arXiv subjects

Shi Jin

Publications and source records attributed to Shi Jin.

At least 505 records · Page 28Linked to original sources

arXiv2020

On Uplink Performance of Multiuser Massive MIMO Relay Network With Limited RF Chains

This paper considers a multiuser massive multiple-input multiple-output uplink with the help of an analog amplify-and-forward relay. The base station equips a large array of $N_d$ antennas but is supported by a far smaller number of radio-frequency chains. By first deriving new results for a cascaded phase-aligned two-hop channel, we obtain a tight bound for the ergodic rate in closed form for both perfect and quantized channel phase information. The rate is characterized as a function of a scaled equivalent signal-to-noise ratio of the two-hop channel. It implies that the source and relay powers can be respectively scaled down as $1/N_d^a$ and $1/N_d^{1-a}~ (0\!\leq\!a\!\leq\!1)$ for an asymptotically unchanged sum rate. Then for the rate maximization, the problem of power allocation is optimized with closed-form solutions. Simulation results verified the observations of our derived results.

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arXiv2020

Robot-assisted Backscatter Localization for IoT Applications

Recent years have witnessed the rapid proliferation of backscatter technologies that realize the ubiquitous and long-term connectivity to empower smart cities and smart homes. Localizing such backscatter tags is crucial for IoT-based smart applications. However, current backscatter localization systems require prior knowledge of the site, either a map or landmarks with known positions, which is laborious for deployment. To empower universal localization service, this paper presents Rover, an indoor localization system that localizes multiple backscatter tags without any start-up cost using a robot equipped with inertial sensors. Rover runs in a joint optimization framework, fusing measurements from backscattered WiFi signals and inertial sensors to simultaneously estimate the locations of both the robot and the connected tags. Our design addresses practical issues including interference among multiple tags, real-time processing, as well as the data marginalization problem in dealing with degenerated motions. We prototype Rover using off-the-shelf WiFi chips and customized backscatter tags. Our experiments show that Rover achieves localization accuracies of 39.3 cm for the robot and 74.6 cm for the tags.

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arXiv2020

Angle-Dependent Phase Shifter Model for Reconfigurable Intelligent Surfaces: Does the Angle-Reciprocity Hold?

The existing phase shifter models adopted for reconfigurable intelligent surfaces (RISs) have ignored the electromagnetic (EM) waves propagation behavior, thus cannot reveal practical effects of RIS on wireless communication systems. Based on the equivalent circuit, this paper introduces an angle-dependent phase shifter model for varactor-based RISs. To the best of our knowledge, this is the first phase shifter model which reveals that the incident angle of EM waves has influence on the reflection coefficient of RIS. In addition, the angle-reciprocity on RIS is investigated and further proved to be tenable when the reflection phase difference of adjacent RIS unit cells is invariant for an impinging EM wave and its reverse incident one. The angle-dependent characteristic of RIS is verified through full-wave simulation. According to our analysis and the simulation results, we find that the angle-reciprocity of varactor-based RIS only holds under small incident angles of both forward and reverse incident EM waves, thus limits the channel reciprocity in RIS-assisted TDD systems.

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arXiv2020

Joint Optimal Software Caching, Computation Offloading and Communications Resource Allocation for Mobile Edge Computing

As software may be used by multiple users, caching popular software at the wireless edge has been considered to save computation and communications resources for mobile edge computing (MEC). However, fetching uncached software from the core network and multicasting popular software to users have so far been ignored. Thus, existing design is incomplete and less practical. In this paper, we propose a joint caching, computation and communications mechanism which involves software fetching, caching and multicasting, as well as task input data uploading, task executing (with non-negligible time duration) and computation result downloading, and mathematically characterize it. Then, we optimize the joint caching, offloading and time allocation policy to minimize the weighted sum energy consumption subject to the caching and deadline constraints. The problem is a challenging two-timescale mixed integer nonlinear programming (MINLP) problem, and is NP-hard in general. We convert it into an equivalent convex MINLP problem by using some appropriate transformations and propose two low-complexity algorithms to obtain suboptimal solutions of the original non-convex MINLP problem. Specifically, the first suboptimal solution is obtained by solving a relaxed convex problem using the consensus alternating direction method of multipliers (ADMM), and then rounding its optimal solution properly. The second suboptimal solution is proposed by obtaining a stationary point of an equivalent difference of convex (DC) problem using the penalty convex-concave procedure (Penalty-CCP) and ADMM. Finally, by numerical results, we show that the proposed solutions outperform existing schemes and reveal their advantages in efficiently utilizing storage, computation and communications resources.

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arXiv2020

Energy Model for UAV Communications: Experimental Validation and Model Generalization

Wireless communication involving unmanned aerial vehicles (UAVs) is expected to play an important role in future wireless networks. However, different from conventional terrestrial communication systems, UAVs typically have rather limited onboard energy on one hand, and require additional flying energy consumption on the other hand, which renders energy-efficient UAV communication with smart energy expenditure of paramount importance. In this paper, via extensive flight experiments, we aim to firstly validate the recently derived theoretical energy model for rotary-wing UAVs, and then develop a general model for those complicated flight scenarios where rigorous theoretical model derivation is quite challenging, if not impossible. Specifically, we first investigate how UAV power consumption varies with its flying speed for the simplest straight-and-level flight. With about 12,000 valid power-speed data points collected, we first apply the model-based curve fitting to obtain the modelling parameters based on the theoretical closed-form energy model in the existing literature. In addition, in order to exclude the potential bias caused by the theoretical energy model, the obtained measurement data is also trained using a model-free deep neural network. It is found that the obtained curve from both methods can match quite well with the theoretical energy model. Next, we further extend the study to arbitrary 2-dimensional (2-D) flight, where, to our best knowledge, no rigorous theoretical derivation is available for the closed-form energy model as a function of its flying speed, direction, and acceleration. To fill the gap, we first propose a heuristic energy model for these more complicated cases, and then provide experimental validation based on the measurement results for circular level flight.

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arXiv2020

Lightweight Convolutional Neural Networks for CSI Feedback in Massive MIMO

In frequency division duplex mode of massive multiple-input multiple-output systems, the downlink channel state information (CSI) must be sent to the base station (BS) through a feedback link. However, transmitting CSI to the BS is costly due to the bandwidth limitation of the feedback link. Deep learning (DL) has recently achieved remarkable success in CSI feedback. Realizing high-performance and low-complexity CSI feedback is a challenge in DL based communication. We develop a DL based CSI feedback network in this study to complete the feedback of CSI effectively. However, this network cannot be effectively applied to the mobile terminal because of the excessive numbers of parameters. Therefore, we further propose a new lightweight CSI feedback network based on the developed network. Simulation results show that the proposed CSI network exhibits better reconstruction performance than that of other CsiNet-related works. Moreover, the lightweight network maintains a few parameters and parameter complexity while ensuring satisfactory reconstruction performance. These findings suggest the feasibility and potential of the proposed techniques.

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arXiv2020

MIMO Detection for Reconfigurable Intelligent Surface-Assisted Millimeter Wave Systems

Millimeter wave (mmWave) band, or high frequencies such as THz, has large undeveloped band of spectrum. However, wireless channels over the mmWave band usually have one or two paths only due to the severe attenuation. The channel property restricts its development in the multiple-input multiple-output (MIMO) system, which can improve throughput by increasing the spectral efficiency. Recent development in reconfigurable intelligent surface (RIS) provides new opportunities to mmWave communications. In this study, we propose a mmWave system, which used low-precision analog-to-digital converters (ADCs), with the aid of several RIS arrays. Moreover, each RIS array has many reflectors with discrete phase shift. By employing the linear spatial processing, these arrays form a synthetic channel with increased spatial diversity and power gain, which can support MIMO transmission. We develop a MIMO detector according to the characteristics of the synthetic channel. RIS arrays can provide spatial diversity to support MIMO transmission, however, different number, antenna configuration, and deployment of RIS arrays affect the bit error rate (BER) performance. We present state evolution (SE) equations to evaluate the BER of the proposed MIMO detector in the different cases. The BER performance of indoor system is studied extensively through leveraging by the SE equations. We reveal numerous insights about the RIS effects and discuss the appropriate system settings. In addition, our results demonstrate that the low-cost hardware, such as the 3-bit ADCs of the receiver side and the 2-bit uniform discrete phase shift of the RIS arrays, only moderately degenerate the system performance.

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arXiv2020

Convergence of Random Batch Method for interacting particles with disparate species and weights

We consider in this work the convergence of Random Batch Method proposed in our previous work [Jin et al., J. Comput. Phys., 400(1), 2020] for interacting particles to the case of disparate species and weights. We show that the strong error is of $O(\sqrtτ)$ while the weak error is of $O(τ)$ where $τ$ is the time step between two random divisions of batches. Both types of convergence are uniform in $N$, the number of particles. The proof of strong convergence follows closely the proof in [Jin et al., J. Comput. Phys., 400(1), 2020] for indistinguishable particles, but there are still some differences: since there is no exchangeability now, we have to use a certain weighted average of the errors; some refined auxiliary lemmas have to be proved compared with our previous work. To show that the weak convergence of empirical measure is uniform in $N$, certain sharp estimates for the derivatives of the backward equations have been used. The weak convergence analysis is also illustrating for the convergence of Random Batch Method for $N$-body Liouville equations.

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arXiv2020

Nuclear Fission Dynamics: Past, Present, Needs, and Future

Recent developments in theoretical modeling and in computational power have allowed us to make significant progress on a goal not achieved yet in nuclear theory: a fully microscopic theory of nuclear fission. The complete microscopic description remains a computationally demanding task, but the information that can be provided by current calculations can be extremely useful to guide and constrain phenomenological approaches. First, a truly microscopic framework that can describe the real-time dynamics of the fissioning system can justify or rule out assumptions and approximations incompatible with an accurate quantum treatment or with our understanding of the inter nucleon interactions. Second, the microscopic approach can be used to obtain trends such as: the excitation energy sharing mechanism between fission fragments (FFs) with increasing excitation energy of the fissioning system, the angular momentum content of the FFs, or even to compute observables that cannot be otherwise calculated in phenomenological approaches or even measured, as in the case of astronomical environments. Merely the characterization of the trends would be of great importance for various application. We present here arguments that a truly microscopic approach to fission does not support the assumption of adiabaticity of the large amplitude collective motion in fission, particularly starting from the outer saddle down to the scission configuration.

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arXiv2020

Simultaneous Navigation and Radio Mapping for Cellular-Connected UAV with Deep Reinforcement Learning

Cellular-connected unmanned aerial vehicle (UAV) is a promising technology to unlock the full potential of UAVs in the future. However, how to achieve ubiquitous three-dimensional (3D) communication coverage for the UAVs in the sky is a new challenge. In this paper, we tackle this challenge by a new coverage-aware navigation approach, which exploits the UAV's controllable mobility to design its navigation/trajectory to avoid the cellular BSs' coverage holes while accomplishing their missions. We formulate an UAV trajectory optimization problem to minimize the weighted sum of its mission completion time and expected communication outage duration, and propose a new solution approach based on the technique of deep reinforcement learning (DRL). To further improve the performance, we propose a new framework called simultaneous navigation and radio mapping (SNARM), where the UAV's signal measurement is used not only for training the deep Q network (DQN) directly, but also to create a radio map that is able to predict the outage probabilities at all locations in the area of interest. This thus enables the generation of simulated UAV trajectories and predicting their expected returns, which are then used to further train the DQN via Dyna technique, thus greatly improving the learning efficiency.

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arXiv2020

Convergence and error estimates for time-discrete consensus-based optimization algorithms

We present convergence and error estimates of the time-discrete consensus-based optimization(CBO) algorithms proposed in [arXiv:1909.09249] for general nonconvex functions. In authors' recent work [arxiv: 1910.08239], rigorous error analysis of the first-order consensus-based optimization algorithm proposed in [arXiv:1909.09249] was studied at the particle level without resorting to the kinetic equation via a mean-field limit. However, the error analysis for the corresponding time-discrete algorithm was not done mainly due to lack of discrete analogue of Itô's stochastic calculus. In this paper, we provide a simple and elementary convergence and error analysis for a general time-discrete consensus-based optimization algorithm, which includes the three discrete algorithms in [arXiv:1909.09249]. Our analysis provides numerical stability and convergence conditions for the three algorithms, as well as error estimates to the global minimum.

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arXiv2020

A consensus-based global optimization method for high dimensional machine learning problems

We improve recently introduced consensus-based optimization method, proposed in [R. Pinnau, C. Totzeck, O. Tse and S. Martin, Math. Models Methods Appl. Sci., 27(01):183--204, 2017], which is a gradient-free optimization method for general non-convex functions. We first replace the isotropic geometric Brownian motion by the component-wise one, thus removing the dimensionality dependence of the drift rate, making the method more competitive for high dimensional optimization problems. Secondly, we utilize the random mini-batch ideas to reduce the computational cost of calculating the weighted average which the individual particles tend to relax toward. For its mean-field limit--a nonlinear Fokker-Planck equation--we prove, in both time continuous and semi-discrete settings, that the convergence of the method, which is exponential in time, is guaranteed with parameter constraints {\it independent} of the dimensionality. We also conduct numerical tests to high dimensional problems to check the success rate of the method.

math.OC↗

arXiv2020

Enhancing Physical Layer Security of Random Caching in Large-Scale Multi-Antenna Heterogeneous Wireless Networks

In this paper, we propose a novel secure random caching scheme for large-scale multi-antenna heterogeneous wireless networks, where the base stations (BSs) deliver randomly cached confidential contents to the legitimate users in the presence of passive eavesdroppers as well as active jammers. In order to safeguard the content delivery, we consider that the BSs transmits the artificial noise together with the useful signals. By using tools from stochastic geometry, we first analyze the average reliable transmission probability (RTP) and the average confidential transmission probability (CTP), which take both the impact of the eavesdroppers and the impact of the jammers into consideration. We further provide tight upper and lower bounds on the average RTP. These analytical results enable us to obtain rich insights into the behaviors of the average RTP and the average CTP with respect to key system parameters. Moreover, we optimize the caching distribution of the files to maximize the average RTP of the system, while satisfying the constraints on the caching size and the average CTP. Through numerical results, we show that our proposed secure random caching scheme can effectively boost the secrecy performance of the system compared to the existing solutions.

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arXiv2020

Deep Learning Based FDD Non-Stationary Massive MIMO Downlink Channel Reconstruction

This paper proposes a model-driven deep learning-based downlink channel reconstruction scheme for frequency division duplexing (FDD) massive multi-input multi-output (MIMO) systems. The spatial non-stationarity, which is the key feature of the future extremely large aperture massive MIMO system, is considered. Instead of the channel matrix, the channel model parameters are learned by neural networks to save the overhead and improve the accuracy of channel reconstruction. By viewing the channel as an image, we introduce You Only Look Once (YOLO), a powerful neural network for object detection, to enable a rapid estimation process of the model parameters, including the detection of angles and delays of the paths and the identification of visibility regions of the scatterers. The deep learning-based scheme avoids the complicated iterative process introduced by the algorithm-based parameter extraction methods. A low-complexity algorithm-based refiner further refines the YOLO estimates toward high accuracy. Given the efficiency of model-driven deep learning and the combination of neural network and algorithm, the proposed scheme can rapidly and accurately reconstruct the non-stationary downlink channel. Moreover, the proposed scheme is also applicable to widely concerned stationary systems and achieves comparable reconstruction accuracy as an algorithm-based method with greatly reduced time consumption.

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arXiv2020

Adversarial Attack on DL-based Massive MIMO CSI Feedback

With the increasing application of deep learning (DL) algorithms in wireless communications, the physical layer faces new challenges caused by adversarial attack. Such attack has significantly affected the neural network in computer vision. We chose DL-based analog channel state information (CSI) to show the effect of adversarial attack on DL-based communication system. We present a practical method to craft white-box adversarial attack on DL-based CSI feedback process. Our simulation results showed the destructive effect adversarial attack caused on DL-based CSI feedback by analyzing the performance of normalized mean square error. We also launched a jamming attack for comparison and found that the jamming attack could be prevented with certain precautions. As DL algorithm becomes the trend in developing wireless communication, this work raises concerns regarding the security in the use of DL-based algorithms.

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arXiv2020

Traffic-aware Two-stage Queueing Communication Networks: Queue Analysis and Energy Saving

To boost energy saving for the general delay-tolerant IoT networks, a two-stage and single-relay queueing communication scheme is investigated. Concretely, a traffic-aware $N$-threshold and gated-service policy are applied at the relay. As two fundamental and significant performance metrics, the mean waiting time and long-term expected power consumption are explicitly derived and related with the queueing and service parameters, such as packet arrival rate, service threshold and channel statistics. Besides, we take into account the electrical circuit energy consumptions when the relay server and access point (AP) are in different modes and energy costs for mode transitions, whereby the power consumption model is more practical. The expected power minimization problem under the mean waiting time constraint is formulated. Tight closed-form bounds are adopted to obtain tractable analytical formulae with less computational complexity. The optimal energy-saving service threshold that can flexibly adjust to packet arrival rate is determined. In addition, numerical results reveal that: 1) sacrificing the mean waiting time not necessarily facilitates power savings; 2) a higher arrival rate leads to a greater optimal service threshold; and 3) our policy performs better than the current state-of-the-art.

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arXiv2020

Boundary Control of Vlasov--Fokker--Planck Equations

We introduce a novel Lyapunov function for stabilization of linear Vlasov--Fokker--Planck type equations with stiff source term. Contrary to existing results relying on transport properties to obtain stabilization, we present results based on hypocoercivity analysis for the Fokker--Planck operator. The existing estimates are extended to derive suitable feedback boundary control to guarantee the exponential stabilization. Further, we study the associated macroscopic limit and derive conditions on the feedback boundary control such that in the formal limit no boundary layer exists.

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arXiv2020

Enabling Panoramic Full-Angle Reflection via Aerial Intelligent Reflecting Surface

This paper proposes a new three dimensional (3D) networking architecture enabled by aerial intelligent reflecting surface (AIRS) to achieve panoramic signal reflection from the sky. Compared to the conventional terrestrial IRS, AIRS not only enjoys higher deployment flexibility, but also is able to achieve 360$^\circ$ panoramic full-angle reflection and requires fewer reflections in general due to its higher likelihood of having line of sight (LoS) links with the ground nodes. We focus on the problem to maximize the worst-case signal-to-noise ratio (SNR) in a given coverage area by jointly optimizing the transmit beamforming, AIRS placement and phase shifts. The formulated problem is non-convex and the optimization variables are coupled with each other in an intricate manner. To tackle this problem, we first consider the special case of single-location SNR maximization to gain useful insights, for which the optimal solution is obtained in closed-form. Then for the general case of area coverage, an efficient suboptimal solution is proposed by exploiting the similarity between phase shifts optimization for IRS and analog beamforming for the conventional phase array. Numerical results show that the proposed design can achieve significant performance gain than heuristic AIRS deployment schemes.

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