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Shoaib Ahmed Siddiqui

Publications and source records attributed to Shoaib Ahmed Siddiqui.

At least 19 recordsLinked to original sources

Recirculation

We describe an inference-time architectural enhancement for off-the-shelf foundation models that systematically reduces perplexity and boosts accuracy across generation and reasoning tasks. Our approach incurs essentially no additional latency during generation, though it requires serial processing in the prefill phase. Motivated by the fundamental limitation that state updates in feedforward transformers are bounded by model depth, our technique, recirculation, introduces a specific form of recurrence that allows the model to act as a dynamical system and track belief states. We distinguish this technique from chain-of-thought computation---which is better reserved for complex inferences rather than basic state tracking---as well as from popular depth-recurrence techniques (looping) and the costly training of recurrent transformers. We also propose and evaluate an adaptive variant of recirculation which requires only light tuning of hyperparameters while freezing the original model weights. Relative to the off-the-shelf baseline, adaptive recirculation achieves surprising gains on the Gemma3 family, including a consistent reduction in perplexity on a suite of datasets, a 21% increase in relative accuracy on GSM8k, and reliable improvements in accuracy on other downstream tasks. Our training-free approach succeeds by leveraging the model itself to inform architectural modifications, suggesting a route to architectural evolution guided by a trained network's properties rather than forced, arbitrary design choices.

cs.LG↗

The Topological Trouble With Transformers

Transformers encode structure in sequences via an expanding contextual history. However, their purely feedforward architecture fundamentally limits dynamic state tracking. State tracking -- the iterative updating of latent variables reflecting an evolving environment -- involves inherently sequential dependencies that feedforward networks struggle to maintain. Consequently, feedforward models push evolving state representations deeper into their layer stack with each new input step, rendering information inaccessible in shallow layers and ultimately exhausting the model's depth. While this depth limit can be bypassed by dynamic depth models and by explicit or latent thinking that externalizes state representations, these solutions are computationally and memory inefficient. In this article, we argue that temporally extended cognition requires refocusing from explicit thought traces to implicit activation dynamics via recurrent architectures. We introduce a taxonomy of recurrent and continuous-thought transformer architectures, categorizing them by their recurrence axis (depth versus step) and their ratio of input tokens to recurrence steps. Finally, we outline promising research directions, including enhanced state-space models and coarse-grained recurrence, to better integrate state tracking into modern foundation models.

cs.LG↗

Position: Capability Control Should be a Separate Goal From Alignment

Foundation models are trained on broad data distributions, yielding generalist capabilities that enable many downstream applications but also expand the space of potential misuse and failures. This position paper argues that capability control -- imposing restrictions on permissible model behavior -- should be treated as a distinct goal from alignment. While alignment is often context and preference-driven, capability control aims to impose hard operational limits on permissible behaviors, including under adversarial elicitation. We organize capability control mechanisms across the model lifecycle into three layers: (i) data-based control of the training distribution, (ii) learning-based control via weight- or representation-level interventions, and (iii) system-based control via post-deployment guardrails over inputs, outputs, and actions. Because each layer has characteristic failure modes when used in isolation, we advocate for a defense-in-depth approach that composes complementary controls across the full stack. We further outline key open challenges in achieving such control, including the dual-use nature of knowledge and compositional generalization.

cs.LG↗

Permissive Information-Flow Analysis for Large Language Models

Large Language Models (LLMs) are rapidly becoming commodity components of larger software systems. This poses natural security and privacy problems: poisoned data retrieved from one component can change the model's behavior and compromise the entire system, including coercing the model to spread confidential data to untrusted components. One promising approach is to tackle this problem at the system level via dynamic information flow (aka taint) tracking. Unfortunately, this approach of propagating the most restrictive input label to the output is too conservative for applications where LLMs operate on inputs retrieved from diverse sources. In this paper, we propose a novel, more permissive approach to propagate information flow labels through LLM queries. The key idea behind our approach is to propagate only the labels of the samples that were influential in generating the model output and to eliminate the labels of unnecessary inputs. We implement and investigate the effectiveness of two variations of this approach, based on (i) prompt-based retrieval augmentation, and (ii) a $k$-nearest-neighbors language model. We compare these with a baseline that uses introspection to predict the output label. Our experimental results in an LLM agent setting show that the permissive label propagator improves over the baseline in more than 85% of the cases, which underscores the practicality of our approach.

cs.LG↗

From Dormant to Deleted: Tamper-Resistant Unlearning Through Weight-Space Regularization

Recent unlearning methods for LLMs are vulnerable to relearning attacks: knowledge believed-to-be-unlearned re-emerges by fine-tuning on a small set of (even seemingly-unrelated) examples. We study this phenomenon in a controlled setting for example-level unlearning in vision classifiers. We make the surprising discovery that forget-set accuracy can recover from around 50% post-unlearning to nearly 100% with fine-tuning on just the retain set -- i.e., zero examples of the forget set. We observe this effect across a wide variety of unlearning methods, whereas for a model retrained from scratch excluding the forget set (gold standard), the accuracy remains at 50%. We observe that resistance to relearning attacks can be predicted by weight-space properties, specifically, $L_2$-distance and linear mode connectivity between the original and the unlearned model. Leveraging this insight, we propose a new class of methods that achieve state-of-the-art resistance to relearning attacks.

cs.LG↗

JoLT: Joint Probabilistic Predictions on Tabular Data Using LLMs

We introduce a simple method for probabilistic predictions on tabular data based on Large Language Models (LLMs) called JoLT (Joint LLM Process for Tabular data). JoLT uses the in-context learning capabilities of LLMs to define joint distributions over tabular data conditioned on user-specified side information about the problem, exploiting the vast repository of latent problem-relevant knowledge encoded in LLMs. JoLT defines joint distributions for multiple target variables with potentially heterogeneous data types without any data conversion, data preprocessing, special handling of missing data, or model training, making it accessible and efficient for practitioners. Our experiments show that JoLT outperforms competitive methods on low-shot single-target and multi-target tabular classification and regression tasks. Furthermore, we show that JoLT can automatically handle missing data and perform data imputation by leveraging textual side information. We argue that due to its simplicity and generality, JoLT is an effective approach for a wide variety of real prediction problems.

stat.ML↗

Exploring the design space of deep-learning-based weather forecasting systems

Despite tremendous progress in developing deep-learning-based weather forecasting systems, their design space, including the impact of different design choices, is yet to be well understood. This paper aims to fill this knowledge gap by systematically analyzing these choices including architecture, problem formulation, pretraining scheme, use of image-based pretrained models, loss functions, noise injection, multi-step inputs, additional static masks, multi-step finetuning (including larger stride models), as well as training on a larger dataset. We study fixed-grid architectures such as UNet, fully convolutional architectures, and transformer-based models, along with grid-invariant architectures, including graph-based and operator-based models. Our results show that fixed-grid architectures outperform grid-invariant architectures, indicating a need for further architectural developments in grid-invariant models such as neural operators. We therefore propose a hybrid system that combines the strong performance of fixed-grid models with the flexibility of grid-invariant architectures. We further show that multi-step fine-tuning is essential for most deep-learning models to work well in practice, which has been a common practice in the past. Pretraining objectives degrade performance in comparison to supervised training, while image-based pretrained models provide useful inductive biases in some cases in comparison to training the model from scratch. Interestingly, we see a strong positive effect of using a larger dataset when training a smaller model as compared to training on a smaller dataset for longer. Larger models, on the other hand, primarily benefit from just an increase in the computational budget. We believe that these results will aid in the design of better weather forecasting systems in the future.

cs.LG↗

On Evaluating LLMs' Capabilities as Functional Approximators: A Bayesian Perspective

Recent works have successfully applied Large Language Models (LLMs) to function modeling tasks. However, the reasons behind this success remain unclear. In this work, we propose a new evaluation framework to comprehensively assess LLMs' function modeling abilities. By adopting a Bayesian perspective of function modeling, we discover that LLMs are relatively weak in understanding patterns in raw data, but excel at utilizing prior knowledge about the domain to develop a strong understanding of the underlying function. Our findings offer new insights about the strengths and limitations of LLMs in the context of function modeling.

cs.LG↗

Protecting against simultaneous data poisoning attacks

Current backdoor defense methods are evaluated against a single attack at a time. This is unrealistic, as powerful machine learning systems are trained on large datasets scraped from the internet, which may be attacked multiple times by one or more attackers. We demonstrate that simultaneously executed data poisoning attacks can effectively install multiple backdoors in a single model without substantially degrading clean accuracy. Furthermore, we show that existing backdoor defense methods do not effectively prevent attacks in this setting. Finally, we leverage insights into the nature of backdoor attacks to develop a new defense, BaDLoss, that is effective in the multi-attack setting. With minimal clean accuracy degradation, BaDLoss attains an average attack success rate in the multi-attack setting of 7.98% in CIFAR-10 and 10.29% in GTSRB, compared to the average of other defenses at 64.48% and 84.28% respectively.

cs.LG↗

Blockwise Self-Supervised Learning at Scale

Current state-of-the-art deep networks are all powered by backpropagation. In this paper, we explore alternatives to full backpropagation in the form of blockwise learning rules, leveraging the latest developments in self-supervised learning. We show that a blockwise pretraining procedure consisting of training independently the 4 main blocks of layers of a ResNet-50 with Barlow Twins' loss function at each block performs almost as well as end-to-end backpropagation on ImageNet: a linear probe trained on top of our blockwise pretrained model obtains a top-1 classification accuracy of 70.48%, only 1.1% below the accuracy of an end-to-end pretrained network (71.57% accuracy). We perform extensive experiments to understand the impact of different components within our method and explore a variety of adaptations of self-supervised learning to the blockwise paradigm, building an exhaustive understanding of the critical avenues for scaling local learning rules to large networks, with implications ranging from hardware design to neuroscience.

cs.CV↗

A deeper look at depth pruning of LLMs

Large Language Models (LLMs) are not only resource-intensive to train but even more costly to deploy in production. Therefore, recent work has attempted to prune blocks of LLMs based on cheap proxies for estimating block importance, effectively removing 10% of blocks in well-trained LLaMa-2 and Mistral 7b models without any significant degradation of downstream metrics. In this paper, we explore different block importance metrics by considering adaptive metrics such as Shapley value in addition to static ones explored in prior work. We show that adaptive metrics exhibit a trade-off in performance between tasks i.e., improvement on one task may degrade performance on the other due to differences in the computed block influences. Furthermore, we extend this analysis from a complete block to individual self-attention and feed-forward layers, highlighting the propensity of the self-attention layers to be more amendable to pruning, even allowing removal of upto 33% of the self-attention layers without incurring any performance degradation on MMLU for Mistral 7b (significant reduction in costly maintenance of KV-cache). Finally, we look at simple performance recovery techniques to emulate the pruned layers by training lightweight additive bias or low-rank linear adapters. Performance recovery using emulated updates avoids performance degradation for the initial blocks (up to 5% absolute improvement on MMLU), which is either competitive or superior to the learning-based technique.

cs.LG↗

Investigating the Nature of 3D Generalization in Deep Neural Networks

Visual object recognition systems need to generalize from a set of 2D training views to novel views. The question of how the human visual system can generalize to novel views has been studied and modeled in psychology, computer vision, and neuroscience. Modern deep learning architectures for object recognition generalize well to novel views, but the mechanisms are not well understood. In this paper, we characterize the ability of common deep learning architectures to generalize to novel views. We formulate this as a supervised classification task where labels correspond to unique 3D objects and examples correspond to 2D views of the objects at different 3D orientations. We consider three common models of generalization to novel views: (i) full 3D generalization, (ii) pure 2D matching, and (iii) matching based on a linear combination of views. We find that deep models generalize well to novel views, but they do so in a way that differs from all these existing models. Extrapolation to views beyond the range covered by views in the training set is limited, and extrapolation to novel rotation axes is even more limited, implying that the networks do not infer full 3D structure, nor use linear interpolation. Yet, generalization is far superior to pure 2D matching. These findings help with designing datasets with 2D views required to achieve 3D generalization. Code to reproduce our experiments is publicly available: https://github.com/shoaibahmed/investigating_3d_generalization.git

cs.CV↗

Domain Generalization for Robust Model-Based Offline Reinforcement Learning

Existing offline reinforcement learning (RL) algorithms typically assume that training data is either: 1) generated by a known policy, or 2) of entirely unknown origin. We consider multi-demonstrator offline RL, a middle ground where we know which demonstrators generated each dataset, but make no assumptions about the underlying policies of the demonstrators. This is the most natural setting when collecting data from multiple human operators, yet remains unexplored. Since different demonstrators induce different data distributions, we show that this can be naturally framed as a domain generalization problem, with each demonstrator corresponding to a different domain. Specifically, we propose Domain-Invariant Model-based Offline RL (DIMORL), where we apply Risk Extrapolation (REx) (Krueger et al., 2020) to the process of learning dynamics and rewards models. Our results show that models trained with REx exhibit improved domain generalization performance when compared with the natural baseline of pooling all demonstrators' data. We observe that the resulting models frequently enable the learning of superior policies in the offline model-based RL setting, can improve the stability of the policy learning process, and potentially enable increased exploration.

cs.LG↗

Metadata Archaeology: Unearthing Data Subsets by Leveraging Training Dynamics

Modern machine learning research relies on relatively few carefully curated datasets. Even in these datasets, and typically in `untidy' or raw data, practitioners are faced with significant issues of data quality and diversity which can be prohibitively labor intensive to address. Existing methods for dealing with these challenges tend to make strong assumptions about the particular issues at play, and often require a priori knowledge or metadata such as domain labels. Our work is orthogonal to these methods: we instead focus on providing a unified and efficient framework for Metadata Archaeology -- uncovering and inferring metadata of examples in a dataset. We curate different subsets of data that might exist in a dataset (e.g. mislabeled, atypical, or out-of-distribution examples) using simple transformations, and leverage differences in learning dynamics between these probe suites to infer metadata of interest. Our method is on par with far more sophisticated mitigation methods across different tasks: identifying and correcting mislabeled examples, classifying minority-group samples, prioritizing points relevant for training and enabling scalable human auditing of relevant examples.

cs.LG↗

Revisiting the Shape-Bias of Deep Learning for Dermoscopic Skin Lesion Classification

It is generally believed that the human visual system is biased towards the recognition of shapes rather than textures. This assumption has led to a growing body of work aiming to align deep models' decision-making processes with the fundamental properties of human vision. The reliance on shape features is primarily expected to improve the robustness of these models under covariate shift. In this paper, we revisit the significance of shape-biases for the classification of skin lesion images. Our analysis shows that different skin lesion datasets exhibit varying biases towards individual image features. Interestingly, despite deep feature extractors being inclined towards learning entangled features for skin lesion classification, individual features can still be decoded from this entangled representation. This indicates that these features are still represented in the learnt embedding spaces of the models, but not used for classification. In addition, the spectral analysis of different datasets shows that in contrast to common visual recognition, dermoscopic skin lesion classification, by nature, is reliant on complex feature combinations beyond shape-bias. As a natural consequence, shifting away from the prevalent desire of shape-biasing models can even improve skin lesion classifiers in some cases.

cs.CV↗

Improving Health Mentioning Classification of Tweets using Contrastive Adversarial Training

Health mentioning classification (HMC) classifies an input text as health mention or not. Figurative and non-health mention of disease words makes the classification task challenging. Learning the context of the input text is the key to this problem. The idea is to learn word representation by its surrounding words and utilize emojis in the text to help improve the classification results. In this paper, we improve the word representation of the input text using adversarial training that acts as a regularizer during fine-tuning of the model. We generate adversarial examples by perturbing the embeddings of the model and then train the model on a pair of clean and adversarial examples. Additionally, we utilize contrastive loss that pushes a pair of clean and perturbed examples close to each other and other examples away in the representation space. We train and evaluate the method on an extended version of the publicly available PHM2017 dataset. Experiments show an improvement of 1.0% over BERT-Large baseline and 0.6% over RoBERTa-Large baseline, whereas 5.8% over the state-of-the-art in terms of F1 score. Furthermore, we provide a brief analysis of the results by utilizing the power of explainable AI.

cs.AI↗

Identifying Layers Susceptible to Adversarial Attacks

In this paper, we investigate the use of pretraining with adversarial networks, with the objective of discovering the relationship between network depth and robustness. For this purpose, we selectively retrain different portions of VGG and ResNet architectures on CIFAR-10, Imagenette, and ImageNet using non-adversarial and adversarial data. Experimental results show that susceptibility to adversarial samples is associated with low-level feature extraction layers. Therefore, retraining of high-level layers is insufficient for achieving robustness. Furthermore, adversarial attacks yield outputs from early layers that differ statistically from features for non-adversarial samples and do not permit consistent classification by subsequent layers. This supports common hypotheses regarding the association of robustness with the feature extractor, insufficiency of deeper layers in providing robustness, and large differences in adversarial and non-adversarial feature vectors.

cs.LG↗

Going Beyond Classification Accuracy Metrics in Model Compression

With the rise in edge-computing devices, there has been an increasing demand to deploy energy and resource-efficient models. A large body of research has been devoted to developing methods that can reduce the size of the model considerably without affecting the standard metrics such as top-1 accuracy. However, these pruning approaches tend to result in a significant mismatch in other metrics such as fairness across classes and explainability. To combat such misalignment, we propose a novel multi-part loss function inspired by the knowledge-distillation literature. Through extensive experiments, we demonstrate the effectiveness of our approach across different compression algorithms, architectures, tasks as well as datasets. In particular, we obtain up to $4.1\times$ reduction in the number of prediction mismatches between the compressed and reference models, and up to $5.7\times$ in cases where the reference model makes the correct prediction; all while making no changes to the compression algorithm, and minor modifications to the loss function. Furthermore, we demonstrate how inducing simple alignment between the predictions of the models naturally improves the alignment on other metrics including fairness and attributions. Our framework can thus serve as a simple plug-and-play component for compression algorithms in the future.

cs.CV↗