arXiv subjects

Shang-Qiang Ning

Publications and source records attributed to Shang-Qiang Ning.

At least 19 recordsLinked to original sources

arXiv2026

Correspondence of boundary theories between internal and crystalline symmetry protected topological phases

Symmetry-protected topological phases protected by crystalline symmetries and internal symmetries are shown to enjoy a fascinating one-to-one correspondence in classification. Here we investigate the physics content behind the abstract correspondence in three or higher-dimensional systems. We show correspondence between anomalous boundary states, which provides a new way to explore the quantum anomaly of symmetry from its crystalline equivalent counterpart. We show such a correspondence directly in two scenarios, including the anomalous symmetry-enriched topological orders (SET) and critical boundary states. (1) First of all, for the surface SET correspondence, we demonstrate it by considering examples involving time-reversal symmetry and mirror symmetry. We show that one 2D topological order can carry the time reversal anomaly as long as it can carry the mirror anomaly and vice versa, by directly establishing the mapping of the time reversal anomaly indicators and mirror anomaly indicators. Besides, we also consider other cases involving continuous symmetry, which leads us to introduce some new anomaly indicators for symmetry from its counterpart. (2) Furthermore, we also build up direct correspondence for (near) critical boundaries. In this perspective, we first consider the edge-corner correspondence between edge theory as 1+1D conformal field theory of internal fermionic SPT and the 0+1D corner modes of (higher-order) crystalline fermionic SPT. By viewing the corner modes on 1D boundary as perturbed CFT is crucial insight for the correspondence, but also help to discover the boundary theory of some intrinsically interacting fermionic SPT, which are challenging.

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arXiv2026

Matrix Product States for Modulated Topological Phases: Crystalline Equivalence Principle and Lieb-Schultz-Mattis Constraints

Modulated symmetries are internal symmetries that act in a spatially non-uniform manner. Consequently, when a modulated symmetry $G_{\text{int}}$ is combined with a spatial symmetry $G_{\text{sp}}$, the total symmetry group takes the form of a semidirect product $G=G_{\text{int}}\rtimes G_{\text{sp}}$. Using matrix product states, we classify topological phases protected by modulated symmetries together with spatial symmetries in one spatial dimension. We show that these modulated symmetry-protected topological (SPT) phases are classified by $H^{2}(G,U(1)_s)$, in agreement with the crystalline equivalence principle, which states that SPT phases protected by symmetries involving spatial elements are in one-to-one correspondence with internal SPT phases protected by the same symmetries, viewed as acting internally. Furthermore, we provide a matrix product state derivation of the Lyndon-Hochschild-Serre spectral sequence for the corresponding internal SPT phases, which enables us to construct an explicit correspondence between modulated SPT phases and internal SPT phases. As applications of this classification, we prove a Lieb-Schultz-Mattis (LSM) theorem for modulated symmetries that forbids the existence of symmetric short-ranged entangled ground state, as well as an SPT-LSM constraint that enforces nontrivial entanglement in the SPT ground state. Finally, we use the classification to establish a similar LSM-type constraints for non-invertible Kramers-Wannier reflection symmetries.

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arXiv2026

Detecting underlying symmetry-protected topological phases via strange correlators and edge engineering

The vast majority of symmetry-protected topological (SPT) states are difficult to detect, which often leads to their misidentification as ordinary or topologically trivial phases. In this work, we propose a general framework for detecting these hidden topological states. We distinguish the ordinary matter state from the topological phase by exploiting the boundary effects in space (via surface behaviors on engineered edge) and time (via strange correlators) according to the principle of bulk-edge correspondence. As a concrete example, we study the dimerized spin-1/2 Heisenberg model on a square lattice using quantum Monte Carlo simulations, focusing on its paramagnetic dimer phase and edge states. The dimer phase has been widely regarded as topologically trivial due to its gapped edge state on conventional edges. However, the model can also be viewed as two-dimensional antiferromagnetically (AF) coupled usual ladders, which suggests an SPT state adiabatically connected to the one-dimensional Haldane phase. We resolve this puzzle and demonstrate that the dimer phase is indeed a quasi-one-dimensional SPT state by measuring generalized strange correlators introduced in this work and by showing that the nontrivial gapless edge state on a zigzag edge is ferromagnetically ordered, resulting from effective ferromagnetic interactions between degenerate spinons liberated on each side of the cut. Furthermore, we show that the ordered edge state gives rise to an extraordinary surface critical behavior at the (2+1)-dimensional O(3) bulk critical points of the model, which contradicts theoretical predictions based on classical-quantum mapping. Overall, we establish a standard detection method for uncovering topological phases that masquerade as ordinary states of matter.

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arXiv2025

Classification of Interacting Topological Crystalline Superconductors in Three Dimensions and Beyond

Although classification for free-fermion topological superconductors (TSC) is established, systematically understanding the classification of 3D interacting TSCs remains difficult, especially those protected by crystalline symmetries like the 230 space groups. We build up a general framework for systematically classifying 3D interacting TSCs protected by crystalline symmetries together with discrete internal symmetries. We first establish a complete classification for fermionic symmetry protected topological phases (FSPT) with purely discrete internal symmetries, which determines the crystalline case via the crystalline equivalence principle. Using domain wall decoration, we obtain classification data and formulas for generic FSPTs, what are suitable for systematic computation. The four layers of decoration data $(n_1, n_2, n_3, ν_4)$ characterize a 3D FSPT with symmetry $G_b\times_{ω_2}Z_2^f$, corresponding to $p+ip$, Kitaev chain, complex fermion, and bosonic SPT layers. Inspired by previous works, a crucial aspect is the $p+ip$ layer, where classification involves two possibilities: anti-unitary and infinite-order symmetries (e.g., translation). We show the former maps to some mirror FSPT classification with the mirror plane decorated by a $p+ip$ superconductor, while the latter is determined by the free part of $H^1(G_b, Z_T)$, corresponding to weak TSCs. Another key point is the Kitaev chain decoration for the anti-unitary symmetries, which differs essentially from unitary ones. We explicitly obtain formulas for all three layers of decoration $(n_2, n_3, ν_4)$, which are amenable to automatic computation. As an application, we classify the 230 space-group topological crystalline superconductors in interacting electronic systems.

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arXiv2025

Parity violation as enforced symmetry breaking in 3D fermionic topological order

Symmetry can be intrinsically broken in topological phases due to inherent incompatibilities, a phenomenon known as enforced symmetry breaking (ESB) in the framework of topological order. In our previous work, we developed a systematic framework to understand ESB within 2D invertible topological order. Meanwhile, the origin of parity violation in the Standard Model remains one of the most profound mysteries in physics, with no clear explanation to date. In this study, we explore the ESB of parity symmetry by three-dimensional fermionic topological order (fTO), offering potential insights into the origins of parity violation. As the simplest example, here we consider an fTO related to the intrinsic interacting fermionic SPT phase protected by $Z_2^f\times Z_2\times Z_8$ symmetry in three dimensions. We show that time-reversal symmetry (TRS) with ${T}^2=1$ on physical fermions is incompatible with such fTO; then, through the so-called crystalline equivalence principle, we show that the parity symmetry is also incompatible with it. In comparison, conventional TRS with ${T}^2={P}_f$ remains compatible to this fTO. We also discuss a general framework to study the ESB phenomenon for 3D fTO.

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arXiv2024

Surface phase transitions in a (1+1)-dimensional $SU(2)_1$ conformal field theory boundary coupled to a (2+1)-dimensional $Z_2$ bulk

We design a (2+1))-dimensional [(2+1)D] quantum spin model in which spin-1/2 ladders are coupled through antiferromagnetic Ising interactions. The model hosts a quantum phase transition in the (2+1)D $Z_2$ universality class from the Haldane phase to the antiferromagnetic Ising ordered phase. We focus on studying the surface properties of three different surface configurations when the Ising couplings are tuned. Different behaviors are found on different surfaces. We find ordinary and two different extraordinary surface critical behaviors (SCBs) at the bulk critical point. The ordinary SCBs belong to the surface universality class of the classical 3D Ising bulk transition. One extraordinary SCBs is induced by the topological properties of the Haldane phase. Another extraordinary SCBs at the bulk critical point is induced by an unconventional surface phase transition where the surface develops an Ising order before the bulk. This surface transition is realized by coupling a (1+1)-dimensional [(1+1)D] $SU(2)_1$ CFT boundary to a (2+1)D bulk with $Z_2$ symmetry. We find that the transition is neither a (1+1)D $Z_2$ transition, expected based on symmetry consideration, nor a Kosterlitz-Thouless-like transition, violating the previous theoretical prediction. This new surface phase transition and related extraordinary SCBs deserve further analytical and numerical exploration.

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arXiv2024

Construction and classification of crystalline topological superconductor and insulators in three-dimensional interacting fermion systems

The natural existence of crystalline symmetry in real materials manifests the importance of understanding crystalline symmetry-protected topological (SPT) phases, especially for interacting systems. In this paper, we systematically construct and classify all the crystalline topological superconductors and insulators in three-dimensional (3D) interacting fermion systems using the novel concept of topological crystal. The corresponding higher-order topological surface theory can also be systematically studied via higher-order bulk-boundary correspondence. In particular, we discover an intriguing fact that almost all topological crystals with nontrivial 2D block states are intrinsically interacting topological phases that cannot be realized in any free-fermion systems. Moreover, the crystalline equivalence principle for 3D interacting fermionic systems is also verified, with an additional subtle "twist" on the spin of fermions.

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arXiv2024

Stacking Group Structure of Fermionic Symmetry-Protected Topological Phases

In the past decade, there has been a systematic investigation of symmetry-protected topological (SPT) phases in interacting fermion systems. Specifically, by utilizing the concept of equivalence classes of finite-depth fermionic symmetric local unitary (FSLU) transformations and the fluctuating decorated symmetry domain wall picture, a large class of fixed-point wave functions have been constructed for fermionic SPT (FSPT) phases. Remarkably, this construction coincides with the Atiyah-Hirzebruch spectral sequence, enabling a complete classification of FSPT phases. However, unlike bosonic SPT phases, the stacking group structure in fermion systems proves to be much more intricate. The construction of fixed-point wave functions does not explicitly provide this information. In this paper, we employ FSLU transformations to investigate the stacking group structure of FSPT phases. Specifically, we demonstrate how to compute stacking FSPT data from the input FSPT data in each layer, considering both unitary and anti-unitary symmetry, up to 2+1 dimensions. As concrete examples, we explicitly compute the stacking group structure for crystalline FSPT phases in all 17 wallpaper groups and the mixture of wallpaper groups with onsite time-reversal symmetry using the fermionic crystalline equivalence principle. Importantly, our approach can be readily extended to higher dimensions, offering a versatile method for exploring the stacking group structure of FSPT phases.

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arXiv2023

Building 1D lattice models with $G$-graded fusion category

We construct a family of one-dimensional (1D) quantum lattice models based on $G$-graded unitary fusion category $\mathcal{C}_G$. This family realize an interpolation between the anyon-chain models and edge models of 2D symmetry-protected topological states, and can be thought of as edge models of 2D symmetry-enriched topological states. The models display a set of unconventional global symmetries that are characterized by the input category $\mathcal{C}_G$. While spontaneous symmetry breaking is also possible, our numerical evidence shows that the category symmetry constrains the the models to the extent that the low-energy physics has a large likelihood to be gapless.

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arXiv2022

Fractionalizing Global Symmetry on Looplike Topological Excitations

Symmetry fractionalization (SF) on topological excitations is one of the most remarkable quantum phenomena in topological orders with symmetry, i.e., symmetry-enriched topological phases. While much progress has been theoretically and experimentally made in 2D, the understanding on SF in 3D is far from complete. A long-standing challenge is to understand SF on looplike topological excitations which are spatially extended objects. In this work, we construct a powerful topological-field-theoretical framework approach for 3D topological orders, which leads to a systematic characterization and classification of SF. For systems with Abelian gauge groups ($G_g$) and Abelian symmetry groups ($G_s$), we successfully establish equivalence classes that lead to a finite number of patterns of SF, although there are notoriously infinite number of Lagrangian-descriptions of the system. We compute topologically distinct types of fractional symmetry charges carried by particles. Then, for each type, we compute topologically distinct statistical phases of braiding processes among loop excitations and external symmetry fluxes. As a result, we are able to unambiguously list all physical observables for each pattern of SF. We present detailed calculations on many concrete examples. As an example, we find that the SF in an untwisted $\mathbb{Z}_2\times \mathbb{Z}_2$ topological order with $\mathbb{Z}_2$ symmetry is classified by $ (\mathbb{Z}_2)^6\oplus (\mathbb{Z}_2)^2\oplus (\mathbb{Z}_2)^2\oplus (\mathbb{Z}_2)^2$. If the topological order is twisted, the classification reduces to $(\mathbb{Z}_2)^6$ in which particle excitations always carry integer charge. Pure algebraic formalism of the classification is given by: $ \bigoplus_{ν_i} \mathcal H^4 ( G_g\leftthreetimes_{ν_i}G_s, U (1)) /Γ_ω({ν_i}) \,$. Several future directions are proposed.

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arXiv2022

Enforced symmetry breaking by invertible topological order

It is well known that two-dimensional fermionic systems with a nonzero Chern number must break the time reversal symmetry, manifested by the appearance of chiral edge modes on an open boundary. Such an incompatibility between topology and symmetry can occur more generally. We will refer to this phenomenon as enforced symmetry breaking by topological orders. In this work, we systematically study enforced breaking of a general finite group $G_f$ by a class of topological orders, namely 0D, 1D and 2D fermionic invertible topological orders. Mathematically, the symmetry group $G_f$ is a central extension of a bosonic group $G$ by the fermion parity group $Z_2^f$, characterized by a 2-cocycle $λ$ $\in H^2(G,Z_2)$. With some minor assumptions and for given $G$ and $λ$, we are able to obtain a series of criteria on the existence or non-existence of enforced symmetry breaking by the fermionic invertible topological orders. Using these criteria, we discover many examples that are not known previously. For 2D systems, we define the physical quantities to describe symmetry-enriched invertible topological orders and derive some obstruction functions using both fermionic and bosonic languages. In the latter case which is done via gauging the fermion parity, we find that some obstruction functions are consequences of conditional anomalies of the bosonic symmetry-enriched topological states, with the conditions inherited from the original fermionic system. We also study enforced breaking of the continuous group $SU_f(N)$ by 2D invertible topological orders through a different argument.

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arXiv2021

Crystalline equivalent boundary-bulk correspondence of two-dimensional topological phases

The boundary of topological phases of matter can manifest its topology nature, which leads to the so-called boundary-bulk correspondence (BBC) of topological phases. In this Letter, we construct a one-to-one correspondence between the boundary theories of fermionic SPT (fSPT) phases protected by crystalline symmetry and on-site symmetry in 2D fermionic systems, which follow the so-called crystalline equivalence principle. We dub such correspondence crystalline equivalent BBC. We illustrate this correspondence by two simple examples and as an application, we discover the topological boundary theory of 2D fSPT phase with spin-1/2 fermions, protected by a non-Abelian group $\mathbb{Z}_4\rtimes\mathbb{Z}_2^T$ with $A^4=\mathcal{T}^2=P_f$ where $A$ is the generator of $\mathbb{Z}_4$, from its crystalline equivalent partner -- 2D higher-order fSPT phase with spinless fermions, protected by $D_4$ symmetry.

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arXiv2021

Anomaly indicators and bulk-boundary correspondences for 3D interacting topological crystalline phases with mirror and continuous symmetries

We derive a series of quantitative bulk-boundary correspondences for 3D bosonic and fermionic symmetry-protected topological (SPT) phases under the assumption that the surface is gapped, symmetric and topologically ordered, i.e., a symmetry-enriched topological (SET) state. We consider those SPT phases that are protected by the mirror symmetry and continuous symmetries that form a group of $U(1)$, $SU(2)$ or $SO(3)$. In particular, the fermionic cases correspond to a crystalline version of 3D topological insulators and topological superconductors in the famous ten-fold-way classification, with the time-reversal symmetry replaced by the mirror symmetry and with strong interaction taken into account. For surface SETs, the most general interplay between symmetries and anyon excitations is considered. Based on the previously proposed dimension reduction and folding approaches, we re-derive the classification of bulk SPT phases and define a \emph{complete} set of bulk topological invariants for every symmetry group under consideration, and then derive explicit expressions of the bulk invariants in terms of surface topological properties (such as topological spin, quantum dimension) and symmetry properties (such as mirror fractionalization, fractional charge or spin). These expressions are our quantitative bulk-boundary correspondences. Meanwhile, the bulk topological invariants can be interpreted as \emph{anomaly indicators} for the surface SETs which carry 't Hooft anomalies of the associated symmetries whenever the bulk is topologically non-trivial. Hence, the quantitative bulk-boundary correspondences provide an easy way to compute the 't Hooft anomalies of the surface SETs. Moreover, our anomaly indicators are complete. Our derivations of the bulk-boundary correspondences and anomaly indicators are explicit and physically transparent.

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arXiv2021

Domain Wall Decorations, Anomalies and Spectral Sequences in Bosonic Topological Phases

In this work we investigate the decorated domain wall construction in bosonic group-cohomology symmetry-protected topological (SPT) phases and related quantum anomalies in bosonic topological phases. We first show that a general decorated domain wall construction can be described mathematically as an Atiyah-Hirzebruch spectral sequence, where the terms on the $E_2$ page correspond to decorations by lower-dimensional SPT states at domain wall junctions. For bosonic group-cohomology SPT phases, the spectral sequence becomes the Lyndon-Hochschild-Serre (LHS) spectral sequence for ordinary group cohomology. We then discuss the physical interpretations of the differentials in the spectral sequence, particularly in the context of anomalous SPT phases and symmetry-enriched gauge theories. As the main technical result, we obtain a full description of the LHS spectral sequence concretely at the cochain level. The explicit formulae are then applied to explain Lieb-Schultz-Mattis theorems for SPT phases, and also derive a new LSM theorem for easy-plane spin model in a $π$ flux lattice. We also revisit the classifications of symmetry-enriched 2D and 3D Abelian gauge theories using our results.

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arXiv2021

Edge theories of 2D fermionic symmetry protected topological phases protected by unitary Abelian symmetries

Abelian Chern-Simons theory, characterized by the so-called $K$ matrix, has been quite successful in characterizing and classifying Abelian fractional quantum hall effect (FQHE) as well as symmetry protected topological (SPT) phases, especially for bosonic SPT phases. However, there are still some puzzles in dealing with fermionic SPT(fSPT) phases. In this paper, we utilize the Abelian Chern-Simons theory to study the fSPT phases protected by arbitrary Abelian total symmetry $G_f$. Comparing to the bosonic SPT phases, fSPT phases with Abelian total symmetry $G_f$ has three new features: (1) it may support gapless majorana fermion edge modes, (2) some nontrivial bosonic SPT phases may be trivialized if $G_f$ is a nontrivial extention of bosonic symmetry $G_b$ over $\mathbb{Z}_2^f$, (3) certain intrinsic fSPT phases can only be realized in interacting fermionic system. We obtain edge theories for various fSPT phases, which can also be regarded as conformal field theories (CFT) with proper symmetry anomaly. In particular, we discover the construction of Luttinger liquid edge theories with central charge $n-1$ for Type-III bosonic SPT phases protected by $(\mathbb{Z}_n)^3$ symmetry and the Luttinger liquid edge theories for intrinsically interacting fSPT protected by unitary Abelian symmetry. The ideas and methods used here might be generalized to derive the edge theories of fSPT phases with arbitrary unitary finite Abelian total symmetry $G_f$.

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arXiv2020

Fractionalization and Anomalies in Symmetry-Enriched U(1) Gauge Theories

We classify symmetry fractionalization and anomalies in a (3+1)d U(1) gauge theory enriched by a global symmetry group $G$. We find that, in general, a symmetry-enrichment pattern is specified by 4 pieces of data: $ρ$, a map from $G$ to the duality symmetry group of this $\mathrm{U}(1)$ gauge theory which physically encodes how the symmetry permutes the fractional excitations, $ν\in\mathcal{H}^2_ρ[G, \mathrm{U}_\mathsf{T}(1)]$, the symmetry actions on the electric charge, $p\in\mathcal{H}^1[G, \mathbb{Z}_\mathsf{T}]$, indication of certain domain wall decoration with bosonic integer quantum Hall (BIQH) states, and a torsor $n$ over $\mathcal{H}^3_ρ[G, \mathbb{Z}]$, the symmetry actions on the magnetic monopole. However, certain choices of $(ρ, ν, p, n)$ are not physically realizable, i.e. they are anomalous. We find that there are two levels of anomalies. The first level of anomalies obstruct the fractional excitations being deconfined, thus are referred to as the deconfinement anomaly. States with these anomalies can be realized on the boundary of a (4+1)d long-range entangled state. If a state does not suffer from a deconfinement anomaly, there can still be the second level of anomaly, the more familiar 't Hooft anomaly, which forbids certain types of symmetry fractionalization patterns to be implemented in an on-site fashion. States with these anomalies can be realized on the boundary of a (4+1)d short-range entangled state. We apply these results to some interesting physical examples.

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arXiv2020

Topological Superconductivity in Doped Symmetry Protected Topological State

We propose an exotic scenario that topological superconductivity can emerge by doping strongly interacting fermionic systems whose spin degrees of freedom form bosonic symmetry protected topological (SPT) state. Specifically, we study a 1-dimensional (1D) example where the spin degrees of freedom form a spin-1 Haldane phase. {Before doping, the charge and spin degrees of freedom are both gapped.} Upon doping, {the charge channel becomes gapless and is described by a $c=1$ compactified bosonic conformal field theory (CFT), while the spin channel remains gapped and still form a bosonic SPT state. Interestingly,} an instability toward $p$-wave topological superconductivity is induced coexisting with the symmetry protected spin edge modes that are inherited from the Haldane phase. This scenario is confirmed by density-matrix renormalization group simulation of a concrete lattice model, where we find that topological superconductivity is robust against interactions. We further show that by stacking doped Haldane phases an exotic 2D anisotropic superconductor can be realized, {where the boundaries transverse to the {chain-}direction are either gapless or spontaneously symmetry-broken due to the Lieb-Schultz-Mattis (LSM) anomaly.}

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arXiv2017

Exactly Solvable Model for Two Dimensional Topological Superconductor

In this paper, we present an exactly solvable model for two dimensional topological superconductor with helical Majorana edge modes protected by time reversal symmetry. Our construction is based on the idea of decorated domain walls and makes use of the Kasteleyn orientation on a two dimensional lattice, which was used for the construction of the symmetry protected fermion phase with $Z_2$ symmetry in Ref. \onlinecite{Tarantino2016,Ware2016}. By decorating the time reversal domain walls with spinful Majorana chains, we are able to construct a commuting projector Hamiltonian with zero correlation length ground state wave function that realizes a strongly interacting version of the two dimensional topological superconductor. From our construction, it can be seen that the $T^2=-1$ transformation rule for the fermions is crucial for the existence of such a nontrivial phase; with $T^2=1$, our construction does not work.

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