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Shengmao Zhu

Publications and source records attributed to Shengmao Zhu.

At least 19 recordsLinked to original sources

On Hecke lifting conjecture for framed knots

Motivated by an amazing integrality structure conjecture for the $U(N)$ Chern-Simons quantum invariants of framed knots investigated by Mariño and Vafa, a new conjectural formula, named Hecke lifting conjecture, was proposed in \cite{CLPZ23} for framed links. This note is devoted to the study of this Hecke lifting conjecture. We prove this conjecture for torus knots using the explicit formulas of colored HOMFLY-PT invariants of torus knots, and we also verify the conjecture in a limit form for any framed knots.

math.GT

From Outcomes to Processes: Guiding PRM Learning from ORM for Inference-Time Alignment

Inference-time alignment methods have gained significant attention for their efficiency and effectiveness in aligning large language models (LLMs) with human preferences. However, existing dominant approaches using reward-guided search (RGS) primarily rely on outcome reward models (ORMs), which suffer from a critical granularity mismatch: ORMs are designed to provide outcome rewards for complete responses, while RGS methods rely on process rewards to guide the policy, leading to inconsistent scoring and suboptimal alignment. To address this challenge, we introduce process reward models (PRMs) into RGS and argue that an ideal PRM should satisfy two objectives: Score Consistency, ensuring coherent evaluation across partial and complete responses, and Preference Consistency, aligning partial sequence assessments with human preferences. Based on these, we propose SP-PRM, a novel dual-consistency framework integrating score consistency-based and preference consistency-based partial evaluation modules without relying on human annotation. Extensive experiments on dialogue, summarization, and reasoning tasks demonstrate that SP-PRM substantially enhances existing RGS methods, achieving a 3.6%-10.3% improvement in GPT-4 evaluation scores across all tasks.

cs.CL

On the asymptotic expansions of various quantum invariants I: the colored Jones polynomial of twist knots at the root of unity $e^{\frac{2π\sqrt{-1}}{N+\frac{1}{2}}}$

This is the first article in a series devoted to the study of the asymptotic expansions of various quantum invariants related to the twist knots. In this paper, by using the saddle point method developed by Ohtsuki, we obtain an asymptotic expansion formula for the colored Jones polynomial of twist knots $\mathcal{K}_p$ with $p\geq 6$ at the root of unity $e^{\frac{2π\sqrt{-1}}{N+\frac{1}{2}}}$.

math.GT

BPS invariants from framed links

In this article, we investigate the BPS invariants associated with framed links. We extend the relationship between the algebraic curve (i.e. dual $A$-polynomial) and the BPS invariants of a knot investigated in \cite{GKS} to the case of a framed knot. With the help of the framing change formula for the dual $A$-polynomial of a framed knot, we give several explicit formulas for the extremal $A$-polynomials and the BPS invariants of framed knots. As to the framed links, we present several numerical calculations for the Ooguri-Vafa invariants and BPS invariants for framed Whitehead links and Borromean rings and verify the integrality property for them.

math.GT

On the asymptotic expansion of quantum invariants related to surgeries of Whitehead link I: Relative Reshetikhin-Turaev invariants and the Turaev-Viro invariants at $e^{\frac{2π\sqrt{-1}}{N+\frac{1}{2}}}$

In this article, we obtain an asymptotic expansion formula for the relative Reshetikhin-Turaev invariant in the case that the ambient 3-manifold is gained by doing rational surgery along one component of Whitehead link. In addition, we obtain an asymptotic expansion formula for the Turaev-Viro invariant of the cusped 3-manifold which is gained by doing rational surgery along one component of the Whitehead link.

math.GT

On the asymptotic expansion of various quantum invariants III: the Reshetikhin-Turaev invariants of closed hyperbolic 3-manifolds obtained by doing integral surgery along the twist knot

This is the third article in a series devoted to the study of the asymptotic expansions of various quantum invariants related to the twist knots. In this paper, by using the saddle point method developed by Ohtsuki and Yokota, we obtain an asymptotic expansion formula for the Reshetikhin-Turaev invariants of closed hyperbolic 3-manifolds obtained by doing integral $q$-surgery along the twist knots $\mathcal{K}_p$ at the root of unity $e^{\frac{4π\sqrt{-1}}{r}}$ ($r$ is odd).

math.GT

On the asymptotic expansions of various quantum invariants II: the colored Jones polynomial of twist knots at the root of unity $e^{\frac{2π\sqrt{-1}}{N+\frac{1}{M}}}$ and $e^{\frac{2π\sqrt{-1}}{N}}$

This is the second article in a series devoted to the study of the asymptotic expansions of various quantum invariants related to the twist knots. In this article, following the method and results in \cite{CZ23-1}, we present an asymptotic expansion formula for the colored Jones polynomial of twist knot $\mathcal{K}_p$ with $p\geq 6$ at the root of unity $e^{\frac{2π\sqrt{-1}}{N+\frac{1}{M}}}$ with $M\geq 2$. Furthermore, by taking the limit $M\rightarrow +\infty$, we obtain an asymptotic expansion formula for the colored Jones polynomial of twist knots $\mathcal{K}_p$ with $p\geq 6$ at the root of unity $e^{\frac{2π\sqrt{-1}}{N}}$.

math.GT

New structures for colored HOMFLY-PT invariants

In this paper, we present several new structures for the colored HOMFLY-PT invariants of framed links. First, we prove the strong integrality property for the normalized colored HOMFLY-PT invariants by purely using the HOMFLY-PT skein theory developed by H. Morton and his collaborators. By this strong integrality property, we immediately obtain several symmetric properties for the full colored HOMFLY-PT invariants of links. Then, we apply our results to refine the mathematical structures appearing in the Labastida-Mariño-Ooguri-Vafa (LMOV) integrality conjecture for framed links. As another application of the strong integrality, we obtain that the $q=1$ and $a=1$ specializations of the normalized colored HOMFLY-PT invariant are well-defined link polynomials. We find that a conjectural formula for the colored Alexander polynomial which is the $a=1$ specialization of the normalized colored HOMFLY-PT invariant implies that a special case of the LMOV conjecture for frame knot holds.

math.GT

Integrality of the LMOV invariants for framed unknot

The Labastida-Marinõ-Ooguri-Vafa (LMOV) invariants are the open string BPS invariants which are expected to be integers based on the string duality conjecture from M-theory. Several explicit formulae of LMOV invariants for framed unknot have been obtained in the literature. In this paper, we present a unified method to deal with the integrality of such explicit formulae. Furthermore, we also prove the integrality of certain LMOV invariants for framed unknot in higher genera.

math.GT

Integrality structures in topological strings and quantum $2$-functions

In this article, we first prove the integrality of open string BPS numbers for a class of toric Calabi-Yau manifolds named generalized conifolds, by applying the method introduced in our previous work \cite{LZ} to the explicit disk counting formula obtained in \cite{PS}. Then, motivated by the integrality structures in open topological string theory, we introduce a mathematical notion of ``quantum 2-function'' which can be viewed as the quantization of the notion of ``2-function'' introduced in \cite{SVW1}. Finally, we provide a basic example of quantum 2-function and discuss the quantization of 2-functions.

hep-th

On explicit formulae of LMOV invariants

We started a program to study the open string integrality invariants (LMOV invariants) for toric Calabi-Yau 3-folds with Aganagic-Vafa brane (AV-brane) several years ago. This paper is devoted to the case of resolved conifold with one out AV-brane in any integer framing $τ$, which is the large $N$ duality of Chern-Simons theory for a framed unknot with integer framing $τ$ in $S^3$. By using the methods from string dualities, we compute several explicit formulae of the corresponding LMOV invariants for this special model, whose integrality properties have been proved in a separated paper.

hep-th

Solving equations with Hodge theory

We treat two quite different problems related to changes of complex structures on Kähler manifolds by using global geometric method. First, by using operators from Hodge theory on compact Kähler manifold, we present a closed explicit extension formula for holomorphic canonical forms in different complex structures. As applications, we give a closed explicit formula for certain canonical sections of Hodge bundles on marked and polarized moduli spaces of projective manifolds, and provide a closed explicit extension formula for holomorphic pluricanonical forms under certain natural conditions. Second, by using the operators in $L^2$-Hodge theory on Poincaré disk, we present a simple and unified method to solve the Beltrami equations with measurable coefficients for quasi-conformal maps.

math.AG

Topological strings, quiver varieties and Rogers-Ramanujan identities

Motivated by some recent works on BPS invariants of open strings/knot invariants, we guess there may be a general correspondence between the Ooguri-Vafa invariants of toric Calabi-Yau 3-folds and cohomologies of Nakajima quiver varieties. In this short note, we provide a toy model to explain this correspondence. More precisely, we study the topological open string model of $\mathbb{C}^3$ with one Aganagic-Vafa brane $\mathcal{D}_τ$, and we show that, when $τ\leq 0$, its Ooguri-Vafa invariants are given by the Betti numbers of certain quiver variety. Moreover, the existence of Ooguri-Vafa invariants implies an infinite product formula. In particular, we find that the $τ=1$ case of such infinite product formula is closely related to the celebrated Rogers-Ramanujan identities.

math.AG

Integrality structures in topological strings I: framed unknot

We study the open string integrality invariants (LMOV invariants) for toric Calabi-Yau 3-folds with Aganagic-Vafa brane (AV-brane). In this paper, we focus on the case of the resolved conifold with one out AV-brane in any integer framing $τ$, which is the large $N$ duality of the Chern-Simons theory for a framed unknot with integer framing $τ$ in $S^3$. We compute the explicit formulas for the LMOV invariants in genus $g=0$ with any number of holes, and prove their integrality. For the higher genus LMOV invariants with one hole, they are reformulated into a generating function $g_{m}(q,a)$, and we prove that $g_{m}(q,a)\in (q^{1/2}-q^{-1/2})^{-2}\mathbb{Z}[(q^{1/2}-q^{-1/2})^2,a^{\pm 1/2}]$ for any integer $m\geq 1$. As a by product, we compute the reduced open string partition function of $\mathbb{C}^3$ with one AV-brane in framing $τ$. We find that, for $τ\leq -1$, this open string partition function is equivalent to the Hilbert-Poincaré series of the Cohomological Hall algebra of the $|τ|$-loop quiver. It gives an open string GW/DT correspondence.

math.AG