arXiv subjects

Shimin Tao

Publications and source records attributed to Shimin Tao.

At least 37 records · Page 2Linked to original sources

arXiv2025

R1-T1: Fully Incentivizing Translation Capability in LLMs via Reasoning Learning

Despite recent breakthroughs in reasoning-enhanced large language models (LLMs) like DeepSeek-R1, incorporating inference-time reasoning into machine translation (MT), where human translators naturally employ structured, multi-layered reasoning chain-of-thoughts (CoTs), is yet underexplored. Existing methods either design a fixed CoT tailored for a specific MT sub-task (e.g., literature translation), or rely on synthesizing CoTs unaligned with humans and supervised fine-tuning (SFT) prone to overfitting, limiting their adaptability to diverse translation scenarios. This paper introduces R1-Translator (R1-T1), a novel framework to achieve inference-time reasoning for general MT via reinforcement learning (RL) with human-aligned CoTs comprising six common patterns. Our approach pioneers three innovations: (1) extending reasoning-based translation to broader MT scenarios (e.g., multilingual MT, domain MT) unseen in the training phase; (2) formalizing six expert-curated CoT templates that mirror hybrid human strategies like context-aware paraphrasing and back translation; and (3) enabling self-evolving CoT discovery through RL. Both human and automatic evaluation results indicate a steady translation performance improvement in a total of 10+ languages and 40+ translation directions on Flores-101 test set and four domain-specific MT tasks, especially on the languages unseen from training.

cs.CL↗

arXiv2025

Two Intermediate Translations Are Better Than One: Fine-tuning LLMs for Document-level Translation Refinement

Recent research has shown that large language models (LLMs) can enhance translation quality through self-refinement. In this paper, we build on this idea by extending the refinement from sentence-level to document-level translation, specifically focusing on document-to-document (Doc2Doc) translation refinement. Since sentence-to-sentence (Sent2Sent) and Doc2Doc translation address different aspects of the translation process, we propose fine-tuning LLMs for translation refinement using two intermediate translations, combining the strengths of both Sent2Sent and Doc2Doc. Additionally, recognizing that the quality of intermediate translations varies, we introduce an enhanced fine-tuning method with quality awareness that assigns lower weights to easier translations and higher weights to more difficult ones, enabling the model to focus on challenging translation cases. Experimental results across ten translation tasks with LLaMA-3-8B-Instruct and Mistral-Nemo-Instruct demonstrate the effectiveness of our approach.

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arXiv2025

Improving LLM-based Document-level Machine Translation with Multi-Knowledge Fusion

Recent studies in prompting large language model (LLM) for document-level machine translation (DMT) primarily focus on the inter-sentence context by flatting the source document into a long sequence. This approach relies solely on the sequence of sentences within the document. However, the complexity of document-level sequences is greater than that of shorter sentence-level sequences, which may limit LLM's ability in DMT when only this single-source knowledge is used. In this paper, we propose an enhanced approach by incorporating multiple sources of knowledge, including both the document summarization and entity translation, to enhance the performance of LLM-based DMT. Given a source document, we first obtain its summarization and translation of entities via LLM as the additional knowledge. We then utilize LLMs to generate two translations of the source document by fusing these two single knowledge sources, respectively. Finally, recognizing that different sources of knowledge may aid or hinder the translation of different sentences, we refine and rank the translations by leveraging a multi-knowledge fusion strategy to ensure the best results. Experimental results in eight document-level translation tasks show that our approach achieves an average improvement of 0.8, 0.6, and 0.4 COMET scores over the baseline without extra knowledge for LLaMA3-8B-Instruct, Mistral-Nemo-Instruct, and GPT-4o-mini, respectively.

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arXiv2025

LogLM: From Task-based to Instruction-based Automated Log Analysis

Automatic log analysis is essential for the efficient Operation and Maintenance (O&M) of software systems, providing critical insights into system behaviors. However, existing approaches mostly treat log analysis as training a model to perform an isolated task ( e.g., anomaly detection, log parsing, etc.) using task-specific log-label pairs. These task-based approaches are inflexible in generalizing to complex scenarios, depend on task-specific training data, and cost significantly when deploying multiple models. In this paper, we propose an instruction-based training approach that transforms log-label pairs from multiple tasks and domains into a unified format of instruction-response pairs. Our trained model, LogLM, can follow complex user instructions and generalize better across different tasks, thereby increasing flexibility and reducing the dependence on task-specific training data. By integrating major log analysis tasks into a single model, our approach also relieves model deployment burden. Experimentally, LogLM outperforms existing approaches across five log analysis capabilities, and exhibits strong generalization abilities on complex instructions and unseen tasks.

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arXiv2024

M-Ped: Multi-Prompt Ensemble Decoding for Large Language Models

With the widespread application of Large Language Models (LLMs) in the field of Natural Language Processing (NLP), enhancing their performance has become a research hotspot. This paper presents a novel multi-prompt ensemble decoding approach designed to bolster the generation quality of LLMs by leveraging the aggregation of outcomes from multiple prompts. Given a unique input $X$, we submit $n$ variations of prompts with $X$ to LLMs in batch mode to decode and derive probability distributions. For each token prediction, we calculate the ensemble probability by averaging the $n$ probability distributions within the batch, utilizing this aggregated probability to generate the token. This technique is dubbed Inner-Batch Ensemble. To facilitate efficient batch inference, we implement a Left-Padding strategy to maintain uniform input lengths across the n prompts. Through extensive experimentation on diverse NLP tasks, including machine translation, code generation, and text simplification, we demonstrate the efficacy of our method in enhancing LLM performance. The results show substantial improvements in BLEU scores, pass@$k$ rates, and LENS metrics over conventional methods.

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arXiv2024

Clustering and Ranking: Diversity-preserved Instruction Selection through Expert-aligned Quality Estimation

With contributions from the open-source community, a vast amount of instruction tuning (IT) data has emerged. Given the significant resource allocation required for training and evaluating models, it is advantageous to have an efficient method for selecting high-quality IT data. However, existing methods for instruction data selection have limitations such as relying on fragile external APIs, being affected by biases in GPT models, or reducing the diversity of the selected instruction dataset. In this paper, we propose an industrial-friendly, expert-aligned and diversity-preserved instruction data selection method: Clustering and Ranking (CaR). CaR employs a two-step process: first, it ranks instruction pairs using a high-accuracy (84.25%) scoring model aligned with expert preferences; second, it preserves dataset diversity through clustering. In our experiment, CaR efficiently selected a mere 1.96% of Alpaca's IT data, yet the resulting AlpaCaR model surpassed Alpaca's performance by an average of 32.1% in GPT-4 evaluations. Moreover, we find that data selecting is a consistent paradigm whether the pre-trained model is more capable or the model parameters scaling up. Our approach employs compact models with 550M parameters and incurs just 11.2% of the financial outlay of current methods, enhancing its industrial deployability.

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arXiv2024

From Handcrafted Features to LLMs: A Brief Survey for Machine Translation Quality Estimation

Machine Translation Quality Estimation (MTQE) is the task of estimating the quality of machine-translated text in real time without the need for reference translations, which is of great importance for the development of MT. After two decades of evolution, QE has yielded a wealth of results. This article provides a comprehensive overview of QE datasets, annotation methods, shared tasks, methodologies, challenges, and future research directions. It begins with an introduction to the background and significance of QE, followed by an explanation of the concepts and evaluation metrics for word-level QE, sentence-level QE, document-level QE, and explainable QE. The paper categorizes the methods developed throughout the history of QE into those based on handcrafted features, deep learning, and Large Language Models (LLMs), with a further division of deep learning-based methods into classic deep learning and those incorporating pre-trained language models (LMs). Additionally, the article details the advantages and limitations of each method and offers a straightforward comparison of different approaches. Finally, the paper discusses the current challenges in QE research and provides an outlook on future research directions.

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arXiv2024

DeMPT: Decoding-enhanced Multi-phase Prompt Tuning for Making LLMs Be Better Context-aware Translators

Generally, the decoder-only large language models (LLMs) are adapted to context-aware neural machine translation (NMT) in a concatenating way, where LLMs take the concatenation of the source sentence (i.e., intra-sentence context) and the inter-sentence context as the input, and then to generate the target tokens sequentially. This adaptation strategy, i.e., concatenation mode, considers intra-sentence and inter-sentence contexts with the same priority, despite an apparent difference between the two kinds of contexts. In this paper, we propose an alternative adaptation approach, named Decoding-enhanced Multi-phase Prompt Tuning (DeMPT), to make LLMs discriminately model and utilize the inter- and intra-sentence context and more effectively adapt LLMs to context-aware NMT. First, DeMPT divides the context-aware NMT process into three separate phases. During each phase, different continuous prompts are introduced to make LLMs discriminately model various information. Second, DeMPT employs a heuristic way to further discriminately enhance the utilization of the source-side inter- and intra-sentence information at the final decoding phase. Experiments show that our approach significantly outperforms the concatenation method, and further improves the performance of LLMs in discourse modeling.

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arXiv2024

LogEval: A Comprehensive Benchmark Suite for Large Language Models In Log Analysis

Log analysis is crucial for ensuring the orderly and stable operation of information systems, particularly in the field of Artificial Intelligence for IT Operations (AIOps). Large Language Models (LLMs) have demonstrated significant potential in natural language processing tasks. In the AIOps domain, they excel in tasks such as anomaly detection, root cause analysis of faults, operations and maintenance script generation, and alert information summarization. However, the performance of current LLMs in log analysis tasks remains inadequately validated. To address this gap, we introduce LogEval, a comprehensive benchmark suite designed to evaluate the capabilities of LLMs in various log analysis tasks for the first time. This benchmark covers tasks such as log parsing, log anomaly detection, log fault diagnosis, and log summarization. LogEval evaluates each task using 4,000 publicly available log data entries and employs 15 different prompts for each task to ensure a thorough and fair assessment. By rigorously evaluating leading LLMs, we demonstrate the impact of various LLM technologies on log analysis performance, focusing on aspects such as self-consistency and few-shot contextual learning. We also discuss findings related to model quantification, Chinese-English question-answering evaluation, and prompt engineering. These findings provide insights into the strengths and weaknesses of LLMs in multilingual environments and the effectiveness of different prompt strategies. Various evaluation methods are employed for different tasks to accurately measure the performance of LLMs in log analysis, ensuring a comprehensive assessment. The insights gained from LogEvals evaluation reveal the strengths and limitations of LLMs in log analysis tasks, providing valuable guidance for researchers and practitioners.

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arXiv2024

A Multitask Training Approach to Enhance Whisper with Contextual Biasing and Open-Vocabulary Keyword Spotting

The recognition of rare named entities, such as personal names and terminologies, is challenging for automatic speech recognition (ASR) systems, especially when they are not frequently observed in the training data. In this paper, we introduce keyword spotting enhanced Whisper (KWS-Whisper), a novel ASR system that leverages the Whisper model and performs open-vocabulary keyword spotting (OV-KWS) on the hidden states of the Whisper encoder to recognize user-defined named entities. These entities serve as prompts for the Whisper decoder. To optimize the model, we propose a multitask training approach that learns OV-KWS and contextual-ASR tasks. We evaluate our approach on Chinese Aishell hot word subsets and two internal code-switching test sets and show that it significantly improves the entity recall compared to the original Whisper model. Moreover, we demonstrate that the OV-KWS can be a plug-and-play module to enhance the ASR error correction methods and frozen Whisper models.

cs.AI↗

arXiv2024

Using Large Language Model for End-to-End Chinese ASR and NER

Mapping speech tokens to the same feature space as text tokens has become the paradigm for the integration of speech modality into decoder-only large language models (LLMs). An alternative approach is to use an encoder-decoder architecture that incorporates speech features through cross-attention. This approach, however, has received less attention in the literature. In this work, we connect the Whisper encoder with ChatGLM3 and provide in-depth comparisons of these two approaches using Chinese automatic speech recognition (ASR) and name entity recognition (NER) tasks. We evaluate them not only by conventional metrics like the F1 score but also by a novel fine-grained taxonomy of ASR-NER errors. Our experiments reveal that encoder-decoder architecture outperforms decoder-only architecture with a short context, while decoder-only architecture benefits from a long context as it fully exploits all layers of the LLM. By using LLM, we significantly reduced the entity omission errors and improved the entity ASR accuracy compared to the Conformer baseline. Additionally, we obtained a state-of-the-art (SOTA) F1 score of 0.805 on the AISHELL-NER test set by using chain-of-thought (CoT) NER which first infers long-form ASR transcriptions and then predicts NER labels.

cs.CL↗

arXiv2024

CoachLM: Automatic Instruction Revisions Improve the Data Quality in LLM Instruction Tuning

Instruction tuning is crucial for enabling Language Learning Models (LLMs) in responding to human instructions. The quality of instruction pairs used for tuning greatly affects the performance of LLMs. However, the manual creation of high-quality instruction datasets is costly, leading to the adoption of automatic generation of instruction pairs by LLMs as a popular alternative. To ensure the high quality of LLM-generated instruction datasets, several approaches have been proposed. Nevertheless, existing methods either compromise dataset integrity by filtering a large proportion of samples, or are unsuitable for industrial applications. In this paper, instead of discarding low-quality samples, we propose CoachLM, a novel approach to enhance the quality of instruction datasets through automatic revisions on samples in the dataset. CoachLM is trained from the samples revised by human experts and significantly increases the proportion of high-quality samples in the dataset from 17.7% to 78.9%. The effectiveness of CoachLM is further assessed on various real-world instruction test sets. The results show that CoachLM improves the instruction-following capabilities of the instruction-tuned LLM by an average of 29.9%, which even surpasses larger LLMs with nearly twice the number of parameters. Furthermore, CoachLM is successfully deployed in a data management system for LLMs at Huawei, resulting in an efficiency improvement of up to 20% in the cleaning of 40k real-world instruction pairs. We release various assets of CoachLM, including the training data, code and test set (https://github.com/lunyiliu/CoachLM).

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arXiv2024

Interpretable Online Log Analysis Using Large Language Models with Prompt Strategies

Automated log analysis is crucial in modern software-intensive systems for facilitating program comprehension throughout software maintenance and engineering life cycles. Existing methods perform tasks such as log parsing and log anomaly detection by providing a single prediction value without interpretation. However, given the increasing volume of system events, the limited interpretability of analysis results hinders analysts' comprehension of program status and their ability to take appropriate actions. Moreover, these methods require substantial in-domain training data, and their performance declines sharply (by up to 62.5%) in online scenarios involving unseen logs from new domains, a common occurrence due to rapid software updates. In this paper, we propose LogPrompt, a novel interpretable log analysis approach for online scenarios. LogPrompt employs large language models (LLMs) to perform online log analysis tasks via a suite of advanced prompt strategies tailored for log tasks, which enhances LLMs' performance by up to 380.7% compared with simple prompts. Experiments on nine publicly available evaluation datasets across two tasks demonstrate that LogPrompt, despite requiring no in-domain training, outperforms existing approaches trained on thousands of logs by up to 55.9%. We also conduct a human evaluation of LogPrompt's interpretability, with six practitioners possessing over 10 years of experience, who highly rated the generated content in terms of usefulness and readability (averagely 4.42/5). LogPrompt also exhibits remarkable compatibility with open-source and smaller-scale LLMs, making it flexible for practical deployment. Code of LogPrompt is available at https://github.com/lunyiliu/LogPrompt.

cs.SE↗

arXiv2024

UCorrect: An Unsupervised Framework for Automatic Speech Recognition Error Correction

Error correction techniques have been used to refine the output sentences from automatic speech recognition (ASR) models and achieve a lower word error rate (WER). Previous works usually adopt end-to-end models and has strong dependency on Pseudo Paired Data and Original Paired Data. But when only pre-training on Pseudo Paired Data, previous models have negative effect on correction. While fine-tuning on Original Paired Data, the source side data must be transcribed by a well-trained ASR model, which takes a lot of time and not universal. In this paper, we propose UCorrect, an unsupervised Detector-Generator-Selector framework for ASR Error Correction. UCorrect has no dependency on the training data mentioned before. The whole procedure is first to detect whether the character is erroneous, then to generate some candidate characters and finally to select the most confident one to replace the error character. Experiments on the public AISHELL-1 dataset and WenetSpeech dataset show the effectiveness of UCorrect for ASR error correction: 1) it achieves significant WER reduction, achieves 6.83\% even without fine-tuning and 14.29\% after fine-tuning; 2) it outperforms the popular NAR correction models by a large margin with a competitive low latency; and 3) it is an universal method, as it reduces all WERs of the ASR model with different decoding strategies and reduces all WERs of ASR models trained on different scale datasets.

cs.CL↗

arXiv2023

Translate Meanings, Not Just Words: IdiomKB's Role in Optimizing Idiomatic Translation with Language Models

To translate well, machine translation (MT) systems and general-purposed language models (LMs) need a deep understanding of both source and target languages and cultures. Therefore, idioms, with their non-compositional nature, pose particular challenges for Transformer-based systems, as literal translations often miss the intended meaning. Traditional methods, which replace idioms using existing knowledge bases (KBs), often lack scale and context awareness. Addressing these challenges, our approach prioritizes context awareness and scalability, allowing for offline storage of idioms in a manageable KB size. This ensures efficient serving with smaller models and provides a more comprehensive understanding of idiomatic expressions. We introduce a multilingual idiom KB (IdiomKB) developed using large LMs to address this. This KB facilitates better translation by smaller models, such as BLOOMZ (7.1B), Alpaca (7B), and InstructGPT (6.7B), by retrieving idioms' figurative meanings. We present a novel, GPT-4-powered metric for human-aligned evaluation, demonstrating that IdiomKB considerably boosts model performance. Human evaluations further validate our KB's quality.

cs.CL↗

arXiv2023

Unify word-level and span-level tasks: NJUNLP's Participation for the WMT2023 Quality Estimation Shared Task

We introduce the submissions of the NJUNLP team to the WMT 2023 Quality Estimation (QE) shared task. Our team submitted predictions for the English-German language pair on all two sub-tasks: (i) sentence- and word-level quality prediction; and (ii) fine-grained error span detection. This year, we further explore pseudo data methods for QE based on NJUQE framework (https://github.com/NJUNLP/njuqe). We generate pseudo MQM data using parallel data from the WMT translation task. We pre-train the XLMR large model on pseudo QE data, then fine-tune it on real QE data. At both stages, we jointly learn sentence-level scores and word-level tags. Empirically, we conduct experiments to find the key hyper-parameters that improve the performance. Technically, we propose a simple method that covert the word-level outputs to fine-grained error span results. Overall, our models achieved the best results in English-German for both word-level and fine-grained error span detection sub-tasks by a considerable margin.

cs.CL↗

arXiv2023

Collective Human Opinions in Semantic Textual Similarity

Despite the subjective nature of semantic textual similarity (STS) and pervasive disagreements in STS annotation, existing benchmarks have used averaged human ratings as the gold standard. Averaging masks the true distribution of human opinions on examples of low agreement, and prevents models from capturing the semantic vagueness that the individual ratings represent. In this work, we introduce USTS, the first Uncertainty-aware STS dataset with ~15,000 Chinese sentence pairs and 150,000 labels, to study collective human opinions in STS. Analysis reveals that neither a scalar nor a single Gaussian fits a set of observed judgements adequately. We further show that current STS models cannot capture the variance caused by human disagreement on individual instances, but rather reflect the predictive confidence over the aggregate dataset.

cs.CL↗

arXiv2023

Knowledge-Prompted Estimator: A Novel Approach to Explainable Machine Translation Assessment

Cross-lingual Machine Translation (MT) quality estimation plays a crucial role in evaluating translation performance. GEMBA, the first MT quality assessment metric based on Large Language Models (LLMs), employs one-step prompting to achieve state-of-the-art (SOTA) in system-level MT quality estimation; however, it lacks segment-level analysis. In contrast, Chain-of-Thought (CoT) prompting outperforms one-step prompting by offering improved reasoning and explainability. In this paper, we introduce Knowledge-Prompted Estimator (KPE), a CoT prompting method that combines three one-step prompting techniques, including perplexity, token-level similarity, and sentence-level similarity. This method attains enhanced performance for segment-level estimation compared with previous deep learning models and one-step prompting approaches. Furthermore, supplementary experiments on word-level visualized alignment demonstrate that our KPE method significantly improves token alignment compared with earlier models and provides better interpretability for MT quality estimation. Code will be released upon publication.

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