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Sasmita Patnaik

Publications and source records attributed to Sasmita Patnaik.

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Singly generated Selfadjoint-Ideal operator semigroups: spectral density of the generator and simplicity

This extends our new study of the automatic selfadjoint ideal property for B(H)-operator semigroups introduced to us by Heydar Radjavi (SI semigroups for short). Our investigation here of singly generated SI semigroups led to unexpected algebraic and analytic phenomena on the simplicity of SI semigroups and on the spectral density of their generators. In particular: the SI property yields for a hyponormal operator, zero planar area measure of its approximate point spectrum; the same for the essential spectrum of an essentially normal operator; and that SI semigroups generated by unilateral weighted shifts with periodic nonzero weights are simple. We also characterized the simplicity of the SI semigroups generated by certain commuting classes of normal operators.

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Automatic selfadjoint-ideal semigroups for finite matrices

The notion of automatic selfadjointness of all ideals in a multiplicative semigroup of the bounded linear operators on a separable Hilbert space B(H) arose in a 2015 discussion with Heydar Radjavi who pointed out that B(H) and the finite rank operators F(H) possessed this unitary invariant property which category we named SI semigroups (for automatic selfadjoint ideal semigroups). Equivalent to the SI property is the solvability, for each A in the semigroup, of the bilinear operator equation A^* = XAY which we believe is a new connection relating the semigroup theory with the theory of operator equations. We found in our earlier works in the subject that even at the basic level of singly generated semigroups, the investigation of SI semigroups led to interesting algebraic and analytic phenomena when generated by rank one operators, normal operators, partial and power partial isometries, subnormal-hyponormal-essentially normal operators, and weighted shift operators; and generated by commuting families of normal operators. In this paper, we focus on a separate M_n(C) treatment for singly generated SI semigroups that requires studying the solvability of the bilinear matrix equation A^* = XAY in a multiplicative semigroup of finite matrices. This separate focus is needed because the techniques employed in our earlier works we could not adapt to finite matrices. In this paper we find that for certain classes of generators, being a partial isometry is equivalent to generating an SI semigroup. Such classes are: degree 2 nilpotent matrices, weighted shifts, and non-normal Jordan matrices. For the key tools used to establish these equivalences, we developed a number of necessary conditions for singly generated semigroups to be SI for the very general classes: nonselfadjoint matrices, nonzero nilpotent matrices, nonselfadjoint invertible matrices, and Jordan blocks.

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On commutators of compact operators via block tridiagonalization: generalizations and limitations of Anderson's approach

We offer a new perspective and some advances on the 1971 Pearcy--Topping problem: Is every compact operator a commutator of compact operators? Our goal is to analyze and generalize the 1970's work in this area of Joel Anderson combined with the work of the last named author of this paper. We reduce the general problem to a simpler sequence of finite matrix equations with norm constraints, while at the same time developing strategies for counterexamples. Our approach is to ask which compact operators $T$ are commutators $AB-BA$ of compact operators $A,B$; and to analyze the implications of Joel Anderson's contributions to this problem, which will yield a generalization of his method. By extending the techniques of Anderson [1] we obtain new classes of operators that are commutators of compact operators beyond those obtained in [17] and [2]. And by employing the techniques of the last named author [22], we found obstructions to extending Anderson's techniques in terms of certain constraints for $T$, with special focus on when $T$ is a strictly positive compact diagonal operator. Some of these constraints involve general universal block tridiagonal matrix forms for operators, and some involve $\mathcal{B(H)}$-ideal constraints. And in terms of these matrix forms, we give some equivalences, some sufficient conditions and some necessary conditions for this Pearcy--Topping problem and its various offshoots to hold true. These matrix forms are a sparsification of matrix representations of an operator (an increase in the proportion of zeros in its corners by a change of basis) and we measure the support density of these forms. And finally we provide some necessary conditions for the Pearcy--Topping problem involving singular numbers and $\mathcal{B(H)}$-ideal constraints.

math.FA

On Simplicity of Lie Algebras of Compact Operators: A Direct Approach

We investigate an algebraic variant of the Wojtyński problem on the simplicity of Lie algebras of compact operators on a separable infinite-dimensional complex Hilbert space. We prove the non-simplicity of Lie algebras of compact operators under a mild softness condition using the notion of soft-edged operator ideals introduced by Kaftal and Weiss. We believe our study offers a new perspective on the investigation of the simplicity of Lie algebras by relating it to the study of operator ideals.

math.FA

Closedness of the orbit-closed $C$-numerical range and submajorization

For a positive trace-class operator $C$ and a bounded operator $A$, we provide an explicit description of the closure of the orbit-closed $C$-numerical range of $A$ in terms of those operators submajorized by $C$ and the essential numerical range of $A$. This generalizes and subsumes recent work of Chan, Li and Poon for the $k$-numerical range, as well as some of our own previous work on the orbit-closed $C$-numerical range.

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Convexity of the orbit-closed $C$-numerical range and majorization

We introduce and investigate the orbit-closed $C$-numerical range, a natural modification of the $C$-numerical range of an operator introduced for $C$ trace-class by Dirr and vom Ende. Our orbit-closed $C$-numerical range is a conservative modification of theirs because these two sets have the same closure and even coincide when $C$ is finite rank. Since Dirr and vom Ende's results concerning the $C$-numerical range depend only on its closure, our orbit-closed $C$-numerical range inherits these properties, but we also establish more. For $C$ selfadjoint, Dirr and vom Ende were only able to prove that the closure of their $C$-numerical range is convex, and asked whether it is convex without taking the closure. We establish the convexity of the orbit-closed $C$-numerical range for selfadjoint $C$ without taking the closure by providing a characterization in terms of majorization, unlocking the door to a plethora of results which generalize properties of the $C$-numerical range known in finite dimensions or when $C$ has finite rank. Under rather special hypotheses on the operators, we also show the $C$-numerical range is convex, thereby providing a partial answer to the question posed by Dirr and vom Ende.

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Universal Block Tridiagonalization in B(H) and Beyond

For H a separable infinite dimensional complex Hilbert space, we prove that every B(H) operator has a basis with respect to which its matrix representation has a universal block tridiagonal form with block sizes given by a simple exponential formula independent of the operator. From this, such a matrix representation can be further sparsified to slightly sparser forms; it can lead to a direct sum of even sparser forms reflecting in part some of its reducing subspace structure; and in the case of operators without invariant subspaces (if any exists), it gives a plethora of sparser block tridiagonal representations. An extension to unbounded operators occurs for a certain domain of definition condition. Moreover this process gives rise to many different choices of block sizes.

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Interplay of Simple and Selfadjoint-Ideal Semigroups in B(H)

This paper investigates a question of Radjavi: Which multiplicative semigroups in B(H) have all their ideals selfadjoint (called herein selfadjoint-ideal (SI) semigroups)? We proved this property is a unitary invariant for B(H)-semigroups, which invariant we believe is new. We characterize those SI semigroups S singly generated by T, for T a normal operator and for T a rank one operator. When T is nonselfadjoint and normal or rank one: S is an SI semigroup if and only if it is simple, except in one special rank one partial isometry case when our characterization yields S that are SI but not simple. So SI and simplicity are not equivalent notions. When T is selfadjoint, it is straightforward to see that S is always an SI semigroup, but we prove by examples they may or may not be simple, but for this case we do not have a characterization. The study of SI semigroups involves solving certain operator equations in the semigroups. A central theme of this paper is to study when and when not SI is equivalent to simple.

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Cartan subalgebras of operator ideals

Denote by $U_{\mathcal I}({\mathcal H})$ the group of all unitary operators in ${\bf 1}+{\mathcal I}$ where ${\mathcal H}$ is a separable infinite-dimensional complex Hilbert space and ${\mathcal I}$ is any two-sided ideal of ${\mathcal B}({\mathcal H})$. A Cartan subalgebra ${\mathcal C}$ of ${\mathcal I}$ is defined in this paper as a maximal abelian self-adjoint subalgebra of~${\mathcal I}$ and its conjugacy class is defined herein as the set of Cartan subalgebras $\{V{\mathcal C} V^*\mid V\in U_{\mathcal I}({\mathcal H})\}$. For nonzero proper ideals ${\mathcal I}$ we construct an uncountable family of Cartan subalgebras of ${\mathcal I}$ with distinct conjugacy classes. This is in contrast to the by now classical observation of P. de La Harpe who noted that when ${\mathcal I}$ is any of the Schatten ideals, there is precisely one conjugacy class under the action of the full group of unitary operators on~${\mathcal B}$. In the case when ${\mathcal I}$ is a symmetrically normed ideal and is the dual of some Banach space, we show how the conjugacy classes of the Cartan subalgebras of ${\mathcal I}$ become smooth manifolds modeled on suitable Banach spaces. These manifolds are endowed with groups of smooth transformations given by the action of the group $U_{\mathcal I}({\mathcal H})$ on the orbits, and are equivariantly diffeomorphic to each other. We then find that there exists a unique diffeomorphism class of full flag manifolds of $U_{\mathcal I}({\mathcal H})$ and we give its construction.

math.OA

Interplay between Algebraic Groups, Lie Algebras and Operator Ideals

In the framework of operator theory, we investigate a close Lie theoretic relationship between all operator ideals and certain classical groups of invertible operators that can be described as the solution sets of certain algebraic equations, hence can be regarded as infinite-dimensional linear algebraic groups. Historically, this has already been done for only the complete-norm ideals; in that case one can work within the framework of the well-known Lie theory for Banach-Lie groups. That kind of Lie theory is not applicable for arbitrary operator ideals, so we needed to find a new approach for dealing with the general situation. The simplest instance of the aforementioned relationship is provided by the Lie algebra $\ug_{\Ic}(\Hc)=\{X\in\Ic\mid X^*=-X\}$ associated with the group $\U_{\Ic}(\Hc)=\U(\Hc)\cap(\1+\Ic)$ where $\Ic$ is an arbitrary operator ideal in $\Bc(\Hc)$ and $\U(\Hc)$ is the full group of unitary operators. We investigate the Cartan subalgebras (maximal abelian self-adjoint subalgebras) of $\ug_{\Ic}(\Hc)$ for $\{0\}\subsetneqq\Ic\subsetneqq\Bc(\Hc)$, and obtain an uncountably many $\U_{\Ic}(\Hc)$-conjugacy classes of these Cartan subalgebras. The cardinality proof will be given in a follow up paper \cite{BPW13} and stands in contrast to the $\U(\Hc)$-uniqueness work of de la Harpe \cite{dlH72}.

math.OA

$B(H)$-Commutators: A Historical Survey II and recent advances on commutators of compact operators

A sequel to \cite{gW05}, we address again the single commutator problem \cite{PT71} of Pearcy and Topping: Is every compact operator a single commutator of compact operators? by focusing on a 35 year old test question for this posed in 1976 by the last named author and others: Are there any strictly positive operators that are single commutators of compact operators? The latter we settle here affirmatively with a modest modification of Anderson's fundamental construction \cite{jA77} constructing compact operators whose commutator is a rank one projection. Moreover we provide here a rich class of such strictly positive operators that are commutators of compact operators and pose a question for the rest. We explain also how these methods are related to the study of staircase matrix forms, their equivalent block tri-diagonal forms, and commutator problems. In particular, we present the original test question and solution that led to the negative solution of the Pearcy-Topping question on whether or not every trace class trace zero operator was a commutator (or linear combination of commutators) of Hilbert-Schmidt operators. And we show how this evolved from staircase form considerations along with a Larry Brown result on trace connections to ideals \cite{lB94} which itself is at the core of \cite[Section 7]{DFWW}. The omission in \cite{gW05} of this important 35 year old test question was inadvertent and we correct that in this paper. This sequel starts where [ibid] left off but can be read independently of [ibid]. The present paper also has a section on self-commutator equations $[X^*,X]=A$ within the framework of some classical operator Lie algebras. That problem was solved by Fan and Fong (1980) for the full algebra of compact operators, and we solve it here for the complex symplectic Lie algebra of compact operators and for complex semisimple Lie algebras.

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