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Sheldon Katz

Publications and source records attributed to Sheldon Katz.

At least 19 recordsLinked to original sources

Refined BPS numbers on compact Calabi-Yau threefolds from Wilson loops

We relate the counting of refined BPS numbers on compact elliptically fibred Calabi-Yau threefolds $X$ to Wilson loop expectations values in the gauge theories that emerge in various rigid local limits of the 5d supergravity theory defined by M-theory compactification on $X$. In these local limits $X_*$ the volumes of curves in certain classes go to infinity, the corresponding very massive M2-brane states can be treated as Wilson loop particles and the refined topological string partition function on $X$ becomes a sum of terms proportional to associated refined Wilson loop expectation values. The resulting ansatz for the complete refined topological partition function on $X$ is written in terms of the proportionality coefficients which depend only on the $\epsilon$ deformations and the Wilson loop expectations values which satisfy holomorphic anomaly equations. Since the ansatz is quite restrictive and can be further constrained by the one-form symmetries and E-string type limits for large base curves, we can efficiently evaluate the refined BPS numbers on $X$, which we do explicitly for local gauge groups up to rank three and $h_{11}(X)=5$. These refined BPS numbers pass an impressive number of consistency checks imposed by the direct counting of these numbers using the moduli space of one dimensional stable sheaves on $X$ and give us numerical predictions for the complex structure dependency of the refined BPS numbers.

hep-th

New non-commutative resolutions of determinantal Calabi-Yau threefolds from hybrid GLSM

We study topological strings on non-commutative resolutions of singular Calabi-Yau threefolds that are double covers of $\mathbb{P}^3$, ramified over determinantal octic surfaces. Using conifold transitions to complete intersections in toric ambient spaces, we prove that any small resolution has 2-torsional exceptional curves and is necessarily non-K\"ahler. The same transitions imply that M-theory develops a $\mathbb{Z}_2$ gauge symmetry on the singular space. We then construct gauged linear sigma models with hybrid phases that flow to the worldsheet theories of strings propagating on the determinantal double solids in the presence of a flat but topologically non-trivial B-field. Localizing the sphere partition function allows us to calculate the fundamental periods of the mirror Calabi-Yau manifolds, then we check agreement with the periods of the Borisov-Li mirrors. We find that the corresponding variations of Hodge structure either correspond to one of the 14 hypergeometric cases or to a double cover thereof. We then use mirror symmetry and integrate the holomorphic anomaly equations to calculate $\mathbb{Z}_2$-refined Gopakumar-Vafa invariants for several examples.

hep-th

Topological Strings on Non-Commutative Resolutions

In this paper we propose a definition of torsion refined Gopakumar-Vafa (GV) invariants for Calabi-Yau threefolds with terminal nodal singularities that do not admit K\"ahler crepant resolutions. Physically, the refinement takes into account the charge of five-dimensional BPS states under a discrete gauge symmetry in M-theory. We propose a mathematical definition of the invariants in terms of the geometry of all non-K\"ahler crepant resolutions taken together. The invariants are encoded in the A-model topological string partition functions associated to non-commutative (nc) resolutions of the Calabi-Yau. Our main example will be a singular degeneration of the generic Calabi-Yau double cover of $\mathbb{P}^3$ and leads to an enumerative interpretation of the topological string partition function of a hybrid Landau-Ginzburg model. Our results generalize a recent physical proposal made in the context of torus fibered Calabi-Yau manifolds by one of the authors and clarify the associated enumerative geometry.

hep-th

Dimensional Reduction of B-Fields in F-theory

We describe the dimensional reduction of the IIB B-fields in F-theory using a conjectured description of normalizable B-fields in terms of perverse sheaves. Computations are facilitated using the Decomposition Theorem. Many of our descriptions are new, and all our results are all consistent with known results in physics. We also conjecture a physical framework for normalizable B-fields and show consistency with mathematics. We dedicate this paper to Herb Clemens, in admiration for his myriad fundamental contributions to complex algebraic geometry, together with his more recent interest in F-theory in physics. This paper deals with three of Herb's interests: Hodge theory, topology of algebraic varieties, and F-theory, and so is a fitting way for us to express our appreciation for his contributions over a period of more than five decades.

math.AG

D-critical loci for local toric Calabi-Yau 3-folds

The notion of a d-critical locus is an ingredient in the definition of motivic Donaldson-Thomas invariants by [BJM19]. There is a canonical d-critical locus structure on the Hilbert scheme of dimension zero subschemes on local toric Calabi-Yau 3-folds. This is obtained by truncating the $-1$-shifted symplectic structure on the derived moduli stack [BBBBJ15]. In this paper we show the canonical d-critical locus structure has critical charts consistent with the description of Hilbert scheme as a degeneracy locus [BBS13]. In particular, the canonical d-critical locus structure is isomorphic to the one constructed in [KS12] for local $\mathbb{P}^2$ and local $\mathbb{F}_n$.

math.AG

Towards Refining the Topological Strings on Compact Calabi-Yau 3-folds

We make a proposal for calculating refined Gopakumar-Vafa numbers (GVN) on elliptically fibered Calabi-Yau 3-folds based on refined holomorphic anomaly equations. The key examples are smooth elliptic fibrations over (almost) Fano surfaces. We include a detailed review of existing mathematical methods towards defining and calculating the (unrefined) Gopakumar-Vafa invariants (GVI) and the GVNs on compact Calabi-Yau 3-folds using moduli of stable sheaves, in a language that should be accessible to physicists. In particular, we discuss the dependence of the GVNs on the complex structure moduli and on the choice of an orientation. We calculate the GVNs in many instances and compare the B-model predictions with the geometric calculations. We also derive the modular anomaly equations from the holomorphic anomaly equations by analyzing the quasi-modular properties of the propagators. We speculate about the physical relevance of the mathematical choices that can be made for the orientation.

hep-th

D-critical locus structure on the Hilbert schemes of some local toric Calabi-Yau threefolds

The notion of a d-critical locus is an ingredient in the definition of motivic Donaldson-Thomas invariants by [BJM19]. In this paper we show that there is a d-critical locus structure on the Hilbert scheme of dimension zero subschemes on some local toric Calabi-Yau 3-folds. We also show that using this d-critical locus structure and a choice of orientation data, the resulting motivic invariants agree with the definition given by the previous work of [BBS13].

math.AG

Swampland Constraints on 5d $\mathcal{N}=1$ Supergravity

We propose Swampland constraints on consistent 5-dimensional ${\cal N}=1$ supergravity theories. We focus on a special class of BPS magnetic monopole strings which arise in gravitational theories. The central charges and the levels of current algebras of 2d CFTs on these strings can be calculated by anomaly inflow mechanism and used to provide constraints on the low-energy particle spectrum and the effective action of the 5d supergravity based on unitarity of the worldsheet CFT. In M-theory, where these theories are realized by compactification on Calabi-Yau 3-folds, the special monopole strings arise from wrapped M5-branes on special ("semi-ample") 4-cycles in the threefold. We identify various necessary geometric conditions for such cycles to lead to requisite BPS strings and translate these into constraints on the low-energy theories of gravity. These and other geometric conditions, some of which can be related to unitarity constraints on the monopole worldsheet, are additional candidates for Swampland constraints on 5-dimensional ${\cal N}=1$ supergravity theories.

hep-th

Sheaves of maximal intersection and multiplicities of stable log maps

A great number of theoretical results are known about log Gromov-Witten invariants, but few calculations are worked out. In this paper we restrict to surfaces and to genus 0 stable log maps of maximal tangency. We ask how various natural components of the moduli space contribute to the log Gromov-Witten invariants. The first such calculation by Gross-Pandharipande-Siebert deals with multiple covers over rigid curves in the log Calabi-Yau setting. As a natural continuation, in this paper we compute the contributions of non-rigid irreducible curves in the log Calabi-Yau setting and that of the union of two rigid curves in general position. For the former, we construct and study a moduli space of "logarithmic" 1-dimensional sheaves and compare the resulting multiplicity with tropical multiplicity. For the latter, we explicitly describe the components of the moduli space and work out the logarithmic deformation theory in full, which we then compare with the deformation theory of the analogous relative stable maps.

math.AG

Log BPS numbers of log Calabi-Yau surfaces

Let $(S,E)$ be a log Calabi-Yau surface pair with $E$ a smooth divisor. We define new conjecturally integer-valued counts of $\mathbb{A}^1$-curves in $(S,E)$. These log BPS numbers are derived from genus 0 log Gromov-Witten invariants of maximal tangency along $E$ via a formula analogous to the multiple cover formula for disk counts. A conjectural relationship to genus 0 local BPS numbers is described and verified for del Pezzo surfaces and curve classes of arithmetic genus up to 2. We state a number of conjectures and provide computational evidence.

math.AG

Local BPS Invariants: Enumerative Aspects and Wall-Crossing

We study the BPS invariants for local del Pezzo surfaces, which can be obtained as the signed Euler characteristic of the moduli spaces of stable one-dimensional sheaves on the surface $S$. We calculate the Poincare polynomials of the moduli spaces for the curve classes $\beta$ having arithmetic genus at most 2. We formulate a conjecture that these Poincare polynomials are divisible by the Poincare polynomials of $((-K_S).\beta-1)$-dimensional projective space. This conjecture motivates upcoming work on log BPS numbers.

math.AG

On Geometric Classification of 5d SCFTs

We formulate geometric conditions necessary for engineering 5d superconformal field theories (SCFTs) via M-theory compactification on a local Calabi-Yau 3-fold. Extending the classification of the rank 1 cases, which are realized geometrically as shrinking del Pezzo surfaces embedded in a 3-fold, we propose an exhaustive classification of local 3-folds engineering rank 2 SCFTs in 5d. This systematic classification confirms that all rank 2 SCFTs predicted using gauge theoretic arguments can be realized as consistent theories, with the exception of one family which is shown to be non-perturbatively inconsistent and thereby ruled out by geometric considerations. We find that all rank 2 SCFTs descend from 6d (1,0) SCFTs compactified on a circle possibly twisted with an automorphism together with holonomies for global symmetries around the Kaluza-Klein circle. These results support our conjecture that every 5d SCFT can be obtained from the circle compactification of some parent 6d (1,0) SCFT.

hep-th

T-Branes at the Limits of Geometry

Singular limits of 6D F-theory compactifications are often captured by T-branes, namely a non-abelian configuration of intersecting 7-branes with a nilpotent matrix of normal deformations. The long distance approximation of such 7-branes is a Hitchin-like system in which simple and irregular poles emerge at marked points of the geometry. When multiple matter fields localize at the same point in the geometry, the associated Higgs field can exhibit irregular behavior, namely poles of order greater than one. This provides a geometric mechanism to engineer wild Higgs bundles. Physical constraints such as anomaly cancellation and consistent coupling to gravity also limit the order of such poles. Using this geometric formulation, we unify seemingly different wild Hitchin systems in a single framework in which orders of poles become adjustable parameters dictated by tuning gauge singlet moduli of the F-theory model.

hep-th

SU(N) transitions in M-theory on Calabi-Yau fourfolds and background fluxes

We study M-theory on a Calabi-Yau fourfold with a smooth surface $S$ of $A_{N-1}$ singularities. The resulting three-dimensional theory has a $\mathcal{N}=2$ $SU(N)$ gauge theory sector, which we obtain from a twisted dimensional reduction of a seven-dimensional $\mathcal{N}=1$ $SU(N)$ gauge theory on the surface $S$. A variant of the Vafa-Witten equations governs the moduli space of the gauge theory, which, for a trivial $SU(N)$ principal bundle over $S$, admits a Coulomb and a Higgs branch. In M-theory these two gauge theory branches arise from a resolution and a deformation to smooth Calabi-Yau fourfolds, respectively. We find that the deformed Calabi-Yau fourfold associated to the Higgs branch requires for consistency a non-trivial four-form background flux in M-theory. The flat directions of the flux-induced superpotential are in agreement with the gauge theory prediction for the moduli space of the Higgs branch. We illustrate our findings with explicit examples that realize the Coulomb and Higgs phase transition in Calabi-Yau fourfolds embedded in weighted projective spaces. We generalize and enlarge this class of examples to Calabi-Yau fourfolds embedded in toric varieties with an $A_{N-1}$ singularity in codimension two.

hep-th

Topological String on elliptic CY 3-folds and the ring of Jacobi forms

We give evidence that the all genus amplitudes of topological string theory on compact elliptically fibered Calabi-Yau manifolds can be written in terms of meromorphic Jacobi forms whose weight grows linearly and whose index grows quadratically with the base degree. The denominators of these forms have a simple universal form with the property that the poles of the meromorphic form lie only at torsion points. The modular parameter corresponds to the fibre class while the role of the string coupling is played by the elliptic parameter. This leads to very strong all genus results on these geometries, which are checked against results from curve counting. The structure can be viewed as an indication that an N=2 analog of the reciprocal of the Igusa cusp form exists that might govern the topological string theory on these Calabi-Yau manifolds completely.

hep-th

T-Branes and Geometry

T-branes are a non-abelian generalization of intersecting branes in which the matrix of normal deformations is nilpotent along some subspace. In this paper we study the geometric remnant of this open string data for six-dimensional F-theory vacua. We show that in the dual M-theory / IIA compactification on a smooth Calabi-Yau threefold X, the geometric remnant of T-brane data translates to periods of the three-form potential valued in the intermediate Jacobian of X. Starting from a smoothing of a singular Calabi-Yau, we show how to track this data in singular limits using the theory of limiting mixed Hodge structures, which in turn directly points to an emergent Hitchin-like system coupled to defects. We argue that the physical data of an F-theory compactification on a singular threefold involves specifying both a geometry as well as the remnant of three-form potential moduli and flux which is localized on the discriminant. We give examples of T-branes in compact F-theory models with heterotic duals, and comment on the extension of our results to four-dimensional vacua.

hep-th