SearcharxivSearch

arXiv subjects

Sergey Naboko

Publications and source records attributed to Sergey Naboko.

14 recordsLinked to original sources

The spectral form of the functional model for maximally dissipative operators: A Lagrange identity approach

The spectral and scattering properties of non-selfadjoint problems pose a mathematical challenge. Apart from exceptional cases, the well-developed methods used to examine the spectrum of selfadjoint problems are not applicable. One of the tools to attack non-selfadjoint problems are functional models. A drawback of many functional models is that their constructions require objects which may be difficult to describe explicitly, such as operator square roots, making it hard to apply the results to specific examples. We develop a functional model for the case when the non-selfadjointness arises both in additive terms and in the boundary conditions which is based on the Lagrange identity. The flexibility of the choice of the $Γ$-operators in the Lagrange identity means that these can be chosen so that expressions arising in the model are given explicitly in terms of physical parameters (coefficients, boundary conditions and Titchmarsh-Weyl $M$-function) of the maximally dissipative operator. The presentation of such explicit expressions for the spectral form of the functional model is arguably the main contribution of the present paper. In the spectral form of the functional model, the selfadjoint dilation is very simple, being the operator of multiplication by an independent variable in some auxiliary vector-valued function space. We also obtain an explicit expression for the completely non-selfadjoint part of the operator and an operator-analytic proof of the famous result by Sz.-Nagy-Foias on the pure absolute continuity of the spectrum of the minimal selfadjoint dilation. Finally, we consider an example of a limit circle Sturm-Liouville operator.

math.SP

On spectral properties of compact Toeplitz operators on Bergman space with logarithmically decaying symbol and applications to banded matrices

Let $L^2(D)$ be the space of measurable square-summable functions on the unit disk. Let $L^2_a(D)$ be the Bergman space, i.e., the (closed) subspace of analytic functions in $L^2(D)$. $P_+$ stays for the orthogonal projection going from $L^2(D)$ to $L^2_a(D)$. For a function $φ\in L^\infty(D)$, the Toeplitz operator $T_φ: L^2_a(D)\to L^2_a(D)$ is defined as $$ T_φf=P_+φf, \quad f\in L^2_a(D). $$ The main result of this article are spectral asymptotics for singular (or eigen-) values of compact Toeplitz operators with logarithmically decaying symbols, that is $$ φ(z)=φ_1(e^{iθ})\, (1+\log(1/(1-r)))^{-γ},\quad γ>0, $$ where $z=re^{iθ}$ and $φ_1$ is a continuous (or piece-wise continuous) function on the unit circle. The result is applied to the spectral analysis of banded (including Jacobi) matrices.

math.SP

Green matrix estimates of block Jacobi matrices II: Bounded gap in the essential spectrum

This paper provides decay bounds for Green matrices and generalized eigenvectors of block Jacobi operators when the real part of the spectral parameter lies in a bounded gap of the operator's essential spectrum. The case of the spectral parameter being an eigenvalue is also considered. It is also shown that if the matrix entries commute, then the estimates can be refined. Finally, various examples of block Jacobi operators are given to illustrate the results.

math-ph

Green matrix estimates of block Jacobi matrices I: Unbounded gap in the essential spectrum

This work deals with decay bounds for Green matrices and generalized eigenvectors of block Jacobi matrices when the real part of the spectral parameter lies in an infinite gap of the operator's essential spectrum. We consider the cases of commutative and noncommutative matrix entries separately. An example of a block Jacobi operator with noncommutative entries and nonnegative essential spectrum is given to illustrate the results.

math-ph

Embedded eigenvalues for perturbed periodic Jacobi operators using a geometric approach

We consider the problem of embedding eigenvalues into the essential spectrum of periodic Jacobi operators, using an oscillating, decreasing potential. To do this we employ a geometric method, previously used to embed eigenvalues into the essential spectrum of the discrete Schrödinger operator. For periodic Jacobi operators we relax the rational dependence conditions on the values of the quasi-momenta from this previous work. We then explore conditions that permit not just the existence of infinitely many subordinate solutions to the formal spectral equation but also the embedding of infinitely many eigenvalues.

math.SP

Spectral results for perturbed periodic Jacobi matrices using the discrete Levinson technique

For an arbitrary Hermitian period-$T$ Jacobi operator, we assume a perturbation by a Wigner-von Neumann type potential to devise subordinate solutions to the formal spectral equation for a (possibly infinite) real set, $S$, of the spectral parameter. We employ discrete Levinson type techniques to achieve this, which allow the analysis of the asymptotic behaviour of the solution. This enables us to construct infinitely many spectral singularities on the absolutely continuous spectrum of the periodic Jacobi operator, which are stable with respect to an $l^1$-perturbation. An analogue of the quantisation conditions from the continuous case appears, relating the frequency of the oscillation of the potential to the quasi-momentum associated with the purely periodic operator.

math.SP

On the instability of the essential spectrum for block Jacobi matrices

We are interested in the phenomenon of the essential spectrum instability for a class of unbounded (block) Jacobi matrices. We give a series of sufficient conditions for the matrices from certain classes to have a discrete spectrum on a half-axis of a real line. An extensive list of examples showing the sharpness of obtained results is provided.

math-ph

Eigenvalues for perturbed periodic Jacobi matrices by the Wigner-von Neumann approach

The Wigner-von Neumann method, which was previously used for perturbing continuous Schrödinger operators, is here applied to their discrete counterparts. In particular, we consider perturbations of arbitrary $T$-periodic Jacobi matrices. The asymptotic behaviour of the subordinate solutions is investigated, as too are their initial components, together giving a general technique for embedding eigenvalues, $λ$, into the operator's absolutely continuous spectrum. Introducing a new rational function, $C(λ;T)$, related to the periodic Jacobi matrices, we describe the elements of the a.c. spectrum for which this construction does not work (zeros of $C(λ;T)$); in particular showing that there are only finitely many of them.

math.FA

The Proper Dissipative Extensions of a Dual Pair

Let $A$ and $(-\widetilde{A})$ be dissipative operators on a Hilbert space $\mathcal{H}$ and let $(A,\widetilde{A})$ form a dual pair, i.e. $A\subset\widetilde{A}^*$, resp.\ $\widetilde{A}\subset A^*$. We present a method of determining the proper dissipative extensions $\widehat{A}$ of this dual pair, i.e. $A\subset \widehat{A}\subset\widetilde{A}^*$ provided that $\mathcal{D}(A)\cap\mathcal{D}(\widetilde{A})$ is dense in $\mathcal{H}$. Applications to symmetric operators, symmetric operators perturbed by a relatively bounded dissipative operator and more singular differential operators are discussed. Finally, we investigate the stability of the numerical range of the different dissipative extensions.

math.FA

Spectral gap for quantum graphs and their connectivity

The spectral gap for Laplace operators on metric graphs is investigated in relation to graph's connectivity, in particular what happens if an edge is added to (or deleted from) a graph. It is shown that in contrast to discrete graphs connection between the connectivity and the spectral gap is not one-to-one. The size of the spectral gap depends not only on the topology of the metric graph but on its geometric properties as well. It is shown that adding sufficiently large edges as well as cutting away sufficiently small edges leads to a decrease of the spectral gap. Corresponding explicit criteria are given.

math.SP

Zeroes of the spectral density of the periodic Schroedinger operator with Wigner-von Neumann potential

We consider the Schroedinger operator L_α on the half-line with a periodic background potential and the Wigner-von Neumann potential of Coulomb type: csin(2ωx+d)/(x+1). It is known that the continuous spectrum of the operator L_α has the same band-gap structure as the free periodic operator, whereas in each band of the absolutely continuous spectrum there exist two points (so-called critical or resonance) where the operator L_α has a subordinate solution, which can be either an eigenvalue or a `half-bound' state. The phenomenon of an embedded eigenvalue is unstable under the change of the boundary condition as well as under the local change of the potential, in other words, it is not generic. We prove that in the general case the spectral density of the operator L_α has power-like zeroes at critical points (i.e., the absolutely continuous spectrum has pseudogaps). This phenomenon is stable in the above-mentioned sense.

math.SP

Simplicity of eigenvalues in Anderson-type models

We show almost sure simplicity of eigenvalues for several models of Anderson-type random Schrödinger operators, extending methods introduced by Simon for the discrete Anderson model. These methods work throughout the spectrum and are not restricted to the localization regime. We establish general criteria for the simplicity of eigenvalues which can be interpreted as separately excluding the absence of local and global symmetries, respectively. The criteria are applied to Anderson models with matrix-valued potential as well as with single-site potentials supported on a finite box.

math-ph

Fractional Moment Methods for Anderson Localization in the Continuum

The fractional moment method, which was initially developed in the discrete context for the analysis of the localization properties of lattice random operators, is extended to apply to random Schrödinger operators in the continuum. One of the new results for continuum operators are exponentially decaying bounds for the mean value of transition amplitudes, for energies throughout the localization regime. An obstacle which up to now prevented an extension of this method to the continuum is the lack of a uniform bound on the Lifshitz-Krein spectral shift associated with the local potential terms. This difficulty is resolved through an analysis of the resonance-diffusing effects of the disorder.

math-ph