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Shaokai Ye

Publications and source records attributed to Shaokai Ye.

At least 19 recordsLinked to original sources

BalCapRL: A Balanced Framework for RL-Based MLLM Image Captioning

Image captioning is one of the most fundamental tasks in computer vision. Owing to its open-ended nature, it has received significant attention in the era of multimodal large language models (MLLMs). In pursuit of ever more detailed and accurate captions, recent work has increasingly turned to reinforcement learning (RL). However, existing captioning-RL methods and evaluation metrics often emphasize a narrow notion of caption quality, inducing trade-offs across core dimensions of captioning. For example, utility-oriented objectives can encourage noisy, hallucinated, or overlong captions that improve downstream question answering while harming fluency, whereas arena-style objectives can favor fluent but generic descriptions with limited usefulness. To address this, we propose a more balanced RL framework that jointly optimizes utility-aware correctness, reference coverage, and linguistic quality. In order to effectively optimize the resulting continuous multi-objective reward formulation, we apply GDPO-style reward-decoupled normalization to continuous-valued captioning rewards and show that it improves performance over vanilla GRPO. Additionally, we introduce length-conditional reward masking, yielding a more suitable length penalty for captioning. Across LLaVA-1.5-7B and Qwen2.5-VL 3B and 7B base models, our method consistently improves caption quality, with peak gains of +13.6 DCScore, +9.0 CaptionQA, and +29.0 CapArena across different models.

cs.CV

LLaVAction: evaluating and training multi-modal large language models for action understanding

Understanding human behavior requires measuring behavioral actions. Due to its complexity, behavior is best mapped onto a rich, semantic structure such as language. Emerging multimodal large language models (MLLMs) are promising candidates, but their fine-grained action understanding ability has not been fully examined. In this work, we reformulate EPIC-KITCHENS-100, one of the largest and most challenging egocentric action recognition datasets, into a MLLM benchmark (EPIC-KITCHENS-100-MQA). We demonstrate that when we sample difficult answers based on specialist models as distractors, leading MLLMs struggle to recognize the correct actions. How can we increase the performance of MLLMs? We curated a supervised finetuning dataset that includes `hard' action recognition, temporal detection, captioning, and free-form question answering to improve models' diverse action understanding capabilities. We introduce a new model called LLaVAction that adds an action token to boost models' attention on visual tokens and a two-stage pipeline to obtain structured actions. LLaVAction greatly improves the MLLMs' ability of action understanding, achieving strong improvements on both MLLM benchmarks (21 points in accuracy over GPT-4o on EPIC-KITCHENS-100-MQA) and established action recognition benchmarks, suggesting that our methods prepare MLLMs to be a promising path forward for complex action tasks. Code, data, the benchmark, and models are available at https://github.com/AdaptiveMotorControlLab/LLaVAction.

cs.CV

SuperAnimal pretrained pose estimation models for behavioral analysis

Quantification of behavior is critical in applications ranging from neuroscience, veterinary medicine and animal conservation efforts. A common key step for behavioral analysis is first extracting relevant keypoints on animals, known as pose estimation. However, reliable inference of poses currently requires domain knowledge and manual labeling effort to build supervised models. We present a series of technical innovations that enable a new method, collectively called SuperAnimal, to develop unified foundation models that can be used on over 45 species, without additional human labels. Concretely, we introduce a method to unify the keypoint space across differently labeled datasets (via our generalized data converter) and for training these diverse datasets in a manner such that they don't catastrophically forget keypoints given the unbalanced inputs (via our keypoint gradient masking and memory replay approaches). These models show excellent performance across six pose benchmarks. Then, to ensure maximal usability for end-users, we demonstrate how to fine-tune the models on differently labeled data and provide tooling for unsupervised video adaptation to boost performance and decrease jitter across frames. If the models are fine-tuned, we show SuperAnimal models are 10-100$\times$ more data efficient than prior transfer-learning-based approaches. We illustrate the utility of our models in behavioral classification in mice and gait analysis in horses. Collectively, this presents a data-efficient solution for animal pose estimation.

cs.CV

AmadeusGPT: a natural language interface for interactive animal behavioral analysis

The process of quantifying and analyzing animal behavior involves translating the naturally occurring descriptive language of their actions into machine-readable code. Yet, codifying behavior analysis is often challenging without deep understanding of animal behavior and technical machine learning knowledge. To limit this gap, we introduce AmadeusGPT: a natural language interface that turns natural language descriptions of behaviors into machine-executable code. Large-language models (LLMs) such as GPT3.5 and GPT4 allow for interactive language-based queries that are potentially well suited for making interactive behavior analysis. However, the comprehension capability of these LLMs is limited by the context window size, which prevents it from remembering distant conversations. To overcome the context window limitation, we implement a novel dual-memory mechanism to allow communication between short-term and long-term memory using symbols as context pointers for retrieval and saving. Concretely, users directly use language-based definitions of behavior and our augmented GPT develops code based on the core AmadeusGPT API, which contains machine learning, computer vision, spatio-temporal reasoning, and visualization modules. Users then can interactively refine results, and seamlessly add new behavioral modules as needed. We benchmark AmadeusGPT and show we can produce state-of-the-art performance on the MABE 2022 behavior challenge tasks. Note, an end-user would not need to write any code to achieve this. Thus, collectively AmadeusGPT presents a novel way to merge deep biological knowledge, large-language models, and core computer vision modules into a more naturally intelligent system. Code and demos can be found at: https://github.com/AdaptiveMotorControlLab/AmadeusGPT.

cs.HC

Enhance the Visual Representation via Discrete Adversarial Training

Adversarial Training (AT), which is commonly accepted as one of the most effective approaches defending against adversarial examples, can largely harm the standard performance, thus has limited usefulness on industrial-scale production and applications. Surprisingly, this phenomenon is totally opposite in Natural Language Processing (NLP) task, where AT can even benefit for generalization. We notice the merit of AT in NLP tasks could derive from the discrete and symbolic input space. For borrowing the advantage from NLP-style AT, we propose Discrete Adversarial Training (DAT). DAT leverages VQGAN to reform the image data to discrete text-like inputs, i.e. visual words. Then it minimizes the maximal risk on such discrete images with symbolic adversarial perturbations. We further give an explanation from the perspective of distribution to demonstrate the effectiveness of DAT. As a plug-and-play technique for enhancing the visual representation, DAT achieves significant improvement on multiple tasks including image classification, object detection and self-supervised learning. Especially, the model pre-trained with Masked Auto-Encoding (MAE) and fine-tuned by our DAT without extra data can get 31.40 mCE on ImageNet-C and 32.77% top-1 accuracy on Stylized-ImageNet, building the new state-of-the-art. The code will be available at https://github.com/alibaba/easyrobust.

cs.CV

Towards Robust Vision Transformer

Recent advances on Vision Transformer (ViT) and its improved variants have shown that self-attention-based networks surpass traditional Convolutional Neural Networks (CNNs) in most vision tasks. However, existing ViTs focus on the standard accuracy and computation cost, lacking the investigation of the intrinsic influence on model robustness and generalization. In this work, we conduct systematic evaluation on components of ViTs in terms of their impact on robustness to adversarial examples, common corruptions and distribution shifts. We find some components can be harmful to robustness. By using and combining robust components as building blocks of ViTs, we propose Robust Vision Transformer (RVT), which is a new vision transformer and has superior performance with strong robustness. We further propose two new plug-and-play techniques called position-aware attention scaling and patch-wise augmentation to augment our RVT, which we abbreviate as RVT*. The experimental results on ImageNet and six robustness benchmarks show the advanced robustness and generalization ability of RVT compared with previous ViTs and state-of-the-art CNNs. Furthermore, RVT-S* also achieves Top-1 rank on multiple robustness leaderboards including ImageNet-C and ImageNet-Sketch. The code will be available at \url{https://github.com/alibaba/easyrobust}.

cs.CV

Adversarial Robustness vs Model Compression, or Both?

It is well known that deep neural networks (DNNs) are vulnerable to adversarial attacks, which are implemented by adding crafted perturbations onto benign examples. Min-max robust optimization based adversarial training can provide a notion of security against adversarial attacks. However, adversarial robustness requires a significantly larger capacity of the network than that for the natural training with only benign examples. This paper proposes a framework of concurrent adversarial training and weight pruning that enables model compression while still preserving the adversarial robustness and essentially tackles the dilemma of adversarial training. Furthermore, this work studies two hypotheses about weight pruning in the conventional setting and finds that weight pruning is essential for reducing the network model size in the adversarial setting, training a small model from scratch even with inherited initialization from the large model cannot achieve both adversarial robustness and high standard accuracy. Code is available at https://github.com/yeshaokai/Robustness-Aware-Pruning-ADMM.

cs.CV

QAIR: Practical Query-efficient Black-Box Attacks for Image Retrieval

We study the query-based attack against image retrieval to evaluate its robustness against adversarial examples under the black-box setting, where the adversary only has query access to the top-k ranked unlabeled images from the database. Compared with query attacks in image classification, which produce adversaries according to the returned labels or confidence score, the challenge becomes even more prominent due to the difficulty in quantifying the attack effectiveness on the partial retrieved list. In this paper, we make the first attempt in Query-based Attack against Image Retrieval (QAIR), to completely subvert the top-k retrieval results. Specifically, a new relevance-based loss is designed to quantify the attack effects by measuring the set similarity on the top-k retrieval results before and after attacks and guide the gradient optimization. To further boost the attack efficiency, a recursive model stealing method is proposed to acquire transferable priors on the target model and generate the prior-guided gradients. Comprehensive experiments show that the proposed attack achieves a high attack success rate with few queries against the image retrieval systems under the black-box setting. The attack evaluations on the real-world visual search engine show that it successfully deceives a commercial system such as Bing Visual Search with 98% attack success rate by only 33 queries on average.

cs.CV

Adversarial Laser Beam: Effective Physical-World Attack to DNNs in a Blink

Though it is well known that the performance of deep neural networks (DNNs) degrades under certain light conditions, there exists no study on the threats of light beams emitted from some physical source as adversarial attacker on DNNs in a real-world scenario. In this work, we show by simply using a laser beam that DNNs are easily fooled. To this end, we propose a novel attack method called Adversarial Laser Beam ($AdvLB$), which enables manipulation of laser beam's physical parameters to perform adversarial attack. Experiments demonstrate the effectiveness of our proposed approach in both digital- and physical-settings. We further empirically analyze the evaluation results and reveal that the proposed laser beam attack may lead to some interesting prediction errors of the state-of-the-art DNNs. We envisage that the proposed $AdvLB$ method enriches the current family of adversarial attacks and builds the foundation for future robustness studies for light.

cs.LG

PCNN: Pattern-based Fine-Grained Regular Pruning towards Optimizing CNN Accelerators

Weight pruning is a powerful technique to realize model compression. We propose PCNN, a fine-grained regular 1D pruning method. A novel index format called Sparsity Pattern Mask (SPM) is presented to encode the sparsity in PCNN. Leveraging SPM with limited pruning patterns and non-zero sequences with equal length, PCNN can be efficiently employed in hardware. Evaluated on VGG-16 and ResNet-18, our PCNN achieves the compression rate up to 8.4X with only 0.2% accuracy loss. We also implement a pattern-aware architecture in 55nm process, achieving up to 9.0X speedup and 28.39 TOPS/W efficiency with only 3.1% on-chip memory overhead of indices.

cs.LG

Light-weight Calibrator: a Separable Component for Unsupervised Domain Adaptation

Existing domain adaptation methods aim at learning features that can be generalized among domains. These methods commonly require to update source classifier to adapt to the target domain and do not properly handle the trade off between the source domain and the target domain. In this work, instead of training a classifier to adapt to the target domain, we use a separable component called data calibrator to help the fixed source classifier recover discrimination power in the target domain, while preserving the source domain's performance. When the difference between two domains is small, the source classifier's representation is sufficient to perform well in the target domain and outperforms GAN-based methods in digits. Otherwise, the proposed method can leverage synthetic images generated by GANs to boost performance and achieve state-of-the-art performance in digits datasets and driving scene semantic segmentation. Our method empirically reveals that certain intriguing hints, which can be mitigated by adversarial attack to domain discriminators, are one of the sources for performance degradation under the domain shift.

cs.CV

Non-Structured DNN Weight Pruning -- Is It Beneficial in Any Platform?

Large deep neural network (DNN) models pose the key challenge to energy efficiency due to the significantly higher energy consumption of off-chip DRAM accesses than arithmetic or SRAM operations. It motivates the intensive research on model compression with two main approaches. Weight pruning leverages the redundancy in the number of weights and can be performed in a non-structured, which has higher flexibility and pruning rate but incurs index accesses due to irregular weights, or structured manner, which preserves the full matrix structure with lower pruning rate. Weight quantization leverages the redundancy in the number of bits in weights. Compared to pruning, quantization is much more hardware-friendly, and has become a "must-do" step for FPGA and ASIC implementations. This paper provides a definitive answer to the question for the first time. First, we build ADMM-NN-S by extending and enhancing ADMM-NN, a recently proposed joint weight pruning and quantization framework. Second, we develop a methodology for fair and fundamental comparison of non-structured and structured pruning in terms of both storage and computation efficiency. Our results show that ADMM-NN-S consistently outperforms the prior art: (i) it achieves 348x, 36x, and 8x overall weight pruning on LeNet-5, AlexNet, and ResNet-50, respectively, with (almost) zero accuracy loss; (ii) we demonstrate the first fully binarized (for all layers) DNNs can be lossless in accuracy in many cases. These results provide a strong baseline and credibility of our study. Based on the proposed comparison framework, with the same accuracy and quantization, the results show that non-structrued pruning is not competitive in terms of both storage and computation efficiency. Thus, we conclude that non-structured pruning is considered harmful. We urge the community not to continue the DNN inference acceleration for non-structured sparsity.

cs.LG

Brain-inspired reverse adversarial examples

A human does not have to see all elephants to recognize an animal as an elephant. On contrast, current state-of-the-art deep learning approaches heavily depend on the variety of training samples and the capacity of the network. In practice, the size of network is always limited and it is impossible to access all the data samples. Under this circumstance, deep learning models are extremely fragile to human-imperceivable adversarial examples, which impose threats to all safety critical systems. Inspired by the association and attention mechanisms of the human brain, we propose reverse adversarial examples method that can greatly improve models' robustness on unseen data. Experiments show that our reverse adversarial method can improve accuracy on average 19.02% on ResNet18, MobileNet, and VGG16 on unseen data transformation. Besides, the proposed method is also applicable to compressed models and shows potential to compensate the robustness drop brought by model quantization - an absolute 30.78% accuracy improvement.

cs.LG

Toward Extremely Low Bit and Lossless Accuracy in DNNs with Progressive ADMM

Weight quantization is one of the most important techniques of Deep Neural Networks (DNNs) model compression method. A recent work using systematic framework of DNN weight quantization with the advanced optimization algorithm ADMM (Alternating Direction Methods of Multipliers) achieves one of state-of-art results in weight quantization. In this work, we first extend such ADMM-based framework to guarantee solution feasibility and we have further developed a multi-step, progressive DNN weight quantization framework, with dual benefits of (i) achieving further weight quantization thanks to the special property of ADMM regularization, and (ii) reducing the search space within each step. Extensive experimental results demonstrate the superior performance compared with prior work. Some highlights: we derive the first lossless and fully binarized (for all layers) LeNet-5 for MNIST; And we derive the first fully binarized (for all layers) VGG-16 for CIFAR-10 and ResNet for ImageNet with reasonable accuracy loss.

cs.LG

Progressive DNN Compression: A Key to Achieve Ultra-High Weight Pruning and Quantization Rates using ADMM

Weight pruning and weight quantization are two important categories of DNN model compression. Prior work on these techniques are mainly based on heuristics. A recent work developed a systematic frame-work of DNN weight pruning using the advanced optimization technique ADMM (Alternating Direction Methods of Multipliers), achieving one of state-of-art in weight pruning results. In this work, we first extend such one-shot ADMM-based framework to guarantee solution feasibility and provide fast convergence rate, and generalize to weight quantization as well. We have further developed a multi-step, progressive DNN weight pruning and quantization framework, with dual benefits of (i) achieving further weight pruning/quantization thanks to the special property of ADMM regularization, and (ii) reducing the search space within each step. Extensive experimental results demonstrate the superior performance compared with prior work. Some highlights: (i) we achieve 246x,36x, and 8x weight pruning on LeNet-5, AlexNet, and ResNet-50 models, respectively, with (almost) zero accuracy loss; (ii) even a significant 61x weight pruning in AlexNet (ImageNet) results in only minor degradation in actual accuracy compared with prior work; (iii) we are among the first to derive notable weight pruning results for ResNet and MobileNet models; (iv) we derive the first lossless, fully binarized (for all layers) LeNet-5 for MNIST and VGG-16 for CIFAR-10; and (v) we derive the first fully binarized (for all layers) ResNet for ImageNet with reasonable accuracy loss.

cs.NE

StructADMM: A Systematic, High-Efficiency Framework of Structured Weight Pruning for DNNs

Weight pruning methods of DNNs have been demonstrated to achieve a good model pruning rate without loss of accuracy, thereby alleviating the significant computation/storage requirements of large-scale DNNs. Structured weight pruning methods have been proposed to overcome the limitation of irregular network structure and demonstrated actual GPU acceleration. However, in prior work the pruning rate (degree of sparsity) and GPU acceleration are limited (to less than 50%) when accuracy needs to be maintained. In this work,we overcome these limitations by proposing a unified, systematic framework of structured weight pruning for DNNs. It is a framework that can be used to induce different types of structured sparsity, such as filter-wise, channel-wise, and shape-wise sparsity, as well non-structured sparsity. The proposed framework incorporates stochastic gradient descent with ADMM, and can be understood as a dynamic regularization method in which the regularization target is analytically updated in each iteration. Without loss of accuracy on the AlexNet model, we achieve 2.58X and 3.65X average measured speedup on two GPUs, clearly outperforming the prior work. The average speedups reach 3.15X and 8.52X when allowing a moderate ac-curacy loss of 2%. In this case the model compression for convolutional layers is 15.0X, corresponding to 11.93X measured CPU speedup. Our experiments on ResNet model and on other data sets like UCF101 and CIFAR-10 demonstrate the consistently higher performance of our framework.

cs.NE

ADMM-NN: An Algorithm-Hardware Co-Design Framework of DNNs Using Alternating Direction Method of Multipliers

To facilitate efficient embedded and hardware implementations of deep neural networks (DNNs), two important categories of DNN model compression techniques: weight pruning and weight quantization are investigated. The former leverages the redundancy in the number of weights, whereas the latter leverages the redundancy in bit representation of weights. However, there lacks a systematic framework of joint weight pruning and quantization of DNNs, thereby limiting the available model compression ratio. Moreover, the computation reduction, energy efficiency improvement, and hardware performance overhead need to be accounted for besides simply model size reduction. To address these limitations, we present ADMM-NN, the first algorithm-hardware co-optimization framework of DNNs using Alternating Direction Method of Multipliers (ADMM), a powerful technique to deal with non-convex optimization problems with possibly combinatorial constraints. The first part of ADMM-NN is a systematic, joint framework of DNN weight pruning and quantization using ADMM. It can be understood as a smart regularization technique with regularization target dynamically updated in each ADMM iteration, thereby resulting in higher performance in model compression than prior work. The second part is hardware-aware DNN optimizations to facilitate hardware-level implementations. Without accuracy loss, we can achieve 85$\times$ and 24$\times$ pruning on LeNet-5 and AlexNet models, respectively, significantly higher than prior work. The improvement becomes more significant when focusing on computation reductions. Combining weight pruning and quantization, we achieve 1,910$\times$ and 231$\times$ reductions in overall model size on these two benchmarks, when focusing on data storage. Highly promising results are also observed on other representative DNNs such as VGGNet and ResNet-50.

cs.LG

A Unified Framework of DNN Weight Pruning and Weight Clustering/Quantization Using ADMM

Many model compression techniques of Deep Neural Networks (DNNs) have been investigated, including weight pruning, weight clustering and quantization, etc. Weight pruning leverages the redundancy in the number of weights in DNNs, while weight clustering/quantization leverages the redundancy in the number of bit representations of weights. They can be effectively combined in order to exploit the maximum degree of redundancy. However, there lacks a systematic investigation in literature towards this direction. In this paper, we fill this void and develop a unified, systematic framework of DNN weight pruning and clustering/quantization using Alternating Direction Method of Multipliers (ADMM), a powerful technique in optimization theory to deal with non-convex optimization problems. Both DNN weight pruning and clustering/quantization, as well as their combinations, can be solved in a unified manner. For further performance improvement in this framework, we adopt multiple techniques including iterative weight quantization and retraining, joint weight clustering training and centroid updating, weight clustering retraining, etc. The proposed framework achieves significant improvements both in individual weight pruning and clustering/quantization problems, as well as their combinations. For weight pruning alone, we achieve 167x weight reduction in LeNet-5, 24.7x in AlexNet, and 23.4x in VGGNet, without any accuracy loss. For the combination of DNN weight pruning and clustering/quantization, we achieve 1,910x and 210x storage reduction of weight data on LeNet-5 and AlexNet, respectively, without accuracy loss. Our codes and models are released at the link http://bit.ly/2D3F0np

cs.NE