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Shelly Harvey

Publications and source records attributed to Shelly Harvey.

At least 19 recordsLinked to original sources

Concordance to boundary links and the solvable filtration

A geometric interpretation of the vanishing of Milnor's higher order linking numbers remains an important open problem in the study of link concordance. In the 1990's, works of Cochran-Orr and Livingston exhibit a potential resolution to this problem in the form of homology boundary links. They exhibit the first known links with vanishing Milnor's invariants that are not concordant to boundary links. It remains unknown whether every link with vanishing Milnor's invariants is concordant to a homology boundary link. In this paper we present an obstruction to concordance to a homology boundary link and a potential path to the construction of links with vanishing Milnor's invariants which are not concordant to a homology boundary link. Our obstructions and examples fit into the language of the solvable filtration due to Cochran-Orr-Teichner. Along the way we demonstrate that every homology boundary link is equivalent to a boundary link modulo the 0.5 term of the solvable filtration, in contrast to the results of Cochran-Orr and Livingston. Finally we exhibit highly solvable homology boundary links that are not concordant to boundary links, pushing the work of Cochran-Orr and Livingston deep into the solvable filtration.

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Co-rank of weakly parafree $3$-manifold groups

Recall that a group is called large if it has a finite index subgroup which surjects onto a non-abelian free group. By work of Agol and Cooper-Long-Reid, most 3-manifold groups are large; in particular, the fundamental groups of hyperbolic 3-manifolds are large. In previous work, the first author gave examples of closed, hyperbolic 3-manifolds with arbitrarily large first homology rank but whose fundamental groups do not surject onto a non-abelian free group. We call a group very large if it surjects onto a non-abelian free group. In this paper, we consider the question of whether the groups of homology handlebodies - which are very close to being free - are very large. We show that the fundamental group of W. Thurston's tripus manifold, is not very large; it is known to be weakly parafree by Stallings' Theorem and large by the work of Cooper-Long-Reid since the tripus is a hyperbolic manifold with totally geodesic boundary. It is still unknown if a 3-manifold group that is weakly parafree of rank at least 3 must be very large. However, we more generally consider the co-rank of the fundamental group, also known as the cut number of the manifold. For each positive integer g we construct a homology handlebody Y_g of genus g whose group has co-rank equal to r(g), where r(g)=g/2 for g even and r(g)=(g+1)/2 for g odd. That is, these groups are weakly parafree of rank g and surject onto a free group of rank roughly half of g but no larger.

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Grope metrics on the knot concordance set

To a special type of grope embedded in 4-space, that we call an admissible grope, we associate a length function for each real number q at least 1. This gives rise to a family of pseudo-metrics d^q, refining the slice genus metric, on the set of concordance classes of knots, as the infimum of the length function taken over all possible grope concordances between two knots. We investigate the properties of these metrics. The main theorem is that the topology induced by this metric on the knot concordance set is not discrete for all q>1. The analogous statement for links also holds for q=1. In addition we translate much previous work on knot concordance into distance statements. In particular, we show that winding number zero satellite operators are contractions in many cases, and we give lower bounds on our metrics arising from knot signatures and higher order order signatures. This gives further evidence in favor of the conjecture that the knot concordance group has a fractal structure.

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Heegaard Floer homology of spatial graphs

We extend the theory of combinatorial link Floer homology to a class of oriented spatial graphs called transverse spatial graphs. To do this, we define the notion of a grid diagram representing a transverse spatial graph, which we call a graph grid diagram. We prove that two graph grid diagrams representing the same transverse spatial graph are related by a sequence of graph grid moves, generalizing the work of Cromwell for links. For a graph grid diagram representing a transverse spatial graph $f:G \rightarrow S^3$, we define a relatively bigraded chain complex (which is a module over a multivariable polynomial ring) and show that its homology is preserved under the graph grid moves; hence it is an invariant of the transverse spatial graph. In fact, we define both a minus and hat version. Taking the graded Euler characteristic of the homology of the hat version gives an Alexander type polynomial for the transverse spatial graph. Specifically, for each transverse spatial graph $f$, we define a balanced sutured manifold $(S^3\smallsetminus f(G), γ(f))$. We show that the graded Euler characteristic is the same as the torsion of $(S^3\smallsetminus f(G), γ(f))$ defined by S. Friedl, A. Juhász, and J. Rasmussen. This paper is dedicated to the memory of Tim Cochran.

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The geometry of the knot concordance space

Most of the 50-year history of the study of the set of knot concordance classes, C, has focused on its structure as an abelian group. Here we take a different approach, namely we study C as a metric space admitting many natural geometric operators, especially satellite operators. We consider several knot concordance spaces, corresponding to different categories of concordance, and two different metrics. We establish the existence of quasi-n-flats for every n, implying that C admits no quasi-isometric embedding into a finite product of (Gromov) hyperbolic spaces. We show that every satellite operator is a quasi-homomorphism P: C --- C with respect to the metric given by the slice genus. We show that winding number one satellite operators induce quasi-isometries. We prove that strong winding number one satellite operators induce isometric embeddings for certain metrics. By contrast, winding number zero satellite operators are bounded functions and hence quasi-contractions. These results contribute to the conjecture that C is a fractal space. We establish various other results about the large-scale geometry of arbitrary satellite operators.

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Filtering smooth concordance classes of topologically slice knots

We propose and analyze a structure with which to organize the difference between a knot in the 3-sphere bounding a topologically embedded 2-disk in the 4-ball and it bounding a smoothly embedded disk. The n-solvable filtration of the topological knot concordance group, due to Cochran-Orr-Teichner, may be complete in the sense that any knot in the intersection of its terms may well be topologically slice. However, the natural extension of this filtration to what is called the n-solvable filtration of the smooth knot concordance group, is unsatisfactory because any topologically slice knot lies in every term of the filtration. To ameliorate this we investigate a new filtration, {B_n}, that is simultaneously a refinement of the n-solvable filtration and a generalization of notions of positivity studied by Gompf and Cochran. We show that each B_n/B_{n+1} has infinite rank. But our primary interest is in the induced filtration, {T_n}, on the subgroup, T, of knots that are topologically slice. We prove that T/T_0 is large, detected by gauge-theoretic invariants and the tau, s, and epsilon-invariants; while the non-triviliality of T_0/T_1 can be detected by certain d-invariants. All of these concordance obstructions vanish for knots in T_1. Nonetheless, going beyond this, our main result is that T_1/T_2 has positive rank. Moreover under a "weak homotopy-ribbon" condition, we show that each T_n/T_{n+1} has positive rank. These results suggest that, even among topologically slice knots, the fundamental group is responsible for a wide range of complexity.

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Higher-order signature cocycles for subgroups of mapping class groups and homology cylinders

We define families of invariants for elements of the mapping class group of S, a compact orientable surface. Fix any characteristic subgroup H of pi_1(S) and restrict to J(H), any subgroup of mapping classes that induce the identity modulo H. To any unitary representation, r of pi_1(S)/H we associate a higher-order rho_r-invariant and a signature 2-cocycle sigma_r. These signature cocycles are shown to be generalizations of the Meyer cocycle. In particular each rho_r is a quasimorphism and each sigma_r is a bounded 2-cocycle on J(H). In one of the simplest non-trivial cases, by varying r, we exhibit infinite families of linearly independent quasimorphisms and signature cocycles. We show that the rho_r restrict to homomorphisms on certain interesting subgroups. Many of these invariants extend naturally to the full mapping class group and some extend to the monoid of homology cylinders based on S.

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Primary decomposition and the fractal nature of knot concordance

For each sequence of polynomials, P=(p_1(t),p_2(t),...), we define a characteristic series of groups, called the derived series localized at P. Given a knot K in S^3, such a sequence of polynomials arises naturally as the orders of certain submodules of the sequence of higher-order Alexander modules of K. These group series yield new filtrations of the knot concordance group that refine the (n)-solvable filtration of Cochran-Orr-Teichner. We show that the quotients of successive terms of these refined filtrations have infinite rank. These results also suggest higher-order analogues of the p(t)-primary decomposition of the algebraic concordance group. We use these techniques to give evidence that the set of smooth concordance classes of knots is a fractal set. We also show that no Cochran-Orr-Teichner knot is concordant to any Cochran-Harvey-Leidy knot.

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2-torsion in the n-solvable filtration of the knot concordance group

In 1997 Cochran-Orr-Teichner introduced a natural filtration, called the n-solvable filtration, of the smooth knot concordance group, C. Its terms {F_n} are indexed by half integers. We show that each associated graded abelian group G_n=F_n/F_{n.5}, n>1, contains infinite linearly independent sets of elements of order 2 (this was known previously for n=0,1). Each of the representative knots is negative amphichiral, with vanishing s-invariant, tau-invariant, delta-invariants and Casson-Gordon invariants. Moreover each is smoothly slice in a rational homology 4-ball. In fact we show that there are many distinct such classes in G_n, distinguished by their classical Alexander polynomials and by the orders of elements in their higher-order Alexander modules.

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Derivatives of Knots and Second-order Signatures

We define a set of "second-order" L^(2)-signature invariants for any algebraically slice knot. These obstruct a knot's being a slice knot and generalize Casson-Gordon invariants, which we consider to be "first-order signatures". As one application we prove: If K is a genus one slice knot then, on any genus one Seifert surface, there exists a homologically essential simple closed curve of self-linking zero, which has vanishing zero-th order signature and a vanishing first-order signature. This extends theorems of Cooper and Gilmer. We introduce a geometric notion, that of a derivative of a knot with respect to a metabolizer. We also introduce a new equivalence relation, generalizing homology cobordism, called null-bordism.

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Homological stability of series of groups

``What aspects of a group are unchanged, or stable, under homology equivalences''? The model theorem in this regard is the 1963 result of J. Stallings that the lower central series is preserved under any integral homological equivalence of groups. Various other theorems of this nature have since appeared. Stallings himself proved similar theorems for homology with rational or mod p coefficients. These involved different series of groups- variations of the lower central series. W. Dwyer generalized Stallings' integral results to larger classes of maps, work that was completed in the other cases by the authors. More recently the authors proved analogues of the theorems of Stallings and Dwyer for variations of the derived series. The above theorems are all different but clearly have much in common. Here we present a new concept, that of the stability of a subgroup, or a series of subgroups under a class of maps, that offers a framework in which all of these theorems can be viewed. We contrast it with homological localization of groups, which is a previously well-studied framework that might also be applied to these questions.

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Knot Concordance and Higher-Order Blanchfield Duality

In 1997, T. Cochran, K. Orr, and P. Teichner defined a filtration {F_n} of the classical knot concordance group C. The filtration is important because of its strong connection to the classification of topological 4-manifolds. Here we introduce new techniques for studying C and use them to prove that, for each natural number n, the abelian group F_n/F_{n.5} has infinite rank. We establish the same result for the corresponding filtration of the smooth concordance group. We also resolve a long-standing question as to whether certain natural families of knots, first considered by Casson-Gordon and Gilmer, contain slice knots.

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Link concordance and generalized doubling operators

We introduce a technique for showing classical knots and links are not slice. As one application we show that the iterated Bing doubles of many algebraically slice knots are not topologically slice. Some of the proofs do not use the existence of the Cheeger-Gromov bound, a deep analytical tool used by Cochran-Teichner. We define generalized doubling operators, of which Bing doubling is an instance, and prove our nontriviality results in this more general context. Our main examples are boundary links that cannot be detected in the algebraic boundary link concordance group.

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On Transverse Knots and Branched Covers

We study contact manifolds that arise as cyclic branched covers of transverse knots in the standard contact 3-sphere. We discuss properties of these contact manifolds and describe them in terms of open books and contact surgeries. In many cases we show that such branched covers are contactomorphic for smoothly isotopic transverse knots with the same self-linking number. These pairs of knots include most of the non-transversely simple knots of Birman-Menasco and Ng-Ozsvath-Thurston.

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Homology and Derived Series of Groups II: Dwyer's Theorem

We give new information about the relationship between the low-dimensional homology of a group and its derived series. This yields information about how the low-dimensional homology of a topological space constrains its fundamental group. Applications are given to detecting when a set of elements of a group generates a subgroup ``large enough'' to map onto a non-abelian free solvable group, and to concordance and grope cobordism of links. We also greatly generalize several key homological results employed in recent work of Cochran-Orr-Teichner, in the context of classical knot concordance. In 1963 J. Stallings established a strong relationship between the low-dimensional homology of a group and its lower central series quotients. In 1975 W. Dwyer extended Stallings' theorem by weakening the hypothesis on the second homology groups. The naive analogues of these theorems for the derived series are false. In 2003 the second author introduced a new characteristic series, associated to the derived series, called the torsion-free derived series. The authors previously established a precise analogue, for the torsion-free derived series, of Stallings' theorem. Here our main result is the analogue of Dwyer's theorem for the torsion-free derived series. We also prove a version of Dwyer's theorem for the rational lower central series. We apply these to give new results on the Cochran-Orr-Teichner filtration of the classical link concordance group.

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Knot concordance and Blanchfield duality

We introduce a new technique for showing classical knots and links are not slice. As one application we resolve a long-standing question as to whether certain natural families of knots contain topologically slice knots. We also present a simpler proof of the result of Cochran-Teichner that the successive quotients of the integral terms of the Cochran-Orr-Teichner filtration of the knot concordance group have rank 1. For links we have similar results. We show that the iterated Bing doubles of many algebraically slice knots are not topologically slice. Some of the proofs do not use the existence of the Cheeger-Gromov bound, a deep analytical tool used by Cochran-Teichner. Our main examples are actually boundary links but cannot be detected in the algebraic boundary link concordance group, nor by any $ρ$ invariants associated to solvable representations into finite unitary groups.

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Non-commutative Multivariable Reidemeister Torsion and the Thurston Norm

In a previous paper, the second author defined integer-valued functions delta_n on the first cohomology of a 3-manifold, generalizing McMullen's Alexander norm. It was shown that these functions give lower bounds on the Thurston norm. In this paper, we reformulate these invariants in terms of Reidemeister torsion over a non-commutative multivariable Laurent polynomial ring. This allows us to show that these functions are semi-norms.

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Homology and derived series of groups

In 1964, John Stallings established an important relationship between the low-dimensional homology of a group and its lower central series. We establish a similar relationship between the low-dimensional homology of a group and its derived series. We also define a torsion-free-solvable completion of a group that is analogous to the Malcev completion, with the role of the lower central series replaced by the derived series. We prove that the torsion-free-solvable completion is invariant under rational homology equivalence.

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