arXiv subjects

Scott Niekum

Publications and source records attributed to Scott Niekum.

At least 55 records · Page 3Linked to original sources

arXiv2023

Models of human preference for learning reward functions

The utility of reinforcement learning is limited by the alignment of reward functions with the interests of human stakeholders. One promising method for alignment is to learn the reward function from human-generated preferences between pairs of trajectory segments, a type of reinforcement learning from human feedback (RLHF). These human preferences are typically assumed to be informed solely by partial return, the sum of rewards along each segment. We find this assumption to be flawed and propose modeling human preferences instead as informed by each segment's regret, a measure of a segment's deviation from optimal decision-making. Given infinitely many preferences generated according to regret, we prove that we can identify a reward function equivalent to the reward function that generated those preferences, and we prove that the previous partial return model lacks this identifiability property in multiple contexts. We empirically show that our proposed regret preference model outperforms the partial return preference model with finite training data in otherwise the same setting. Additionally, we find that our proposed regret preference model better predicts real human preferences and also learns reward functions from these preferences that lead to policies that are better human-aligned. Overall, this work establishes that the choice of preference model is impactful, and our proposed regret preference model provides an improvement upon a core assumption of recent research. We have open sourced our experimental code, the human preferences dataset we gathered, and our training and preference elicitation interfaces for gathering a such a dataset.

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arXiv2023

Language-guided Task Adaptation for Imitation Learning

We introduce a novel setting, wherein an agent needs to learn a task from a demonstration of a related task with the difference between the tasks communicated in natural language. The proposed setting allows reusing demonstrations from other tasks, by providing low effort language descriptions, and can also be used to provide feedback to correct agent errors, which are both important desiderata for building intelligent agents that assist humans in daily tasks. To enable progress in this proposed setting, we create two benchmarks -- Room Rearrangement and Room Navigation -- that cover a diverse set of task adaptations. Further, we propose a framework that uses a transformer-based model to reason about the entities in the tasks and their relationships, to learn a policy for the target task

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arXiv2023

A Ranking Game for Imitation Learning

We propose a new framework for imitation learning -- treating imitation as a two-player ranking-based game between a policy and a reward. In this game, the reward agent learns to satisfy pairwise performance rankings between behaviors, while the policy agent learns to maximize this reward. In imitation learning, near-optimal expert data can be difficult to obtain, and even in the limit of infinite data cannot imply a total ordering over trajectories as preferences can. On the other hand, learning from preferences alone is challenging as a large number of preferences are required to infer a high-dimensional reward function, though preference data is typically much easier to collect than expert demonstrations. The classical inverse reinforcement learning (IRL) formulation learns from expert demonstrations but provides no mechanism to incorporate learning from offline preferences and vice versa. We instantiate the proposed ranking-game framework with a novel ranking loss giving an algorithm that can simultaneously learn from expert demonstrations and preferences, gaining the advantages of both modalities. Our experiments show that the proposed method achieves state-of-the-art sample efficiency and can solve previously unsolvable tasks in the Learning from Observation (LfO) setting. Project video and code can be found at https://hari-sikchi.github.io/rank-game/

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arXiv2022

Understanding Acoustic Patterns of Human Teachers Demonstrating Manipulation Tasks to Robots

Humans use audio signals in the form of spoken language or verbal reactions effectively when teaching new skills or tasks to other humans. While demonstrations allow humans to teach robots in a natural way, learning from trajectories alone does not leverage other available modalities including audio from human teachers. To effectively utilize audio cues accompanying human demonstrations, first it is important to understand what kind of information is present and conveyed by such cues. This work characterizes audio from human teachers demonstrating multi-step manipulation tasks to a situated Sawyer robot using three feature types: (1) duration of speech used, (2) expressiveness in speech or prosody, and (3) semantic content of speech. We analyze these features along four dimensions and find that teachers convey similar semantic concepts via spoken words for different conditions of (1) demonstration types, (2) audio usage instructions, (3) subtasks, and (4) errors during demonstrations. However, differentiating properties of speech in terms of duration and expressiveness are present along the four dimensions, highlighting that human audio carries rich information, potentially beneficial for technological advancement of robot learning from demonstration methods.

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arXiv2022

Know Your Boundaries: The Necessity of Explicit Behavioral Cloning in Offline RL

We introduce an offline reinforcement learning (RL) algorithm that explicitly clones a behavior policy to constrain value learning. In offline RL, it is often important to prevent a policy from selecting unobserved actions, since the consequence of these actions cannot be presumed without additional information about the environment. One straightforward way to implement such a constraint is to explicitly model a given data distribution via behavior cloning and directly force a policy not to select uncertain actions. However, many offline RL methods instantiate the constraint indirectly -- for example, pessimistic value estimation -- due to a concern about errors when modeling a potentially complex behavior policy. In this work, we argue that it is not only viable but beneficial to explicitly model the behavior policy for offline RL because the constraint can be realized in a stable way with the trained model. We first suggest a theoretical framework that allows us to incorporate behavior-cloned models into value-based offline RL methods, enjoying the strength of both explicit behavior cloning and value learning. Then, we propose a practical method utilizing a score-based generative model for behavior cloning. With the proposed method, we show state-of-the-art performance on several datasets within the D4RL and Robomimic benchmarks and achieve competitive performance across all datasets tested.

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arXiv2022

Can Foundation Models Perform Zero-Shot Task Specification For Robot Manipulation?

Task specification is at the core of programming autonomous robots. A low-effort modality for task specification is critical for engagement of non-expert end-users and ultimate adoption of personalized robot agents. A widely studied approach to task specification is through goals, using either compact state vectors or goal images from the same robot scene. The former is hard to interpret for non-experts and necessitates detailed state estimation and scene understanding. The latter requires the generation of desired goal image, which often requires a human to complete the task, defeating the purpose of having autonomous robots. In this work, we explore alternate and more general forms of goal specification that are expected to be easier for humans to specify and use such as images obtained from the internet, hand sketches that provide a visual description of the desired task, or simple language descriptions. As a preliminary step towards this, we investigate the capabilities of large scale pre-trained models (foundation models) for zero-shot goal specification, and find promising results in a collection of simulated robot manipulation tasks and real-world datasets.

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arXiv2021

SOPE: Spectrum of Off-Policy Estimators

Many sequential decision making problems are high-stakes and require off-policy evaluation (OPE) of a new policy using historical data collected using some other policy. One of the most common OPE techniques that provides unbiased estimates is trajectory based importance sampling (IS). However, due to the high variance of trajectory IS estimates, importance sampling methods based on state-action visitation distributions (SIS) have recently been adopted. Unfortunately, while SIS often provides lower variance estimates for long horizons, estimating the state-action distribution ratios can be challenging and lead to biased estimates. In this paper, we present a new perspective on this bias-variance trade-off and show the existence of a spectrum of estimators whose endpoints are SIS and IS. Additionally, we also establish a spectrum for doubly-robust and weighted version of these estimators. We provide empirical evidence that estimators in this spectrum can be used to trade-off between the bias and variance of IS and SIS and can achieve lower mean-squared error than both IS and SIS.

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arXiv2021

Understanding Teacher Gaze Patterns for Robot Learning

Human gaze is known to be a strong indicator of underlying human intentions and goals during manipulation tasks. This work studies gaze patterns of human teachers demonstrating tasks to robots and proposes ways in which such patterns can be used to enhance robot learning. Using both kinesthetic teaching and video demonstrations, we identify novel intention-revealing gaze behaviors during teaching. These prove to be informative in a variety of problems ranging from reference frame inference to segmentation of multi-step tasks. Based on our findings, we propose two proof-of-concept algorithms which show that gaze data can enhance subtask classification for a multi-step task up to 6% and reward inference and policy learning for a single-step task up to 67%. Our findings provide a foundation for a model of natural human gaze in robot learning from demonstration settings and present open problems for utilizing human gaze to enhance robot learning.

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arXiv2021

Universal Off-Policy Evaluation

When faced with sequential decision-making problems, it is often useful to be able to predict what would happen if decisions were made using a new policy. Those predictions must often be based on data collected under some previously used decision-making rule. Many previous methods enable such off-policy (or counterfactual) estimation of the expected value of a performance measure called the return. In this paper, we take the first steps towards a universal off-policy estimator (UnO) -- one that provides off-policy estimates and high-confidence bounds for any parameter of the return distribution. We use UnO for estimating and simultaneously bounding the mean, variance, quantiles/median, inter-quantile range, CVaR, and the entire cumulative distribution of returns. Finally, we also discuss Uno's applicability in various settings, including fully observable, partially observable (i.e., with unobserved confounders), Markovian, non-Markovian, stationary, smoothly non-stationary, and discrete distribution shifts.

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arXiv2021

Adversarial Intrinsic Motivation for Reinforcement Learning

Learning with an objective to minimize the mismatch with a reference distribution has been shown to be useful for generative modeling and imitation learning. In this paper, we investigate whether one such objective, the Wasserstein-1 distance between a policy's state visitation distribution and a target distribution, can be utilized effectively for reinforcement learning (RL) tasks. Specifically, this paper focuses on goal-conditioned reinforcement learning where the idealized (unachievable) target distribution has full measure at the goal. This paper introduces a quasimetric specific to Markov Decision Processes (MDPs) and uses this quasimetric to estimate the above Wasserstein-1 distance. It further shows that the policy that minimizes this Wasserstein-1 distance is the policy that reaches the goal in as few steps as possible. Our approach, termed Adversarial Intrinsic Motivation (AIM), estimates this Wasserstein-1 distance through its dual objective and uses it to compute a supplemental reward function. Our experiments show that this reward function changes smoothly with respect to transitions in the MDP and directs the agent's exploration to find the goal efficiently. Additionally, we combine AIM with Hindsight Experience Replay (HER) and show that the resulting algorithm accelerates learning significantly on several simulated robotics tasks when compared to other rewards that encourage exploration or accelerate learning.

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arXiv2021

Distributional Depth-Based Estimation of Object Articulation Models

We propose a method that efficiently learns distributions over articulation model parameters directly from depth images without the need to know articulation model categories a priori. By contrast, existing methods that learn articulation models from raw observations typically only predict point estimates of the model parameters, which are insufficient to guarantee the safe manipulation of articulated objects. Our core contributions include a novel representation for distributions over rigid body transformations and articulation model parameters based on screw theory, von Mises-Fisher distributions, and Stiefel manifolds. Combining these concepts allows for an efficient, mathematically sound representation that implicitly satisfies the constraints that rigid body transformations and articulations must adhere to. Leveraging this representation, we introduce a novel deep learning based approach, DUST-net, that performs category-independent articulation model estimation while also providing model uncertainties. We evaluate our approach on several benchmarking datasets and real-world objects and compare its performance with two current state-of-the-art methods. Our results demonstrate that DUST-net can successfully learn distributions over articulation models for novel objects across articulation model categories, which generate point estimates with better accuracy than state-of-the-art methods and effectively capture the uncertainty over predicted model parameters due to noisy inputs. Project webpage: https://pearl-utexas.github.io/DUST-net/

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arXiv2021

You Only Evaluate Once: a Simple Baseline Algorithm for Offline RL

The goal of offline reinforcement learning (RL) is to find an optimal policy given prerecorded trajectories. Many current approaches customize existing off-policy RL algorithms, especially actor-critic algorithms in which policy evaluation and improvement are iterated. However, the convergence of such approaches is not guaranteed due to the use of complex non-linear function approximation and an intertwined optimization process. By contrast, we propose a simple baseline algorithm for offline RL that only performs the policy evaluation step once so that the algorithm does not require complex stabilization schemes. Since the proposed algorithm is not likely to converge to an optimal policy, it is an appropriate baseline for actor-critic algorithms that ought to be outperformed if there is indeed value in iterative optimization in the offline setting. Surprisingly, we empirically find that the proposed algorithm exhibits competitive and sometimes even state-of-the-art performance in a subset of the D4RL offline RL benchmark. This result suggests that future work is needed to fully exploit the potential advantages of iterative optimization in order to justify the reduced stability of such methods.

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arXiv2021

SCAPE: Learning Stiffness Control from Augmented Position Control Experiences

We introduce a sample-efficient method for learning state-dependent stiffness control policies for dexterous manipulation. The ability to control stiffness facilitates safe and reliable manipulation by providing compliance and robustness to uncertainties. Most current reinforcement learning approaches to achieve robotic manipulation have exclusively focused on position control, often due to the difficulty of learning high-dimensional stiffness control policies. This difficulty can be partially mitigated via policy guidance such as imitation learning. However, expert stiffness control demonstrations are often expensive or infeasible to record. Therefore, we present an approach to learn Stiffness Control from Augmented Position control Experiences (SCAPE) that bypasses this difficulty by transforming position control demonstrations into approximate, suboptimal stiffness control demonstrations. Then, the suboptimality of the augmented demonstrations is addressed by using complementary techniques that help the agent safely learn from both the demonstrations and reinforcement learning. By using simulation tools and experiments on a robotic testbed, we show that the proposed approach efficiently learns safe manipulation policies and outperforms learned position control policies and several other baseline learning algorithms.

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arXiv2021

Self-Supervised Online Reward Shaping in Sparse-Reward Environments

We introduce Self-supervised Online Reward Shaping (SORS), which aims to improve the sample efficiency of any RL algorithm in sparse-reward environments by automatically densifying rewards. The proposed framework alternates between classification-based reward inference and policy update steps -- the original sparse reward provides a self-supervisory signal for reward inference by ranking trajectories that the agent observes, while the policy update is performed with the newly inferred, typically dense reward function. We introduce theory that shows that, under certain conditions, this alteration of the reward function will not change the optimal policy of the original MDP, while potentially increasing learning speed significantly. Experimental results on several sparse-reward environments demonstrate that, across multiple domains, the proposed algorithm is not only significantly more sample efficient than a standard RL baseline using sparse rewards, but, at times, also achieves similar sample efficiency compared to when hand-designed dense reward functions are used.

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arXiv2021

ScrewNet: Category-Independent Articulation Model Estimation From Depth Images Using Screw Theory

Robots in human environments will need to interact with a wide variety of articulated objects such as cabinets, drawers, and dishwashers while assisting humans in performing day-to-day tasks. Existing methods either require objects to be textured or need to know the articulation model category a priori for estimating the model parameters for an articulated object. We propose ScrewNet, a novel approach that estimates an object's articulation model directly from depth images without requiring a priori knowledge of the articulation model category. ScrewNet uses screw theory to unify the representation of different articulation types and perform category-independent articulation model estimation. We evaluate our approach on two benchmarking datasets and compare its performance with a current state-of-the-art method. Results demonstrate that ScrewNet can successfully estimate the articulation models and their parameters for novel objects across articulation model categories with better on average accuracy than the prior state-of-the-art method. Project webpage: https://pearl-utexas.github.io/ScrewNet/

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arXiv2021

Value Alignment Verification

As humans interact with autonomous agents to perform increasingly complicated, potentially risky tasks, it is important to be able to efficiently evaluate an agent's performance and correctness. In this paper we formalize and theoretically analyze the problem of efficient value alignment verification: how to efficiently test whether the behavior of another agent is aligned with a human's values. The goal is to construct a kind of "driver's test" that a human can give to any agent which will verify value alignment via a minimal number of queries. We study alignment verification problems with both idealized humans that have an explicit reward function as well as problems where they have implicit values. We analyze verification of exact value alignment for rational agents and propose and analyze heuristic and approximate value alignment verification tests in a wide range of gridworlds and a continuous autonomous driving domain. Finally, we prove that there exist sufficient conditions such that we can verify exact and approximate alignment across an infinite set of test environments via a constant-query-complexity alignment test.

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arXiv2021

Zero-shot Task Adaptation using Natural Language

Imitation learning and instruction-following are two common approaches to communicate a user's intent to a learning agent. However, as the complexity of tasks grows, it could be beneficial to use both demonstrations and language to communicate with an agent. In this work, we propose a novel setting where an agent is given both a demonstration and a description, and must combine information from both the modalities. Specifically, given a demonstration for a task (the source task), and a natural language description of the differences between the demonstrated task and a related but different task (the target task), our goal is to train an agent to complete the target task in a zero-shot setting, that is, without any demonstrations for the target task. To this end, we introduce Language-Aided Reward and Value Adaptation (LARVA) which, given a source demonstration and a linguistic description of how the target task differs, learns to output a reward / value function that accurately describes the target task. Our experiments show that on a diverse set of adaptations, our approach is able to complete more than 95% of target tasks when using template-based descriptions, and more than 70% when using free-form natural language.

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arXiv2021

Efficiently Guiding Imitation Learning Agents with Human Gaze

Human gaze is known to be an intention-revealing signal in human demonstrations of tasks. In this work, we use gaze cues from human demonstrators to enhance the performance of agents trained via three popular imitation learning methods -- behavioral cloning (BC), behavioral cloning from observation (BCO), and Trajectory-ranked Reward EXtrapolation (T-REX). Based on similarities between the attention of reinforcement learning agents and human gaze, we propose a novel approach for utilizing gaze data in a computationally efficient manner, as part of an auxiliary loss function, which guides a network to have higher activations in image regions where the human's gaze fixated. This work is a step towards augmenting any existing convolutional imitation learning agent's training with auxiliary gaze data. Our auxiliary coverage-based gaze loss (CGL) guides learning toward a better reward function or policy, without adding any additional learnable parameters and without requiring gaze data at test time. We find that our proposed approach improves the performance by 95% for BC, 343% for BCO, and 390% for T-REX, averaged over 20 different Atari games. We also find that compared to a prior state-of-the-art imitation learning method assisted by human gaze (AGIL), our method achieves better performance, and is more efficient in terms of learning with fewer demonstrations. We further interpret trained CGL agents with a saliency map visualization method to explain their performance. At last, we show that CGL can help alleviate a well-known causal confusion problem in imitation learning.

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