arXiv subjects

Sebastian Cespedes

Publications and source records attributed to Sebastian Cespedes.

15 recordsLinked to original sources

arXiv2025

$\lambda\phi^4$ as an Effective Theory in de Sitter

Effective field theories (EFTs) provide a powerful framework to parametrise unknown aspects of possible ultraviolet (UV) physics. For scalar fields in de Sitter space, however, new emergent phenomena can arise when the cut-off scale of the theory lies below the horizon scale $H$, as seen in the stochastic formalism of inflation. In this work, we study EFTs that, at leading order, reproduce the standard quartic theory in de Sitter, but with a variable cut-off identified with the mass of an integrated-out hidden sector. We perform the complete analytic computation for the tree- and loop-level matching between the effective $\lambda\phi^4$ theory and two possible UV realisations. We find that when the cut-off is much larger than the horizon, the theory admits a unitary description, up to exponentially suppressed corrections. In contrast, when the cut-off is lowered below $H$, the system evolves into a mixed state and diffusive effects emerge. Nevertheless, at leading order, the EFT remains local and reproduces the same effective quartic coefficient as in the unitary regime. Furthermore, for the EFT matching at the loop-level, the effective quartic coupling changes sign and becomes negative as the cut-off decreases, in agreement with the result obtained from the stochastic formalism. In general, for cosmological EFTs, our findings highlight the role of non-unitary effects and illustrate their regimes of validity, within and beyond perturbation theory.

hep-th↗

arXiv2025

Cosmology, Decoherence and the Second Law

We consider quantum decoherence and entropy increase in early universe cosmology. We first study decoherence in a discrete bipartite quantum system for which a single qubit gets entangled with an environment and the entropy increase is correlated with the decay of the off-diagonal terms of the reduced density matrix. We compare this system with continuous systems relevant for cosmology for which there is a natural external intervention, corresponding to the time-dependent separation between the sub- and super-horizon inflationary fluctuations. We find, in this case, that the off-diagonal terms of the density matrix, in a field basis, do not decay as sometimes assumed in cosmological set-ups. Nevertheless, following a recent treatment in terms of open Effective Field Theories (EFTs), we compute the entanglement entropy for a Gaussian state and show that it actually increases monotonically ($\dot S>0$) during the accelerated phases ($\ddot a>0$ with $a(t)$ the scale factor). We generalise this result to include non-Gaussian states and briefly discuss the relevance of computing the von Neumann entropy as compared to the thermodynamic entropy.

hep-th↗

arXiv2025

The Massive Flat Space Limit of Cosmological Correlators

Identifying useful flat-space limits for cosmological correlators, where they can be expressed in terms of observables in Minkowski space is nontrivial due to their scale-invariant nature. In recent years, it has been shown that momentum-space correlators encode flat-space amplitudes at specific singularities that emerge in the complex plane of their kinematics after analytical continuation. This flat-space limit is massless in the sense that the amplitude corresponds to the ultraviolet regime of the associated flat-space process, where the masses of the internal propagators are effectively zero. In this paper, we introduce a novel massive flat-space (MFS) limit, in which the internal masses in the corresponding flat-space Feynman graph remain finite. Our proposal applies to arbitrary graphs with light external legs and heavy internal lines, using a double-scaling limit. In this limit, the external energies, treated as independent variables, approach zero in inverse proportion to the propagator masses, which are sent to infinity. We present a general reduction formula that expresses diagrams in this limit in terms of amputated Feynman graphs in flat space. Our findings underscore the deep connections between the rich structure of massive Feynman integrals and the properties of cosmological correlators involving the exchange of heavy fields. Using this reduction formula, we compute sample one-loop contributions from heavy particles to inflationary correlators in the small sound-speed regime, revealing novel bispectrum shapes. The non-Gaussian signals we uncover, which are especially pronounced around the equilateral configuration, cannot be reproduced by adding local terms to the effective field theory of single-field inflation. Instead, they are captured by incorporating prescribed spatially non-local operators into the EFT.

hep-th↗

arXiv2023

Quantum Transitions, Detailed Balance, Black Holes and Nothingness

We consider vacuum transitions by bubble nucleation among 4D vacua with different values and signs of the cosmological constant $\Lambda $, including both up and down tunnelings. Following the Hamiltonian formalism, we explicitly compute the decay rates for all possible combinations of initial and final values of $\Lambda $ and find that up-tunneling is allowed starting not only from dS spacetime but also from AdS and Minkowski spacetimes. We trace the difference with the Euclidean approach, where these transitions are found to be forbidden, to the difference of treating the latter spacetimes as pure (vacuum) states rather than mixed states with correspondingly vanishing or infinite entropy. We point out that these transitions are best understood as limits of the corresponding transitions with black holes in the zero mass limit $M\rightarrow 0$. We find that detailed balance is satisfied provided we use the Hartle-Hawking sign of the wave function for nucleating space-times. In the formal limit $\Lambda \rightarrow -\infty $, the transition rates for AdS to dS agree with both the Hartle-Hawking and Vilenkin amplitudes for the creation of dS from nothing. This is consistent with a proposal of Brown and Dahlen to define `nothing' as AdS in this limit. For $M\neq 0$ detailed balance is satisfied only in a range of mass values. We compute the bubble trajectory after nucleation and find that, contrary to the $M=0$ case, the trajectory does not correspond to the open universe slicing of dS. We briefly discuss the relevance of our results to the string landscape.

hep-th↗

arXiv2021

The hand-made tail: Non-perturbative tails from multifield inflation

It is becoming increasingly clear that large but rare fluctuations of the primordial curvature field, controlled by the tail of its probability distribution, could have dramatic effects on the current structure of the universe -- {\it e.g.} via primordial black-holes. However, the use of standard perturbation theory to study the evolution of fluctuations during inflation fails in providing a reliable description of how non-linear interactions induce non-Gaussian tails. Here, we use the stochastic inflation formalism to study the non-perturbative effects from multi-field fluctuations on the statistical properties of the primordial curvature field. Starting from the effective action describing multi-field fluctuations, we compute the joint probability density function and show that enhanced non-Gaussian tails are a generic feature of slow-roll inflation with additional degrees of freedom.

hep-th↗

arXiv2021

Density Perturbations and Primordial Non-Gaussianities in a Closed Universe

The spatial curvature of the universe is not yet known. Even though at present the Universe is very close to being essentially flat and most signatures of curvature appear to have been diluted by inflation, if the number of e-foldings during inflation is close to the minimum necessary to explain the horizon problem, the curvature of the universe may have left imprints in the cosmic microwave background (CMB) that may be observable, especially at large angles. Motivated by general results on quantum cosmology and using effective field theory techniques, we develop a general approach for analytically computing the power spectrum of density perturbations for a closed universe. Following a Hamiltonian formalism we determine the corresponding Bunch-Davis vacuum, find analytic expressions for two-point functions and higher correlators, expanding in terms of $S^3$ harmonics. In particular we concentrate on potential implications for observable non-Gaussianities. We consider cubic interactions as well as higher derivative ones to explore the consequence of a speed of sound $c_s\neq 1$. For large multipoles curvature effects are negligible and reproduce the known results for the flat case. However, they depart from the flat space result for relatively small multipoles. In this limit non-Gaussianities may lead to potentially observable values of $f_{\rm NL}$. In particular we find terms in $f_{\rm NL}$ that are absent in the flat space case, which are important at large scales and may be observable even if a long period of inflation dilutes the curvature. We compare our results with previous discussions in the literature.

hep-th↗

arXiv2020

Lorentzian Vacuum Transitions: Open or Closed Universes?

We consider the generalisation of quantum tunneling transitions in the WKB approximation to the time-independent functional Schrödinger and Wheeler-DeWitt equations. Following a Lorentzian approach, we compute the transition rates among different scalar field vacua and compare with those performed by Coleman and collaborators using the Euclidean approach. For gravity, we develop a general formalism for computing transition rates in Wheeler's superspace. This is then applied to computing decays in flat space and then to transitions in the presence of gravity. In the latter case we point out the complexities arising from having non-positive definite kinetic terms illustrating them in the simplified context of mini-superspace. This corresponds to a generalisation of the well-known `tunneling from nothing' scenarios. While we can obtain the leading term for the transitions obtained by Euclidean methods we also point out some differences and ambiguities. We show that there is no obstruction to keeping the spherically ($SO(4)$) symmetric closed slicing for the new vacuum after a de Sitter to de Sitter transition. We argue that this is the natural Lorentzian realisation of the Coleman-De Luccia instanton and that a closed universe is also obtained if the mini-superspace assumption is relaxed. This is contrary to the open universe predicted by Coleman-De Luccia which relies on an analytic continuation performed after bubble nucleation. Our findings may have important cosmological implications related to the origin of inflation and to the string landscape. In particular, they question the widespread belief that evidence for a closed universe would rule out the string landscape.

hep-th↗

arXiv2020

On the time evolution of cosmological correlators

Developing our understanding of how correlations evolve during inflation is crucial if we are to extract information about the early Universe from our late-time observables. To that end, we revisit the time evolution of scalar field correlators on de Sitter spacetime in the Schrodinger picture. By direct manipulation of the Schrodinger equation, we write down simple "equations of motion" for the coefficients which determine the wavefunction. Rather than specify a particular interaction Hamiltonian, we assume only very basic properties (unitarity, de Sitter invariance and locality) to derive general consequences for the wavefunction's evolution. In particular, we identify a number of "constants of motion": properties of the initial state which are conserved by any unitary dynamics. We further constrain the time evolution by deriving constraints from the de Sitter isometries and show that these reduce to the familiar conformal Ward identities at late times. Finally, we show how the evolution of a state from the conformal boundary into the bulk can be described via a number of "transfer functions" which are analytic outside the horizon for any local interaction. These objects exhibit divergences for particular values of the scalar mass, and we show how such divergences can be removed by a renormalisation of the boundary wavefunction - this is equivalent to performing a "Boundary Operator Expansion" which expresses the bulk operators in terms of regulated boundary operators. Altogether, this improved understanding of the wavefunction in the bulk of de Sitter complements recent advances from a purely boundary perspective, and reveals new structure in cosmological correlators.

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arXiv2019

Constraints on holographic multi-field inflation and models based on the Hamilton-Jacobi formalism

In holographic inflation, the $4D$ cosmological dynamics is postulated to be dual to the renormalization group flow of a $3D$ Euclidean conformal field theory with marginally relevant operators. The scalar potential of the $4D$ theory ---in which inflation is realized--- is highly constrained, with use of the Hamilton--Jacobi equations. In multi-field holographic realizations of inflation, fields additional to the inflaton cannot display underdamped oscillations (that is, their wavefunctions contain no oscillatory phases independent of the momenta). We show that this result is exact, independent of the number of fields, the field space geometry and the shape of the inflationary trajectory followed in multi-field space. In the specific case where the multi-field trajectory is a straight line or confined to a plane, it can be understood as the existence of an upper bound on the dynamical masses $m$ of extra fields of the form $m \leq 3 H / 2$ up to slow roll corrections. This bound corresponds to the analytic continuation of the well known Breitenlohner--Freedman bound found in AdS spacetimes in the case when the masses are approximately constant. The absence of underdamped oscillations implies that a detection of "cosmological collider" oscillatory patterns in the non-Gaussian bispectrum would not only rule out single field inflation, but also holographic inflation or any inflationary model based on the Hamilton--Jacobi equations. Hence, future observations have the potential to exclude, at once, an entire class of inflationary theories, regardless of the details involved in their model building.

hep-th↗

arXiv2017

Signatures of graviton masses on the CMB

The impact of the existence of gravitons with non-vanishing masses on the B modes of the Cosmic Microwave Background (CMB) is investigated. We also focus on putative modifications to the speed of the gravitational waves. We find that a change of the graviton speed shifts the acoustic peaks of the CMB and then could be easily constrained. For the case of massive gravity, we show analytically how the B modes are sourced in a manner differing from the massless case leading to a plateau at low $l$ in the CMB spectrum. We also study the case when there are more than one graviton, and when pressure instabilities are present. The latter would occur in doubly coupled bigravity in the radiation era. We focus on the case where a massless graviton becomes tachyonic in the radiation era whilst a massive one remains stable. As the unstable mode decouples from matter in the radiation era, we find that the effects of the instability is largely reduced on the spectrum of B-modes as long as the unstable graviton does not grow into the non-linear regime. In all cases when both massless and massive gravitons are present, we find that the B-mode CMB spectrum is characterised by a low $l$ plateau together with a shifted position for the first few peaks compared to a purely massive graviton spectrum, a shift which depends on the mixing between the gravitons in their coupling to matter and could serve as a hint in favour of the existence of multiple gravitons.

astro-ph.CO↗

arXiv2016

Disformal transformations on the CMB

In this work we study the role of disformal transformation on cosmological backgrounds and its relation to the speed of sound for tensor modes. A speed different from one for tensor modes can arise in several contexts, such as Galileons theories or massive gravity, nevertheless the speed is very constrained to be one by observations of gravitational wave emission. It has been shown that in inflation a disformal trans- formation allows to set the speed for tensor modes to one without making changes to the curvature power spectrum. Here we show that this invariance does not hold when considering the CMB anisotropy power spectrum. It turns out that the after doing the transformation there is an imprint on the acoustic peaks and the diffusion damping. This has interesting consequences; here we explore quartic galileon theories which allow a modified speed for tensor modes. For these theories the transformation can be used to constraint the parameter space in different regimes.

gr-qc↗

arXiv2015

Non-canonical inflation coupled to matter

We compute corrections to the inflationary potential due to conformally coupled non-relativistic matter. We find that under certain conditions of the matter coupling, inflation may be interrupted abruptly. We display this in the superconformal Starobinsky model, where matter is conformally coupled to the Einstein frame metric. These corrections may easily stop inflation provided that there is an initial density of non-relativistic matter. Since these additional heavy degrees of freedom generically occur in higher dimension theories, for example as Kaluza-Klein modes, this effect can arise in multiple scenarios.

gr-qc↗

arXiv2014

Cosmic inflation in a landscape of heavy-fields

Heavy isocurvature fields may have a strong influence on the low energy dynamics of curvature perturbations during inflation, as long as the inflationary trajectory becomes non-geodesic in the multi-field target space (the landscape). If fields orthogonal to the inflationary trajectory are sufficiently heavy, one expects a reliable effective field theory describing the low energy dynamics of curvature perturbations, with self-interactions determined by the shape of the inflationary trajectory. Previous work analyzing the role of heavy-fields during inflation have mostly focused in the effects on curvature perturbations due to a single heavy-field. In this article we extend the results of these works by studying models of inflation in which curvature perturbations interact with two heavy-fields. We show that the second heavy-field (orthogonal to both tangent and normal directions of the inflationary trajectory) may significantly affect the evolution of curvature modes. We compute the effective field theory for the low energy curvature perturbations obtained by integrating out the two heavy-fields and show that the presence of the second heavy-field implies the existence of additional self-interactions not accounted for in the single heavy-field case. We conclude that future observations will be able to constrain the number of heavy fields interacting with curvature perturbations.

hep-th↗

arXiv2012

Heavy fields, reduced speeds of sound and decoupling during inflation

We discuss and clarify the validity of effective single field theories of inflation obtained by integrating out heavy degrees of freedom in the regime where adiabatic perturbations propagate with a suppressed speed of sound. We show by construction that it is indeed possible to have inflationary backgrounds where the speed of sound remains suppressed and slow-roll persists for long enough. In this class of models, heavy fields influence the evolution of adiabatic modes in a manner that is consistent with decoupling of physical low and high energy degrees of freedom. We emphasize the distinction between the effective masses of the isocurvature modes and the eigenfrequencies of the propagating high energy modes. Crucially, we find that the mass gap that defines the high frequency modes increases with the strength of the turn, even as the naive heavy (isocurvature) and light (curvature) modes become more strongly coupled. Adiabaticity is preserved throughout, and the derived effective field theory remains in the weakly coupled regime, satisfying all current observational constraints on the resulting primordial power spectrum. In addition, these models allow for an observably large equilateral non-Gaussianity.

hep-th↗

arXiv2012

On the importance of heavy fields during inflation

We study the dynamics of two-field models of inflation characterized by a hierarchy of masses between curvature and isocurvature modes. When the hierarchy is large, a low energy effective field theory (EFT) exists in which only curvature modes participate in the dynamics of perturbations. In this EFT heavy fields continue to have a significant role in the low energy dynamics, as their interaction with curvature modes reduces their speed of sound whenever the multi-field trajectory is subject to a sharp turn in target space. Here we analyze under which general conditions this EFT remains a reliable description for the linear evolution of curvature modes. We find that the main condition consists on demanding that the rate of change of the turn's angular velocity stays suppressed with respect to the masses of heavy modes. This adiabaticity condition allows the EFT to accurately describe a large variety of situations in which the multi-field trajectory is subject to sharp turns. To test this, we analyze several models with turns and show that, indeed, the power spectra obtained for both the original two-field theory and its single-field EFT are identical when the adiabaticity condition is satisfied. In particular, when turns are sharp and sudden, they are found to generate large features in the power spectrum, accurately reproduced by the EFT.

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