arXiv subjects

Shehzaad Dhuliawala

Publications and source records attributed to Shehzaad Dhuliawala.

At least 19 recordsLinked to original sources

arXiv2026

Faithfulness-Aware Uncertainty Quantification for Fact-Checking the Output of Retrieval Augmented Generation

Large Language Models (LLMs) enhanced with retrieval, an approach known as Retrieval-Augmented Generation (RAG), have achieved strong performance in open-domain question answering. However, RAG remains prone to hallucinations: factually incorrect outputs may arise from inaccuracies in the model's internal knowledge and the retrieved context. Existing approaches to mitigating hallucinations often conflate factuality with faithfulness to the retrieved evidence, incorrectly labeling factually correct statements as hallucinations if they are not explicitly supported by the retrieval. In this paper, we introduce FRANQ, a new method for hallucination detection in RAG outputs. FRANQ applies distinct uncertainty quantification (UQ) techniques to estimate factuality, conditioning on whether a statement is faithful to the retrieved context. To evaluate FRANQ and competing UQ methods, we construct a new long-form question answering dataset annotated for both factuality and faithfulness, combining automated labeling with manual validation of challenging cases. Extensive experiments across multiple datasets, tasks, and LLMs show that FRANQ achieves more accurate detection of factual errors in RAG-generated responses compared to existing approaches.

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arXiv2026

Self-Improving Pretraining: using post-trained models to pretrain better models

Large language models are classically trained in stages: pretraining on raw text followed by post-training for instruction following and reasoning. However, this separation creates a fundamental limitation: many desirable behaviors such as safety, factuality, overall generation quality, and reasoning ability are only added at a late stage, even though the patterns learned earlier strongly shape a model's capabilities. To tackle this issue, we introduce a new way to pretrain and mid-train models that incorporates these behaviors earlier. We utilize an existing strong, post-trained model to both rewrite pretraining data and to judge policy model rollouts, thus using reinforcement earlier in training. In our experiments, we show this can give strong gains in quality, safety, factuality and reasoning.

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arXiv2025

Diverse Preference Optimization

Post-training of language models, either through reinforcement learning, preference optimization or supervised finetuning, tends to sharpen the output probability distribution and reduce the diversity of generated responses. This is particularly a problem for creative generative tasks where varied responses are desired. In this work we introduce Diverse Preference Optimization (DivPO), an optimization method which learns to generate much more diverse responses than standard pipelines, while maintaining the quality of the generations. In DivPO, preference pairs are selected by first considering a pool of responses, and a measure of diversity among them, and selecting chosen examples as being more rare but high quality, while rejected examples are more common, but low quality. DivPO results in generating 45.6% more diverse persona attributes, and a 74.6% increase in story diversity, while maintaining similar win rates as standard baselines. On general instruction following, DivPO results in a 46.2% increase in diversity, and a 2.4% winrate improvement compared to DPO.

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arXiv2025

Towards Aligning Language Models with Textual Feedback

We present ALT (ALignment with Textual feedback), an approach that aligns language models with user preferences expressed in text. We argue that text offers greater expressiveness, enabling users to provide richer feedback than simple comparative preferences and this richer feedback can lead to more efficient and effective alignment. ALT aligns the model by conditioning its generation on the textual feedback. Our method relies solely on language modeling techniques and requires minimal hyper-parameter tuning, though it still presents the main benefits of RL-based alignment algorithms and can effectively learn from textual feedback. We explore the efficacy and efficiency of textual feedback across different tasks such as toxicity reduction, summarization, and dialog response generation. We find that ALT outperforms PPO for the task of toxicity reduction while being able to match its performance on summarization with only 20% of the samples. We also explore how ALT can be used with feedback provided by an existing LLM where we explore an LLM providing constrained and unconstrained textual feedback. We also outline future directions to align models with natural language feedback.

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arXiv2024

Adaptive Decoding via Latent Preference Optimization

During language model decoding, it is known that using higher temperature sampling gives more creative responses, while lower temperatures are more factually accurate. However, such models are commonly applied to general instruction following, which involves both creative and fact seeking tasks, using a single fixed temperature across all examples and tokens. In this work, we introduce Adaptive Decoding, a layer added to the model to select the sampling temperature dynamically at inference time, at either the token or example level, in order to optimize performance. To learn its parameters we introduce Latent Preference Optimization (LPO) a general approach to train discrete latent variables such as choices of temperature. Our method outperforms all fixed decoding temperatures across a range of tasks that require different temperatures, including UltraFeedback, Creative Story Writing, and GSM8K.

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arXiv2024

Implicit Personalization in Language Models: A Systematic Study

Implicit Personalization (IP) is a phenomenon of language models inferring a user's background from the implicit cues in the input prompts and tailoring the response based on this inference. While previous work has touched upon various instances of this problem, there lacks a unified framework to study this behavior. This work systematically studies IP through a rigorous mathematical formulation, a multi-perspective moral reasoning framework, and a set of case studies. Our theoretical foundation for IP relies on a structural causal model and introduces a novel method, indirect intervention, to estimate the causal effect of a mediator variable that cannot be directly intervened upon. Beyond the technical approach, we also introduce a set of moral reasoning principles based on three schools of moral philosophy to study when IP may or may not be ethically appropriate. Equipped with both mathematical and ethical insights, we present three diverse case studies illustrating the varied nature of the IP problem and offer recommendations for future research. Our code is at https://github.com/jiarui-liu/IP, and our data is at https://huggingface.co/datasets/Jerry999/ImplicitPersonalizationData.

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arXiv2024

Variational Classification

We present a latent variable model for classification that provides a novel probabilistic interpretation of neural network softmax classifiers. We derive a variational objective to train the model, analogous to the evidence lower bound (ELBO) used to train variational auto-encoders, that generalises the softmax cross-entropy loss. Treating inputs to the softmax layer as samples of a latent variable, our abstracted perspective reveals a potential inconsistency between their anticipated distribution, required for accurate label predictions, and their empirical distribution found in practice. We augment the variational objective to mitigate such inconsistency and induce a chosen latent distribution, instead of the implicit assumption found in a standard softmax layer. Overall, we provide new theoretical insight into the inner workings of widely-used softmax classifiers. Empirical evaluation on image and text classification datasets demonstrates that our proposed approach, variational classification, maintains classification accuracy while the reshaped latent space improves other desirable properties of a classifier, such as calibration, adversarial robustness, robustness to distribution shift and sample efficiency useful in low data settings.

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arXiv2023

A Diachronic Perspective on User Trust in AI under Uncertainty

In a human-AI collaboration, users build a mental model of the AI system based on its reliability and how it presents its decision, e.g. its presentation of system confidence and an explanation of the output. Modern NLP systems are often uncalibrated, resulting in confidently incorrect predictions that undermine user trust. In order to build trustworthy AI, we must understand how user trust is developed and how it can be regained after potential trust-eroding events. We study the evolution of user trust in response to these trust-eroding events using a betting game. We find that even a few incorrect instances with inaccurate confidence estimates damage user trust and performance, with very slow recovery. We also show that this degradation in trust reduces the success of human-AI collaboration and that different types of miscalibration -- unconfidently correct and confidently incorrect -- have different negative effects on user trust. Our findings highlight the importance of calibration in user-facing AI applications and shed light on what aspects help users decide whether to trust the AI system.

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arXiv2023

Chain-of-Verification Reduces Hallucination in Large Language Models

Generation of plausible yet incorrect factual information, termed hallucination, is an unsolved issue in large language models. We study the ability of language models to deliberate on the responses they give in order to correct their mistakes. We develop the Chain-of-Verification (CoVe) method whereby the model first (i) drafts an initial response; then (ii) plans verification questions to fact-check its draft; (iii) answers those questions independently so the answers are not biased by other responses; and (iv) generates its final verified response. In experiments, we show CoVe decreases hallucinations across a variety of tasks, from list-based questions from Wikidata, closed book MultiSpanQA and longform text generation.

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arXiv2023

Poor Man's Quality Estimation: Predicting Reference-Based MT Metrics Without the Reference

Machine translation quality estimation (QE) predicts human judgements of a translation hypothesis without seeing the reference. State-of-the-art QE systems based on pretrained language models have been achieving remarkable correlations with human judgements yet they are computationally heavy and require human annotations, which are slow and expensive to create. To address these limitations, we define the problem of metric estimation (ME) where one predicts the automated metric scores also without the reference. We show that even without access to the reference, our model can estimate automated metrics ($ρ$=60% for BLEU, $ρ$=51% for other metrics) at the sentence-level. Because automated metrics correlate with human judgements, we can leverage the ME task for pre-training a QE model. For the QE task, we find that pre-training on TER is better ($ρ$=23%) than training for scratch ($ρ$=20%).

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arXiv2023

Extracting Victim Counts from Text

Decision-makers in the humanitarian sector rely on timely and exact information during crisis events. Knowing how many civilians were injured during an earthquake is vital to allocate aids properly. Information about such victim counts is often only available within full-text event descriptions from newspapers and other reports. Extracting numbers from text is challenging: numbers have different formats and may require numeric reasoning. This renders purely string matching-based approaches insufficient. As a consequence, fine-grained counts of injured, displaced, or abused victims beyond fatalities are often not extracted and remain unseen. We cast victim count extraction as a question answering (QA) task with a regression or classification objective. We compare regex, dependency parsing, semantic role labeling-based approaches, and advanced text-to-text models. Beyond model accuracy, we analyze extraction reliability and robustness which are key for this sensitive task. In particular, we discuss model calibration and investigate few-shot and out-of-distribution performance. Ultimately, we make a comprehensive recommendation on which model to select for different desiderata and data domains. Our work is among the first to apply numeracy-focused large language models in a real-world use case with a positive impact.

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arXiv2022

Calibration of Machine Reading Systems at Scale

In typical machine learning systems, an estimate of the probability of the prediction is used to assess the system's confidence in the prediction. This confidence measure is usually uncalibrated; i.e.\ the system's confidence in the prediction does not match the true probability of the predicted output. In this paper, we present an investigation into calibrating open setting machine reading systems such as open-domain question answering and claim verification systems. We show that calibrating such complex systems which contain discrete retrieval and deep reading components is challenging and current calibration techniques fail to scale to these settings. We propose simple extensions to existing calibration approaches that allows us to adapt them to these settings. Our experimental results reveal that the approach works well, and can be useful to selectively predict answers when question answering systems are posed with unanswerable or out-of-the-training distribution questions.

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arXiv2022

Case-based Reasoning for Better Generalization in Textual Reinforcement Learning

Text-based games (TBG) have emerged as promising environments for driving research in grounded language understanding and studying problems like generalization and sample efficiency. Several deep reinforcement learning (RL) methods with varying architectures and learning schemes have been proposed for TBGs. However, these methods fail to generalize efficiently, especially under distributional shifts. In a departure from deep RL approaches, in this paper, we propose a general method inspired by case-based reasoning to train agents and generalize out of the training distribution. The case-based reasoner collects instances of positive experiences from the agent's interaction with the world in the past and later reuses the collected experiences to act efficiently. The method can be applied in conjunction with any existing on-policy neural agent in the literature for TBGs. Our experiments show that the proposed approach consistently improves existing methods, obtains good out-of-distribution generalization, and achieves new state-of-the-art results on widely used environments.

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arXiv2022

TopiOCQA: Open-domain Conversational Question Answering with Topic Switching

In a conversational question answering scenario, a questioner seeks to extract information about a topic through a series of interdependent questions and answers. As the conversation progresses, they may switch to related topics, a phenomenon commonly observed in information-seeking search sessions. However, current datasets for conversational question answering are limiting in two ways: 1) they do not contain topic switches; and 2) they assume the reference text for the conversation is given, i.e., the setting is not open-domain. We introduce TopiOCQA (pronounced Tapioca), an open-domain conversational dataset with topic switches on Wikipedia. TopiOCQA contains 3,920 conversations with information-seeking questions and free-form answers. On average, a conversation in our dataset spans 13 question-answer turns and involves four topics (documents). TopiOCQA poses a challenging test-bed for models, where efficient retrieval is required on multiple turns of the same conversation, in conjunction with constructing valid responses using conversational history. We evaluate several baselines, by combining state-of-the-art document retrieval methods with neural reader models. Our best model achieves F1 of 55.8, falling short of human performance by 14.2 points, indicating the difficulty of our dataset. Our dataset and code is available at https://mcgill-nlp.github.io/topiocqa

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arXiv2021

How to Query Language Models?

Large pre-trained language models (LMs) are capable of not only recovering linguistic but also factual and commonsense knowledge. To access the knowledge stored in mask-based LMs, we can use cloze-style questions and let the model fill in the blank. The flexibility advantage over structured knowledge bases comes with the drawback of finding the right query for a certain information need. Inspired by human behavior to disambiguate a question, we propose to query LMs by example. To clarify the ambivalent question "Who does Neuer play for?", a successful strategy is to demonstrate the relation using another subject, e.g., "Ronaldo plays for Portugal. Who does Neuer play for?". We apply this approach of querying by example to the LAMA probe and obtain substantial improvements of up to 37.8% for BERT-large on the T-REx data when providing only 10 demonstrations--even outperforming a baseline that queries the model with up to 40 paraphrases of the question. The examples are provided through the model's context and thus require neither fine-tuning nor an additional forward pass. This suggests that LMs contain more factual and commonsense knowledge than previously assumed--if we query the model in the right way.

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arXiv2020

A Simple Approach to Case-Based Reasoning in Knowledge Bases

We present a surprisingly simple yet accurate approach to reasoning in knowledge graphs (KGs) that requires \emph{no training}, and is reminiscent of case-based reasoning in classical artificial intelligence (AI). Consider the task of finding a target entity given a source entity and a binary relation. Our non-parametric approach derives crisp logical rules for each query by finding multiple \textit{graph path patterns} that connect similar source entities through the given relation. Using our method, we obtain new state-of-the-art accuracy, outperforming all previous models, on NELL-995 and FB-122. We also demonstrate that our model is robust in low data settings, outperforming recently proposed meta-learning approaches

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arXiv2019

Towards Domain Adaptation from Limited Data for Question Answering Using Deep Neural Networks

This paper explores domain adaptation for enabling question answering (QA) systems to answer questions posed against documents in new specialized domains. Current QA systems using deep neural network (DNN) technology have proven effective for answering general purpose factoid-style questions. However, current general purpose DNN models tend to be ineffective for use in new specialized domains. This paper explores the effectiveness of transfer learning techniques for this problem. In experiments on question answering in the automobile manual domain we demonstrate that standard DNN transfer learning techniques work surprisingly well in adapting DNN models to a new domain using limited amounts of annotated training data in the new domain.

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arXiv2019

Multi-step Retriever-Reader Interaction for Scalable Open-domain Question Answering

This paper introduces a new framework for open-domain question answering in which the retriever and the reader iteratively interact with each other. The framework is agnostic to the architecture of the machine reading model, only requiring access to the token-level hidden representations of the reader. The retriever uses fast nearest neighbor search to scale to corpora containing millions of paragraphs. A gated recurrent unit updates the query at each step conditioned on the state of the reader and the reformulated query is used to re-rank the paragraphs by the retriever. We conduct analysis and show that iterative interaction helps in retrieving informative paragraphs from the corpus. Finally, we show that our multi-step-reasoning framework brings consistent improvement when applied to two widely used reader architectures DrQA and BiDAF on various large open-domain datasets --- TriviaQA-unfiltered, QuasarT, SearchQA, and SQuAD-Open.

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