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Scott A. Norris

Publications and source records attributed to Scott A. Norris.

12 recordsLinked to original sources

Morphological evolution of a semiconductor surface driven by irradiation-induced anisotropic plastic flow

While numerous models exist which explain certain aspects of irradiation-induced nanopatterning on semiconductors, a comprehensive theoretical explanation has remained elusive. However, it is increasingly apparent that such a model will require understanding the dual influence of the collision cascade initiated by ion implantation: first, as a source of material transport by sputtering and atomic displacements occurring over short time scales, and, second, as a source of defects permitting viscous flow within the thin, amorphous layer that results from sustained irradiation over longer time scales. To better understand the latter, we develop several asymptotic approximations for coupling the local ion flux experienced by the amorphous layer to the layer's evolving free interface. From these and the physical hypothesis of irradiation-induced anisotropic plastic flow, or ``ion-hammering", we derive a generalized Kuramoto-Sivashinsky-type equation for the evolving free surface. With physically plausible parameters, the present model achieves good quantitative and qualitative agreement with several aspects of experimental observations of nano-pattern formation during irradiation of silicon by argon, krypton and xenon, and with projectile energies from 500eV to 2keV. Disagreements between model and experiment are discussed, as are implications for future directions.

cond-mat.mes-hall

Development and in silico imaging trial evaluation of a deep-learning-based transmission-less attenuation compensation method for DaT SPECT

Quantitative measures of dopamine transporter (DaT) uptake in caudate, putamen, and globus pallidus derived from DaT-single-photon emission computed tomography (SPECT) images are being investigated as biomarkers to diagnose, assess disease status, and track the progression of Parkinsonism. Reliable quantification from DaT-SPECT images requires performing attenuation compensation (AC), typically with a separate X-ray CT scan. Such CT-based AC (CTAC) has multiple challenges, a key one being the non-availability of X-ray CT component on many clinical SPECT systems. Even when a CT is available, the additional CT scan leads to increased radiation dose, costs, and complexity, potential quantification errors due to SPECT-CT misalignment, and higher training and regulatory requirements. To overcome the challenges with the requirement of a CT scan for AC in DaT SPECT, we propose a deep learning (DL)-based transmission-less AC method for DaT-SPECT (DaT-CTLESS). An in silico imaging trial, titled ISIT-DaT, was designed to evaluate the performance of DaT-CTLESS on the regional uptake quantification task. We observed that DaT-CTLESS yielded a significantly higher correlation with CTAC than that between UAC and CTAC on the regional DaT uptake quantification task. Further, DaT-CLTESS had an excellent agreement with CTAC on this task, significantly outperformed UAC in distinguishing patients with normal versus reduced putamen SBR, yielded good generalizability across two scanners, was generally insensitive to intra-regional uptake heterogeneity, demonstrated good repeatability, exhibited robust performance even as the size of the training data was reduced, and generally outperformed the other considered DL methods on the task of quantifying regional uptake across different training dataset sizes. These results provide a strong motivation for further clinical evaluation of DaT-CTLESS.

physics.med-ph

Viscous flow model of ion-induced pattern formation: consistency between theory and experiment

It is known that ion-irradiation can lead surfaces to spontaneously develop patterns with characteristic length scales on the order of only a few nanometers. Pattern formation typically occurs only for irradiation angles beyond a critical angle, which varies with projectile, target, and irradiation energy. To date, there is no completely unifying physical theory. However, since predictions of the critical angle can be extracted from linear stability analysis of a given model, the ability to explain critical angle selection is a simple but important test of model validity. In this paper, we survey all existing critical angle, wavelength, and in-plane stress data for noble gas broad beam ion-irradiation of silicon and germanium by argon, krypton and xenon at energies from 250eV to 2keV. While neglecting the effects of erosion and redistribution, which are widely regarded as key contributors to ion-induced pattern formation, we find that a viscous flow model is capable of explaining these three types of experimental data simultaneously using only parameters within a physically-reasonable range, and in a manner consistent with the defect kinetics of the amorphous layer. This bolsters the case for viscous flow and stress-driven instabilities as important components of an eventual, unifying model of nanoscale pattern formation under ion bombardment.

cond-mat.mtrl-sci

A tissue-fraction estimation-based segmentation method for quantitative dopamine transporter SPECT

Quantitative measures of dopamine transporter (DaT) uptake in caudate, putamen, and globus pallidus (GP) have potential as biomarkers for measuring the severity of Parkinson disease. Reliable quantification of this uptake requires accurate segmentation of the considered regions. However, segmentation of these regions from DaT-SPECT images is challenging, a major reason being partial-volume effects (PVEs), which arise from the limited system resolution and reconstruction of images over finite-sized voxel grids. The latter leads to tissue-fraction effects (TFEs). Thus, there is an important need for methods that can account for the PVEs, including the TFEs, and accurately segment DaT-SPECT images. The purpose of this study is to design and objectively evaluate a fully automated tissue-fraction estimation-based segmentation method that segments the caudate, putamen, and GP from DaT-SPECT images. The proposed method estimates the posterior mean of the fractional volumes occupied by the caudate, putamen, and GP within each voxel of a 3-D DaT-SPECT image. The estimate is obtained by minimizing a cost function based on the binary cross-entropy loss between the true and estimated fractional volumes over a population of SPECT images. Evaluations using clinically guided highly realistic simulation studies show that the proposed method accurately segmented the caudate, putamen, and GP with high mean Dice similarity coefficients ~ 0.80 and significantly outperformed (p < 0.01) all other considered segmentation methods. Further, objective evaluation of the proposed method on the task of quantifying regional uptake shows that the method yielded reliable quantification with low ensemble normalized root mean square error (NRMSE) < 20% for all the considered regions. The results motivate further evaluation of the method with physical-phantom and patient studies.

physics.med-ph

PyCraters: A Python framework for crater function analysis

We introduce a Python framework designed to automate the most common tasks associated with the extraction and upscaling of the statistics of single-impact crater functions to inform coefficients of continuum equations describing surface morphology evolution. Designed with ease-of-use in mind, the framework allows users to extract meaningful statistical estimates with very short Python programs. Wrappers to interface with specific simulation packages, routines for statistical extraction of output, and fitting and differentiation libraries are all hidden behind simple, high-level user-facing functions. In addition, the framework is extensible, allowing advanced users to specify the collection of specialized statistics or the creation of customized plots. The framework is hosted on the BitBucket service under an open-source license, with the aim of helping non-specialists easily extract preliminary estimates of relevant crater function results associated with a particular experimental system.

physics.comp-ph

Phase separation in ion-irradiated compound semiconductors: an alternate route to ordered nano-structures

In recent years, observations of highly-ordered, hexagonal arrays of self-organized nanostructures on binary or impurity-laced targets under normal-incidence ion irradiation have excited interest in this phenomenon as a potential route to high-throughput, low-cost manufacture of nanoscale devices or nanostructured coatings. The currently-prominent explanation for these structures is a morphological instability driven by ion erosion discovered by Bradley and Shipman; however, recent parameter estimates via molecular dynamics simulations suggest that this erosive instability may not be active for the representative GaSb system in which hexagonal structures were first observed. Motivated by experimental and numerical evidence suggesting the possible importance of phase separation in ion-irradiated compounds, we here generalize the Bradley-Shipman theory to include the effect of ion-assisted phase separation. The resulting system admits a chemically-driven finite-wavelength instability that can explain the order of observed patterns even when the erosive Bradley-Shipman instability, and in a relevant simplifying limit, provides an intuitive instability criteria that agrees qualitatively with experimental observations on pattern wavelengths. Finally, we identify a characteristic experimental signature that distinguishes the chemical and morphological instabilities, and highlights the need for specific additional experimental data on the GaSb system.

cond-mat.mtrl-sci

Crater functions for compound materials: a route to parameter estimation in coupled-PDE models of ion bombardment

During the ion bombardment of targets containing multiple component species, highly-ordered arrays of nanostructures are sometimes observed. Models incorporating coupled partial differential equations, describing both morphological and chemical evolution, seem to offer the most promise of explaining these observations. However, these models contain many unknown parameters, which must satisfy specific conditions in order to explain observed behavior. The lack of knowledge of these parameters is therefore an important barrier to the comparison of theory with experiment. Here, by adapting the recent theory of "crater functions" to the case of binary materials, we develop a generic framework in which many of the parameters of such models can be estimated using the results of molecular dynamics simulations. As a demonstration, we apply our framework to the recent theory of Bradley and Shipman, for the case of Ar-irradiated GaSb, in which ordered patterns were first observed. In contrast to the requirements therein that sputtered atoms form the dominant component of the collision cascade, and that preferential redistribution play an important stabilizing role, we find instead that the redistributed atoms dominate the collision cascade, and that preferential redistribution appears negligible. Hence, the actual estimated parameters for this system do not seem to satisfy the requirements imposed by current theory, motivating the consideration of other potential pattern-forming mechanisms.

math-ph

Stress-induced patterns in ion-irradiated Silicon: a model based on anisotropic plastic flow

We present a model for the effect of stress on thin amorphous films that develop atop ion-irradiated silicon, based on the mechanism of ion-induced anisotropic plastic flow. Using only parameters directly measured or known to high accuracy, the model exhibits remarkably good agreement with the wavelengths of experimentally-observed patterns, and agrees qualitatively with limited data on ripple propagation speed. The predictions of the model are discussed in the context of other mechanisms recently theorized to explain the wavelengths, including extensive comparison with an alternate model of stress.

math-ph

Stability analysis of a viscoelastic model for ion-irradiated silicon

To study the effect of stress within the thin amorphous film generated atop Si irradiated by Ar+, we model the film as a viscoelastic medium into which the ion beam continually injects biaxial compressive stress. We find that at normal incidence, the model predicts a steady compressive stress of a magnitude comparable to experiment. However, linear stability analysis at normal incidence reveals that this mechanism of stress generation is unconditionally stabilizing due to a purely kinematic material flow, depending on none of the material parameters. Thus, despite plausible conjectures in the literature as to its potential role in pattern formation, we conclude that beam stress at normal incidence is unlikely to be a source of instability at any energy, supporting recent theories attributing hexagonal ordered dots to the effects of composition. In addition, we find that the elastic moduli appear in neither the steady film stress nor the leading order smoothening, suggesting that the primary effects of stress can be captured even if elasticity is neglected. This should greatly simplify future analytical studies of highly nonplanar surface evolution, in which the beam-injected stress is considered to be an important effect.

math-ph

The Kinematics of Completely-Faceted Surfaces

We fully generalize a previously-developed computational geometry tool [1] to perform large-scale simulations of arbitrary two-dimensional faceted surfaces $z = h(x,y)$. Our method uses a three-component facet/edge/junction storage model, which by naturally mirroring the intrinsic surface structure allows both rapid simulation and easy extraction of geometrical statistics. The bulk of this paper is a comprehensive treatment of topological events, which are detected and performed explicitly. In addition, we also give a careful analysis of the subtle pitfalls associated with time-stepping schemes for systems with topological changes. The method is demonstrated using a simple facet dynamics on surfaces with three different symmetries. Appendices detail the reconnection of "holes" left by facet removal and a strategy for dealing with the inherent kinematic non-uniqueness displayed by several topological events. [1] S.A. Norris and S.J. Watson, Acta Mat. 55 (2007) p. 6444

math-ph

A Mean-Field Theory for Coarsening Faceted Surfaces

A mean-field theory is developed for the scale-invariant length distributions observed during the coarsening of one-dimensional faceted surfaces. This theory closely follows the Lifshitz-Slyozov-Wagner theory of Ostwald ripening in two-phase systems [1-3], but the mechanism of coarsening in faceted surfaces requires the addition of convolution terms recalling the work of Smoluchowski [4] and Schumann [5] on coalescence. The model is solved by the exponential distribution, but agreement with experiment is limited by the assumption that neighboring facet lengths are uncorrelated. However, the method concisely describes the essential processes operating in the scaling state, illuminates a clear path for future refinement, and offers a framework for the investigation of faceted surfaces evolving under arbitrary dynamics. [1] I. Lifshitz, V. Slezov, Soviet Physics JETP 38 (1959) 331-339. [2] I. Lifshitz, V. Slyozov, J. Phys. Chem. Solids 19 (1961) 35-50. [3] C. Wagner, Elektrochemie 65 (1961) 581-591. [4] M. von Smoluchowski, Physikalische Zeitschrift 17 (1916) 557-571. [5] T. Schumann, J. Roy. Met. Soc. 66 (1940) 195-207.

math-ph

MD-Predicted Phase diagrams for Pattern Formation due to Ion Irradiation

Energetic particle irradiation of solids can cause surface ultra-smoothening, self-organized nanoscale pattern formation, or degradation of the structural integrity of nuclear reactor components. Periodic patterns including high-aspect ratio quantum dots, with occasional long-range order and characteristic spacing as small as 7 nm, have stimulated interest in this method as a means of sub-lithographic nanofabrication. Despite intensive research there is little fundamental understanding of the mechanisms governing the selection of smooth or patterned surfaces, and precisely which physical effects cause observed transitions between different regimes has remained a matter of speculation. Here we report the first prediction of the mechanism governing the transition from corrugated surfaces to flatness, using only parameter-free molecular dynamics simulations of single-ion impact induced crater formation as input into a multi-scale analysis, and showing good agreement with experiment. Our results overturn the paradigm attributing these phenomena to the removal of target atoms via sputter erosion. Instead, the mechanism dominating both stability and instability is shown to be the impact-induced redistribution of target atoms that are not sputtered away, with erosive effects being essentially irrelevant. The predictions are relevant in the context of tungsten plasma-facing fusion reactor walls which, despite a sputter erosion rate that is essentially zero, develop, under some conditions, a mysterious nanoscale topography leading to surface degradation. Our results suggest that degradation processes originating in impact-induced target atom redistribution effects may be important, and hence that an extremely low sputter erosion rate is an insufficient design criterion for morphologically stable solid surfaces under energetic particle irradiation.

cond-mat.mtrl-sci