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Sergiy A. Vorobyov

Publications and source records attributed to Sergiy A. Vorobyov.

At least 55 records · Page 3Linked to original sources

Joint DOD and DOA Estimation in Slow-Time MIMO Radar via PARAFAC Decomposition

We develop a new tensor model for slow-time multiple-input multiple output (MIMO) radar and apply it for joint direction-of-departure (DOD) and direction-of-arrival (DOA) estimation. This tensor model aims to exploit the independence of phase modulation matrix and receive array in the received signal for slow-time MIMO radar. Such tensor can be decomposed into two tensors of different ranks, one of which has identical structure to that of the conventional tensor model for MIMO radar, and the other contains all phase modulation values used in the transmit array. We then develop a modification of the alternating least squares algorithm to enable parallel factor decomposition of tensors with extra constants. The Vandermonde structure of the transmit and receive steering matrices (if both arrays are uniform and linear) is then utilized to obtain angle estimates from factor matrices. The multi-linear structure of the received signal is maintained to take advantage of tensor-based angle estimation algorithms, while the shortage of samples in Doppler domain for slow-time MIMO radar is mitigated. As a result, the joint DOD and DOA estimation performance is improved as compared to existing angle estimation techniques for slow-time MIMO radar. Simulation results verify the effectiveness of the proposed method.

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Lossless Size Reduction for Integer Least Squares with Application to Sphere Decoding

Minimum achievable complexity (MAC) for a maximum likelihood (ML) performance-achieving detection algorithm is derived. Using the derived MAC, we prove that the conventional sphere decoding (SD) algorithms suffer from an inherent weakness at low SNRs. To find a solution for the low SNR deficiency, we analyze the effect of zero-forcing (ZF) and minimum mean square error (MMSE) detected symbols on the MAC and demonstrate that although they both improve the SD algorithm in terms of the computational complexity, the MMSE point has a vital difference at low SNRs. By exploiting the information provided by the MMSE method, we prove the existence of a lossless size reduction which can be interpreted as the feasibility of a detection method which is capable of detecting the ML symbol without visiting any nodes at low and high SNRs. We also propose a lossless size reduction-aided detection method which achieves the promised complexity bounds marginally and reduces the overall computational complexity significantly, while obtaining the ML performance. The theoretical analysis is corroborated with numerical simulations.

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A Generalized Accelerated Composite Gradient Method: Uniting Nesterov's Fast Gradient Method and FISTA

The most popular first-order accelerated black-box methods for solving large-scale convex optimization problems are the Fast Gradient Method (FGM) and the Fast Iterative Shrinkage Thresholding Algorithm (FISTA). FGM requires that the objective be finite and differentiable with known gradient Lipschitz constant. FISTA is applicable to the more broad class of composite objectives and is equipped with a line-search procedure for estimating the Lipschitz constant. Nonetheless, FISTA cannot increase the step size and is unable to take advantage of strong convexity. FGM and FISTA are very similar in form. Despite this, they appear to have vastly differing convergence analyses. In this work we generalize the previously introduced augmented estimate sequence framework as well as the related notion of the gap sequence. We showcase the flexibility of our tools by constructing a Generalized Accelerated Composite Gradient Method, that unites FGM and FISTA, along with their most popular variants. The Lyapunov property of the generalized gap sequence used in deriving our method implies that both FGM and FISTA are amenable to a Lyapunov analysis, common among optimization algorithms. We further showcase the flexibility of our tools by endowing our method with monotonically decreasing objective function values alongside a versatile line-search procedure. By simultaneously incorporating the strengths of FGM and FISTA, our method is able to surpass both in terms of robustness and usability. We support our findings with simulation results on an extensive benchmark of composite problems. Our experiments show that monotonicity has a stabilizing effect on convergence and challenge the notion present in the literature that for strongly convex objectives, accelerated proximal schemes can be reduced to fixed momentum methods.

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Quadratic Matrix Inequality Approach to Robust Adaptive Beamforming for General-Rank Signal Model

The worst-case robust adaptive beamforming problem for general-rank signal model is considered. This is a nonconvex problem, and an approximate version of it (obtained by introducing a matrix decomposition on the presumed covariance matrix of the desired signal) has been well studied in the literature. Different from the existing literature, herein however the original beamforming problem is tackled. Resorting to the strong duality of linear conic programming, the robust adaptive beamforming problem for general-rank signal model is reformulated into an equivalent quadratic matrix inequality (QMI) problem. By employing a linear matrix inequality (LMI) relaxation technique, the QMI problem is turned into a convex semidefinite programming problem. Using the fact that there is often a positive gap between the QMI problem and its LMI relaxation, an approximate algorithm is proposed to solve the robust adaptive beamforming in the QMI form. Besides, several sufficient optimality conditions for the nonconvex QMI problem are built. To validate our results, simulation examples are presented, which also demonstrate the improved performance of the new robust beamformer in terms of the output signal-to-interference-plus-noise ratio.

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Toward Millimeter Wave Joint Radar-Communications: A Signal Processing Perspective

Synergistic design of communications and radar systems with common spectral and hardware resources is heralding a new era of efficiently utilizing a limited radio-frequency spectrum. Such a joint radar-communications (JRC) model has advantages of low-cost, compact size, less power consumption, spectrum sharing, improved performance, and safety due to enhanced information sharing. Today, millimeter-wave (mm-wave) communications have emerged as the preferred technology for short distance wireless links because they provide transmission bandwidth that is several gigahertz wide. This band is also promising for short-range radar applications, which benefit from the high-range resolution arising from large transmit signal bandwidths. Signal processing techniques are critical in implementation of mmWave JRC systems. Major challenges are joint waveform design and performance criteria that would optimally trade-off between communications and radar functionalities. Novel multiple-input-multiple-output (MIMO) signal processing techniques are required because mmWave JRC systems employ large antenna arrays. There are opportunities to exploit recent advances in cognition, compressed sensing, and machine learning to reduce required resources and dynamically allocate them with low overheads. This article provides a signal processing perspective of mmWave JRC systems with an emphasis on waveform design.

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Multi-Focus Image Fusion Using Sparse Representation and Coupled Dictionary Learning

We address the multi-focus image fusion problem, where multiple images captured with different focal settings are to be fused into an all-in-focus image of higher quality. Algorithms for this problem necessarily admit the source image characteristics along with focused and blurred features. However, most sparsity-based approaches use a single dictionary in focused feature space to describe multi-focus images, and ignore the representations in blurred feature space. We propose a multi-focus image fusion approach based on sparse representation using a coupled dictionary. It exploits the observations that the patches from a given training set can be sparsely represented by a couple of overcomplete dictionaries related to the focused and blurred categories of images and that a sparse approximation based on such coupled dictionary leads to a more flexible and therefore better fusion strategy than the one based on just selecting the sparsest representation in the original image estimate. In addition, to improve the fusion performance, we employ a coupled dictionary learning approach that enforces pairwise correlation between atoms of dictionaries learned to represent the focused and blurred feature spaces. We also discuss the advantages of the fusion approach based on coupled dictionary learning, and present efficient algorithms for fusion based on coupled dictionary learning. Extensive experimental comparisons with state-of-the-art multi-focus image fusion algorithms validate the effectiveness of the proposed approach.

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Adaptive Virtual Waveform Design for Millimeter-Wave Joint Communication-Radar

Joint communication and radar (JCR) waveforms with fully digital baseband generation and processing can now be realized at the millimeter-wave (mmWave) band. Prior work has proposed a mmWave wireless local area network (WLAN)-based JCR that exploits the WLAN preamble for radars. The performance of target velocity estimation, however, was limited. In this paper, we propose a virtual waveform design for an adaptive mmWave JCR. The proposed system transmits a few non-uniformly placed preambles to construct several receive virtual preambles for enhancing velocity estimation accuracy, at the cost of only a small reduction in the communication data rate. We evaluate JCR performance trade-offs using the Cramer-Rao Bound (CRB) metric for radar estimation and a novel distortion minimum mean square error (MMSE) metric for data communication. Additionally, we develop three different MMSE-based optimization problems for the adaptive JCR waveform design. Simulations show that an optimal virtual (non-uniform) waveform achieves a significant performance improvement as compared to a uniform waveform. For a radar CRB constrained optimization, the optimal radar range of operation and the optimal communication distortion MMSE (DMMSE) are improved. For a communication DMMSE constrained optimization with a high DMMSE constraint, the optimal radar CRB is enhanced. For a weighted MMSE average optimization, the advantage of the virtual waveform over the uniform waveform is increased with decreased communication weighting. Comparison of MMSE-based optimization with traditional virtual preamble count-based optimization indicated that the conventional solution converges to the MMSE-based one only for a small number of targets and a high signal-to-noise ratio.

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New Designs on MVDR Robust Adaptive Beamforming Based on Optimal Steering Vector Estimation

The robust adaptive beamforming design problem based on estimation of the signal of interest steering vector is considered in the paper. In this case, the optimal beamformer is obtained by computing the sample matrix inverse and an optimal estimate of the signal of interest steering vector. The common criteria to find the best estimate of the steering vector are the beamformer output SINR and output power, while the constraints assume as little as possible prior inaccurate knowledge about the signal of interest, the propagation media, and the antenna array. Herein, a new beamformer output power maximization problem is formulated and solved subject to a double-sided norm perturbation constraint, a similarity constraint, and a quadratic constraint that guarantees that the direction-of-arrival (DOA) of the signal of interest is away from the DOA region of all linear combinations of the interference steering vectors. In the new robust design, the prior information required consists of some allowable error norm bounds, the approximate knowledge of the antenna array geometry, and the angular sector of the signal of interest. It turns out that the array output power maximization problem is a non-convex QCQP problem with inhomogeneous constraints. However, we show that the problem is still solvable, and develop efficient algorithms for finding globally optimal estimate of the signal of interest steering vector. The results are generalized to the case where an ellipsoidal constraint is considered, and sufficient conditions for the global optimality are derived. In addition, a new quadratic constraint on the actual signal steering vector is proposed in order to improve the array performance. To validate our results, simulation examples are presented, and they demonstrate the improved performance of the new robust beamformers in terms of the output SINR as well as the output power.

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Joint Detection and Localization of an Unknown Number of Sources Using Algebraic Structure of the Noise Subspace

Source localization and spectral estimation are among the most fundamental problems in statistical and array signal processing. Methods which rely on the orthogonality of the signal and noise subspaces, such as Pisarenko's method, MUSIC, and root-MUSIC are some of the most widely used algorithms to solve these problems. As a common feature, these methods require both apriori knowledge of the number of sources, and an estimate of the noise subspace. Both requirements are complicating factors to the practical implementation of the algorithms, and when not satisfied exactly, can potentially lead to severe errors. In this paper, we propose a new localization criterion based on the algebraic structure of the noise subspace that is described for the first time to the best of our knowledge. Using this criterion and the relationship between the source localization problem and the problem of computing the greatest common divisor (GCD), or more practically approximate GCD, for polynomials, we propose two algorithms which adaptively learn the number of sources and estimate their locations. Simulation results show a significant improvement over root-MUSIC in challenging scenarios such as closely located sources, both in terms of detection of the number of sources and their localization over a broad and practical range of SNRs. Further, no performance sacrifice in simple scenarios is observed.

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An Inner SOCP Approximate Algorithm for Robust Adaptive Beamforming for General-Rank Signal Model

The worst-case robust adaptive beamforming problem for general-rank signal model is considered. Its formulation is to maximize the worst-case signal-to-interference-plus-noise ratio (SINR), incorporating a positive semidefinite constraint on the actual covariance matrix of the desired signal. In the literature, semidefinite program (SDP) techniques, together with others, have been applied to approximately solve this problem. Herein an inner second-order cone program (SOCP) approximate algorithm is proposed to solve it. In particular, a sequence of SOCPs are constructed and solved, while the SOCPs have the nondecreasing optimal values and converge to a locally optimal value (it is in fact a globally optimal value through our extensive simulations). As a result, our algorithm does not use computationally heavy SDP relaxation technique. To validate our inner approximation results, simulation examples are presented, and they demonstrate the improved performance of the new robust beamformer in terms of the averaged cpu-time (indicating how fast the algorithms converge) in a high signal-to-noise region.

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An axially-variant kernel imaging model applied to ultrasound image reconstruction

Existing ultrasound deconvolution approaches unrealistically assume, primarily for computational reasons, that the convolution model relies on a spatially invariant kernel and circulant boundary conditions. We discard both restrictions and introduce an image formation model applicable to ultrasound imaging and deconvolution based on an axially varying kernel, that accounts for arbitrary boundary conditions. Our model has the same computational complexity as the one employing spatially invariant convolution and has negligible memory requirements. To accommodate state-of-the-art deconvolution approaches when applied to a variety of inverse problem formulations, we also provide an equally efficient adjoint expression of our model. Simulation results confirm the tractability of our model for the deconvolution of large images. Moreover, the quality of reconstruction using our model is superior to that obtained using spatially invariant convolution.

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Downlink Performance of Superimposed Pilots in Massive MIMO systems

In this paper, we investigate the downlink throughput performance of a massive multiple-input multiple-output (MIMO) system that employs superimposed pilots for channel estimation. The component of downlink (DL) interference that results from transmitting data alongside pilots in the uplink (UL) is shown to decrease at a rate proportional to the square root of the number of antennas at the BS. The normalized mean-squared error (NMSE) of the channel estimate is compared with the Bayesian Cramér-Rao lower bound that is derived for the system, and the former is also shown to diminish with increasing number of antennas at the base station (BS). Furthermore, we show that staggered pilots are a particular case of superimposed pilots and offer the downlink throughput of superimposed pilots while retaining the UL spectral and energy efficiency of regular pilots. We also extend the framework for designing a hybrid system, consisting of users that transmit either regular or superimposed pilots, to minimize both the UL and DL interference. The improved NMSE and DL rates of the channel estimator based on superimposed pilots are demonstrated by means of simulations.

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Covariance Matrix Estimation for Massive MIMO

We propose a novel pilot structure for covariance matrix estimation in massive multiple-input multiple-output (MIMO) systems in which each user transmits two pilot sequences, with the second pilot sequence multiplied by a random phase-shift. The covariance matrix of a particular user is obtained by computing the sample cross-correlation of the channel estimates obtained from the two pilot sequences. This approach relaxes the requirement that all the users transmit their uplink pilots over the same set of symbols. We derive expressions for the achievable rate and the mean-squared error of the covariance matrix estimate when the proposed method is used with staggered pilots. The performance of the proposed method is compared with existing methods through simulations.

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Superimposed Pilots are Superior for Mitigating Pilot Contamination in Massive MIMO

In this paper, superimposed pilots are introduced as an alternative to time-multiplexed pilot and data symbols for mitigating pilot contamination in massive multiple-input multiple-output (MIMO) systems. We propose a non-iterative scheme for uplink channel estimation based on superimposed pilots and derive an expression for the uplink signal-to-interference-plus-noise ratio (SINR) at the output of a matched filter employing this channel estimate. Based on this expression, we observe that power control is essential when superimposed pilots are employed. Moreover, the quality of the channel estimate can be improved by reducing the interference that results from transmitting data alongside the pilots, and an intuitive iterative data-aided scheme that reduces this component of interference is also proposed. Approximate expressions for the uplink SINR are provided for the iterative data-aided method as well. In addition, we show that a hybrid system with users utilizing both time-multiplexed and superimposed pilots is superior to an optimally designed system that employs only time-multiplexed pilots, even when the non-iterative channel estimate is used to build the detector and precoder. We also describe a simple approach to implement this hybrid system by minimizing the overall inter and intra-cell interference. Numerical simulations demonstrating the performance of the proposed channel estimation schemes and the superiority of the hybrid system are also provided.

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Transmit Array Interpolation for DOA Estimation via Tensor Decomposition in 2D MIMO Radar

In this paper, we propose a two-dimensional (2D) joint transmit array interpolation and beamspace design for planar array mono-static multiple-input-multiple-output (MIMO) radar for direction-of-arrival (DOA) estimation via tensor modeling. Our underlying idea is to map the transmit array to a desired array and suppress the transmit power outside the spatial sector of interest. In doing so, the signal-tonoise ratio is improved at the receive array. Then, we fold the received data along each dimension into a tensorial structure and apply tensor-based methods to obtain DOA estimates. In addition, we derive a close-form expression for DOA estimation bias caused by interpolation errors and argue for using a specially designed look-up table to compensate the bias. The corresponding Cramer-Rao Bound (CRB) is also derived. Simulation results are provided to show the performance of the proposed method and compare its performance to CRB.

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Image Fusion With Cosparse Analysis Operator

The paper addresses the image fusion problem, where multiple images captured with different focus distances are to be combined into a higher quality all-in-focus image. Most current approaches for image fusion strongly rely on the unrealistic noise-free assumption used during the image acquisition, and then yield limited robustness in fusion processing. In our approach, we formulate the multi-focus image fusion problem in terms of an analysis sparse model, and simultaneously perform the restoration and fusion of multi-focus images. Based on this model, we propose an analysis operator learning, and define a novel fusion function to generate an all-in-focus image. Experimental evaluations confirm the effectiveness of the proposed fusion approach both visually and quantitatively, and show that our approach outperforms state-of-the-art fusion methods.

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An Accelerated Composite Gradient Method for Large-scale Composite Objective Problems

We introduce a framework, which we denote as the augmented estimate sequence, for deriving fast algorithms with provable convergence guarantees. We use this framework to construct a new first-order scheme, the Accelerated Composite Gradient Method (ACGM), for large-scale problems with composite objective structure. ACGM surpasses the state-of-the-art methods for this problem class in terms of provable convergence rate, both in the strongly and non-strongly convex cases, and is endowed with an efficient step size search procedure. We support the effectiveness of our new method with simulation results.

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Fast Algorithms for Designing Multiple Unimodular Waveforms With Good Correlation Properties

In this paper, we develop new fast and efficient algorithms for designing single/multiple unimodular waveforms/codes with good auto- and cross-correlation or weighted correlation properties, which are highly desired in radar and communication systems. The waveform design is based on the minimization of the integrated sidelobe level (ISL) and weighted ISL (WISL) of waveforms. As the corresponding optimization problems can quickly grow to large scale with increasing the code length and number of waveforms, the main issue turns to be the development of fast large-scale optimization techniques. The difficulty is also that the corresponding optimization problems are non-convex, but the required accuracy is high. Therefore, we formulate the ISL and WISL minimization problems as non-convex quartic optimization problems in frequency domain, and then simplify them into quadratic problems by utilizing the majorization-minimization technique, which is one of the basic techniques for addressing large-scale and/or non-convex optimization problems. While designing our fast algorithms, we find out and use inherent algebraic structures in the objective functions to rewrite them into quartic forms, and in the case of WISL minimization, to derive additionally an alternative quartic form which allows to apply the quartic-quadratic transformation. Our algorithms are applicable to large-scale unimodular waveform design problems as they are proved to have lower or comparable computational burden (analyzed theoretically) and faster convergence speed (confirmed by comprehensive simulations) than the state-of-the-art algorithms. In addition, the waveforms designed by our algorithms demonstrate better correlation properties compared to their counterparts.

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