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Shiwan Zhao

Publications and source records attributed to Shiwan Zhao.

At least 19 recordsLinked to original sources

Is More Privileged Information Better? From Solution Traces to Problem-Solving Structure in Self-Distilled Reasoning

On-policy self-distillation (OPSD) improves reasoning by using a privileged view of a model conditioned on reference solutions to supervise a student view that observes only the question. However, the teacher-provided token-level targets may depend on reference-specific information unavailable at inference time. We propose Problem-Space-Guided OPSD (PS-OPSD), which replaces the complete solution with trajectory-grounded guidance describing the initial state, goal conditions, constraints, and a selected state-transition path. The student rollout and OPSD objective remain unchanged. Across three mathematical reasoning benchmarks and model scales ranging from 1.7B to 8B, PS-OPSD achieves the highest aggregate question-only accuracy among the compared methods. Controlled experiments further indicate that guidance relevance and path coherence contribute to these gains, highlighting the representation of privileged information as an important design choice in OPSD.

cs.AI

Latent Thought Credit: Multi-Answer Credit Assignment for Latent Reasoning

Latent reasoning allows language models to carry out intermediate reasoning in continuous latent representations rather than fully externalizing it as discrete chains of thought. However, assigning credit to such latent thoughts from answer-only rewards is difficult: a single final answer mixes thought quality with answer-sampling noise. We propose \textbf{Latent Thought Credit (LTC)}, a hierarchical credit-assignment framework for latent reasoning. For each prompt, LTC samples multiple latent thoughts, fixes the context after each thought, and estimates thought-level expected reward by averaging rewards over multiple answers generated from that fixed context. LTC uses thought-level advantages to optimize the latent-thought phase, answer-level advantages to optimize the answer phase, and an advantage-weighted thought-matching objective that helps the policy reproduce high-credit latent thoughts. We instantiate LTC in a GRPO-style on-policy training framework and evaluate it across mathematical reasoning and STEM multiple-choice tasks. LTC achieves the best average accuracy among the compared methods, while ablations and fixed-context diagnostics show that multi-answer estimation reduces reward-estimation error and mitigates ambiguous or incorrect thought-level credit.

cs.AI

FoleyGenEx: Unified Video-to-Audio Generation with Multi-Modal Control, Temporal Alignment, and Semantic Precision

We present FoleyGenEx, a unified video-to-audio (VTA) framework integrating multi-modal control, frame-level temporal alignment, and fine-grained semantics, enabling synchronized, versatile audio synthesis for diverse tasks. Existing VTA methods either have multi-modal control but weak temporal alignment or strong alignment but lack reference audio conditioning and semantic precision. FoleyGenEx fills this gap via three core innovations: a conditional injection mechanism for audio-controlled VTA and Foley extension, a multi-modal dynamic masking strategy preserving training synchronization, and an adverb-based data augmentation algorithm leveraging signal processing and large language models to enhance textual supervision with nuanced semantics. Experiments on AudioCaps, VGGSound, and Greatest Hits demonstrate its competitive controllable VTA performance against existing methods. Demo samples are available at https://foleygenex.github.io/FoleyGenEx.

cs.SD

TARPO: Token-Wise Latent-Explicit Reasoning via Action-Routing Policy Optimization

Latent reasoning has emerged as a promising alternative to discrete Chain-of-Thought (CoT) in large language models (LLMs), enabling more expressive reasoning by operating over continuous representations. However, the inherently deterministic nature of continuous representations limits policy exploration in reinforcement learning (RL). To address this, we propose TARPO (Token-Wise Latent-Explicit Reasoning via Action-Routing Policy Optimization), a pure RL framework that adaptively switches between discrete token generation and continuous latent reasoning at each step. TARPO introduces a lightweight action head router that observes the current hidden state and samples a routing decision from a binary mode-selection space, preserving the stochasticity of discrete token sampling from the vocabulary. The LLM backbone and router are jointly optimized end-to-end with a shared group-relative advantage signal. Extensive experiments across Qwen2.5 (from 1.5B to 7B) and Llama-3.1-8B backbones demonstrate that TARPO consistently outperforms existing explicit and latent reasoning RL baselines across diverse benchmarks. Further analysis shows that TARPO learns adaptive token-wise switching behaviors while maintaining stable training dynamics. Our code is available at https://github.com/NKU-LITI/TARPO-master.

cs.CL

Large Language Model Post-Training: A Unified View of Off-Policy and On-Policy Learning

Post-training has become central to turning pretrained large language models (LLMs) into aligned, capable, and deployable systems. Recent progress spans supervised fine-tuning (SFT), preference optimization, reinforcement learning (RL), process supervision, verifier-guided methods, distillation, and multi-stage pipelines. Yet these methods are often discussed in fragmented ways, organized by labels or objectives rather than by the behavioral bottlenecks they address. This survey argues that LLM post-training is best understood as structured intervention on model behavior. We organize the field first by trajectory provenance, which defines two primary regimes: off-policy learning on externally supplied trajectories and on-policy learning on learner-generated rollouts. We then interpret methods through two recurring roles -- effective support expansion, which makes useful behaviors more reachable, and policy reshaping, which improves behavior within already reachable regions -- together with a complementary systems-level role, behavioral consolidation, which preserves, transfers, and amortizes useful behavior across stages and model transitions. Under this view, SFT may serve either support expansion or policy reshaping; preference optimization is usually off-policy reshaping, though online variants move closer to learner-generated states. On-policy RL often improves behavior on learner-generated states, but stronger guidance can also make hard-to-reach reasoning paths reachable. Distillation is often better understood as consolidation rather than only compression, and hybrid pipelines emerge as coordinated multi-stage compositions. Overall, the framework helps diagnose post-training bottlenecks and reason about stage composition, suggesting that progress increasingly depends on coordinated systems design rather than any single dominant objective.

cs.CL

Speech-XL: Towards Long-Form Speech Understanding in Large Speech Language Models

Despite the growing success of Large Speech Language Models (LSLMs) in processing short-term acoustic signals, their extension to long-form audio understanding is severely bottlenecked. This limitation stems from the limited context length and the exorbitant memory footprints required for long-form inference. In this work, we propose Speech-XL, a new model that capitalizes on the intrinsic key-value (KV) sparsification capacity of Large Language Models (LLMs) to achieve high-ratio speech input compression. Specifically, we introduce a novel special token, the Speech Summarization Token (SST), for each speech interval to encapsulate the intra-interval speech information into its associated KV pairs. The SST module is trained via instruction fine-tuning, employing a curriculum learning strategy where the SST learns to compress information in a progressive manner--advancing from low-ratio (simple) to high-ratio (challenging) compression. Despite utilizing significantly less training data than other baselines, our model achieves highly competitive performance on major benchmarks, including LongSpeech and AUDIOMARATHON. By addressing the long-standing bottlenecks in long-form audio modeling, our approach offers a novel perspective on the condensation of extensive acoustic sequences.

cs.SD

DIFFA-2: A Practical Diffusion Large Language Model for General Audio Understanding

Autoregressive (AR) large audio language models (LALMs) such as Qwen-2.5-Omni have achieved strong performance on audio understanding and interaction, but scaling them remains costly in data and computation, and strictly sequential decoding limits inference efficiency. Diffusion large language models (dLLMs) have recently been shown to make effective use of limited training data, and prior work on DIFFA indicates that replacing an AR backbone with a diffusion counterpart can substantially improve audio understanding under matched settings, albeit at a proof-of-concept scale without large-scale instruction tuning, preference alignment, or practical decoding schemes. We introduce DIFFA-2, a practical diffusion-based LALM for general audio understanding. DIFFA-2 upgrades the speech encoder, employs dual semantic and acoustic adapters, and is trained with a four-stage curriculum that combines semantic and acoustic alignment, large-scale supervised fine-tuning, and variance-reduced preference optimization, using only fully open-source corpora. Experiments on MMSU, MMAU, and MMAR show that DIFFA-2 consistently improves over DIFFA and is competitive to strong AR LALMs under practical training budgets, supporting diffusion-based modeling is a viable backbone for large-scale audio understanding. Our code is available at https://github.com/NKU-HLT/DIFFA.git.

cs.SD

Entropy-Tree: Tree-Based Decoding with Entropy-Guided Exploration

Large language models achieve strong reasoning performance, yet existing decoding strategies either explore blindly (random sampling) or redundantly (independent multi-sampling). We propose Entropy-Tree, a tree-based decoding method that exploits entropy as a signal for branching decisions--expanding the search tree only at positions where the model exhibits genuine uncertainty. Entropy-Tree shows superior accuracy and calibration in reasoning tasks: it achieves better pass@k than Multi-chain across multiple models and datasets, and its predictive entropy demonstrates better AUROC compared to several traditional metrics. Entropy-Tree unifies efficient structured exploration and reliable uncertainty estimation within a single decoding procedure.

cs.CL

Zero- and One-Shot Data Augmentation for Sentence-Level Dysarthric Speech Recognition in Constrained Scenarios

Dysarthric speech recognition (DSR) research has witnessed remarkable progress in recent years, evolving from the basic understanding of individual words to the intricate comprehension of sentence-level expressions, all driven by the pressing communication needs of individuals with dysarthria. Nevertheless, the scarcity of available data remains a substantial hurdle, posing a significant challenge to the development of effective sentence-level DSR systems. In response to this issue, dysarthric data augmentation (DDA) has emerged as a highly promising approach. Generative models are frequently employed to generate training data for automatic speech recognition tasks. However, their effectiveness hinges on the ability of the synthesized data to accurately represent the target domain. The wide-ranging variability in pronunciation among dysarthric speakers makes it extremely difficult for models trained on data from existing speakers to produce useful augmented data, especially in zero-shot or one-shot learning settings. To address this limitation, we put forward a novel text-coverage strategy specifically designed for text-matching data synthesis. This innovative strategy allows for efficient zero/one-shot DDA, leading to substantial enhancements in the performance of DSR when dealing with unseen dysarthric speakers. Such improvements are of great significance in practical applications, including dysarthria rehabilitation programs and day-to-day common-sentence communication scenarios.

cs.SD

SpeechLLM-as-Judges: Towards General and Interpretable Speech Quality Evaluation

Generative speech technologies are progressing rapidly, but evaluating the perceptual quality of synthetic speech remains a core challenge. Existing methods typically rely on scalar scores or binary decisions, which lack interpretability and generalization across tasks and languages. We present SpeechLLM-as-Judges, a new paradigm for enabling large language models (LLMs) to conduct structured and explanation-based speech quality evaluation. To support this direction, we introduce SpeechEval, a large-scale dataset containing 32,207 multilingual speech clips and 128,754 annotations spanning four tasks: quality assessment, pairwise comparison, improvement suggestion, and deepfake detection. Based on this resource, we develop SQ-LLM, a speech-quality-aware LLM trained with chain-of-thought reasoning and reward optimization to improve capability. Experimental results show that SQ-LLM delivers strong performance across tasks and languages, revealing the potential of this paradigm for advancing speech quality evaluation. The relevant code, models, and data are publicly available at https://github.com/NKU-HLT/SpeechLLM-as-Judges.

cs.SD

MECap-R1: Emotion-aware Policy with Reinforcement Learning for Multimodal Emotion Captioning

Speech Emotion Captioning (SEC) has emerged as a notable research direction. The inherent complexity of emotional content in human speech makes it challenging for traditional discrete classification methods to provide an adequate representation. Consequently, utilizing natural language to describe speech emotions presents a novel avenue for more effectively capturing and expressing affect. In this paper, we propose MECap-R1, a pioneering emotion-aware policy with reinforcement learning for multimodal emotion captioning. By employing Group Relative Policy Optimization with emotion-aware reward (Emo-GRPO), the framework precisely captures the emotion and semantic features, thereby addressing the shortcomings of rigid rules in handling the dynamic and flexible nature of captions. Experimental results on the EmotionTalk dataset demonstrate that MECap-R1 performs well in generating emotion descriptions and achieves substantial gains in both accuracy and diversity.

cs.SD

MAPEX: A Multi-Agent Pipeline for Keyphrase Extraction

Keyphrase extraction is a fundamental task in natural language processing. However, existing unsupervised prompt-based methods for Large Language Models (LLMs) often rely on single-stage inference pipelines with uniform prompting, regardless of document length or LLM backbone. Such one-size-fits-all designs hinder the full exploitation of LLMs' reasoning and generation capabilities, especially given the complexity of keyphrase extraction across diverse scenarios. To address these challenges, we propose MAPEX, the first framework that introduces multi-agent collaboration into keyphrase extraction. MAPEX coordinates LLM-based agents through modules for expert recruitment, candidate extraction, topic guidance, knowledge augmentation, and post-processing. A dual-path strategy dynamically adapts to document length: knowledge-driven extraction for short texts and topic-guided extraction for long texts. Extensive experiments on six benchmark datasets across three different LLMs demonstrate its strong generalization and universality, outperforming the state-of-the-art unsupervised method by 2.44% and standard LLM baselines by 4.01% in F1@5 on average. Code is available at https://github.com/NKU-LITI/MAPEX.

cs.CL

Mind the Gap: Data Rewriting for Stable Off-Policy Supervised Fine-Tuning

Supervised fine-tuning (SFT) of large language models can be viewed as an off-policy learning problem, where expert demonstrations come from a fixed behavior policy while training aims to optimize a target policy. Importance sampling is the standard tool for correcting this distribution mismatch, but large policy gaps lead to skewed weights, high variance, and unstable optimization. Existing methods mitigate this issue with KL penalties or clipping, which passively restrict updates rather than actively reducing the gap. We propose a simple yet effective data rewriting framework that proactively shrinks the policy gap before training. For each problem, correct model-generated solutions are kept as on-policy data, while incorrect ones are rewritten through guided re-solving, falling back to expert demonstrations only when needed. This aligns the training distribution with the target policy, reducing variance and improving stability. To handle residual mismatch after rewriting, we additionally apply importance sampling during training, forming a two-stage approach that combines data-level alignment with lightweight optimization-level correction. Experiments on five mathematical reasoning benchmarks show consistent and significant gains over both vanilla SFT and the state-of-the-art Dynamic Fine-Tuning (DFT) approach. Data and code will be released at https://github.com/NKU-HLT/Off-Policy-SFT.

cs.LG

GLAD: Global-Local Aware Dynamic Mixture-of-Experts for Multi-Talker ASR

End-to-end multi-talker automatic speech recognition (MTASR) faces significant challenges in accurately transcribing overlapping speech. A critical bottleneck is that speaker-specific acoustic characteristics, which are essential for distinguishing overlapping speech, are often diluted in deep network layers. To address this, we propose the Global-Local Aware Dynamic Mixture-of-Experts (GLAD) architecture. GLAD introduces a novel routing mechanism that dynamically fuses speaker-aware global context with fine-grained local acoustic details to adaptively guide expert selection. Experiments on the LibriSpeechMix and CH109 datasets demonstrate that GLAD significantly outperforms existing Serialized Output Training (SOT)-based MTASR approaches, exhibiting exceptional robustness in challenging, high-overlap scenarios. To the best of our knowledge, this is the first work to apply a global-local fusion MoE strategy to MTASR.

cs.SD

TTA-Bench: A Comprehensive Benchmark for Evaluating Text-to-Audio Models

Text-to-Audio (TTA) generation has made rapid progress, but current evaluation methods remain narrow, focusing mainly on perceptual quality while overlooking robustness, generalization, and ethical concerns. We present TTA-Bench, a comprehensive benchmark for evaluating TTA models across functional performance, reliability, and social responsibility. It covers seven dimensions including accuracy, robustness, fairness, and toxicity, and includes 2,999 diverse prompts generated through automated and manual methods. We introduce a unified evaluation protocol that combines objective metrics with over 118,000 human annotations from both experts and general users. Ten state-of-the-art models are benchmarked under this framework, offering detailed insights into their strengths and limitations. TTA-Bench establishes a new standard for holistic and responsible evaluation of TTA systems. The dataset and evaluation tools are open-sourced at https://nku-hlt.github.io/tta-bench/.

cs.SD

AgentCDM: Enhancing Multi-Agent Collaborative Decision-Making via ACH-Inspired Structured Reasoning

Multi-agent systems (MAS) powered by large language models (LLMs) hold significant promise for solving complex decision-making tasks. However, the core process of collaborative decision-making (CDM) within these systems remains underexplored. Existing approaches often rely on either ``dictatorial" strategies that are vulnerable to the cognitive biases of a single agent, or ``voting-based" methods that fail to fully harness collective intelligence. To address these limitations, we propose \textbf{AgentCDM}, a structured framework for enhancing collaborative decision-making in LLM-based multi-agent systems. Drawing inspiration from the Analysis of Competing Hypotheses (ACH) in cognitive science, AgentCDM introduces a structured reasoning paradigm that systematically mitigates cognitive biases and shifts decision-making from passive answer selection to active hypothesis evaluation and construction. To internalize this reasoning process, we develop a two-stage training paradigm: the first stage uses explicit ACH-inspired scaffolding to guide the model through structured reasoning, while the second stage progressively removes this scaffolding to encourage autonomous generalization. Experiments on multiple benchmark datasets demonstrate that AgentCDM achieves state-of-the-art performance and exhibits strong generalization, validating its effectiveness in improving the quality and robustness of collaborative decisions in MAS.

cs.AI

RealTalk-CN: A Realistic Chinese Speech-Text Dialogue Benchmark With Cross-Modal Interaction Analysis

In recent years, large language models (LLMs) have achieved remarkable advancements in multimodal processing, including end-to-end speech-based language models that enable natural interactions and perform specific tasks in task-oriented dialogue (TOD) systems. However, existing TOD datasets are predominantly text-based, lacking real speech signals that are essential for evaluating the robustness of speech-based LLMs. Moreover, existing speech TOD datasets are primarily English and lack critical aspects such as speech disfluencies and speaker variations. To address these gaps, we introduce RealTalk-CN, the first Chinese multi-turn, multi-domain speech-text dual-modal TOD dataset, comprising 5.4k dialogues (60K utterances, 150 hours) with paired speech-text annotations. RealTalk-CN captures diverse dialogue scenarios with annotated spontaneous speech disfluencies, ensuring comprehensive coverage of real-world complexities in speech dialogue. In addition, we propose a novel cross-modal chat task that authentically simulates real-world user interactions, allowing dynamic switching between speech and text modalities. Our evaluation covers robustness to speech disfluencies, sensitivity to speaker characteristics, and cross-domain performance. Extensive experiments validate the effectiveness of RealTalk-CN, establishing a strong foundation for Chinese speech-based LLMs research.

cs.CL

From Contrast to Commonality: Audio Commonality Captioning for Enhanced Audio-Text Cross-modal Understanding in Multimodal LLMs

Audio Captioning (AC) plays a pivotal role in enhancing audio-text cross-modal understanding during the pretraining and finetuning of Multimodal LLMs (MLLMs). To strengthen this alignment, recent works propose Audio Difference Captioning (ADC), which takes multiple audio inputs and encourages the model to describe their differences, thereby promoting fine-grained discrimination. However, despite its effectiveness, ADC introduces a semantic gap between input audios-often rich in diverse events-and the brief, difference-focused short caption. This deviation from AC-style task causes a mismatch with the pretraining objective, leading to catastrophic forgetting. To address this, we propose Audio Commonality Captioning (ACC), a comparably challenging but gentler alternative that guides the model to capture shared semantics across audio clips rather than detailed differences. Experiments show that ACC not only improves audio-text understanding on captioning benchmarks but also better preserves general capabilities across diverse speech and music tasks, confirming its ability to enable more robust cross-modal understanding and achieve a better balance between generalization and task-specific performance in MLLMs.

cs.SD