreteness and validation--and analyze the barriers currently preventing real-world impact. To address these barriers, we identify five domains where interpretability offers unique leverage and present a framework for actionable interpretability with evaluation criteria aligned with practical outcomes. Our goal is not to downplay exploratory research, but to establish actionability as a core objective of interpretability research.

cs.LG

What Drives Representation Steering? A Mechanistic Case Study on Steering Refusal

Applying steering vectors to large language models (LLMs) is an efficient and effective model alignment technique, but we lack an interpretable explanation for how it works--specifically, what internal mechanisms steering vectors affect and how this results in different model outputs. To investigate the causal mechanisms underlying the effectiveness of steering vectors, we conduct a comprehensive case study on refusal. We propose a multi-token activation patching framework and discover that different steering methodologies leverage functionally interchangeable circuits when applied at the same layer. These circuits reveal that steering vectors primarily interact with the attention mechanism through the OV circuit while largely ignoring the QK circuit. Freezing all attention scores during steering drops performance by only 8.83% across three model families. A mathematical decomposition of the steered OV circuit further reveals semantically interpretable concepts, even in cases where the steering vector itself does not. Leveraging the activation patching results, we show that steering vectors can be sparsified by up to 85-96% while retaining most performance, and that different steering methodologies agree on a subset of important dimensions.

cs.LG

Are Latent Reasoning Models Easily Interpretable?

Latent reasoning models (LRMs) have attracted significant research interest due to their low inference cost (relative to explicit reasoning models) and theoretical ability to explore multiple reasoning paths in parallel. However, these benefits come at the cost of reduced interpretability: LRMs are difficult to monitor because they do not reason in natural language. This paper presents an investigation into LRM interpretability by examining two state-of-the-art LRMs. First, we find that latent reasoning tokens are often unnecessary for LRMs' predictions; on logical reasoning datasets, LRMs can almost always produce the same final answers without using latent reasoning at all. This underutilization of reasoning tokens may partially explain why LRMs do not consistently outperform explicit reasoning methods and raises doubts about the stated role of these tokens in prior work. Second, we demonstrate that when latent reasoning tokens are necessary for performance, we can decode gold reasoning traces up to 65-93% of the time for correctly predicted instances. This suggests LRMs often implement the expected solution rather than an uninterpretable reasoning process. Finally, we present a method to decode a verified natural language reasoning trace from latent tokens without knowing a gold reasoning trace a priori, demonstrating that it is possible to find a verified trace for a majority of correct predictions but only a minority of incorrect predictions. Our findings highlight that current LRMs largely encode interpretable processes, and interpretability itself can be a signal of prediction correctness.

cs.LG

Quantifying the Gap between Understanding and Generation within Unified Multimodal Models

Recent advances in unified multimodal models (UMM) have demonstrated remarkable progress in both understanding and generation tasks. However, whether these two capabilities are genuinely aligned and integrated within a single model remains unclear. To investigate this question, we introduce GapEval, a bidirectional benchmark designed to quantify the gap between understanding and generation capabilities, and quantitatively measure the cognitive coherence of the two "unified" directions. Each question can be answered in both modalities (image and text), enabling a symmetric evaluation of a model's bidirectional inference capability and cross-modal consistency. Experiments reveal a persistent gap between the two directions across a wide range of UMMs with different architectures, suggesting that current models achieve only surface-level unification rather than deep cognitive convergence of the two. To further explore the underlying mechanism, we conduct an empirical study from the perspective of knowledge manipulation to illustrate the underlying limitations. Our findings indicate that knowledge within UMMs often remains disjoint. The capability emergence and knowledge across modalities are unsynchronized, paving the way for further exploration.

cs.CL

Arguments that Alter Minds: LLM Rationales Sway Human (and LLM) Notions of Plausibility

We investigate the degree to which human (and LLM) plausibility judgments of multiple-choice commonsense benchmark answers are subject to influence by (im)plausibility arguments for or against an answer, in particular, using rationales generated by LLMs. We collect 3,000 plausibility judgments from humans and another 13,600 judgments from LLMs. Overall, we observe increases and decreases in mean human plausibility ratings in the presence of LLM-generated PRO and CON rationales, respectively, suggesting that, on the whole, human judges find these rationales convincing. Experiments with LLMs reveal similar patterns of influence. Our findings demonstrate a novel use of LLMs for studying aspects of human cognition, while also raising practical concerns that, even in domains where humans are ``experts'' (i.e., common sense), LLMs have the potential to exert considerable influence on people's beliefs.

cs.CL

MIB: A Mechanistic Interpretability Benchmark

How can we know whether new mechanistic interpretability methods achieve real improvements? In pursuit of lasting evaluation standards, we propose MIB, a Mechanistic Interpretability Benchmark, with two tracks spanning four tasks and five models. MIB favors methods that precisely and concisely recover relevant causal pathways or causal variables in neural language models. The circuit localization track compares methods that locate the model components - and connections between them - most important for performing a task (e.g., attribution patching or information flow routes). The causal variable localization track compares methods that featurize a hidden vector, e.g., sparse autoencoders (SAEs) or distributed alignment search (DAS), and align those features to a task-relevant causal variable. Using MIB, we find that attribution and mask optimization methods perform best on circuit localization. For causal variable localization, we find that the supervised DAS method performs best, while SAE features are not better than neurons, i.e., non-featurized hidden vectors. These findings illustrate that MIB enables meaningful comparisons, and increases our confidence that there has been real progress in the field.

cs.LG

On Linear Representations and Pretraining Data Frequency in Language Models

Pretraining data has a direct impact on the behaviors and quality of language models (LMs), but we only understand the most basic principles of this relationship. While most work focuses on pretraining data's effect on downstream task behavior, we investigate its relationship to LM representations. Previous work has discovered that, in language models, some concepts are encoded `linearly' in the representations, but what factors cause these representations to form? We study the connection between pretraining data frequency and models' linear representations of factual relations. We find evidence that the formation of linear representations is strongly connected to pretraining term frequencies; specifically for subject-relation-object fact triplets, both subject-object co-occurrence frequency and in-context learning accuracy for the relation are highly correlated with linear representations. This is the case across all phases of pretraining. In OLMo-7B and GPT-J, we discover that a linear representation consistently (but not exclusively) forms when the subjects and objects within a relation co-occur at least 1k and 2k times, respectively, regardless of when these occurrences happen during pretraining. Finally, we train a regression model on measurements of linear representation quality in fully-trained LMs that can predict how often a term was seen in pretraining. Our model achieves low error even on inputs from a different model with a different pretraining dataset, providing a new method for estimating properties of the otherwise-unknown training data of closed-data models. We conclude that the strength of linear representations in LMs contains signal about the models' pretraining corpora that may provide new avenues for controlling and improving model behavior: particularly, manipulating the models' training data to meet specific frequency thresholds.

cs.CL

Can you map it to English? The Role of Cross-Lingual Alignment in Multilingual Performance of LLMs

Large language models (LLMs) can answer prompts in many languages, despite being trained predominantly on English; yet, the mechanisms driving this generalization remain poorly understood. This work asks: How does an LLM's ability to align representations of non-English inputs to English impact its performance on natural language understanding (NLU) tasks? We study the role of representation alignment in instance-level task decisions, complementing prior analyses conducted both at the language level and task-independently. We introduce the Discriminative Alignment Index ($\DALI$) to quantify instance-level alignment across 24 languages other than English and three distinct NLU tasks. Results show that incorrect NLU predictions are strongly associated with lower representation alignment with English in the model's middle layers. Through activation patching, we show that incorrect predictions in languages other than English can be fixed by patching their parallel English activations in the middle layers, thereby demonstrating the causal role of representation (mis)alignment in cross-lingual correctness.

cs.CL

Mechanistic?

The rise of the term "mechanistic interpretability" has accompanied increasing interest in understanding neural models -- particularly language models. However, this jargon has also led to a fair amount of confusion. So, what does it mean to be "mechanistic"? We describe four uses of the term in interpretability research. The most narrow technical definition requires a claim of causality, while a broader technical definition allows for any exploration of a model's internals. However, the term also has a narrow cultural definition describing a cultural movement. To understand this semantic drift, we present a history of the NLP interpretability community and the formation of the separate, parallel "mechanistic" interpretability community. Finally, we discuss the broad cultural definition -- encompassing the entire field of interpretability -- and why the traditional NLP interpretability community has come to embrace it. We argue that the polysemy of "mechanistic" is the product of a critical divide within the interpretability community.

cs.AI

Plausibly Problematic Questions in Multiple-Choice Benchmarks for Commonsense Reasoning

Questions involving commonsense reasoning about everyday situations often admit many $\textit{possible}$ or $\textit{plausible}$ answers. In contrast, multiple-choice question (MCQ) benchmarks for commonsense reasoning require a hard selection of a single correct answer, which, in principle, should represent the $\textit{most}$ plausible answer choice. On $250$ MCQ items sampled from two commonsense reasoning benchmarks, we collect $5,000$ independent plausibility judgments on answer choices. We find that for over 20% of the sampled MCQs, the answer choice rated most plausible does not match the benchmark gold answers; upon manual inspection, we confirm that this subset exhibits higher rates of problems like ambiguity or semantic mismatch between question and answer choices. Experiments with LLMs reveal low accuracy and high variation in performance on the subset, suggesting our plausibility criterion may be helpful in identifying more reliable benchmark items for commonsense evaluation.

cs.CL

Answer, Assemble, Ace: Understanding How LMs Answer Multiple Choice Questions

Multiple-choice question answering (MCQA) is a key competence of performant transformer language models that is tested by mainstream benchmarks. However, recent evidence shows that models can have quite a range of performance, particularly when the task format is diversified slightly (such as by shuffling answer choice order). In this work we ask: how do successful models perform formatted MCQA? We employ vocabulary projection and activation patching methods to localize key hidden states that encode relevant information for predicting the correct answer. We find that the prediction of a specific answer symbol is causally attributed to a few middle layers, and specifically their multi-head self-attention mechanisms. We show that subsequent layers increase the probability of the predicted answer symbol in vocabulary space, and that this probability increase is associated with a sparse set of attention heads with unique roles. We additionally uncover differences in how different models adjust to alternative symbols. Finally, we demonstrate that a synthetic task can disentangle sources of model error to pinpoint when a model has learned formatted MCQA, and show that logit differences between answer choice tokens continue to grow over the course of training.

cs.CL

The Art of Saying No: Contextual Noncompliance in Language Models

Chat-based language models are designed to be helpful, yet they should not comply with every user request. While most existing work primarily focuses on refusal of "unsafe" queries, we posit that the scope of noncompliance should be broadened. We introduce a comprehensive taxonomy of contextual noncompliance describing when and how models should not comply with user requests. Our taxonomy spans a wide range of categories including incomplete, unsupported, indeterminate, and humanizing requests (in addition to unsafe requests). To test noncompliance capabilities of language models, we use this taxonomy to develop a new evaluation suite of 1000 noncompliance prompts. We find that most existing models show significantly high compliance rates in certain previously understudied categories with models like GPT-4 incorrectly complying with as many as 30% of requests. To address these gaps, we explore different training strategies using a synthetically-generated training set of requests and expected noncompliant responses. Our experiments demonstrate that while direct finetuning of instruction-tuned models can lead to both over-refusal and a decline in general capabilities, using parameter efficient methods like low rank adapters helps to strike a good balance between appropriate noncompliance and other capabilities.

cs.CL

The Unreasonable Effectiveness of Easy Training Data for Hard Tasks

How can we train models to perform well on hard test data when hard training data is by definition difficult to label correctly? This question has been termed the scalable oversight problem and has drawn increasing attention as language models have continually improved. In this paper, we present the surprising conclusion that current pretrained language models often generalize relatively well from easy to hard data, even performing as well as oracle models finetuned on hard data. We demonstrate this kind of easy-to-hard generalization using simple finetuning methods like in-context learning, linear classifier heads, and QLoRA for seven different measures of datapoint hardness, including six empirically diverse human hardness measures (like grade level) and one model-based measure (loss-based). Furthermore, we show that even if one cares most about model performance on hard data, it can be better to collect easy data rather than hard data for finetuning, since hard data is generally noisier and costlier to collect. Our experiments use open models up to 70b in size and four publicly available question-answering datasets with questions ranging in difficulty from 3rd grade science questions to college level STEM questions and general-knowledge trivia. We conclude that easy-to-hard generalization in LMs is surprisingly strong for the tasks studied. Our code is available at: https://github.com/allenai/easy-to-hard-generalization

cs.CL

Inferring the Reader: Guiding Automated Story Generation with Commonsense Reasoning

Transformer-based language model approaches to automated story generation currently provide state-of-the-art results. However, they still suffer from plot incoherence when generating narratives over time, and critically lack basic commonsense reasoning. Furthermore, existing methods generally focus only on single-character stories, or fail to track characters at all. To improve the coherence of generated narratives and to expand the scope of character-centric narrative generation, we introduce Commonsense-inference Augmented neural StoryTelling (CAST), a framework for introducing commonsense reasoning into the generation process with the option to model the interaction between multiple characters. We find that our CAST method produces significantly more coherent, on-topic, enjoyable and fluent stories than existing models in both the single-character and two-character settings in three storytelling domains.

cs.CL

Measuring and Improving Attentiveness to Partial Inputs with Counterfactuals

The inevitable appearance of spurious correlations in training datasets hurts the generalization of NLP models on unseen data. Previous work has found that datasets with paired inputs are prone to correlations between a specific part of the input (e.g., the hypothesis in NLI) and the label; consequently, models trained only on those outperform chance. Are these correlations picked up by models trained on the full input data? To address this question, we propose a new evaluation method, Counterfactual Attentiveness Test (CAT). CAT uses counterfactuals by replacing part of the input with its counterpart from a different example (subject to some restrictions), expecting an attentive model to change its prediction. Using CAT, we systematically investigate established supervised and in-context learning models on ten datasets spanning four tasks: natural language inference, reading comprehension, paraphrase detection, and visual & language reasoning. CAT reveals that reliance on such correlations is mainly data-dependent. Surprisingly, we find that GPT3 becomes less attentive with an increased number of demonstrations, while its accuracy on the test data improves. Our results demonstrate that augmenting training or demonstration data with counterfactuals is effective in improving models' attentiveness. We show that models' attentiveness measured by CAT reveals different conclusions from solely measuring correlations in data.

cs.CL