arXiv subjects

Shiwen He

Publications and source records attributed to Shiwen He.

23 records · Page 2Linked to original sources

arXiv2017

On Optimal Power Allocation for Downlink Non-Orthogonal Multiple Access Systems

Non-orthogonal multiple access (NOMA) enables power-domain multiplexing via successive interference cancellation (SIC) and has been viewed as a promising technology for 5G communication. The full benefit of NOMA depends on resource allocation, including power allocation and channel assignment, for all users, which, however, leads to mixed integer programs. In the literature, the optimal power allocation has only been found in some special cases, while the joint optimization of power allocation and channel assignment generally requires exhaustive search. In this paper, we investigate resource allocation in downlink NOMA systems. As the main contribution, we analytically characterize the optimal power allocation with given channel assignment over multiple channels under different performance criteria. Specifically, we consider the maximin fairness, weighted sum rate maximization, sum rate maximization with quality of service (QoS) constraints, energy efficiency maximization with weights or QoS constraints in NOMA systems. We also take explicitly into account the order constraints on the powers of the users on each channel, which are often ignored in theexisting works, and show that they have a significant impact on SIC in NOMA systems. Then, we provide the optimal power allocation for the considered criteria in closed or semi-closed form. We also propose a low-complexity efficient method to jointly optimize channel assignment and power allocation in NOMA systems by incorporating the matching algorithm with the optimal power allocation. Simulation results show that the joint resource optimization using our optimal power allocation yields better performance than the existing schemes.

cs.IT↗

arXiv2017

Codebook Based Hybrid Precoding for Millimeter Wave Multiuser Systems

In millimeter wave (mmWave) systems, antenna architecture limitations make it difficult to apply conventional fully digital precoding techniques but call for low cost analog radio-frequency (RF) and digital baseband hybrid precoding methods. This paper investigates joint RF-baseband hybrid precoding for the downlink of multiuser multi-antenna mmWave systems with a limited number of RF chains. Two performance measures, maximizing the spectral efficiency and the energy efficiency of the system, are considered. We propose a codebook based RF precoding design and obtain the channel state information via a beam sweep procedure. Via the codebook based design, the original system is transformed into a virtual multiuser downlink system with the RF chain constraint. Consequently, we are able to simplify the complicated hybrid precoding optimization problems to joint codeword selection and precoder design (JWSPD) problems. Then, we propose efficient methods to address the JWSPD problems and jointly optimize the RF and baseband precoders under the two performance measures. Finally, extensive numerical results are provided to validate the effectiveness of the proposed hybrid precoders.

cs.IT↗

arXiv2017

Energy-Efficient Transceiver Design for Hybrid Sub-Array Architecture MIMO Systems

Millimeter-wave (mmWave) communication operated in frequency bands between 30 and 300 GHz has attracted extensive attention due to the potential ability of offering orders of magnitude greater bandwidths combined with further gains via beamforming and spatial multiplexing from multi-element antenna arrays. MmWave system may exploit the hybrid analog and digital precoding to achieve simultaneously the diversity, array and multiplexing gain with a lower cost of implementation. Motivated by this, in this paper, we investigate the design of hybrid precoder and combiner with sub-connected architecture, where each radio frequency chain is connected to only a subset of base station (BS) antennas from the perspective of energy efficient transmission. The problem of interest is a non-convex and NP-hard problem that is difficult to solve directly. In order to address it, we resort to design a two-layer optimization method to solve the problem of interest by exploiting jointly the interference alignment and fractional programming. First, the analog precoder and combiner are optimized via the alternating-direction optimization method (ADOM) where the phase shifter can be easily adjusted with an analytical structure. Then, we optimize the digital precoder and combiner based on an effective multiple-input multiple-output (MIMO) channel coefficient. The convergence of the proposed algorithms is proved using the monotonic boundary theorem and fractional programming theory. Extensive simulation results are given to validate the effectiveness of the presented method and to evaluate the energy efficiency performance under various system configurations.

cs.IT↗

arXiv2016

SYM-ILDL: Incomplete $LDL^{T}$ Factorization of Symmetric Indefinite and Skew-Symmetric Matrices

SYM-ILDL is a numerical software package that computes incomplete $LDL^{T}$ (or `ILDL') factorizations of symmetric indefinite and real skew-symmetric matrices. The core of the algorithm is a Crout variant of incomplete LU (ILU), originally introduced and implemented for symmetric matrices by [Li and Saad, Crout versions of ILU factorization with pivoting for sparse symmetric matrices, Transactions on Numerical Analysis 20, pp. 75--85, 2005]. Our code is economical in terms of storage and it deals with real skew-symmetric matrices as well, in addition to symmetric ones. The package is written in C++ and it is templated, open source, and includes a MATLAB interface. The code includes built-in RCM and AMD reordering, two equilibration strategies, threshold Bunch-Kaufman pivoting and rook pivoting, as well as a wrapper to MC64, a popular matching based equilibration and reordering algorithm. We also include two built-in iterative solvers: SQMR preconditioned with ILDL, or MINRES preconditioned with a symmetric positive definite preconditioner based on the ILDL factorization.

cs.MS↗

arXiv2013

Max-Min Energy Efficient Beamforming for Multicell Multiuser Joint Transmission Systems

Energy efficient communication technology has attracted much attention due to the explosive growth of energy consumption in current wireless communication systems. In this letter we focus on fairness-based energy efficiency and aim to maximize the minimum user energy efficiency in the multicell multiuser joint beamforming system, taking both dynamic and static power consumptions into account. This optimization problem is a non-convex fractional programming problem and hard to tackle. In order to find its solution, the original problem is transformed into a parameterized polynomial subtractive form by exploiting the relationship between the user rate and the minimum mean square error, and using the fractional programming theorem. Furthermore, an iterative algorithm with proved convergence is developed to achieve a near-optimal performance. Numerical results validate the effectiveness of the proposed solution and show that our algorithm significantly outperforms the max-min rate optimization algorithm in terms of maximizing the minimum energy efficiency.

cs.IT↗