arXiv subjects

See-Kiong Ng

Publications and source records attributed to See-Kiong Ng.

At least 145 records · Page 8Linked to original sources

arXiv2024

Bridging Items and Language: A Transition Paradigm for Large Language Model-Based Recommendation

Harnessing Large Language Models (LLMs) for recommendation is rapidly emerging, which relies on two fundamental steps to bridge the recommendation item space and the language space: 1) item indexing utilizes identifiers to represent items in the language space, and 2) generation grounding associates LLMs' generated token sequences to in-corpus items. However, previous methods exhibit inherent limitations in the two steps. Existing ID-based identifiers (e.g., numeric IDs) and description-based identifiers (e.g., titles) either lose semantics or lack adequate distinctiveness. Moreover, prior generation grounding methods might generate invalid identifiers, thus misaligning with in-corpus items. To address these issues, we propose a novel Transition paradigm for LLM-based Recommender (named TransRec) to bridge items and language. Specifically, TransRec presents multi-facet identifiers, which simultaneously incorporate ID, title, and attribute for item indexing to pursue both distinctiveness and semantics. Additionally, we introduce a specialized data structure for TransRec to ensure generating valid identifiers only and utilize substring indexing to encourage LLMs to generate from any position of identifiers. Lastly, TransRec presents an aggregated grounding module to leverage generated multi-facet identifiers to rank in-corpus items efficiently. We instantiate TransRec on two backbone models, BART-large and LLaMA-7B. Extensive results on three real-world datasets under diverse settings validate the superiority of TransRec.

cs.IR↗

arXiv2024

TRACE: TRansformer-based Attribution using Contrastive Embeddings in LLMs

The rapid evolution of large language models (LLMs) represents a substantial leap forward in natural language understanding and generation. However, alongside these advancements come significant challenges related to the accountability and transparency of LLM responses. Reliable source attribution is essential to adhering to stringent legal and regulatory standards, including those set forth by the General Data Protection Regulation. Despite the well-established methods in source attribution within the computer vision domain, the application of robust attribution frameworks to natural language processing remains underexplored. To bridge this gap, we propose a novel and versatile TRansformer-based Attribution framework using Contrastive Embeddings called TRACE that, in particular, exploits contrastive learning for source attribution. We perform an extensive empirical evaluation to demonstrate the performance and efficiency of TRACE in various settings and show that TRACE significantly improves the ability to attribute sources accurately, making it a valuable tool for enhancing the reliability and trustworthiness of LLMs.

cs.CL↗

arXiv2024

Use Your INSTINCT: INSTruction optimization for LLMs usIng Neural bandits Coupled with Transformers

Large language models (LLMs) have shown remarkable instruction-following capabilities and achieved impressive performances in various applications. However, the performances of LLMs depend heavily on the instructions given to them, which are typically manually tuned with substantial human efforts. Recent work has used the query-efficient Bayesian optimization (BO) algorithm to automatically optimize the instructions given to black-box LLMs. However, BO usually falls short when optimizing highly sophisticated (e.g., high-dimensional) objective functions, such as the functions mapping an instruction to the performance of an LLM. This is mainly due to the limited expressive power of the Gaussian process (GP) which is used by BO as a surrogate to model the objective function. Meanwhile, it has been repeatedly shown that neural networks (NNs), especially pre-trained transformers, possess strong expressive power and can model highly complex functions. So, we adopt a neural bandit algorithm which replaces the GP in BO by an NN surrogate to optimize instructions for black-box LLMs. More importantly, the neural bandit algorithm allows us to naturally couple the NN surrogate with the hidden representation learned by a pre-trained transformer (i.e., an open-source LLM), which significantly boosts its performance. These motivate us to propose our INSTruction optimization usIng Neural bandits Coupled with Transformers (INSTINCT) algorithm. We perform instruction optimization for ChatGPT and use extensive experiments to show that INSTINCT consistently outperforms baselines in different tasks, e.g., various instruction induction tasks and the task of improving zero-shot chain-of-thought instructions. Our code is available at https://github.com/xqlin98/INSTINCT.

cs.LG↗

arXiv2024

PetalView: Fine-grained Location and Orientation Extraction of Street-view Images via Cross-view Local Search with Supplementary Materials

Satellite-based street-view information extraction by cross-view matching refers to a task that extracts the location and orientation information of a given street-view image query by using one or multiple geo-referenced satellite images. Recent work has initiated a new research direction to find accurate information within a local area covered by one satellite image centered at a location prior (e.g., from GPS). It can be used as a standalone solution or complementary step following a large-scale search with multiple satellite candidates. However, these existing works require an accurate initial orientation (angle) prior (e.g., from IMU) and/or do not efficiently search through all possible poses. To allow efficient search and to give accurate prediction regardless of the existence or the accuracy of the angle prior, we present PetalView extractors with multi-scale search. The PetalView extractors give semantically meaningful features that are equivalent across two drastically different views, and the multi-scale search strategy efficiently inspects the satellite image from coarse to fine granularity to provide sub-meter and sub-degree precision extraction. Moreover, when an angle prior is given, we propose a learnable prior angle mixer to utilize this information. Our method obtains the best performance on the VIGOR dataset and successfully improves the performance on KITTI dataset test 1 set with the recall within 1 meter (r@1m) for location estimation to 68.88% and recall within 1 degree (r@1d) 21.10% when no angle prior is available, and with angle prior achieves stable estimations at r@1m and r@1d above 70% and 21%, up to a 40-degree noise level.

cs.CV↗

arXiv2024

Mercury: A Code Efficiency Benchmark for Code Large Language Models

Amidst the recent strides in evaluating Large Language Models for Code (Code LLMs), existing benchmarks have mainly focused on the functional correctness of generated code, neglecting the importance of their computational efficiency. To fill the gap, we present Mercury, the first code efficiency benchmark for Code LLMs. It comprises 1,889 Python tasks, each accompanied by adequate solutions that serve as real-world efficiency baselines, enabling a comprehensive analysis of the runtime distribution. Based on the distribution, we introduce a new metric Beyond, which computes a runtime-percentile-weighted Pass score to reflect functional correctness and code efficiency simultaneously. On Mercury, leading Code LLMs can achieve 65% on Pass, while less than 50% on Beyond. Given that an ideal Beyond score would be aligned with the Pass score, it indicates that while Code LLMs exhibit impressive capabilities in generating functionally correct code, there remains a notable gap in their efficiency. Finally, our empirical experiments reveal that Direct Preference Optimization (DPO) serves as a robust baseline for enhancing code efficiency compared with Supervised Fine Tuning (SFT), which paves a promising avenue for future exploration of efficient code generation. Our code and data are available on GitHub: https://github.com/Elfsong/Mercury.

cs.SE↗

arXiv2024

Prompt Optimization with Human Feedback

Large language models (LLMs) have demonstrated remarkable performances in various tasks. However, the performance of LLMs heavily depends on the input prompt, which has given rise to a number of recent works on prompt optimization. However, previous works often require the availability of a numeric score to assess the quality of every prompt. Unfortunately, when a human user interacts with a black-box LLM, attaining such a score is often infeasible and unreliable. Instead, it is usually significantly easier and more reliable to obtain preference feedback from a human user, i.e., showing the user the responses generated from a pair of prompts and asking the user which one is preferred. Therefore, in this paper, we study the problem of prompt optimization with human feedback (POHF), in which we aim to optimize the prompt for a black-box LLM using only human preference feedback. Drawing inspiration from dueling bandits, we design a theoretically principled strategy to select a pair of prompts to query for preference feedback in every iteration, and hence introduce our algorithm named automated POHF (APOHF). We apply our APOHF algorithm to various tasks, including optimizing user instructions, prompt optimization for text-to-image generative models, and response optimization with human feedback (i.e., further refining the response using a variant of our APOHF). The results demonstrate that our APOHF can efficiently find a good prompt using a small number of preference feedback instances. Our code can be found at \url{https://github.com/xqlin98/APOHF}.

cs.LG↗

arXiv2024

Data-Free Federated Class Incremental Learning with Diffusion-Based Generative Memory

Federated Class Incremental Learning (FCIL) is a critical yet largely underexplored issue that deals with the dynamic incorporation of new classes within federated learning (FL). Existing methods often employ generative adversarial networks (GANs) to produce synthetic images to address privacy concerns in FL. However, GANs exhibit inherent instability and high sensitivity, compromising the effectiveness of these methods. In this paper, we introduce a novel data-free federated class incremental learning framework with diffusion-based generative memory (DFedDGM) to mitigate catastrophic forgetting by generating stable, high-quality images through diffusion models. We design a new balanced sampler to help train the diffusion models to alleviate the common non-IID problem in FL, and introduce an entropy-based sample filtering technique from an information theory perspective to enhance the quality of generative samples. Finally, we integrate knowledge distillation with a feature-based regularization term for better knowledge transfer. Our framework does not incur additional communication costs compared to the baseline FedAvg method. Extensive experiments across multiple datasets demonstrate that our method significantly outperforms existing baselines, e.g., over a 4% improvement in average accuracy on the Tiny-ImageNet dataset.

cs.CV↗

arXiv2024

One-Shot Sequential Federated Learning for Non-IID Data by Enhancing Local Model Diversity

Traditional federated learning mainly focuses on parallel settings (PFL), which can suffer significant communication and computation costs. In contrast, one-shot and sequential federated learning (SFL) have emerged as innovative paradigms to alleviate these costs. However, the issue of non-IID (Independent and Identically Distributed) data persists as a significant challenge in one-shot and SFL settings, exacerbated by the restricted communication between clients. In this paper, we improve the one-shot sequential federated learning for non-IID data by proposing a local model diversity-enhancing strategy. Specifically, to leverage the potential of local model diversity for improving model performance, we introduce a local model pool for each client that comprises diverse models generated during local training, and propose two distance measurements to further enhance the model diversity and mitigate the effect of non-IID data. Consequently, our proposed framework can improve the global model performance while maintaining low communication costs. Extensive experiments demonstrate that our method exhibits superior performance to existing one-shot PFL methods and achieves better accuracy compared with state-of-the-art one-shot SFL methods on both label-skew and domain-shift tasks (e.g., 6%+ accuracy improvement on the CIFAR-10 dataset).

cs.LG↗

arXiv2024

PINNACLE: PINN Adaptive ColLocation and Experimental points selection

Physics-Informed Neural Networks (PINNs), which incorporate PDEs as soft constraints, train with a composite loss function that contains multiple training point types: different types of collocation points chosen during training to enforce each PDE and initial/boundary conditions, and experimental points which are usually costly to obtain via experiments or simulations. Training PINNs using this loss function is challenging as it typically requires selecting large numbers of points of different types, each with different training dynamics. Unlike past works that focused on the selection of either collocation or experimental points, this work introduces PINN Adaptive ColLocation and Experimental points selection (PINNACLE), the first algorithm that jointly optimizes the selection of all training point types, while automatically adjusting the proportion of collocation point types as training progresses. PINNACLE uses information on the interaction among training point types, which had not been considered before, based on an analysis of PINN training dynamics via the Neural Tangent Kernel (NTK). We theoretically show that the criterion used by PINNACLE is related to the PINN generalization error, and empirically demonstrate that PINNACLE is able to outperform existing point selection methods for forward, inverse, and transfer learning problems.

cs.LG↗

arXiv2024

SemRoDe: Macro Adversarial Training to Learn Representations That are Robust to Word-Level Attacks

Language models (LMs) are indispensable tools for natural language processing tasks, but their vulnerability to adversarial attacks remains a concern. While current research has explored adversarial training techniques, their improvements to defend against word-level attacks have been limited. In this work, we propose a novel approach called Semantic Robust Defence (SemRoDe), a Macro Adversarial Training strategy to enhance the robustness of LMs. Drawing inspiration from recent studies in the image domain, we investigate and later confirm that in a discrete data setting such as language, adversarial samples generated via word substitutions do indeed belong to an adversarial domain exhibiting a high Wasserstein distance from the base domain. Our method learns a robust representation that bridges these two domains. We hypothesize that if samples were not projected into an adversarial domain, but instead to a domain with minimal shift, it would improve attack robustness. We align the domains by incorporating a new distance-based objective. With this, our model is able to learn more generalized representations by aligning the model's high-level output features and therefore better handling unseen adversarial samples. This method can be generalized across word embeddings, even when they share minimal overlap at both vocabulary and word-substitution levels. To evaluate the effectiveness of our approach, we conduct experiments on BERT and RoBERTa models on three datasets. The results demonstrate promising state-of-the-art robustness.

cs.CL↗

arXiv2024

Plug-and-Play Policy Planner for Large Language Model Powered Dialogue Agents

Proactive dialogues serve as a practical yet challenging dialogue problem in the era of large language models (LLMs), where the dialogue policy planning is the key to improving the proactivity of LLMs. Most existing studies enable the dialogue policy planning of LLMs using various prompting schemes or iteratively enhance this capability in handling the given case with verbal AI feedback. However, these approaches are either bounded by the policy planning capability of the frozen LLMs or hard to be transferred to new cases. In this work, we introduce a new dialogue policy planning paradigm to strategize LLMs for proactive dialogue problems with a tunable language model plug-in as a plug-and-play dialogue policy planner, named PPDPP. Specifically, we develop a novel training framework to facilitate supervised fine-tuning over available human-annotated data as well as reinforcement learning from goal-oriented AI feedback with dynamic interaction data collected by the LLM-based self-play simulation. In this manner, the LLM-powered dialogue agent can not only be generalized to different cases after the training, but also be applicable to different applications by just substituting the learned plug-in. In addition, we propose to evaluate the policy planning capability of dialogue systems under the interactive setting. Experimental results demonstrate that PPDPP consistently and substantially outperforms existing approaches on three different proactive dialogue applications, including negotiation, emotional support, and tutoring dialogues.

cs.CL↗

arXiv2024

Chain of Thought Explanation for Dialogue State Tracking

Dialogue state tracking (DST) aims to record user queries and goals during a conversational interaction achieved by maintaining a predefined set of slots and their corresponding values. Current approaches decide slot values opaquely, while humans usually adopt a more deliberate approach by collecting information from relevant dialogue turns and then reasoning the appropriate values. In this work, we focus on the steps needed to figure out slot values by proposing a model named Chain-of-Thought-Explanation (CoTE) for the DST task. CoTE, which is built on the generative DST framework, is designed to create detailed explanations step by step after determining the slot values. This process leads to more accurate and reliable slot values. More-over, to improve the reasoning ability of the CoTE, we further construct more fluent and high-quality explanations with automatic paraphrasing, leading the method CoTE-refined. Experimental results on three widely recognized DST benchmarks-MultiWOZ 2.2, WoZ 2.0, and M2M-demonstrate the remarkable effectiveness of the CoTE. Furthermore, through a meticulous fine-grained analysis, we observe significant benefits of our CoTE on samples characterized by longer dialogue turns, user responses, and reasoning steps.

cs.CL↗

arXiv2024

Localized Zeroth-Order Prompt Optimization

The efficacy of large language models (LLMs) in understanding and generating natural language has aroused a wide interest in developing prompt-based methods to harness the power of black-box LLMs. Existing methodologies usually prioritize a global optimization for finding the global optimum, which however will perform poorly in certain tasks. This thus motivates us to re-think the necessity of finding a global optimum in prompt optimization. To answer this, we conduct a thorough empirical study on prompt optimization and draw two major insights. Contrasting with the rarity of global optimum, local optima are usually prevalent and well-performed, which can be more worthwhile for efficient prompt optimization (Insight I). The choice of the input domain, covering both the generation and the representation of prompts, affects the identification of well-performing local optima (Insight II). Inspired by these insights, we propose a novel algorithm, namely localized zeroth-order prompt optimization (ZOPO), which incorporates a Neural Tangent Kernel-based derived Gaussian process into standard zeroth-order optimization for an efficient search of well-performing local optima in prompt optimization. Remarkably, ZOPO outperforms existing baselines in terms of both the optimization performance and the query efficiency, which we demonstrate through extensive experiments.

cs.AI↗

arXiv2024

CET2: Modelling Topic Transitions for Coherent and Engaging Knowledge-Grounded Conversations

Knowledge-grounded dialogue systems aim to generate coherent and engaging responses based on the dialogue contexts and selected external knowledge. Previous knowledge selection methods tend to rely too heavily on the dialogue contexts or over-emphasize the new information in the selected knowledge, resulting in the selection of repetitious or incongruous knowledge and further generating repetitive or incoherent responses, as the generation of the response depends on the chosen knowledge. To address these shortcomings, we introduce a Coherent and Engaging Topic Transition (CET2) framework to model topic transitions for selecting knowledge that is coherent to the context of the conversations while providing adequate knowledge diversity for topic development. Our CET2 framework considers multiple factors for knowledge selection, including valid transition logic from dialogue contexts to the following topics and systematic comparisons between available knowledge candidates. Extensive experiments on two public benchmarks demonstrate the superiority and the better generalization ability of CET2 on knowledge selection. This is due to our well-designed transition features and comparative knowledge selection strategy, which are more transferable to conversations about unseen topics. Analysis of fine-grained knowledge selection accuracy also shows that CET2 can better balance topic entailment (contextual coherence) and development (knowledge diversity) in dialogue than existing approaches.

cs.CL↗

arXiv2024

On the Multi-turn Instruction Following for Conversational Web Agents

Web agents powered by Large Language Models (LLMs) have demonstrated remarkable abilities in planning and executing multi-step interactions within complex web-based environments, fulfilling a wide range of web navigation tasks. Despite these advancements, the potential for LLM-powered agents to effectively engage with sequential user instructions in real-world scenarios has not been fully explored. In this work, we introduce a new task of Conversational Web Navigation, which necessitates sophisticated interactions that span multiple turns with both the users and the environment, supported by a specially developed dataset named Multi-Turn Mind2Web (MT-Mind2Web). To tackle the limited context length of LLMs and the context-dependency issue of the conversational tasks, we further propose a novel framework, named self-reflective memory-augmented planning (Self-MAP), which employs memory utilization and self-reflection techniques. Extensive experiments are conducted to benchmark the MT-Mind2Web dataset, and validate the effectiveness of the proposed method.

cs.CL↗

arXiv2024

Hint-before-Solving Prompting: Guiding LLMs to Effectively Utilize Encoded Knowledge

Large Language Models (LLMs) have recently showcased remarkable generalizability in various domains. Despite their extensive knowledge, LLMs still face challenges in efficiently utilizing encoded knowledge to develop accurate and logical reasoning processes. To mitigate this problem, we introduced Hint-before-Solving Prompting (HSP), which guides the model to generate hints (e.g., specific knowledge or key ideas) for solving the problem and then generate solutions containing intermediate reasoning steps. Since HSP is orthogonal to prompting methods (e.g., Chain-of-Thought (CoT)), we applied HSP to CoT, Least-to-Most, Plan-and-Solve, and Standard promptings. The results of extensive experiments on 6 reasoning benchmarks and 4 open-source LLMs demonstrate that HSP can effectively improve the accuracy of reasoning tasks: (1) By applying high-quality hint-enhanced HSP to CoT prompting, Llama2-70B-Chat shows an improvement of 9.7. (2) Beyond exploring training-free LLM capabilities, we built the HSPMATH dataset based on HSP and fine-tuned Llemma-7B, reaching 64.3 accuracy, surpassing GPT-3.5 and WizardMath-13B. We make our code and dataset publicly available at \url{https://github.com/jinlanfu/HSP}.

cs.CL↗

arXiv2024

A Comprehensive Survey of Sentence Representations: From the BERT Epoch to the ChatGPT Era and Beyond

Sentence representations are a critical component in NLP applications such as retrieval, question answering, and text classification. They capture the meaning of a sentence, enabling machines to understand and reason over human language. In recent years, significant progress has been made in developing methods for learning sentence representations, including unsupervised, supervised, and transfer learning approaches. However there is no literature review on sentence representations till now. In this paper, we provide an overview of the different methods for sentence representation learning, focusing mostly on deep learning models. We provide a systematic organization of the literature, highlighting the key contributions and challenges in this area. Overall, our review highlights the importance of this area in natural language processing, the progress made in sentence representation learning, and the challenges that remain. We conclude with directions for future research, suggesting potential avenues for improving the quality and efficiency of sentence representations.

cs.CL↗

arXiv2023

OmniDialog: An Omnipotent Pre-training Model for Task-Oriented Dialogue System

Pre-trained conversation models (PCMs) have demonstrated remarkable results in task-oriented dialogue (TOD) systems. Many PCMs focus predominantly on dialogue management tasks like dialogue state tracking, dialogue generation tasks like response generation, or both. However, the existing PCMs seldom consider dialogue comprehension tasks, such as dialogue question answering and summarization tasks. These tasks allow PCMs to glean dialogue context from various angles. This observation naturally raises the question: Can the performance of downstream dialogue tasks be enhanced if a PCM is pre-trained on dialogue management, generation, and comprehension tasks? To investigate this, we proposed an Omnipotent Dialogue pre-training model (OmniDialog). It unifies these three dialogue tasks into a monolithic framework by multi-task learning, fostering inter-task communication. The pre-training corpus of OmniDialog spans $\mathbf{7}$ dialogue-focused tasks, drawing from $\mathbf{15}$ datasets and encompassing over $\mathbf{3.2}$ million dialogue utterances. To our knowledge, OmniDialog is a pioneering PCM pre-trained across dialogue management, generation, and comprehension domains. We evaluated its performance across four tasks: dialogue summarization, end-to-end dialogue modeling, dialogue state tracking, and intent classification. The results underscore its efficacy in domain transfer learning, low-resource, and full-dataset scenarios. Furthermore, to glean a nuanced understanding of OmniDialog's strengths and potential pitfalls, we designed a fine-grained analysis framework for dialogue-centric tasks. Experimental results show that the OmniDialog is good at hard samples, such as long dialogues and lengthy responses.

cs.CL↗