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Scott Sanner

Publications and source records attributed to Scott Sanner.

At least 37 records · Page 2Linked to original sources

A Simple but Effective Elaborative Query Reformulation Approach for Natural Language Recommendation

Natural Language (NL) recommender systems aim to retrieve relevant items from free-form user queries and item descriptions. Existing systems often rely on dense retrieval (DR), which struggles to interpret challenging queries that express broad (e.g., "cities for youth friendly activities") or indirect (e.g., "cities for a high school graduation trip") user intents. While query reformulation (QR) has been widely adopted to improve such systems, existing QR methods tend to focus only on expanding the range of query subtopics (breadth) or elaborating on the potential meaning of a query (depth), but not both. In this paper, we propose EQR (Elaborative Subtopic Query Reformulation), a large language model-based QR method that combines both breadth and depth by generating potential query subtopics with information-rich elaborations. We also introduce three new natural language recommendation benchmarks in travel, hotel, and restaurant domains to establish evaluation of NL recommendation with challenging queries. Experiments show EQR substantially outperforms state-of-the-art QR methods in various evaluation metrics, highlighting that a simple yet effective QR approach can significantly improve NL recommender systems for queries with broad and indirect user intents.

cs.IR↗

Batched Self-Consistency Improves LLM Relevance Assessment and Ranking

LLM query-passage relevance assessment is typically studied using a one-by-one pointwise (PW) strategy where each LLM call judges one passage at a time. However, this strategy requires as many LLM calls as there are passages while also preventing information sharing between passages. We thus hypothesize that batched PW methods, which evaluate multiple passages per LLM call, can improve not only efficiency but also judgment quality -- by enabling content from multiple passages to be seen jointly. Moreover, batched PW methods may be better suited to harness the test-time scaling benefits of self-consistency -- the ensembling technique of repeating (potentially perturbed) LLM tasks in parallel and aggregating results -- since batching can naturally enable prompt diversification through varied batch permutations and compositions to create more robust ensembles. We evaluate several batched PW methods against one-by-one PW and listwise ranking baselines on LLM relevance assessment and ranking tasks, using three passage retrieval datasets and GPT-4o, Claude Sonnet 3, and Amazon Nova Pro. We show that batching can greatly amplify self-consistency benefits, making batched PW methods achieve the best performance while often reducing latency by an order of magnitude or more compared to one-by-one PW methods. For instance, on legal search, batched PW ranking with GPT-4o improves from 43.8% to 51.3% NDCG@10 when using 1 vs. 15 self-consistency calls, compared to one-by-one PW ranking improving from 44.9% to 46.8% and being 15.3x slower.

cs.IR↗

MA-DPR: Manifold-aware Distance Metrics for Dense Passage Retrieval

Dense Passage Retrieval (DPR) typically relies on Euclidean or cosine distance to measure query-passage relevance in embedding space, which is effective when embeddings lie on a linear manifold. However, our experiments across DPR benchmarks suggest that embeddings often lie on lower-dimensional, non-linear manifolds, especially in out-of-distribution (OOD) settings, where cosine and Euclidean distance fail to capture semantic similarity. To address this limitation, we propose a manifold-aware distance metric for DPR (MA-DPR) that models the intrinsic manifold structure of passages using a nearest neighbor graph and measures query-passage distance based on their shortest path in this graph. We show that MA-DPR outperforms Euclidean and cosine distances by up to 26% on OOD passage retrieval with comparable in-distribution performance across various embedding models while incurring a minimal increase in query inference time. Empirical evidence suggests that manifold-aware distance allows DPR to leverage context from related neighboring passages, making it effective even in the absence of direct semantic overlap. MADPR can be applied to a wide range of dense embedding and retrieval tasks, offering potential benefits across a wide spectrum of domains.

cs.IR↗

Tackling the Abstraction and Reasoning Corpus with Vision Transformers: the Importance of 2D Representation, Positions, and Objects

The Abstraction and Reasoning Corpus (ARC) is a popular benchmark focused on visual reasoning in the evaluation of Artificial Intelligence systems. In its original framing, an ARC task requires solving a program synthesis problem over small 2D images using a few input-output training pairs. In this work, we adopt the recently popular data-driven approach to the ARC and ask whether a Vision Transformer (ViT) can learn the implicit mapping, from input image to output image, that underlies the task. We show that a ViT -- otherwise a state-of-the-art model for images -- fails dramatically on most ARC tasks even when trained on one million examples per task. This points to an inherent representational deficiency of the ViT architecture that makes it incapable of uncovering the simple structured mappings underlying the ARC tasks. Building on these insights, we propose ViTARC, a ViT-style architecture that unlocks some of the visual reasoning capabilities required by the ARC. Specifically, we use a pixel-level input representation, design a spatially-aware tokenization scheme, and introduce a novel object-based positional encoding that leverages automatic segmentation, among other enhancements. Our task-specific ViTARC models achieve a test solve rate close to 100% on more than half of the 400 public ARC tasks strictly through supervised learning from input-output grids. This calls attention to the importance of imbuing the powerful (Vision) Transformer with the correct inductive biases for abstract visual reasoning that are critical even when the training data is plentiful and the mapping is noise-free. Hence, ViTARC provides a strong foundation for future research in visual reasoning using transformer-based architectures.

cs.CV↗

Self-Supervised Transformers as Iterative Solution Improvers for Constraint Satisfaction

We present a Transformer-based framework for Constraint Satisfaction Problems (CSPs). CSPs find use in many applications and thus accelerating their solution with machine learning is of wide interest. Most existing approaches rely on supervised learning from feasible solutions or reinforcement learning, paradigms that require either feasible solutions to these NP-Complete CSPs or large training budgets and a complex expert-designed reward signal. To address these challenges, we propose ConsFormer, a self-supervised framework that leverages a Transformer as a solution refiner. ConsFormer constructs a solution to a CSP iteratively in a process that mimics local search. Instead of using feasible solutions as labeled data, we devise differentiable approximations to the discrete constraints of a CSP to guide model training. Our model is trained to improve random assignments for a single step but is deployed iteratively at test time, circumventing the bottlenecks of supervised and reinforcement learning. Experiments on Sudoku, Graph Coloring, Nurse Rostering, and MAXCUT demonstrate that our method can tackle out-of-distribution CSPs simply through additional iterations.

cs.LG↗

Reflect-then-Plan: Offline Model-Based Planning through a Doubly Bayesian Lens

Offline reinforcement learning (RL) is crucial when online exploration is costly or unsafe but often struggles with high epistemic uncertainty due to limited data. Existing methods rely on fixed conservative policies, restricting adaptivity and generalization. To address this, we propose Reflect-then-Plan (RefPlan), a novel doubly Bayesian offline model-based (MB) planning approach. RefPlan unifies uncertainty modeling and MB planning by recasting planning as Bayesian posterior estimation. At deployment, it updates a belief over environment dynamics using real-time observations, incorporating uncertainty into MB planning via marginalization. Empirical results on standard benchmarks show that RefPlan significantly improves the performance of conservative offline RL policies. In particular, RefPlan maintains robust performance under high epistemic uncertainty and limited data, while demonstrating resilience to changing environment dynamics, improving the flexibility, generalizability, and robustness of offline-learned policies.

cs.AI↗

Q-STRUM Debate: Query-Driven Contrastive Summarization for Recommendation Comparison

Query-driven recommendation with unknown items poses a challenge for users to understand why certain items are appropriate for their needs. Query-driven Contrastive Summarization (QCS) is a methodology designed to address this issue by leveraging language-based item descriptions to clarify contrasts between them. However, existing state-of-the-art contrastive summarization methods such as STRUM-LLM fall short of this goal. To overcome these limitations, we introduce Q-STRUM Debate, a novel extension of STRUM-LLM that employs debate-style prompting to generate focused and contrastive summarizations of item aspects relevant to a query. Leveraging modern large language models (LLMs) as powerful tools for generating debates, Q-STRUM Debate provides enhanced contrastive summaries. Experiments across three datasets demonstrate that Q-STRUM Debate yields significant performance improvements over existing methods on key contrastive summarization criteria, thus introducing a novel and performant debate prompting methodology for QCS.

cs.CL↗

Large Language Model Driven Recommendation

While previous chapters focused on recommendation systems (RSs) based on standardized, non-verbal user feedback such as purchases, views, and clicks -- the advent of LLMs has unlocked the use of natural language (NL) interactions for recommendation. This chapter discusses how LLMs' abilities for general NL reasoning present novel opportunities to build highly personalized RSs -- which can effectively connect nuanced and diverse user preferences to items, potentially via interactive dialogues. To begin this discussion, we first present a taxonomy of the key data sources for language-driven recommendation, covering item descriptions, user-system interactions, and user profiles. We then proceed to fundamental techniques for LLM recommendation, reviewing the use of encoder-only and autoregressive LLM recommendation in both tuned and untuned settings. Afterwards, we move to multi-module recommendation architectures in which LLMs interact with components such as retrievers and RSs in multi-stage pipelines. This brings us to architectures for conversational recommender systems (CRSs), in which LLMs facilitate multi-turn dialogues where each turn presents an opportunity not only to make recommendations, but also to engage with the user in interactive preference elicitation, critiquing, and question-answering.

cs.AI↗

CoLoTa: A Dataset for Entity-based Commonsense Reasoning over Long-Tail Knowledge

The rise of Large Language Models (LLMs) has redefined the AI landscape, particularly due to their ability to encode factual and commonsense knowledge, and their outstanding performance in tasks requiring reasoning. Despite these advances, hallucinations and reasoning errors remain a significant barrier to their deployment in high-stakes settings. In this work, we observe that even the most prominent LLMs, such as OpenAI-o1, suffer from high rates of reasoning errors and hallucinations on tasks requiring commonsense reasoning over obscure, long-tail entities. To investigate this limitation, we present a new dataset for Commonsense reasoning over Long-Tail entities (CoLoTa), that consists of 3,300 queries from question answering and claim verification tasks and covers a diverse range of commonsense reasoning skills. We remark that CoLoTa can also serve as a Knowledge Graph Question Answering (KGQA) dataset since the support of knowledge required to answer its queries is present in the Wikidata knowledge graph. However, as opposed to existing KGQA benchmarks that merely focus on factoid questions, our CoLoTa queries also require commonsense reasoning. Our experiments with strong LLM-based KGQA methodologies indicate their severe inability to answer queries involving commonsense reasoning. Hence, we propose CoLoTa as a novel benchmark for assessing both (i) LLM commonsense reasoning capabilities and their robustness to hallucinations on long-tail entities and (ii) the commonsense reasoning capabilities of KGQA methods.

cs.CL↗

Right for Right Reasons: Large Language Models for Verifiable Commonsense Knowledge Graph Question Answering

Knowledge Graph Question Answering (KGQA) methods seek to answer Natural Language questions using the relational information stored in Knowledge Graphs (KGs). With the recent advancements of Large Language Models (LLMs) and their remarkable reasoning abilities, there is a growing trend to leverage them for KGQA. However, existing methodologies have only focused on answering factual questions, e.g., "In which city was Silvio Berlusconi's first wife born?", leaving questions involving commonsense reasoning that real-world users may pose more often, e.g., "Do I need separate visas to see the Venus of Willendorf and attend the Olympics this summer?" unaddressed. In this work, we first observe that existing LLM-based methods for KGQA struggle with hallucination on such questions, especially on queries targeting long-tail entities (e.g., non-mainstream and recent entities), thus hindering their applicability in real-world applications especially since their reasoning processes are not easily verifiable. In response, we propose Right for Right Reasons (R3), a commonsense KGQA methodology that allows for a verifiable reasoning procedure by axiomatically surfacing intrinsic commonsense knowledge of LLMs and grounding every factual reasoning step on KG triples. Through experimental evaluations across three different tasks--question answering, claim verification, and preference matching--our findings showcase R3 as a superior approach, outperforming existing methodologies and notably reducing instances of hallucination and reasoning errors.

cs.CL↗

Constraint-Generation Policy Optimization (CGPO): Nonlinear Programming for Policy Optimization in Mixed Discrete-Continuous MDPs

We propose the Constraint-Generation Policy Optimization (CGPO) framework to optimize policy parameters within compact and interpretable policy classes for mixed discrete-continuous Markov Decision Processes (DC-MDP). CGPO can not only provide bounded policy error guarantees over an infinite range of initial states for many DC-MDPs with expressive nonlinear dynamics, but it can also provably derive optimal policies in cases where it terminates with zero error. Furthermore, CGPO can generate worst-case state trajectories to diagnose policy deficiencies and provide counterfactual explanations of optimal actions. To achieve such results, CGPO proposes a bilevel mixed-integer nonlinear optimization framework for optimizing policies in defined expressivity classes (e.g. piecewise linear) and reduces it to an optimal constraint generation methodology that adversarially generates worst-case state trajectories. Furthermore, leveraging modern nonlinear optimizers, CGPO can obtain solutions with bounded optimality gap guarantees. We handle stochastic transitions through chance constraints, providing high-probability performance guarantees. We also present a roadmap for understanding the computational complexities of different expressivity classes of policy, reward, and transition dynamics. We experimentally demonstrate the applicability of CGPO across various domains, including inventory control, management of a water reservoir system, and physics control. In summary, CGPO provides structured, compact and explainable policies with bounded performance guarantees, enabling worst-case scenario generation and counterfactual policy diagnostics.

math.OC↗

Generalized Multi-hop Traffic Pressure for Heterogeneous Traffic Perimeter Control

Perimeter control (PC) prevents loss of traffic network capacity due to congestion in urban areas. Homogeneous PC allows all access points to a protected region to have identical permitted inflow. However, homogeneous PC performs poorly when the congestion in the protected region is heterogeneous (e.g., imbalanced demand) since the homogeneous PC does not consider specific traffic conditions around each perimeter intersection. When the protected region has spatially heterogeneous congestion, one needs to modulate the perimeter inflow rate to be higher near low-density regions and vice versa for high-density regions. A naïve approach is to leverage 1-hop traffic pressure to measure traffic condition around perimeter intersections, but such metric is too spatially myopic for PC. To address this issue, we formulate multi-hop downstream pressure grounded on Markov chain theory, which ``looks deeper'' into the protected region beyond perimeter intersections. In addition, we formulate a two-stage hierarchical control scheme that can leverage this novel multi-hop pressure to redistribute the total permitted inflow provided by a pre-trained deep reinforcement learning homogeneous control policy. Experimental results show that our heterogeneous PC approaches leveraging multi-hop pressure significantly outperform homogeneous PC in scenarios where the origin-destination flows are highly imbalanced with high spatial heterogeneity. Moveover, our approach is shown to be robust against turning ratio uncertainties by a sensitivity analysis.

cs.LG↗

Multi-hop Upstream Anticipatory Traffic Signal Control with Deep Reinforcement Learning

Coordination in traffic signal control is crucial for managing congestion in urban networks. Existing pressure-based control methods focus only on immediate upstream links, leading to suboptimal green time allocation and increased network delays. However, effective signal control inherently requires coordination across a broader spatial scope, as the effect of upstream traffic should influence signal control decisions at downstream intersections, impacting a large area in the traffic network. Although agent communication using neural network-based feature extraction can implicitly enhance spatial awareness, it significantly increases the learning complexity, adding an additional layer of difficulty to the challenging task of control in deep reinforcement learning. To address the issue of learning complexity and myopic traffic pressure definition, our work introduces a novel concept based on Markov chain theory, namely \textit{multi-hop upstream pressure}, which generalizes the conventional pressure to account for traffic conditions beyond the immediate upstream links. This farsighted and compact metric informs the deep reinforcement learning agent to preemptively clear the multi-hop upstream queues, guiding the agent to optimize signal timings with a broader spatial awareness. Simulations on synthetic and realistic (Toronto) scenarios demonstrate controllers utilizing multi-hop upstream pressure significantly reduce overall network delay by prioritizing traffic movements based on a broader understanding of upstream congestion.

cs.LG↗

Elaborative Subtopic Query Reformulation for Broad and Indirect Queries in Travel Destination Recommendation

In Query-driven Travel Recommender Systems (RSs), it is crucial to understand the user intent behind challenging natural language(NL) destination queries such as the broadly worded "youth-friendly activities" or the indirect description "a high school graduation trip". Such queries are challenging due to the wide scope and subtlety of potential user intents that confound the ability of retrieval methods to infer relevant destinations from available textual descriptions such as WikiVoyage. While query reformulation (QR) has proven effective in enhancing retrieval by addressing user intent, existing QR methods tend to focus only on expanding the range of potentially matching query subtopics (breadth) or elaborating on the potential meaning of a query (depth), but not both. In this paper, we introduce Elaborative Subtopic Query Reformulation (EQR), a large language model-based QR method that combines both breadth and depth by generating potential query subtopics with information-rich elaborations. We also release TravelDest, a novel dataset for query-driven travel destination RSs. Experiments on TravelDest show that EQR achieves significant improvements in recall and precision over existing state-of-the-art QR methods.

cs.IR↗

Recommendation with Generative Models

Generative models are a class of AI models capable of creating new instances of data by learning and sampling from their statistical distributions. In recent years, these models have gained prominence in machine learning due to the development of approaches such as generative adversarial networks (GANs), variational autoencoders (VAEs), and transformer-based architectures such as GPT. These models have applications across various domains, such as image generation, text synthesis, and music composition. In recommender systems, generative models, referred to as Gen-RecSys, improve the accuracy and diversity of recommendations by generating structured outputs, text-based interactions, and multimedia content. By leveraging these capabilities, Gen-RecSys can produce more personalized, engaging, and dynamic user experiences, expanding the role of AI in eCommerce, media, and beyond. Our book goes beyond existing literature by offering a comprehensive understanding of generative models and their applications, with a special focus on deep generative models (DGMs) and their classification. We introduce a taxonomy that categorizes DGMs into three types: ID-driven models, large language models (LLMs), and multimodal models. Each category addresses unique technical and architectural advancements within its respective research area. This taxonomy allows researchers to easily navigate developments in Gen-RecSys across domains such as conversational AI and multimodal content generation. Additionally, we examine the impact and potential risks of generative models, emphasizing the importance of robust evaluation frameworks.

cs.IR↗

Multi-modal Generative Models in Recommendation System

Many recommendation systems limit user inputs to text strings or behavior signals such as clicks and purchases, and system outputs to a list of products sorted by relevance. With the advent of generative AI, users have come to expect richer levels of interactions. In visual search, for example, a user may provide a picture of their desired product along with a natural language modification of the content of the picture (e.g., a dress like the one shown in the picture but in red color). Moreover, users may want to better understand the recommendations they receive by visualizing how the product fits their use case, e.g., with a representation of how a garment might look on them, or how a furniture item might look in their room. Such advanced levels of interaction require recommendation systems that are able to discover both shared and complementary information about the product across modalities, and visualize the product in a realistic and informative way. However, existing systems often treat multiple modalities independently: text search is usually done by comparing the user query to product titles and descriptions, while visual search is typically done by comparing an image provided by the customer to product images. We argue that future recommendation systems will benefit from a multi-modal understanding of the products that leverages the rich information retailers have about both customers and products to come up with the best recommendations. In this chapter we review recommendation systems that use multiple data modalities simultaneously.

cs.IR↗

Mitigating Partial Observability in Adaptive Traffic Signal Control with Transformers

Efficient traffic signal control is essential for managing urban transportation, minimizing congestion, and improving safety and sustainability. Reinforcement Learning (RL) has emerged as a promising approach to enhancing adaptive traffic signal control (ATSC) systems, allowing controllers to learn optimal policies through interaction with the environment. However, challenges arise due to partial observability (PO) in traffic networks, where agents have limited visibility, hindering effectiveness. This paper presents the integration of Transformer-based controllers into ATSC systems to address PO effectively. We propose strategies to enhance training efficiency and effectiveness, demonstrating improved coordination capabilities in real-world scenarios. The results showcase the Transformer-based model's ability to capture significant information from historical observations, leading to better control policies and improved traffic flow. This study highlights the potential of leveraging the advanced Transformer architecture to enhance urban transportation management.

cs.LG↗

Bayesian Optimization with LLM-Based Acquisition Functions for Natural Language Preference Elicitation

Designing preference elicitation (PE) methodologies that can quickly ascertain a user's top item preferences in a cold-start setting is a key challenge for building effective and personalized conversational recommendation (ConvRec) systems. While large language models (LLMs) enable fully natural language (NL) PE dialogues, we hypothesize that monolithic LLM NL-PE approaches lack the multi-turn, decision-theoretic reasoning required to effectively balance the exploration and exploitation of user preferences towards an arbitrary item set. In contrast, traditional Bayesian optimization PE methods define theoretically optimal PE strategies, but cannot generate arbitrary NL queries or reason over content in NL item descriptions -- requiring users to express preferences via ratings or comparisons of unfamiliar items. To overcome the limitations of both approaches, we formulate NL-PE in a Bayesian Optimization (BO) framework that seeks to actively elicit NL feedback to identify the best recommendation. Key challenges in generalizing BO to deal with natural language feedback include determining: (a) how to leverage LLMs to model the likelihood of NL preference feedback as a function of item utilities, and (b) how to design an acquisition function for NL BO that can elicit preferences in the infinite space of language. We demonstrate our framework in a novel NL-PE algorithm, PEBOL, which uses: 1) Natural Language Inference (NLI) between user preference utterances and NL item descriptions to maintain Bayesian preference beliefs, and 2) BO strategies such as Thompson Sampling (TS) and Upper Confidence Bound (UCB) to steer LLM query generation. We numerically evaluate our methods in controlled simulations, finding that after 10 turns of dialogue, PEBOL can achieve an MRR@10 of up to 0.27 compared to the best monolithic LLM baseline's MRR@10 of 0.17, despite relying on earlier and smaller LLMs.

cs.AI↗