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Shashi Kumar

Publications and source records attributed to Shashi Kumar.

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Generative vs. Encoder Large Language Models for ASR Evaluation: A Comparative Study

Automatic Speech Recognition (ASR) is typically evaluated using Word Error Rate (WER), which poorly reflects semantic similarity. While embedding-based metrics correlate better with human judgments, the respective roles of encoder and decoder-based Large Language Models (LLMs) remain underexplored. This paper presents a comparative study of both families for ASR evaluation. We analyze BERTScore and SemDist across different LLMs, layers, and pooling strategies, showing that both metrics can achieve strong correlation with human judgments when properly configured. For decoder models, we investigate generative LLMs in two settings: pairwise hypothesis selection via prompting and direct qualitative error classification. Our results show that encoder-based metrics remain highly competitive, while generative LLMs perform strongly in hypothesis comparison and improve the interpretability of ASR evaluation.

cs.CL

When Synthetic Speech Is All You Have: Better Call GRPO

LLM-based ASR adapted to regulated domains such as banking is bottlenecked by privacy: real speech is costly and legally constrained to collect, making synthetic text-to-speech (TTS) an attractive substitute. Yet synthetic speech stays acoustically mismatched with real recordings, and work on this gap has stayed within supervised fine-tuning (SFT). We instead turn to reinforcement learning, and show that Group Relative Policy Optimization (GRPO) extracts far more from the same synthetic speech than SFT. Synthetic-only adaptation of the model with GRPO, a critic-free method rewarding low-WER hypotheses, reduces WER by 40\% relative to SFT (36.71\%$\to$22.09\%), and an SFT-then-GRPO combination pushes this further to 45\%. We trace the gain to behavior rather than representation: GRPO reduces insertion errors by improving stopping calibration and speech-to-text alignment by better anchoring attention to audio, leaving early-layer representations intact. When synthetic speech is the main resource, reinforcement learning should be preferred over supervised fine-tuning.

cs.CL

How to Leverage Synthetic Speech for LLM-Based ASR Systems?

In regulated domains such as banking and healthcare, where privacy constraints make real speech costly to collect and retain, synthetic speech from modern text-to-speech (TTS) is an appealing alternative for training automatic speech recognition (ASR) without exposing sensitive customer recordings. Yet a persistent distributional gap between synthetic and real data limits how far it can replace genuine recordings. Prior work largely treats this gap as a black box to be engineered around, but in our work, we instead examine its origin directly by probing a SLAM-ASR architecture. Then, we localise where its LLM backbone separates real from synthetic speech and find the discriminative signal concentrated in the early-to-middle layers, where temporal and prosodic perturbations disrupt it most. We further show that representation-level separability, help, but does not directly predict downstream ASR gains. On the other hand, convolving synthetic audio with room impulse responses (RIRs) narrows the gap not by making synthetic speech sound cleaner or more natural, but by reproducing the acoustic irregularities of real recordings. Translating these findings into the training procedure, by adding a layer-selection module combined with RIR augmentation matches a fully real-data baseline using only 25% of the real speech (13.6h) and surpasses it at all higher proportions.

cs.CL

Test-Time Compute Scaling for ASR with Depth-Conditioned Looped Transformers

End-to-end ASR systems typically use fixed-depth acoustic encoders at inference, making it difficult to trade additional test-time computation for improved recognition without training a larger model. A natural approach is to reuse a shared Transformer block recurrently, but we find that naive looping does not fully exploit additional recurrent compute. We introduce LARM, a depth-conditioned looped Transformer that turns recurrent encoder depth into a controllable test-time compute axis. LARM combines sparse CTC checkpoints, supervision-clock embeddings, FiLM depth conditioning, and delayed soft-posterior feedback. These components structure the loop into recognition checkpoints separated by latent refinement phases and allow shared weights to specialize across recurrent steps. On LibriSpeech, LARM improves WER as the number of inference loops increases and achieves performance competitive with deeper unshared-parameter baselines. Our results show that test-time compute scaling can extend beyond autoregressive language-model reasoning to continuous non-autoregressive speech recognition.

cs.LG

Geometric Latent Reasoning Induces Shorter Generations in LLMs

Large language models solve complex problems by generating lengthy chains of explicit reasoning tokens. While effective, this makes reasoning expensive, length-sensitive, and constrained to (discrete) natural language. While latent reasoning offers a continuous alternative, determining useful structures for intermediate latent states is an open challenge. In this paper, we formulate latent reasoning as a geometric path-approximation problem within the model's pretrained token-embedding space. We introduce Geometric Latent Reasoning (GLR), which uses a lightweight transition head to predict iterative direction updates in embedding space. Using textual chain-of-thought traces as anchors, GLR learns to approximate discrete reasoning trajectories while permitting continuous deviations from exact token embeddings. Evaluations on mathematical reasoning benchmarks using Qwen3 models reveal an emergent phenomenon: geometric latent reasoning induces substantially shorter generations without an explicit length objective. By replacing early explicit reasoning with continuous latent steps, models often reach correct answers using substantially fewer total generation steps. These findings suggest that continuous trajectories act as compact intermediate reasoning states, exposing a new tradeoff between latent computation budget, output length, and accuracy.

cs.CL

Evaluation of Automatic Speech Recognition Using Generative Large Language Models

Automatic Speech Recognition (ASR) is traditionally evaluated using Word Error Rate (WER), a metric that is insensitive to meaning. Embedding-based semantic metrics are better correlated with human perception, but decoder-based Large Language Models (LLMs) remain underexplored for this task. This paper evaluates their relevance through three approaches: (1) selecting the best hypothesis between two candidates, (2) computing semantic distance using generative embeddings, and (3) qualitative classification of errors. On the HATS dataset, the best LLMs achieve 92--94\% agreement with human annotators for hypothesis selection, compared to 63\% for WER, also outperforming semantic metrics. Embeddings from decoder-based LLMs show performance comparable to encoder models. Finally, LLMs offer a promising direction for interpretable and semantic ASR evaluation.

cs.CL

Closing the Speech-Text Gap with Limited Audio for Effective Domain Adaptation in LLM-Based ASR

Conventional end-to-end automatic speech recognition (ASR) systems rely on paired speech-text data for domain adaptation. Recent LLM-based ASR architectures connect a speech encoder to a large language model via a projection module, enabling adaptation with text-only data. However, this introduces a modality gap, as the LLM is not exposed to the noisy representations produced by the speech projector. We investigate whether small amounts of speech can mitigate this mismatch. We compare three strategies: text-only adaptation, paired speech-text adaptation, and mixed batching (MB), which combines both. Experiments in in-domain and out-of-domain settings show that even limited speech consistently improves performance. Notably, MB using only 10% of the target-domain (less than 4 hours) speech achieves word error rates comparable to, or better than, conventional ASR fine-tuning with the full dataset, indicating that small amounts of speech provide a strong modality-alignment signal.

cs.CL

Distilling Conversations: Abstract Compression of Conversational Audio Context for LLM-based ASR

Standard LLM-based speech recognition systems typically process utterances in isolation, limiting their ability to leverage conversational context. In this work, we study whether multimodal context from prior turns improves LLM-based ASR and how to represent that context efficiently. We find that, after supervised multi-turn training, conversational context mainly helps with the recognition of contextual entities. However, conditioning on raw context is expensive because the prior-turn audio token sequence grows rapidly with conversation length. To address this, we propose Abstract Compression, which replaces the audio portion of prior turns with a fixed number of learned latent tokens while retaining corresponding transcripts explicitly. On both in-domain and out-of-domain test sets, the compressed model recovers part of the gains of raw-context conditioning with a smaller prior-turn audio footprint. We also provide targeted analyses of the compression setup and its trade-offs.

cs.CL

Nonparametric Variational Differential Privacy via Embedding Parameter Clipping

The nonparametric variational information bottleneck (NVIB) provides the foundation for nonparametric variational differential privacy (NVDP), a framework for building privacy-preserving language models. However, the learned latent representations can drift into regions with high information content, leading to poor privacy guarantees, but also low utility due to numerical instability during training. In this work, we introduce a principled parameter clipping strategy to directly address this issue. Our method is mathematically derived from the objective of minimizing the R\'enyi Divergence (RD) upper bound, yielding specific, theoretically grounded constraints on the posterior mean, variance, and mixture weight parameters. We apply our technique to an NVIB based model and empirically compare it against an unconstrained baseline. Our findings demonstrate that the clipped model consistently achieves tighter RD bounds, implying stronger privacy, while simultaneously attaining higher performance on several downstream tasks. This work presents a simple yet effective method for improving the privacy-utility trade-off in variational models, making them more robust and practical.

cs.LG

Doctor or Patient? Synergizing Diarization and ASR for Code-Switched Hinglish Medical Conditions Extraction

Extracting patient medical conditions from code-switched clinical spoken dialogues is challenging due to rapid turn-taking and highly overlapped speech. We present a robust system evaluated on the DISPLACE-M dataset of real-world Hinglish medical conversations. We propose an End-to-End Neural Diarization with Vector Clustering approach (EEND-VC) to accurately resolve dense and speaker overlaps in Doctor-Patient Conversations (DoPaCo). For transcription, we adapt a Qwen3 ASR model via domain-specific fine-tuning, Devanagari script normalization, and dialogue-level LLM error correction, achieving an 18.59% tcpWER. We benchmark open and proprietary LLMs on medical condition extraction, comparing our text-based cascade system against a multimodal End-to-End (E2E) audio framework. While proprietary E2E models set the performance ceiling, our open cascaded architecture is highly competitive, as it achieved first place out of 25 participants in the DISPLACE-M challenge. All implementations are publicly released.

eess.AS

Text-only adaptation in LLM-based ASR through text denoising

Adapting large language model (LLM)-based automatic speech recognition (ASR) systems to new domains using text-only data is a significant yet underexplored challenge. Standard fine-tuning of the LLM on the target domain text often disrupts the critical alignment between the speech and text modality learned by the projector, degrading performance. We introduce a novel text-only adaptation method that frames this process as a text denoising task. Our approach trains the LLM to recover clean transcripts from noisy inputs. This process effectively adapts the model to a target domain while preserving cross-modal alignment. Our solution is lightweight, requiring no architectural changes or additional parameters. Extensive evaluation on two datasets demonstrates up to 22.1% relative improvement, outperforming recent state-of-the-art text-only adaptation methods.

cs.SD

Reducing Prompt Sensitivity in LLM-based Speech Recognition Through Learnable Projection

LLM-based automatic speech recognition (ASR), a well-established approach, connects speech foundation models to large language models (LLMs) through a speech-to-LLM projector, yielding promising results. A common design choice in these architectures is the use of a fixed, manually defined prompt during both training and inference. This setup not only enables applicability across a range of practical scenarios, but also helps maximize model performance. However, the impact of prompt design remains underexplored. This paper presents a comprehensive analysis of commonly used prompts across diverse datasets, showing that prompt choice significantly affects ASR performance and introduces instability, with no single prompt performing best across all cases. Inspired by the speech-to-LLM projector, we propose a prompt projector module, a simple, model-agnostic extension that learns to project prompt embeddings to more effective regions of the LLM input space, without modifying the underlying LLM-based ASR model. Experiments on four datasets show that the addition of a prompt projector consistently improves performance, reduces variability, and outperforms the best manually selected prompts.

eess.AS

Latent Space Factorization in LoRA

Low-rank adaptation (LoRA) is a widely used method for parameter-efficient finetuning. However, existing LoRA variants lack mechanisms to explicitly disambiguate task-relevant information within the learned low-rank subspace, potentially limiting downstream performance. We propose Factorized Variational Autoencoder LoRA (FVAE-LoRA), which leverages a VAE to learn two distinct latent spaces. Our novel Evidence Lower Bound formulation explicitly promotes factorization between the latent spaces, dedicating one latent space to task-salient features and the other to residual information. Extensive experiments on text, audio, and image tasks demonstrate that FVAE-LoRA consistently outperforms standard LoRA. Moreover, spurious correlation evaluations confirm that FVAE-LoRA better isolates task-relevant signals, leading to improved robustness under distribution shifts. Our code is publicly available at: https://github.com/idiap/FVAE-LoRA

cs.LG

TokenVerse++: Towards Flexible Multitask Learning with Dynamic Task Activation

Token-based multitasking frameworks like TokenVerse require all training utterances to have labels for all tasks, hindering their ability to leverage partially annotated datasets and scale effectively. We propose TokenVerse++, which introduces learnable vectors in the acoustic embedding space of the XLSR-Transducer ASR model for dynamic task activation. This core mechanism enables training with utterances labeled for only a subset of tasks, a key advantage over TokenVerse. We demonstrate this by successfully integrating a dataset with partial labels, specifically for ASR and an additional task, language identification, improving overall performance. TokenVerse++ achieves results on par with or exceeding TokenVerse across multiple tasks, establishing it as a more practical multitask alternative without sacrificing ASR performance.

cs.CL

Unifying Streaming and Non-streaming Zipformer-based ASR

There has been increasing interest in unifying streaming and non-streaming automatic speech recognition (ASR) models to reduce development, training, and deployment costs. We present a unified framework that trains a single end-to-end ASR model for both streaming and non-streaming applications, leveraging future context information. We propose to use dynamic right-context through the chunked attention masking in the training of zipformer-based ASR models. We demonstrate that using right-context is more effective in zipformer models compared to other conformer models due to its multi-scale nature. We analyze the effect of varying the number of right-context frames on accuracy and latency of the streaming ASR models. We use Librispeech and large in-house conversational datasets to train different versions of streaming and non-streaming models and evaluate them in a production grade server-client setup across diverse testsets of different domains. The proposed strategy reduces word error by relative 7.9\% with a small degradation in user-perceived latency. By adding more right-context frames, we are able to achieve streaming performance close to that of non-streaming models. Our approach also allows flexible control of the latency-accuracy tradeoff according to customers requirements.

cs.SD

Better Semi-supervised Learning for Multi-domain ASR Through Incremental Retraining and Data Filtering

Fine-tuning pretrained ASR models for specific domains is challenging when labeled data is scarce. But unlabeled audio and labeled data from related domains are often available. We propose an incremental semi-supervised learning pipeline that first integrates a small in-domain labeled set and an auxiliary dataset from a closely related domain, achieving a relative improvement of 4% over no auxiliary data. Filtering based on multi-model consensus or named entity recognition (NER) is then applied to select and iteratively refine pseudo-labels, showing slower performance saturation compared to random selection. Evaluated on the multi-domain Wow call center and Fisher English corpora, it outperforms single-step fine-tuning. Consensus-based filtering outperforms other methods, providing up to 22.3% relative improvement on Wow and 24.8% on Fisher over single-step fine-tuning with random selection. NER is the second-best filter, providing competitive performance at a lower computational cost.

cs.CL

Efficient Data Selection for Domain Adaptation of ASR Using Pseudo-Labels and Multi-Stage Filtering

Fine-tuning pretrained ASR models for specific domains is challenging for small organizations with limited labeled data and computational resources. Here, we explore different data selection pipelines and propose a robust approach that improves ASR adaptation by filtering pseudo-labels generated using Whisper (encoder-decoder) and Zipformer (transducer) models. Our approach integrates multiple selection strategies -- including word error rate (WER) prediction, named entity recognition (NER), and character error rate (CER) analysis -- to extract high-quality training segments. We evaluate our method on Whisper and Zipformer using a 7500-hour baseline, comparing it to a CER-based approach relying on hypotheses from three ASR systems. Fine-tuning on 7500 hours of pseudo-labeled call center data achieves 12.3% WER, while our filtering reduces the dataset to 100 hours (1.4%) with similar performance; a similar trend is observed on Fisher English.

cs.CL

A Differentiable Alignment Framework for Sequence-to-Sequence Modeling via Optimal Transport

Accurate sequence-to-sequence (seq2seq) alignment is critical for applications like medical speech analysis and language learning tools relying on automatic speech recognition (ASR). State-of-the-art end-to-end (E2E) ASR systems, such as the Connectionist Temporal Classification (CTC) and transducer-based models, suffer from peaky behavior and alignment inaccuracies. In this paper, we propose a novel differentiable alignment framework based on one-dimensional optimal transport, enabling the model to learn a single alignment and perform ASR in an E2E manner. We introduce a pseudo-metric, called Sequence Optimal Transport Distance (SOTD), over the sequence space and discuss its theoretical properties. Based on the SOTD, we propose Optimal Temporal Transport Classification (OTTC) loss for ASR and contrast its behavior with CTC. Experimental results on the TIMIT, AMI, and LibriSpeech datasets show that our method considerably improves alignment performance compared to CTC and the more recently proposed Consistency-Regularized CTC, though with a trade-off in ASR performance. We believe this work opens new avenues for seq2seq alignment research, providing a solid foundation for further exploration and development within the community. Our code is publicly available at: https://github.com/idiap/OTTC

cs.LG