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Shi Jin

Publications and source records attributed to Shi Jin.

At least 127 records · Page 7Linked to original sources

MUSE-FM: Multi-task Environment-aware Foundation Model for Wireless Communications

Recent advancements in foundation models (FMs) have attracted increasing attention in the wireless communication domain. Leveraging the powerful multi-task learning capability, FMs hold the promise of unifying multiple tasks of wireless communication with a single framework. Nevertheless, existing wireless FMs face limitations in the uniformity to address multiple tasks with diverse inputs/outputs across different communication scenarios. In this paper, we propose a MUlti-taSk Environment-aware FM (MUSE-FM) with a unified architecture to handle multiple tasks in wireless communications, while effectively incorporating scenario information. Specifically, to achieve task uniformity, we propose a unified prompt-guided data encoder-decoder pair to handle data with heterogeneous formats and distributions across different tasks. Besides, we integrate the environmental context as a multi-modal input, which serves as prior knowledge of environment and channel distributions and facilitates cross-scenario feature extraction. Simulation results illustrate that the proposed MUSE-FM outperforms existing methods for various tasks, and its prompt-guided encoder-decoder pair facilitates few-shot adaptation to new task configurations. Moreover, the incorporation of environment information improves the ability to adapt to different scenarios.

cs.IT↗

Towards A Unified PAC-Bayesian Framework for Norm-based Generalization Bounds

Understanding the generalization behavior of deep neural networks remains a fundamental challenge in modern statistical learning theory. Among existing approaches, PAC-Bayesian norm-based bounds have demonstrated particular promise due to their data-dependent nature and their ability to capture algorithmic and geometric properties of learned models. However, most existing results rely on isotropic Gaussian posteriors, heavy use of spectral-norm concentration for weight perturbations, and largely architecture-agnostic analyses, which together limit both the tightness and practical relevance of the resulting bounds. To address these limitations, in this work, we propose a unified framework for PAC-Bayesian norm-based generalization by reformulating the derivation of generalization bounds as a stochastic optimization problem over anisotropic Gaussian posteriors. The key to our approach is a sensitivity matrix that quantifies the network outputs with respect to structured weight perturbations, enabling the explicit incorporation of heterogeneous parameter sensitivities and architectural structures. By imposing different structural assumptions on this sensitivity matrix, we derive a family of generalization bounds that recover several existing PAC-Bayesian results as special cases, while yielding bounds that are comparable to or tighter than state-of-the-art approaches. Such a unified framework provides a principled and flexible way for geometry-/structure-aware and interpretable generalization analysis in deep learning.

stat.ML↗

Quantum Neural Ordinary and Partial Differential Equations

We introduce a unified framework -- Quantum Neural Ordinary and Partial Differential Equations (QNODEs and QNPDEs) -- which extends the continuous-time formalism of classical neural ordinary and partial differential equations into quantum machine learning and quantum control. QNODEs denote the evolution of finite-dimensional quantum systems, whereas QNPDEs denote their infinite-dimensional (continuous-variable) counterparts; both are governed by generalised Schrödinger-type Hamiltonian dynamics, coupled with a corresponding loss function. This formalism permits gradient estimation via an adjoint-state method, facilitating efficient learning of quantum dynamics, and other dynamics that can be mapped (relatively easily) to quantum dynamics. Using this method, we present quantum algorithms for computing gradients with and without time discretisation, achieving efficient gradient computation that would otherwise be intractable on classical devices. We provide detailed resource estimates for these algorithms and investigate the local energy landscape for training. The formalism subsumes a wide array of applications, including quantum state preparation, Hamiltonian learning, learning dynamics in open systems, and the learning of both autonomous and non-autonomous classical ODEs and PDEs. In many cases of interest, the Hamiltonian is composed of a relatively small number of local operators, yet the corresponding classical simulation remains inefficient, making quantum approaches advantageous for gradient estimation. This continuous-time perspective can also serve as a blueprint for designing novel quantum neural network architectures, generalising discrete-layered models into continuous-depth models.

quant-ph↗

Learning to Unfold Fractional Programming for Multi-Cell MU-MIMO Beamforming with Graph Neural Networks

In the multi-cell multiuser multi-input multi-output (MU-MIMO) systems, fractional programming (FP) has demonstrated considerable effectiveness in optimizing beamforming vectors, yet it suffers from high computational complexity. Recent improvements demonstrate reduced complexity by avoiding large-dimension matrix inversions (i.e., FastFP) and faster convergence by learning to unfold the FastFP algorithm (i.e., DeepFP).

eess.SP↗

AI-Native 6G Physical Layer with Cross-Module Optimization and Cooperative Control Agents

In this article, a framework of AI-native cross-module optimized physical layer with cooperative control agents is proposed, which involves optimization across global AI/ML modules of the physical layer with innovative design of multiple enhancement mechanisms and control strategies. Specifically, it achieves simultaneous optimization across global modules of uplink AI/ML-based joint source-channel coding with modulation, and downlink AI/ML-based modulation with precoding and corresponding data detection, reducing traditional inter-module information barriers to facilitate end-to-end optimization toward global objectives. Moreover, multiple enhancement mechanisms are also proposed, including i) an AI/ML-based cross-layer modulation approach with theoretical analysis for downlink transmission that breaks the isolation of inter-layer features to expand the solution space for determining improved constellation, ii) a utility-oriented precoder construction method that shifts the role of the AI/ML-based CSI feedback decoder from recovering the original CSI to directly generating precoding matrices aiming to improve end-to-end performance, and iii) incorporating modulation into AI/ML-based CSI feedback to bypass bit-level bottlenecks that introduce quantization errors, non-differentiable gradients, and limitations in constellation solution spaces. Furthermore, AI/ML based control agents for optimized transmission schemes are proposed that leverage AI/ML to perform model switching according to channel state, thereby enabling integrated control for global throughput optimization. Finally, simulation results demonstrate the superiority of the proposed solutions in terms of BLER and throughput. These extensive simulations employ more practical assumptions that are aligned with the requirements of the 3GPP, which hopefully provides valuable insights for future standardization discussions.

eess.SP↗

A Tutorial on MIMO-OFDM ISAC: From Far-Field to Near-Field

Integrated sensing and communication (ISAC) is one of the key usage scenarios for future sixth-generation (6G) mobile communication networks, where communication and sensing (C&S) services are simultaneously provided through shared wireless spectrum, signal processing modules, hardware, and network infrastructure. Such an integration is strengthened by the technology trends in 6G, such as denser network nodes, larger antenna arrays, wider bandwidths, higher frequency bands, and more efficient utilization of spectrum and hardware resources, which incentivize and empower enhanced sensing capabilities. As the dominant waveform used in contemporary communication systems, orthogonal frequency division multiplexing (OFDM) is still expected to be a very competitive technology for 6G, rendering it necessary to thoroughly investigate the potential and challenges of OFDM ISAC. Thus, this paper aims to provide a comprehensive tutorial overview of ISAC systems enabled by large-scale multi-input multi-output (MIMO) and OFDM technologies and to discuss their fundamental principles, advantages, and enabling signal processing methods. To this end, a unified MIMO-OFDM ISAC system model is first introduced, followed by four frameworks for estimating parameters across the spatial, delay, and Doppler domains, including parallel one-domain, sequential one-domain, joint two-domain, and joint three-domain parameter estimation. Next, sensing algorithms and performance analyses are presented in detail for far-field scenarios where uniform plane wave (UPW) propagation is valid, followed by their extensions to near-field scenarios where uniform spherical wave (USW) characteristics need to be considered. Finally, this paper points out open challenges and outlines promising avenues for future research on MIMO-OFDM ISAC.

eess.SP↗

CoDS: Collaborative Perception via Digital Semantic Communication

Semantic communication has been introduced into collaborative perception systems for autonomous driving, offering a promising approach to enhancing data transmission efficiency and robustness. Despite its potential, existing semantic communication approaches predominantly rely on analog transmission models, rendering these systems fundamentally incompatible with the digital architecture of modern vehicle-to-everything (V2X) networks and posing a significant barrier to real-world deployment. To bridge this critical gap, we propose CoDS, a novel collaborative perception framework based on digital semantic communication, designed to realize semantic-level transmission efficiency within practical digital communication systems. Specifically, we develop a semantic compression codec that extracts and compresses task-oriented semantic features while preserving downstream perception accuracy. Building on this, we propose a novel semantic analog-to-digital converter that converts these continuous semantic features into a discrete bitstream, ensuring integration with existing digital communication pipelines. Furthermore, we develop an uncertainty-aware network (UAN) that assesses the reliability of each received feature and discards those corrupted by decoding failures, thereby mitigating the cliff effect of conventional channel coding schemes under low signal-to-noise ratio (SNR) conditions. Extensive experiments demonstrate that CoDS significantly outperforms existing semantic communication and traditional digital communication schemes, achieving state-of-the-art perception performance while ensuring compatibility with practical digital V2X systems.

eess.SP↗

AI-Driven Subcarrier-Level CQI Feedback

The Channel Quality Indicator (CQI) is a fundamental component of channel state information (CSI) that enables adaptive modulation and coding by selecting the optimal modulation and coding scheme to meet a target block error rate. While AI-enabled CSI feedback has achieved significant advances, especially in precoding matrix index feedback, AI-based CQI feedback remains underexplored. Conventional subband-based CQI approaches, due to coarse granularity, often fail to capture fine frequency-selective variations and thus lead to suboptimal resource allocation. In this paper, we propose an AI-driven subcarrier-level CQI feedback framework tailored for 6G and NextG systems. First, we introduce CQInet, an autoencoder-based scheme that compresses per-subcarrier CQI at the user equipment and reconstructs it at the base station, significantly reducing feedback overhead without compromising CQI accuracy. Simulation results show that CQInet increases the effective data rate by 7.6% relative to traditional subband CQI under equivalent feedback overhead. Building on this, we develop SR-CQInet, which leverages super-resolution to infer fine-grained subcarrier CQI from sparsely reported CSI reference signals (CSI-RS). SR-CQInet reduces CSI-RS overhead to 3.5% of CQInet's requirements while maintaining comparable throughput. These results demonstrate that AI-driven subcarrier-level CQI feedback can substantially enhance spectral efficiency and reliability in future wireless networks.

eess.SP↗

Timely Parameter Updating in Over-the-Air Federated Learning

Incorporating over-the-air computations (OAC) into the model training process of federated learning (FL) is an effective approach to alleviating the communication bottleneck in FL systems. Under OAC-FL, every client modulates its intermediate parameters, such as gradient, onto the same set of orthogonal waveforms and simultaneously transmits the radio signal to the edge server. By exploiting the superposition property of multiple-access channels, the edge server can obtain an automatically aggregated global gradient from the received signal. However, the limited number of orthogonal waveforms available in practical systems is fundamentally mismatched with the high dimensionality of modern deep learning models. To address this issue, we propose Freshness Freshness-mAgnItude awaRe top-k (FAIR-k), an algorithm that selects, in each communication round, the most impactful subset of gradients to be updated over the air. In essence, FAIR-k combines the complementary strengths of the Round-Robin and Top-k algorithms, striking a delicate balance between timeliness (freshness of parameter updates) and importance (gradient magnitude). Leveraging tools from Markov analysis, we characterize the distribution of parameter staleness under FAIR-k. Building on this, we establish the convergence rate of OAC-FL with FAIR-k, which discloses the joint effect of data heterogeneity, channel noise, and parameter staleness on the training efficiency. Notably, as opposed to conventional analyses that assume a universal Lipschitz constant across all the clients, our framework adopts a finer-grained model of the data heterogeneity. The analysis demonstrates that since FAIR-k promotes fresh (and fair) parameter updates, it not only accelerates convergence but also enhances communication efficiency by enabling an extended period of local training without significantly affecting overall training efficiency.

cs.LG↗

Sphere Decoding Revisited

In this paper, the paradigm of sphere decoding (SD) for solving the integer least square problem (ILS) is revisited, where extra degrees of freedom are introduced to exploit the decoding potential. Firstly, the equivalent sphere decoding (ESD) is proposed, which is essentially the same with the classic Fincke-Pohst sphere decoding but characterizes the sphere radius $D>0$ with two new parameters named as initial searching size $K>1$ and deviation factor $σ>0$. By fixing $σ$ properly, we show that given the sphere radius $D\triangleqσ\sqrt{2\ln K}$, the complexity of ESD in terms of the number of visited nodes is upper bounded by $|S|<nK$, thus resulting in an explicit and tractable decoding trade-off solely controlled by $K$. To the best of our knowledge, this is the first time that the complexity of sphere decoding is exactly specified, where considerable decoding potential can be explored from it. After that, two enhancement mechanisms named as normalized weighting and candidate protection are proposed to further upgrade the ESD algorithm. On one hand, given the same setups of $K$ and $σ$, a larger sphere radius is achieved, indicating a better decoding trade-off. On the other hand, the proposed ESD algorithm is generalized, which bridges suboptimal and optimal decoding performance through the flexible choice of $K$. Finally, further performance optimization and complexity reduction with respect to ESD are also derived, and the introduced tractable and flexible decoding trade-off is verified through large-scale MIMO detection.

cs.IT↗

QoS-Aware Hierarchical Reinforcement Learning for Joint Link Selection and Trajectory Optimization in SAGIN-Supported UAV Mobility Management

Due to the significant variations in unmanned aerial vehicle (UAV) altitude and horizontal mobility, it becomes difficult for any single network to ensure continuous and reliable threedimensional coverage. Towards that end, the space-air-ground integrated network (SAGIN) has emerged as an essential architecture for enabling ubiquitous UAV connectivity. To address the pronounced disparities in coverage and signal characteristics across heterogeneous networks, this paper formulates UAV mobility management in SAGIN as a constrained multi-objective joint optimization problem. The formulation couples discrete link selection with continuous trajectory optimization. Building on this, we propose a two-level multi-agent hierarchical deep reinforcement learning (HDRL) framework that decomposes the problem into two alternately solvable subproblems. To map complex link selection decisions into a compact discrete action space, we conceive a double deep Q-network (DDQN) algorithm in the top-level, which achieves stable and high-quality policy learning through double Q-value estimation. To handle the continuous trajectory action space while satisfying quality of service (QoS) constraints, we integrate the maximum-entropy mechanism of the soft actor-critic (SAC) and employ a Lagrangian-based constrained SAC (CSAC) algorithm in the lower-level that dynamically adjusts the Lagrange multipliers to balance constraint satisfaction and policy optimization. Moreover, the proposed algorithm can be extended to multi-UAV scenarios under the centralized training and decentralized execution (CTDE) paradigm, which enables more generalizable policies. Simulation results demonstrate that the proposed scheme substantially outperforms existing benchmarks in throughput, link switching frequency and QoS satisfaction.

eess.SP↗

Power Consumption and Energy Efficiency of Mid-Band XL-MIMO: Modeling, Scaling Laws, and Performance Insights

Mid-band extra-large-scale multiple-input multiple-output (XL-MIMO), emerging as a critical enabler for future communication systems, is expected to deliver significantly higher throughput by leveraging the extended bandwidth and enlarged antenna aperture. However, power consumption remains a significant concern due to the enlarged system dimension, underscoring the need for thorough investigations into efficient system design and deployment. To this end, an in-depth study is conducted on mid-band XL-MIMO systems. Specifically, a comprehensive power consumption model is proposed, encompassing the power consumption of major hardware components and signal processing procedures, while capturing the influence of key system parameters. Considering typical near-field propagation characteristics, closed-form approximations of throughput are derived, providing an analytical framework for assessing energy efficiency (EE). Based on the proposed framework, the scaling law of EE with respect to key system configurations is derived, offering valuable insights for system design. Subsequently, extensions and comparisons are conducted among representative multi-antenna technologies, demonstrating the superiority of mid-band XL-MIMO in EE. Extensive numerical results not only verify the tightness of the throughput analysis but also validate the EE evaluations, unveiling the potential of energy-efficient mid-band XL-MIMO systems.

eess.SP↗

Large and Small Model Collaboration for Air Interface

Large artificial intelligence models (LAMs) have shown strong capability in wireless communications, yet existing works mainly rely on their generalized knowledge across environments while overlooking the potential gains of environment-specific adaptation. Directly fine-tuning LAMs for adaptation is often impractical due to prohibitive training costs, low inference efficiency in multi-user scenarios, and the risk of catastrophic forgetting, in addition to the limited accessibility of model parameters. To address these limitations, we establish a collaborative framework for air interface. In this framework, unlike prior approaches that either depend solely on LAMs or require direct fine-tuning, LAMs are exploited as a universal channel knowledge base while small artificial intelligence models (SAMs) are employed as lightweight plugins to capture environment-specific knowledge, facilitating efficient environment-specific adaptation of LAMs. Subsequently, we instantiate this framework for CSI feedback tasks, and develop a large and small collaboration framework for CSI feedback, referred to as LASCO. LASCO operates by letting the base LAM produce an initial CSI reconstruction, learning the environment-induced reconstruction shift through a reference SAM and a proxy SAM, and transferring this shift back to the LAM. To further enhance adaptability, we introduce elastic-LASCO (E-LASCO), which augments LASCO with learnable collaboration coefficients that control the contribution of LAMs and SAMs across different environments. Numerical results demonstrate that LASCO and E-LASCO enables LAMs to achieve environment-specific performance gains with significantly reduced training costs, lower data collection requirements, and faster adaptation speed.

cs.IT↗

Adaptive Matched Filtering for Sensing With Communication Signals in Cluttered Environments

This paper investigates the performance of the adaptive matched filtering (AMF) in cluttered environments, particularly when operating with superimposed signals. Since the instantaneous signal-to-clutter-plus-noise ratio (SCNR) is a random variable dependent on the data payload, using it directly as a design objective poses severe practical challenges, such as prohibitive computational burdens and signaling overhead. To address this, we propose shifting the optimization objective from an instantaneous to a statistical metric, which focuses on maximizing the average SCNR over all possible payloads. Due to its analytical intractability, we leverage tools from random matrix theory (RMT) to derive an asymptotic approximation for the average SCNR, which remains accurate even in moderate-dimensional regimes. A key finding from our theoretical analysis is that, for a fixed modulation basis, the PSK achieves a superior average SCNR compared to QAM and the pure Gaussian constellation. Furthermore, for any given constellation, the OFDM achieves a higher average SCNR than SC and AFDM. Then, we propose two pilot design schemes to enhance system performance: a Data-Payload-Dependent (DPD) scheme and a Data-Payload-Independent (DPI) scheme. The DPD approach maximizes the instantaneous SCNR for each transmission. Conversely, the DPI scheme optimizes the average SCNR, offering a flexible trade-off between sensing performance and implementation complexity. Then, we develop two dedicated optimization algorithms for DPD and DPI schemes. In particular, for the DPD problem, we employ fractional optimization and the KKT conditions to derive a closed-form solution. For the DPI problem, we adopt a manifold optimization approach to handle the inherent rank-one constraint efficiently. Simulation results validate the accuracy of our theoretical analysis and demonstrate the effectiveness of the proposed methods.

cs.IT↗

Time-asymptotic behavior of the Boltzmann equation with random inputs in whole space and its stochastic Galerkin approximation

We consider the Boltzmann equation with random uncertainties arising from the initial data and collision kernel in the {\it whole space}, along with their stochastic Galerkin (SG) approximations. By employing Green's function method, we show that, the higher-order derivatives of the solution with respect to the random variable exhibit polynomial decay over time. These results are then applied to analyze the SG method for the SG system and to demonstrate the polynomial decay of the numerical error over time.

math.NA↗

Bruxism Recognition via Wireless Signal

Bruxism is an oromandibular movement disorder involving teeth grinding and clenching, which severely impairs sleep quality and dental health. However, its diagnosis remains challenging, as existing methods often cause discomfort or compromise user privacy. To address these limitations, we establish a contactless bruxism recognition system based on millimeter-wave radar. First, we analyzed the potential impact of the movement patterns of teeth grinding on radar echo signals. Based on this analysis, 11 features were extracted. Subsequently, using these features, we performed classification with a Random Forest model on the dataset constructed via millimeter-wave radar. Experimental results demonstrate that the proposed method achieves an accuracy of 96.1% on the test set, with precision, recall, and F1-score all remaining at a relatively high level. This study validates the effectiveness of millimeter-wave radar for SB recognition, providing a non-invasive and privacy-friendly alternative to existing recognition techniques. Future research will focus on enhancing the robustness of the method across diverse populations and environments, as well as striving to mitigate the interference of other facial micro-movements on teeth grinding recognition.

eess.SP↗

On the Schrödingerization method for linear non-unitary dynamics with optimal dependence on matrix queries

The Schrödingerization method converts linear partial and ordinary differential equations with non-unitary dynamics into systems of Schrödinger-type equations with unitary evolution. It does so via the so-called warped phase transformation that maps the original equation into a Schrödinger-type equation in one higher dimension \cite{Schrshort,JLY22SchrLong}. The original proposal used a particular initial function in the auxiliary space that did not achieve optimal scaling in precision. Here we show that, by choosing smoother initial functions in auxiliary space, Schrödingerization \textit{can} in fact achieve near optimal and even optimal scaling in matrix queries. We construct three necessary criteria that the initial auxiliary state must satisfy to achieve optimality. This paper presents detailed implementation of four smooth initializations for the Schrödingerization method: (a) the error function and related functions, (b) the cut-off function, (c) the higher-order polynomial interpolation, and (d) Fourier transform methods. Method (a) achieves optimality and methods (b), (c) and (d) can achieve near-optimality. A detailed analysis of key parameters affecting time complexity is conducted.

math.NA↗

Deep Learning-Based Joint Uplink-Downlink CSI Acquisition for Next-Generation Upper Mid-Band Systems

In next-generation wireless communication systems, the newly designated upper mid-band has attracted considerable attention, also called frequency range 3 (FR3), highlighting the need for downlink (DL) transmission design, which fundamentally relies on accurate CSI. However, CSI acquisition in FR3 systems faces significant challenges: the increased number of antennas and wider transmission bandwidth introduces prohibitive training overhead with traditional estimation approaches, as each probing captures only incomplete spatial-frequency observation, while higher carrier frequencies lead to faster temporal channel variation. To address these challenges, we propose a novel CSI acquisition framework that integrates CSI feedback, uplink (UL) and DL channel estimation, as well as channel prediction in the FR3 TDD massive MIMO systems. Specifically, we first develop the Joint UL and DL Channel Estimation Network (JUDCEN) to fuse incomplete observations based on the SRSs and CSI-RSs. By exploiting the complementary characteristics of preliminary UL and DL estimation features, obtained through initial UL estimation and quantized-feedback-assisted DL estimation, it enables full CSI reconstruction in the spatial domain. To mitigate the performance degradation in the feedback process, we propose the Transformer-MLP CSI Feedback Network (TMCFN), employing an MLP-based module to jointly exploit angle- and delay-domain features. Building upon the reconstructed full CSI, we further develop the Mamba-based Channel Prediction Network (MCPN), which exploits selective state-space model (SSM) mechanism to capture long-range temporal dynamics in the angle-delay domain for future CSI prediction. Simulation results demonstrate that the proposed framework consistently outperforms benchmarks in both CSI acquisition accuracy and transmission spectral efficiency with lower computational complexity.

eess.SP↗