arXiv subjects

Shishi Liu

Publications and source records attributed to Shishi Liu.

6 recordsLinked to original sources

arXiv2023

Model Averaging by Cross-validation for Partially Linear Functional Additive Models

In this paper, we propose a model averaging approach for addressing model uncertainty in the context of partial linear functional additive models. These models are designed to describe the relation between a response and mixed-types of predictors by incorporating both the parametric effect of scalar variables and the additive effect of a functional variable. The proposed model averaging scheme assigns weights to candidate models based on the minimization of a multi-fold cross-validation criterion. Furthermore, we establish the asymptotic optimality of the resulting estimator in terms of achieving the lowest possible square prediction error loss under model misspecification. Extensive simulation studies and an application to a near infrared spectra dataset are presented to support and illustrate our method.

stat.ME↗

arXiv2021

Sparse logistic functional principal component analysis for binary data

Functional binary datasets occur frequently in real practice, whereas discrete characteristics of the data can bring challenges to model estimation. In this paper, we propose a sparse logistic functional principal component analysis (SLFPCA) method to handle the functional binary data. The SLFPCA looks for local sparsity of the eigenfunctions to obtain convenience in interpretation. We formulate the problem through a penalized Bernoulli likelihood with both roughness penalty and sparseness penalty terms. An efficient algorithm is developed for the optimization of the penalized likelihood using majorization-minimization (MM) algorithm. The theoretical results indicate both consistency and sparsistency of the proposed method. We conduct a thorough numerical experiment to demonstrate the advantages of the SLFPCA approach. Our method is further applied to a physical activity dataset.

stat.ME↗

arXiv2021

Functional principal component analysis estimator for non-Gaussian data

Functional principal component analysis (FPCA) could become invalid when data involve non-Gaussian features. Therefore, we aim to develop a general FPCA method to adapt to such non-Gaussian cases. A Kenall's $τ$ function, which possesses identical eigenfunctions as covariance function, is constructed. The particular formulation of Kendall's $τ$ function makes it less insensitive to data distribution. We further apply it to the estimation of FPCA and study the corresponding asymptotic consistency. Moreover, the effectiveness of the proposed method is demonstrated through a comprehensive simulation study and an application to the physical activity data collected by a wearable accelerometer monitor.

stat.ME↗

arXiv2021

Model Averaging Estimation for Partially Linear Functional Score Models

This paper is concerned with model averaging estimation for partially linear functional score models. These models predict a scalar response using both parametric effect of scalar predictors and non-parametric effect of a functional predictor. Within this context, we develop a Mallows-type criterion for choosing weights. The resulting model averaging estimator is proved to be asymptotically optimal under certain regularity conditions in terms of achieving the smallest possible squared error loss. Simulation studies demonstrate its superiority or comparability to information criterion score-based model selection and averaging estimators. The proposed procedure is also applied to two real data sets for illustration. That the components of nonparametric part are unobservable leads to a more complicated situation than ordinary partially linear models (PLM) and a different theoretical derivation from those of PLM.

stat.ME↗

arXiv2021

Robust Functional Principal Component Analysis for Non-Gaussian Longitudinal Data

Functional principal component analysis is essential in functional data analysis, but the inferences will become unconvincing when some non-Gaussian characteristics occur, such as heavy tail and skewness. The focus of this paper is to develop a robust functional principal component analysis methodology in dealing with non-Gaussian longitudinal data, for which sparsity and irregularity along with non-negligible measurement errors must be considered. We introduce a Kendall's $τ$ function whose particular properties make it a nice proxy for the covariance function in the eigenequation when handling non-Gaussian cases. Moreover, the estimation procedure is presented and the asymptotic theory is also established. We further demonstrate the superiority and robustness of our method through simulation studies and apply the method to the longitudinal CD4 cell count data in an AIDS study.

stat.ME↗

arXiv2020

Understanding the drivers of sustainable land expansion using a patch-generating land use simulation (PLUS) model: A case study in Wuhan, China

Cellular Automata (CA) are widely used to model the dynamics within complex land use and land cover (LULC) systems. Past CA model research has focused on improving the technical modeling procedures, and only a few studies have sought to improve our understanding of the nonlinear relationships that underlie LULC change. Many CA models lack the ability to simulate the detailed patch evolution of multiple land use types. This study introduces a patch-generating land use simulation (PLUS) model that integrates a land expansion analysis strategy and a CA model based on multi-type random patch seeds. These were used to understand the drivers of land expansion and to investigate the landscape dynamics in Wuhan, China. The proposed model achieved a higher simulation accuracy and more similar landscape pattern metrics to the true landscape than other CA models tested. The land expansion analysis strategy also uncovered some underlying transition rules, such as that grassland is most likely to be found where it is not strongly impacted by human activities, and that deciduous forest areas tend to grow adjacent to arterial roads. We also projected the structure of land use under different optimizing scenarios for 2035 by combining the proposed model with multi-objective programming. The results indicate that the proposed model can help policymakers to manage future land use dynamics and so to realize more sustainable land use patterns for future development. Software for PLUS has been made available at https://github.com/HPSCIL/Patch-generating_Land_Use_Simulation_Model

cs.CY↗