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Sergei Gukov

Publications and source records attributed to Sergei Gukov.

At least 55 records · Page 3Linked to original sources

A two-variable series for knot complements

The physical 3d $\mathcal{N}=2$ theory T[Y] was previously used to predict the existence of some 3-manifold invariants $\hat{Z}_{a}(q)$ that take the form of power series with integer coefficients, converging in the unit disk. Their radial limits at the roots of unity should recover the Witten-Reshetikhin-Turaev invariants. In this paper we discuss how, for complements of knots in $S^3$, the analogue of the invariants $\hat{Z}_{a}(q)$ should be a two-variable series $F_K(x,q)$ obtained by parametric resurgence from the asymptotic expansion of the colored Jones polynomial. The terms in this series should satisfy a recurrence given by the quantum A-polynomial. Furthermore, there is a formula that relates $F_K(x,q)$ to the invariants $\hat{Z}_{a}(q)$ for Dehn surgeries on the knot. We provide explicit calculations of $F_K(x,q)$ in the case of knots given by negative definite plumbings with an unframed vertex, such as torus knots. We also find numerically the first terms in the series for the figure-eight knot, up to any desired order, and use this to understand $\hat{Z}_a(q)$ for some hyperbolic 3-manifolds.

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3d Modularity

We find and propose an explanation for a large variety of modularity-related symmetries in problems of 3-manifold topology and physics of 3d $\mathcal{N}=2$ theories where such structures a priori are not manifest. These modular structures include: mock modular forms, $SL(2,\mathbb{Z})$ Weil representations, quantum modular forms, non-semisimple modular tensor categories, and chiral algebras of logarithmic CFTs.

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$\widehat{Z}$ at large $N$: from curve counts to quantum modularity

Reducing a 6d fivebrane theory on a 3-manifold $Y$ gives a $q$-series 3-manifold invariant $\widehat{Z}(Y)$. We analyse the large-$N$ behaviour of $F_K=\widehat{Z}(M_K)$, where $M_K$ is the complement of a knot $K$ in the 3-sphere, and explore the relationship between an $a$-deformed ($a=q^N$) version of $F_{K}$ and HOMFLY-PT polynomials. On the one hand, in combination with counts of holomorphic annuli on knot complements, this gives an enumerative interpretation of $F_K$ in terms of counts of open holomorphic curves. On the other, it leads to closed form expressions for $a$-deformed $F_K$ for $(2,2p+1)$-torus knots. They suggest a further $t$-deformation based on superpolynomials, which can be used to obtain a $t$-deformation of ADO polynomials, expected to be related to categorification. Moreover, studying how $F_K$ transforms under natural geometric operations on $K$ indicates relations to quantum modularity in a new setting.

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Rozansky-Witten geometry of Coulomb branches and logarithmic knot invariants

By studying Rozansky-Witten theory with non-compact target spaces we find new connections with knot invariants whose physical interpretation was not known. This opens up several new avenues, which include a new formulation of $q$-series invariants of 3-manifolds in terms of affine Grassmannians and a generalization of Akutsu-Deguchi-Ohtsuki knot invariants.

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VOA[M4]

We take a peek at a general program that associates vertex (or, chiral) algebras to smooth 4-manifolds in such a way that operations on algebras mirror gluing operations on 4-manifolds and, furthermore, equivalent constructions of 4-manifolds give rise to equivalences (dualities) of the corresponding algebras.

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3d-3d correspondence for mapping tori

One of the main challenges in 3d-3d correspondence is that no existent approach offers a complete description of 3d $N=2$ SCFT $T[M_3]$ --- or, rather, a "collection of SCFTs" as we refer to it in the paper --- for all types of 3-manifolds that include, for example, a 3-torus, Brieskorn spheres, and hyperbolic surgeries on knots. The goal of this paper is to overcome this challenge by a more systematic study of 3d-3d correspondence that, first of all, does not rely heavily on any geometric structure on $M_3$ and, secondly, is not limited to a particular supersymmetric partition function of $T[M_3]$. In particular, we propose to describe such "collection of SCFTs" in terms of 3d $N=2$ gauge theories with "non-linear matter'' fields valued in complex group manifolds. As a result, we are able to recover familiar 3-manifold invariants, such as Turaev torsion and WRT invariants, from twisted indices and half-indices of $T[M_3]$, and propose new tools to compute more recent $q$-series invariants $\hat Z (M_3)$ in the case of manifolds with $b_1 > 0$. Although we use genus-1 mapping tori as our "case study," many results and techniques readily apply to more general 3-manifolds, as we illustrate throughout the paper.

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Trialities of minimally supersymmetric 2d gauge theories

We study dynamics of two-dimensional N=(0,1) supersymmetric gauge theories. In particular, we propose that there is an infrared triality between certain triples of theories with orthogonal and symplectic gauge groups. The proposal is supported by matching of anomalies and elliptic genera. This triality can be viewed as a (0,1) counterpart of the (0,2) triality proposed earlier by two of the authors and A. Gadde. We also describe the relation between global anomalies in gauge theoretic and sigma-model descriptions, filling in a gap in the present literature.

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"Lagrangian Disks" in M-theory

While the study of bordered (pseudo-)holomorphic curves with boundary on Lagrangian submanifolds has a long history, a similar problem that involves (special) Lagrangian submanifolds with boundary on complex surfaces appears to be largely overlooked in both physics and math literature. We relate this problem to geometry of coassociative submanifolds in $G_2$ holonomy spaces and to $Spin(7)$ metrics on 8-manifolds with $T^2$ fibrations. As an application to physics, we propose a large class of brane models in type IIA string theory that generalize brane brick models on the one hand and 2d theories $T[M_4]$ on the other.

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4-manifolds and topological modular forms

We build a connection between topology of smooth 4-manifolds and the theory of topological modular forms by considering topologically twisted compactification of 6d (1,0) theories on 4-manifolds with flavor symmetry backgrounds. The effective 2d theory has (0,1) supersymmetry and, possibly, a residual flavor symmetry. The equivariant topological Witten genus of this 2d theory then produces a new invariant of the 4-manifold equipped with a principle bundle, valued in the ring of equivariant weakly holomorphic (topological) modular forms. We describe basic properties of this map and present a few simple examples. As a byproduct, we obtain some new results on 't Hooft anomalies of 6d (1,0) theories and a better understanding of the relation between 2d (0,1) theories and TMF spectra.

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3d TQFTs from Argyres-Douglas theories

We construct a new class of three-dimensional topological quantum field theories (3d TQFTs) by considering generalized Argyres-Douglas theories on $S^1 \times M_3$ with a non-trivial holonomy of a discrete global symmetry along the $S^1$. For the minimal choice of the holonomy, the resulting 3d TQFTs are non-unitary and semisimple, thus distinguishing themselves from theories of Chern-Simons and Rozansky-Witten types respectively. Changing the holonomy performs a Galois transformation on the TQFT, which can sometimes give rise to more familiar unitary theories such as the $(G_2)_1$ and $(F_4)_1$ Chern-Simons theories. Our construction is based on an intriguing relation between topologically twisted partition functions, wild Hitchin characters, and chiral algebras which, when combined together, relate Coulomb branch and Higgs branch data of the same 4d $\mathcal{N}=2$ theory. We test our proposal by applying localization techniques to the conjectural $\mathcal{N}=1$ UV Lagrangian descriptions of the $(A_1,A_2)$, $(A_1,A_3)$ and $(A_1,D_3)$ theories.

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A 2d (0,2) appetizer

Searching for the simplest non-abelian 2d gauge theory with $\mathcal{N}=(0,2)$ supersymmetry and non-trivial IR physics, we propose a new duality for $SU(2)$ SQCD with $N_f = 4$ chiral flavors. The chiral algebra of this theory is found to be $\mathfrak{so}(8)_{-2}$, the same as in 4d $\mathcal{N}=2$ $SU(2)$ gauge theory with four hypermultiplets.

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Equivariant Verlinde algebra from superconformal index and Argyres-Seiberg duality

In this paper, we show the equivalence between two seemingly distinct 2d TQFTs: one comes from the "Coulomb branch index" of the class S theory $T[Σ,G]$ on $L(k,1) \times S^1$, the other is the $^LG$ "equivariant Verlinde formula", or equivalently partition function of $^LG_{\mathbb{C}}$ complex Chern-Simons theory on $Σ\times S^1$. We first derive this equivalence using the M-theory geometry and show that the gauge groups appearing on the two sides are naturally $G$ and its Langlands dual $^LG$. When $G$ is not simply-connected, we provide a recipe of computing the index of $T[Σ,G]$ as summation over indices of $T[Σ,\tilde{G}]$ with non-trivial background 't Hooft fluxes, where $\tilde{G}$ is the simply-connected group with the same Lie algebra. Then we check explicitly this relation between the Coulomb index and the equivariant Verlinde formula for $G=SU(2)$ or $SO(3)$. In the end, as an application of this newly found relation, we consider the more general case where $G$ is $SU(N)$ or $PSU(N)$ and show that equivariant Verlinde algebra can be derived using field theory via (generalized) Argyres-Seiberg duality. We also attach a Mathematica notebook that can be used to compute the $SU(3)$ equivariant Verlinde coefficients.

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Trisecting non-Lagrangian theories

We propose a way to define and compute invariants of general smooth 4-manifolds based on topological twists of non-Lagrangian 4d N=2 and N=3 theories in which the problem is reduced to a fairly standard computation in topological A-model, albeit with rather unusual targets, such as compact and non-compact Gepner models, asymmetric orbifolds, N=(2,2) linear dilaton theories, "self-mirror" geometries, varieties with complex multiplication, etc.

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On topological approach to local theory of surfaces in Calabi-Yau threefolds

We study the web of dualities relating various enumerative invariants, notably Gromov-Witten invariants and invariants that arise in topological gauge theory. In particular, we study Donaldson-Thomas gauge theory and its reductions to D=4 and D=2 which are relevant to the local theory of surfaces in Calabi-Yau threefolds.

math.AG↗

BPS spectra and 3-manifold invariants

We provide a physical definition of new homological invariants $\mathcal{H}_a (M_3)$ of 3-manifolds (possibly, with knots) labeled by abelian flat connections. The physical system in question involves a 6d fivebrane theory on $M_3$ times a 2-disk, $D^2$, whose Hilbert space of BPS states plays the role of a basic building block in categorification of various partition functions of 3d $\mathcal{N}=2$ theory $T[M_3]$: $D^2\times S^1$ half-index, $S^2\times S^1$ superconformal index, and $S^2\times S^1$ topologically twisted index. The first partition function is labeled by a choice of boundary condition and provides a refinement of Chern-Simons (WRT) invariant. A linear combination of them in the unrefined limit gives the analytically continued WRT invariant of $M_3$. The last two can be factorized into the product of half-indices. We show how this works explicitly for many examples, including Lens spaces, circle fibrations over Riemann surfaces, and plumbed 3-manifolds.

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RG Flows and Bifurcations

Interpreting RG flows as dynamical systems in the space of couplings we produce a variety of constraints, global (topological) as well as local. These constraints, in turn, rule out some of the proposed RG flows and also predict new phases and fixed points, surprisingly, even in familiar theories such as O(N) model, QED-3, or QCD-4.

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Vertex algebras and 4-manifold invariants

We propose a way of computing 4-manifold invariants, old and new, as chiral correlation functions in half-twisted 2d $\mathcal{N}=(0,2)$ theories that arise from compactification of fivebranes. Such formulation gives a new interpretation of some known statements about Seiberg-Witten invariants, such as the basic class condition, and gives a prediction for structural properties of the multi-monopole invariants and their non-abelian generalizations.

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Sequencing BPS Spectra

This paper provides both a detailed study of color-dependence of link homologies, as realized in physics as certain spaces of BPS states, and a broad study of the behavior of BPS states in general. We consider how the spectrum of BPS states varies as continuous parameters of a theory are perturbed. This question can be posed in a wide variety of physical contexts, and we answer it by proposing that the relationship between unperturbed and perturbed BPS spectra is described by a spectral sequence. These general considerations unify previous applications of spectral sequence techniques to physics, and explain from a physical standpoint the appearance of many spectral sequences relating various link homology theories to one another. We also study structural properties of colored HOMFLY homology for links and evaluate Poincare polynomials in numerous examples. Among these structural properties is a novel "sliding" property, which can be explained by using (refined) modular S-matrix. This leads to the identification of modular transformations in Chern-Simons theory and 3d N=2 theory via the 3d/3d correspondence. Lastly, we introduce the notion of associated varieties as classical limits of recursion relations of colored superpolynomials of links, and study their properties.

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