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Sercan O. Arik

Publications and source records attributed to Sercan O. Arik.

At least 19 recordsLinked to original sources
arXiv2026

An Agentic Approach to Metadata Reasoning

As LLM-driven autonomous agents evolve to perform complex, multi-step tasks that require integrating multiple datasets, the problem of discovering relevant data sources becomes a key bottleneck. Beyond the challenge posed by the sheer volume of available data sources, data-source selection is difficult because the semantics of data are extremely nuanced and require considering many aspects of the data. To address this, we introduce the Metadata Reasoner, an agentic approach to metadata reasoning, designed to identify a small set of data sources that are both sufficient and minimal for a given analytical task. The Metadata Reasoner leverages a table-search engine to retrieve candidate tables, and then autonomously consults various aspects of the available metadata to determine whether the candidates fit the requirements of the task. We demonstrate the effectiveness of the Metadata Reasoner through a series of empirical studies. Evaluated on the real-world KramaBench datasets for data selection, our approach achieves an average F1-score of 83.16%, outperforming the strongest baseline by 3.3 percentage points and weaker baselines by 38 percentage points. Furthermore, evaluations on a newly created synthetic benchmark based on the BIRD data source reveal that the Metadata Reasoner is highly robust against redundant and low-quality tables that may be in the data lake. In this noisy environment, it maintains an average of 85.5% F1-score for selecting the right datasets and demonstrates a 99% success rate in avoiding low-quality data.

cs.DB↗
arXiv2025

LLM Alignment as Retriever Optimization: An Information Retrieval Perspective

Large Language Models (LLMs) have revolutionized artificial intelligence with capabilities in reasoning, coding, and communication, driving innovation across industries. Their true potential depends on effective alignment to ensure correct, trustworthy and ethical behavior, addressing challenges like misinformation, hallucinations, bias and misuse. While existing Reinforcement Learning (RL)-based alignment methods are notoriously complex, direct optimization approaches offer a simpler alternative. In this work, we introduce a novel direct optimization approach for LLM alignment by drawing on established Information Retrieval (IR) principles. We present a systematic framework that bridges LLM alignment and IR methodologies, mapping LLM generation and reward models to IR's retriever-reranker paradigm. Building on this foundation, we propose LLM Alignment as Retriever Preference Optimization (LarPO), a new alignment method that enhances overall alignment quality. Extensive experiments validate LarPO's effectiveness with 38.9 % and 13.7 % averaged improvement on AlpacaEval2 and MixEval-Hard respectively. Our work opens new avenues for advancing LLM alignment by integrating IR foundations, offering a promising direction for future research.

cs.CL↗
arXiv2025

An Empirical Study on Reinforcement Learning for Reasoning-Search Interleaved LLM Agents

Reinforcement learning (RL) has demonstrated strong potential in training large language models (LLMs) capable of complex reasoning for real-world problem solving. More recently, RL has been leveraged to create sophisticated LLM-based search agents that adeptly combine reasoning with search engine use. While the use of RL for training search agents is promising, the optimal design of such agents remains not fully understood. In particular, key factors -- such as (1) reward formulation, (2) the choice and characteristics of the underlying LLM, and (3) the role of the search engine in the RL process -- require further investigation. In this work, we conduct comprehensive empirical studies to systematically investigate these and offer actionable insights. We highlight several key findings: format rewards are effective in improving final performance, whereas intermediate retrieval rewards have limited impact; the scale and initialization of the LLM (general-purpose vs. reasoning-specialized) significantly influence RL outcomes; and the choice of search engine plays a critical role in shaping RL training dynamics and the robustness of the trained agent during inference. These establish important guidelines for successfully building and deploying LLM-based search agents in real-world applications. Code is available at https://github.com/PeterGriffinJin/Search-R1.

cs.CL↗
arXiv2025

BRIGHT: A Realistic and Challenging Benchmark for Reasoning-Intensive Retrieval

Existing retrieval benchmarks primarily consist of information-seeking queries (e.g., aggregated questions from search engines) where keyword or semantic-based retrieval is usually sufficient. However, many complex real-world queries require in-depth reasoning to identify relevant documents that go beyond surface form matching. For example, finding documentation for a coding question requires understanding the logic and syntax of the functions involved. To better benchmark retrieval on such challenging queries, we introduce BRIGHT, the first text retrieval benchmark that requires intensive reasoning to retrieve relevant documents. Our dataset consists of 1,384 real-world queries spanning diverse domains, such as economics, psychology, mathematics, and coding. These queries are drawn from naturally occurring and carefully curated human data. Extensive evaluation reveals that even state-of-the-art retrieval models perform poorly on BRIGHT. The leading model on the MTEB leaderboard (Muennighoff et al., 2023) SFR-Embedding-Mistral (Meng et al., 2024), which achieves a score of 59.0 nDCG@10,1 produces a score of nDCG@10 of 18.3 on BRIGHT. We show that incorporating explicit reasoning about the query improves retrieval performance by up to 12.2 points. Moreover, incorporating retrieved documents from the top-performing retriever boosts question-answering performance. We believe that BRIGHT paves the way for future research on retrieval systems in more realistic and challenging settings.

cs.CL↗
arXiv2024

Teach Better or Show Smarter? On Instructions and Exemplars in Automatic Prompt Optimization

Large language models have demonstrated remarkable capabilities, but their performance is heavily reliant on effective prompt engineering. Automatic prompt optimization (APO) methods are designed to automate this and can be broadly categorized into those targeting instructions (instruction optimization, IO) vs. those targeting exemplars (exemplar optimization, EO). Despite their shared objective, these have evolved rather independently, with IO receiving more research attention recently. This paper seeks to bridge this gap by comprehensively comparing the performance of representative IO and EO techniques both isolation and combination on a diverse set of challenging tasks. Our findings reveal that intelligently reusing model-generated input-output pairs obtained from evaluating prompts on the validation set as exemplars, consistently improves performance on top of IO methods but is currently under-investigated. We also find that despite the recent focus on IO, how we select exemplars can outweigh how we optimize instructions, with EO strategies as simple as random search outperforming state-of-the-art IO methods with seed instructions without any optimization. Moreover, we observe a synergy between EO and IO, with optimal combinations surpassing the individual contributions. We conclude that studying exemplar optimization both as a standalone method and its optimal combination with instruction optimization remain a crucial aspect of APO and deserve greater consideration in future research, even in the era of highly capable instruction-following models.

cs.CL↗
arXiv2024

Long-Context LLMs Meet RAG: Overcoming Challenges for Long Inputs in RAG

Retrieval-augmented generation (RAG) empowers large language models (LLMs) to utilize external knowledge sources. The increasing capacity of LLMs to process longer input sequences opens up avenues for providing more retrieved information, to potentially enhance the quality of generated outputs. It is plausible to assume that a larger retrieval set would contain more relevant information (higher recall), that might result in improved performance. However, our empirical findings demonstrate that for many long-context LLMs, the quality of generated output initially improves first, but then subsequently declines as the number of retrieved passages increases. This paper investigates this phenomenon, identifying the detrimental impact of retrieved "hard negatives" as a key contributor. To mitigate this and enhance the robustness of long-context LLM-based RAG, we propose both training-free and training-based approaches. We first showcase the effectiveness of retrieval reordering as a simple yet powerful training-free optimization. Furthermore, we explore training-based methods, specifically RAG-specific implicit LLM fine-tuning and RAG-oriented fine-tuning with intermediate reasoning, demonstrating their capacity for substantial performance gains. Finally, we conduct a systematic analysis of design choices for these training-based methods, including data distribution, retriever selection, and training context length.

cs.CL↗
arXiv2024

SQL-GEN: Bridging the Dialect Gap for Text-to-SQL Via Synthetic Data And Model Merging

Recent advances in Text-to-SQL have largely focused on the SQLite dialect, neglecting the diverse landscape of SQL dialects like BigQuery and PostgreSQL. This limitation is due to the diversity in SQL syntaxes and functions, along with the high cost of collecting and curating SQL-specific training data. To address this, we introduce SQL-GEN, a framework for generating high-quality synthetic training data for any SQL dialect, guided by readily available dialect-specific tutorials. SQL-GEN significantly improves cross-dialect Text-to-SQL performance, boosting execution accuracy by up to 20\% over existing methods. This performance gain narrows the gap with models trained on large-scale human-annotated data. Furthermore, combining synthetic data from SQL-GEN with human-annotated data yields additional improvements of up to 5.6\%. To unify multi-dialect capabilities within a single model, we propose a novel Mixture-of-Experts (MoE) initialization that leverages the shared knowledge across dialects. Our approach merges self-attention layers from dialect-specific models and initializes expert gates using dialect-specific keywords. This leads to a versatile model optimized for multiple SQL dialects, outperforming single-dialect models and significantly enhancing overall performance.

cs.AI↗
arXiv2024

CHASE-SQL: Multi-Path Reasoning and Preference Optimized Candidate Selection in Text-to-SQL

In tackling the challenges of large language model (LLM) performance for Text-to-SQL tasks, we introduce CHASE-SQL, a new framework that employs innovative strategies, using test-time compute in multi-agent modeling to improve candidate generation and selection. CHASE-SQL leverages LLMs' intrinsic knowledge to generate diverse and high-quality SQL candidates using different LLM generators with: (1) a divide-and-conquer method that decomposes complex queries into manageable sub-queries in a single LLM call; (2) chain-of-thought reasoning based on query execution plans, reflecting the steps a database engine takes during execution; and (3) a unique instance-aware synthetic example generation technique, which offers specific few-shot demonstrations tailored to test questions.To identify the best candidate, a selection agent is employed to rank the candidates through pairwise comparisons with a fine-tuned binary-candidates selection LLM. This selection approach has been demonstrated to be more robust over alternatives. The proposed generators-selector framework not only enhances the quality and diversity of SQL queries but also outperforms previous methods. Overall, our proposed CHASE-SQL achieves the state-of-the-art execution accuracy of 73.0% and 73.01% on the test set and development set of the notable BIRD Text-to-SQL dataset benchmark, rendering CHASE-SQL the top submission of the leaderboard (at the time of paper submission).

cs.LG↗
arXiv2024

CROME: Cross-Modal Adapters for Efficient Multimodal LLM

Multimodal Large Language Models (MLLMs) demonstrate remarkable image-language capabilities, but their widespread use faces challenges in cost-effective training and adaptation. Existing approaches often necessitate expensive language model retraining and limited adaptability. Additionally, the current focus on zero-shot performance improvements offers insufficient guidance for task-specific tuning. We propose CROME, an efficient vision-language instruction tuning framework. It features a novel gated cross-modal adapter that effectively combines visual and textual representations prior to input into a frozen LLM. This lightweight adapter, trained with minimal parameters, enables efficient cross-modal understanding. Notably, CROME demonstrates superior zero-shot performance on standard visual question answering and instruction-following benchmarks. Moreover, it yields fine-tuning with exceptional parameter efficiency, competing with task-specific specialist state-of-the-art methods. CROME demonstrates the potential of pre-LM alignment for building scalable, adaptable, and parameter-efficient multimodal models.

cs.CV↗
arXiv2024

LANISTR: Multimodal Learning from Structured and Unstructured Data

Multimodal large-scale pretraining has shown impressive performance for unstructured data such as language and image. However, a prevalent real-world scenario involves structured data types, tabular and time-series, along with unstructured data. Such scenarios have been understudied. To bridge this gap, we propose LANISTR, an attention-based framework to learn from LANguage, Image, and STRuctured data. The core of LANISTR's methodology is rooted in \textit{masking-based} training applied across both unimodal and multimodal levels. In particular, we introduce a new similarity-based multimodal masking loss that enables it to learn cross-modal relations from large-scale multimodal data with missing modalities. On two real-world datasets, MIMIC-IV (from healthcare) and Amazon Product Review (from retail), LANISTR demonstrates remarkable improvements, 6.6\% (in AUROC) and 14\% (in accuracy) when fine-tuned with 0.1\% and 0.01\% of labeled data, respectively, compared to the state-of-the-art alternatives. Notably, these improvements are observed even with very high ratio of samples (35.7\% and 99.8\% respectively) not containing all modalities, underlining the robustness of LANISTR to practical missing modality challenge. Our code and models will be available at https://github.com/google-research/lanistr

cs.LG↗
arXiv2023

Universal Self-Adaptive Prompting

A hallmark of modern large language models (LLMs) is their impressive general zero-shot and few-shot abilities, often elicited through in-context learning (ICL) via prompting. However, while highly coveted and being the most general, zero-shot performances in LLMs are still typically weaker due to the lack of guidance and the difficulty of applying existing automatic prompt design methods in general tasks when ground-truth labels are unavailable. In this study, we address this by presenting Universal Self-Adaptive Prompting (USP), an automatic prompt design approach specifically tailored for zero-shot learning (while compatible with few-shot). Requiring only a small amount of unlabeled data and an inference-only LLM, USP is highly versatile: to achieve universal prompting, USP categorizes a possible NLP task into one of the three possible task types and then uses a corresponding selector to select the most suitable queries and zero-shot model-generated responses as pseudo-demonstrations, thereby generalizing ICL to the zero-shot setup in a fully automated way. We evaluate USP with PaLM and PaLM 2 models and demonstrate performances that are considerably stronger than standard zero-shot baselines and often comparable to or even superior to few-shot baselines across more than 40 natural language understanding, natural language generation, and reasoning tasks.

cs.CL↗
arXiv2023

TSMixer: An All-MLP Architecture for Time Series Forecasting

Real-world time-series datasets are often multivariate with complex dynamics. To capture this complexity, high capacity architectures like recurrent- or attention-based sequential deep learning models have become popular. However, recent work demonstrates that simple univariate linear models can outperform such deep learning models on several commonly used academic benchmarks. Extending them, in this paper, we investigate the capabilities of linear models for time-series forecasting and present Time-Series Mixer (TSMixer), a novel architecture designed by stacking multi-layer perceptrons (MLPs). TSMixer is based on mixing operations along both the time and feature dimensions to extract information efficiently. On popular academic benchmarks, the simple-to-implement TSMixer is comparable to specialized state-of-the-art models that leverage the inductive biases of specific benchmarks. On the challenging and large scale M5 benchmark, a real-world retail dataset, TSMixer demonstrates superior performance compared to the state-of-the-art alternatives. Our results underline the importance of efficiently utilizing cross-variate and auxiliary information for improving the performance of time series forecasting. We present various analyses to shed light into the capabilities of TSMixer. The design paradigms utilized in TSMixer are expected to open new horizons for deep learning-based time series forecasting. The implementation is available at https://github.com/google-research/google-research/tree/master/tsmixer

cs.LG↗
arXiv2023

PAITS: Pretraining and Augmentation for Irregularly-Sampled Time Series

Real-world time series data that commonly reflect sequential human behavior are often uniquely irregularly sampled and sparse, with highly nonuniform sampling over time and entities. Yet, commonly-used pretraining and augmentation methods for time series are not specifically designed for such scenarios. In this paper, we present PAITS (Pretraining and Augmentation for Irregularly-sampled Time Series), a framework for identifying suitable pretraining strategies for sparse and irregularly sampled time series datasets. PAITS leverages a novel combination of NLP-inspired pretraining tasks and augmentations, and a random search to identify an effective strategy for a given dataset. We demonstrate that different datasets benefit from different pretraining choices. Compared with prior methods, our approach is better able to consistently improve pretraining across multiple datasets and domains. Our code is available at \url{https://github.com/google-research/google-research/tree/master/irregular_timeseries_pretraining}.

cs.LG↗
arXiv2023

Business Metric-Aware Forecasting for Inventory Management

Time-series forecasts play a critical role in business planning. However, forecasters typically optimize objectives that are agnostic to downstream business goals and thus can produce forecasts misaligned with business preferences. In this work, we demonstrate that optimization of conventional forecasting metrics can often lead to sub-optimal downstream business performance. Focusing on the inventory management setting, we derive an efficient procedure for computing and optimizing proxies of common downstream business metrics in an end-to-end differentiable manner. We explore a wide range of plausible cost trade-off scenarios, and empirically demonstrate that end-to-end optimization often outperforms optimization of standard business-agnostic forecasting metrics (by up to 45.7% for a simple scaling model, and up to 54.0% for an LSTM encoder-decoder model). Finally, we discuss how our findings could benefit other business contexts.

cs.LG↗
arXiv2023

Test-Time Adaptation for Visual Document Understanding

For visual document understanding (VDU), self-supervised pretraining has been shown to successfully generate transferable representations, yet, effective adaptation of such representations to distribution shifts at test-time remains to be an unexplored area. We propose DocTTA, a novel test-time adaptation method for documents, that does source-free domain adaptation using unlabeled target document data. DocTTA leverages cross-modality self-supervised learning via masked visual language modeling, as well as pseudo labeling to adapt models learned on a \textit{source} domain to an unlabeled \textit{target} domain at test time. We introduce new benchmarks using existing public datasets for various VDU tasks, including entity recognition, key-value extraction, and document visual question answering. DocTTA shows significant improvements on these compared to the source model performance, up to 1.89\% in (F1 score), 3.43\% (F1 score), and 17.68\% (ANLS score), respectively. Our benchmark datasets are available at \url{https://saynaebrahimi.github.io/DocTTA.html}.

cs.CV↗
arXiv2023

Better Zero-Shot Reasoning with Self-Adaptive Prompting

Modern large language models (LLMs) have demonstrated impressive capabilities at sophisticated tasks, often through step-by-step reasoning similar to humans. This is made possible by their strong few and zero-shot abilities -- they can effectively learn from a handful of handcrafted, completed responses ("in-context examples"), or are prompted to reason spontaneously through specially designed triggers. Nonetheless, some limitations have been observed. First, performance in the few-shot setting is sensitive to the choice of examples, whose design requires significant human effort. Moreover, given the diverse downstream tasks of LLMs, it may be difficult or laborious to handcraft per-task labels. Second, while the zero-shot setting does not require handcrafting, its performance is limited due to the lack of guidance to the LLMs. To address these limitations, we propose Consistency-based Self-adaptive Prompting (COSP), a novel prompt design method for LLMs. Requiring neither handcrafted responses nor ground-truth labels, COSP selects and builds the set of examples from the LLM zero-shot outputs via carefully designed criteria that combine consistency, diversity and repetition. In the zero-shot setting for three different LLMs, we show that using only LLM predictions, COSP improves performance up to 15% compared to zero-shot baselines and matches or exceeds few-shot baselines for a range of reasoning tasks.

cs.CL↗
arXiv2023

SLM: End-to-end Feature Selection via Sparse Learnable Masks

Feature selection has been widely used to alleviate compute requirements during training, elucidate model interpretability, and improve model generalizability. We propose SLM -- Sparse Learnable Masks -- a canonical approach for end-to-end feature selection that scales well with respect to both the feature dimension and the number of samples. At the heart of SLM lies a simple but effective learnable sparse mask, which learns which features to select, and gives rise to a novel objective that provably maximizes the mutual information (MI) between the selected features and the labels, which can be derived from a quadratic relaxation of mutual information from first principles. In addition, we derive a scaling mechanism that allows SLM to precisely control the number of features selected, through a novel use of sparsemax. This allows for more effective learning as demonstrated in ablation studies. Empirically, SLM achieves state-of-the-art results against a variety of competitive baselines on eight benchmark datasets, often by a significant margin, especially on those with real-world challenges such as class imbalance.

cs.LG↗
arXiv2023

Neural Spline Search for Quantile Probabilistic Modeling

Accurate estimation of output quantiles is crucial in many use cases, where it is desired to model the range of possibility. Modeling target distribution at arbitrary quantile levels and at arbitrary input attribute levels are important to offer a comprehensive picture of the data, and requires the quantile function to be expressive enough. The quantile function describing the target distribution using quantile levels is critical for quantile regression. Although various parametric forms for the distributions (that the quantile function specifies) can be adopted, an everlasting problem is selecting the most appropriate one that can properly approximate the data distributions. In this paper, we propose a non-parametric and data-driven approach, Neural Spline Search (NSS), to represent the observed data distribution without parametric assumptions. NSS is flexible and expressive for modeling data distributions by transforming the inputs with a series of monotonic spline regressions guided by symbolic operators. We demonstrate that NSS outperforms previous methods on synthetic, real-world regression and time-series forecasting tasks.

cs.AI↗