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Shawn D. Domagal-Goldman

Publications and source records attributed to Shawn D. Domagal-Goldman.

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A comprehensive understanding of planet formation is required for assessing planetary habitability and for the search for life

Dozens of habitable zone, approximately earth-sized exoplanets are known today. An emerging frontier of exoplanet studies is identifying which of these habitable zone, small planets are actually habitable (have all necessary conditions for life) and, of those, which are earth-like. Many parameters and processes influence habitability, ranging from the orbit through detailed composition including volatiles and organics, to the presence of geological activity and plate tectonics. While some properties will soon be directly observable, others cannot be probed by remote sensing for the foreseeable future. Thus, statistical understanding of planetary systems' formation and evolution is a key supplement to the direct measurements of planet properties. Probabilistically assessing parameters we cannot directly measure is essential to reliably assess habitability, to prioritizing habitable-zone planets for follow-up, and for interpreting possible biosignatures.

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Understanding Stellar Contamination in Exoplanet Transmission Spectra as an Essential Step in Small Planet Characterization

Transmission spectroscopy during planetary transits is expected to be a major source of information on the atmospheres of small (approximately Earth-sized) exoplanets in the next two decades. This technique, however, is intrinsically affected by stellar spectral contamination caused by the fact that stellar photo- and chromospheres are not perfectly homogeneous. Such stellar contamination will often reach or exceed the signal introduced by the planetary spectral features. Finding effective methods to correct stellar contamination -- or at least to quantify its possible range -- for the most important exoplanets is a necessary step for our understanding of exoplanet atmospheres. This will require significantly deepening our understanding of stellar heterogeneity, which is currently limited by the available data.

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The Habitability of Proxima Centauri b I: Evolutionary Scenarios

We analyze the evolution of the potentially habitable planet Proxima Centauri b to identify environmental factors that affect its long-term habitability. We consider physical processes acting on size scales ranging from the galactic to the stellar system to the planet's core. We find that there is a significant probability that Proxima Centauri has had encounters with its companion stars, Alpha Centauri A and B, that are close enough to destabilize an extended planetary system. If the system has an additional planet, as suggested by the discovery data, then it may perturb planet b's eccentricity and inclination, possibly driving those parameters to non-zero values, even in the presence of strong tidal damping. We also model the internal evolution of the planet, evaluating the roles of different radiogenic abundances and tidal heating and find that magnetic field generation is likely for billions of years. We find that if planet b formed in situ, then it experienced 169 +/- 13 million years in a runaway greenhouse as the star contracted during its formation. This early phase could remove up to 5 times as much water as in the modern Earth's oceans, possibly producing a large abiotic oxygen atmosphere. On the other hand, if Proxima Centauri b formed with a substantial hydrogen atmosphere (0.01 - 1% of the planet's mass), then this envelope could have shielded the water long enough for it to be retained before being blown off itself. After modeling this wide range of processes we conclude that water retention during the host star's pre-main sequence phase is the biggest obstacle for Proxima b's habitability. These results are all obtained with a new software package called VPLANET.

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Organic Haze as a Biosignature in Anoxic Earth-like Atmospheres

Early Earth may have hosted a biologically-mediated global organic haze during the Archean eon (3.8-2.5 billion years ago). This haze would have significantly impacted multiple aspects of our planet, including its potential for habitability and its spectral appearance. Here, we model worlds with Archean-like levels of carbon dioxide orbiting the ancient sun and an M4V dwarf (GJ 876) and show that organic haze formation requires methane fluxes consistent with estimated Earth-like biological production rates. On planets with high fluxes of biogenic organic sulfur gases (CS2, OCS, CH3SH, and CH3SCH3), photochemistry involving these gases can drive haze formation at lower CH4/CO2 ratios than methane photochemistry alone. For a planet orbiting the sun, at 30x the modern organic sulfur gas flux, haze forms at a CH4/CO2 ratio 20% lower than at 1x the modern organic sulfur flux. For a planet orbiting the M4V star, the impact of organic sulfur gases is more pronounced: at 1x the modern Earth organic sulfur flux, a substantial haze forms at CH4/CO2 ~ 0.2, but at 30x the organic sulfur flux, the CH4/CO2 ratio needed to form haze decreases by a full order of magnitude. Detection of haze at an anomalously low CH4/CO2 ratio could suggest the influence of these biogenic sulfur gases, and therefore imply biological activity on an exoplanet. When these organic sulfur gases are not readily detectable in the spectrum of an Earth-like exoplanet, the thick organic haze they can help produce creates a very strong absorption feature at UV-blue wavelengths detectable in reflected light at a spectral resolution as low as 10. In direct imaging, constraining CH4 and CO2 concentrations will require higher spectral resolution, and R > 170 is needed to accurately resolve the structure of the CO2 feature at 1.57 μm, likely, the most accessible CO2 feature on an Archean-like exoplanet.

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Exoplanet Biosignatures: Understanding Oxygen as a Biosignature in the Context of Its Environment

Here we review how environmental context can be used to interpret whether O2 is a biosignature in extrasolar planetary observations. This paper builds on the overview of current biosignature research discussed in Schwieterman et al. (2017), and provides an in-depth, interdisciplinary example of biosignature identification and observation that serves as a basis for the development of the general framework for biosignature assessment described in Catling et al., (2017). O2 is a potentially strong biosignature that was originally thought to be an unambiguous indicator for life at high-abundance. We describe the coevolution of life with the early Earth's environment, and how the interplay of sources and sinks in the planetary environment may have resulted in suppression of O2 release into the atmosphere for several billion years, a false negative for biologically generated O2. False positives may also be possible, with recent research showing potential mechanisms in exoplanet environments that may generate relatively high abundances of atmospheric O2 without a biosphere being present. These studies suggest that planetary characteristics that may enhance false negatives should be considered when selecting targets for biosignature searches. Similarly our ability to interpret O2 observed in an exoplanetary atmosphere is also crucially dependent on environmental context to rule out false positive mechanisms. We describe future photometric, spectroscopic and time-dependent observations of O2 and the planetary environment that could increase our confidence that any observed O2 is a biosignature, and help discriminate it from potential false positives. By observing and understanding O2 in its planetary context we can increase our confidence in the remote detection of life, and provide a model for biosignature development for other proposed biosignatures.

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Pale Orange Dots: The Impact of Organic Haze on the Habitability and Detectability of Earthlike Exoplanets

Hazes are common in known planet atmospheres, and geochemical evidence suggests early Earth occasionally supported an organic haze with significant environmental and spectral consequences. The UV spectrum of the parent star drives organic haze formation through methane photochemistry. We use a 1D photochemical-climate model to examine production of fractal organic haze on Archean Earth-analogs in the habitable zonesof several stellar types: the modern and early Sun, AD Leo (M3.5V), GJ 876 (M4V), $ε$ Eridani (K2V), and $σ$ Boötis (F2V). For Archean-like atmospheres, planets orbiting stars with the highest UV fluxes do not form haze due to the formation of photochemical oxygen radicals that destroy haze precursors. Organic hazes impact planetary habitability via UV shielding and surface cooling, but this cooling is minimized around M dwarfs whose energy is emitted at wavelengths where organic hazes are relatively transparent. We generate spectra to test the detectability of haze. For 10 transits of a planet orbiting GJ 876 observed by the James Webb Space Telescope, haze makes gaseous absorption features at wavelengths $<$ 2.5 $μ$m 2-10$σ$ shallower compared to a haze-free planet, and methane and carbon dioxide are detectable at $>$5$σ$. A haze absorption feature can be detected at 5$σ$ near 6.3 $μ$m, but higher signal-to-noise is needed to distinguish haze from adjacent absorbers. For direct imaging of a planet at 10 parsecs using a coronagraphic 10-meter class ultraviolet-visible-near infrared telescope, a UV-blue haze absorption feature would be strongly detectable at $>$12$σ$ in 200 hours.

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The Pale Orange Dot: The Spectrum and Habitability of Hazy Archean Earth

Recognizing whether a planet can support life is a primary goal of future exoplanet spectral characterization missions, but past research on habitability assessment has largely ignored the vastly different conditions that have existed in our planet's long habitable history. This study presents simulations of a habitable yet dramatically different phase of Earth's history, when the atmosphere contained a Titan-like organic-rich haze. Prior work has claimed a haze-rich Archean Earth (3.8-2.5 billion years ago) would be frozen due to the haze's cooling effects. However, no previous studies have self-consistently taken into account climate, photochemistry, and fractal hazes. Here, we demonstrate using coupled climate-photochemical-microphysical simulations that hazes can cool the planet's surface by about 20 K, but habitable conditions with liquid surface water could be maintained with a relatively thick haze layer (tau ~ 5 at 200 nm) even with the fainter young sun. We find that optically thicker hazes are self-limiting due to their self-shielding properties, preventing catastrophic cooling of the planet. Hazes may even enhance planetary habitability through UV shielding, reducing surface UV flux by about 97% compared to a haze-free planet, and potentially allowing survival of land-based organisms 2.6.2.7 billion years ago. The broad UV absorption signature produced by this haze may be visible across interstellar distances, allowing characterization of similar hazy exoplanets. The haze in Archean Earth's atmosphere was strongly dependent on biologically-produced methane, and we propose hydrocarbon haze may be a novel type of spectral biosignature on planets with substantial levels of CO2. Hazy Archean Earth is the most alien world for which we have geochemical constraints on environmental conditions, providing a useful analog for similar habitable, anoxic exoplanets.

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The Habitability of Proxima Centauri b: II: Environmental States and Observational Discriminants

Proxima Centauri b provides an unprecedented opportunity to understand the evolution and nature of terrestrial planets orbiting M dwarfs. Although Proxima Cen b orbits within its star's habitable zone, multiple plausible evolutionary paths could have generated different environments that may or may not be habitable. Here we use 1D coupled climate-photochemical models to generate self-consistent atmospheres for evolutionary scenarios predicted in our companion paper (Barnes et al., 2016). These include high-O2, high-CO2, and more Earth-like atmospheres, with either oxidizing or reducing compositions. We show that these modeled environments can be habitable or uninhabitable at Proxima Cen b's position in the habitable zone. We use radiative transfer models to generate synthetic spectra and thermal phase curves for these simulated environments, and instrument models to explore our ability to discriminate between possible planetary states. These results are applicable not only to Proxima Cen b, but to other terrestrial planets orbiting M dwarfs. Thermal phase curves may provide the first constraint on the existence of an atmosphere, and JWST observations longward of 7 microns could characterize atmospheric heat transport and molecular composition. Detection of ocean glint is unlikely with JWST, but may be within the reach of larger aperture telescopes. Direct imaging spectra may detect O4, which is diagnostic of massive water loss and O2 retention, rather than a photosynthesis. Similarly, strong CO2 and CO bands at wavelengths shortward of 2.5 μm would indicate a CO2-dominated atmosphere. If the planet is habitable and volatile-rich, direct imaging will be the best means of detecting habitability. Earth-like planets with microbial biospheres may be identified by the presence of CH4 and either photosynthetically produced O2 or a hydrocarbon haze layer.

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Identifying Planetary Biosignature Impostors: Spectral Features of CO and O4 Resulting from Abiotic O2/O3 Production

O2 and O3 have been long considered the most robust individual biosignature gases in a planetary atmosphere, yet multiple mechanisms that may produce them in the absence of life have been described. However, these abiotic planetary mechanisms modify the environment in potentially identifiable ways. Here we briefly discuss two of the most detectable spectral discriminants for abiotic O2/O3: CO and O4. We produce the first explicit self-consistent simulations of these spectral discriminants as they may be seen by JWST. If JWST-NIRISS and/or NIRSpec observe CO (2.35, 4.6 um) in conjunction with CO2 (1.6, 2.0, 4.3 um) in the transmission spectrum of a terrestrial planet it could indicate robust CO2 photolysis and suggest that a future detection of O2 or O3 might not be biogenic. Strong O4 bands seen in transmission at 1.06 and 1.27 um could be diagnostic of a post-runaway O2-dominated atmosphere from massive H-escape. We find that for these false positive scenarios, CO at 2.35 um, CO2 at 2.0 and 4.3 um, and O4 at 1.27 um are all stronger features in transmission than O2/O3 and could be detected with SNRs $\gtrsim$ 3 for an Earth-size planet orbiting a nearby M dwarf star with as few as 10 transits, assuming photon-limited noise. O4 bands could also be sought in UV/VIS/NIR reflected light (at 0.345, 0.36, 0.38, 0.445, 0.475, 0.53, 0.57, 0.63, 1.06, and 1.27 um) by a next generation direct-imaging telescope such as LUVOIR/HDST or HabEx and would indicate an oxygen atmosphere too massive to be biologically produced.

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ATLAST detector needs for direct spectroscopic biosignature characterization in the visible and near-IR

Are we alone? Answering this ageless question will be a major focus for astrophysics in coming decades. Our tools will include unprecedentedly large UV-Optical-IR space telescopes working with advanced coronagraphs and starshades. Yet, these facilities will not live up to their full potential without better detectors than we have today. To inform detector development, this paper provides an overview of visible and near-IR (VISIR; $λ=0.4-1.8~μ\textrm{m}$) detector needs for the Advanced Technology Large Aperture Space Telescope (ATLAST), specifically for spectroscopic characterization of atmospheric biosignature gasses. We also provide a brief status update on some promising detector technologies for meeting these needs in the context of a passively cooled ATLAST.

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Testing the Early Mars H2-CO2 Greenhouse Hypothesis with a 1-D Photochemical Model

A recent study by Ramirez et al. (2014) demonstrated that an atmosphere with 1.3-4 bar of CO2 and H2O, in addition to 5-20% H2, could have raised the mean annual and global surface temperature of early Mars above the freezing point of water. Such warm temperatures appear necessary to generate the rainfall (or snowfall) amounts required to carve the ancient martian valleys. Here, we use our best estimates for early martian outgassing rates, along with a 1-D photochemical model, to assess the conversion efficiency of CO, CH4, and H2S to CO2, SO2, and H2. Our outgassing estimates assume that Mars was actively recycling volatiles between its crust and interior, as Earth does today. H2 production from serpentinization and deposition of banded iron-formations is also considered. Under these assumptions, maintaining an H2 concentration of ~1-2% by volume is achievable, but reaching 5% H2 requires additional H2 sources or a slowing of the hydrogen escape rate below the diffusion limit. If the early martian atmosphere was indeed H2-rich, we might be able to see evidence of this in the rock record. The hypothesis proposed here is consistent with new data from the Curiosity Rover, which show evidence for a long-lived lake in Gale Crater near Mt. Sharp. It is also consistent with measured oxygen fugacities of martian meteorites, which show evidence for progressive mantle oxidation over time.

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Lower Limits on Aperture Size for an ExoEarth-Detecting Coronagraphic Mission

The yield of Earth-like planets will likely be a primary science metric for future space-based missions that will drive telescope aperture size. Maximizing the exoEarth candidate yield is therefore critical to minimizing the required aperture. Here we describe a method for exoEarth candidate yield maximization that simultaneously optimizes, for the first time, the targets chosen for observation, the number of visits to each target, the delay time between visits, and the exposure time of every observation. This code calculates both the detection time and multi-wavelength spectral characterization time required for planets. We also refine the astrophysical assumptions used as inputs to these calculations, relying on published estimates of planetary occurrence rates as well as theoretical and observational constraints on terrestrial planet sizes and classical habitable zones. Given these astrophysical assumptions, optimistic telescope and instrument assumptions, and our new completeness code that produces the highest yields to date, we suggest lower limits on the aperture size required to detect and characterize a statistically-motivated sample of exoEarths.

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On the Frequency of Potential Venus Analogs from Kepler Data

The field of exoplanetary science has seen a dramatic improvement in sensitivity to terrestrial planets over recent years. Such discoveries have been a key feature of results from the {\it Kepler} mission which utilizes the transit method to determine the size of the planet. These discoveries have resulted in a corresponding interest in the topic of the Habitable Zone (HZ) and the search for potential Earth analogs. Within the Solar System, there is a clear dichotomy between Venus and Earth in terms of atmospheric evolution, likely the result of the large difference ($\sim$ factor of two) in incident flux from the Sun. Since Venus is 95\% of the Earth's radius in size, it is impossible to distinguish between these two planets based only on size. In this paper we discuss planetary insolation in the context of atmospheric erosion and runaway greenhouse limits for planets similar to Venus. We define a ``Venus Zone'' (VZ) in which the planet is more likely to be a Venus analog rather than an Earth analog. We identify 43 potential Venus analogs with an occurrence rate ($η_{\venus}$) of $0.32^{+0.05}_{-0.07}$ and $0.45^{+0.06}_{-0.09}$ for M dwarfs and GK dwarfs respectively.

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Abiotic Ozone and Oxygen in Atmospheres Similar to Prebiotic Earth

The search for life on planets outside our solar system will use spectroscopic identification of atmospheric biosignatures. The most robust remotely-detectable potential biosignature is considered to be the detection of oxygen (O_2) or ozone (O_3) simultaneous to methane (CH_4) at levels indicating fluxes from the planetary surface in excess of those that could be produced abiotically. Here, we use an altitude-dependent photochemical model with the enhanced lower boundary conditions necessary to carefully explore abiotic O_2 and O_3 production on lifeless planets with a wide variety of volcanic gas fluxes and stellar energy distributions. On some of these worlds, we predict limited O_2 and O_3 build up, caused by fast chemical production of these gases. This results in detectable abiotic O_3 and CH_4 features in the UV-visible, but no detectable abiotic O_2 features. Thus, simultaneous detection of O_3 and CH_4 by a UV-visible mission is not a strong biosignature without proper contextual information. Discrimination between biological and abiotic sources of O_2 and O_3 is possible through analysis of the stellar and atmospheric context - particularly redox state and O atom inventory - of the planet in question. Specifically, understanding the spectral characteristics of the star and obtaining a broad wavelength range for planetary spectra should allow more robust identification of false positives for life. This highlights the importance of wide spectral coverage for future exoplanet characterization missions. Specifically, discrimination between true- and false-positives may require spectral observations that extend into infrared wavelengths, and provide contextual information on the planet's atmospheric chemistry.

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Would contact with extraterrestrials benefit or harm humanity? A scenario analysis

While humanity has not yet observed any extraterrestrial intelligence (ETI), contact with ETI remains possible. Contact could occur through a broad range of scenarios that have varying consequences for humanity. However, many discussions of this question assume that contact will follow a particular scenario that derives from the hopes and fears of the author. In this paper, we analyze a broad range of contact scenarios in terms of whether contact with ETI would benefit or harm humanity. This type of broad analysis can help us prepare for actual contact with ETI even if the details of contact do not fully resemble any specific scenario.

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Habitability of Planets Orbiting Cool Stars

Terrestrial planets are more likely to be detected if they orbit M dwarfs due to the favorable planet/star size and mass ratios. However, M dwarf habitable zones are significantly closer to the star than the one around our Sun, which leads to different requirements for planetary habitability and its detection. We review 1) the current limits to detection, 2) the role of M dwarf spectral energy distributions on atmospheric chemistry, 3) tidal effects, stressing that tidal locking is not synonymous with synchronous rotation, 4) the role of atmospheric mass loss and propose that some habitable worlds may be the volatile-rich, evaporated cores of giant planets, and 5) the role of planetary rotation and magnetic field generation, emphasizing that slow rotation does not preclude strong magnetic fields and their shielding of the surface from stellar activity. Finally we present preliminary findings of the NASA Astrobiology Institute's workshop "Revisiting the Habitable Zone." We assess the recently-announced planet Gl 581 g and find no obvious barriers to habitability. We conclude that no known phenomenon completely precludes the habitability of terrestrial planets orbiting cool stars.

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