arXiv subjects

Shu-Heng Shao

Publications and source records attributed to Shu-Heng Shao.

At least 19 recordsLinked to original sources

arXiv2026

Symmetry-Enforced Fermi Surfaces

We identify a symmetry that enforces every symmetric model to have a Fermi surface. These symmetry-enforced Fermi surfaces are realizations of a powerful form of symmetry-enforced gaplessness. The symmetry we construct exists in quantum lattice fermion models on a $d$-dimensional Bravais lattice, and is generated by the on-site U(1) fermion number symmetry and non-on-site Majorana translation symmetry. The resulting symmetry group is a noncompact Lie group closely related to the Onsager algebra. For a symmetry-enforced Fermi surface $\cal{F}$, we show that this UV symmetry group always includes the subgroup of the ersatz Fermi liquid L$_{\cal{F}}$U(1) symmetry group formed by even functions ${f(\mathbf{k})\in\mathrm{U}(1)}$ with ${\mathbf{k}\in \cal{F}}$. Furthermore, we comment on the topology of these symmetry-enforced Fermi surfaces, proving they generically exhibit at least two noncontractible components (i.e., open orbits).

cond-mat.str-el↗

arXiv2026

Fermionic Villain model with exact lattice chiral symmetries

We present a fermionic lattice Hamiltonian that exactly realizes the $\mathrm{U(1)}_\mathrm{L}\times \mathrm{U(1)}_\mathrm{R}$ global symmetry and the associated chiral anomalies of a massless Dirac fermion in 1+1 dimensions. The construction couples Villain bosons to a Kitaev chain of Majorana fermions, where the bosonic fields are essential for evading Nielsen-Ninomiya-type no-go theorems. For two copies of our model, we realize the anomaly-free $\mathrm{U(1)}_{3450}$ global symmetry and construct symmetric boundary conditions. We analytically demonstrate symmetric mass generation by mapping the symmetry-preserving six-fermion interactions to fermion bilinear terms using fermionic T-duality. Finally, by gauging general anomaly-free global symmetries, we obtain a broad class of lattice chiral gauge theories. As nontrivial applications, we compute the mass spectra of the lattice Schwinger model and the 3450 gauge theory, finding agreement with the corresponding continuum results.

hep-th↗

arXiv2026

Infinite-Order Lattice Chiral Anomalies and CPT

A key property of a global symmetry's anomaly is its order: the smallest integer $n$ for which the diagonal symmetry of the $n$-copy system is anomaly-free. While many familiar lattice anomalies have finite order, perturbative anomalies in the continuum$-$those captured by Feynman diagrams$-$have infinite order. In this paper, we show that the Onsager symmetry, a lattice realization of the chiral symmetry of a 1+1d massless Dirac fermion, has an order-two anomaly. However, imposing lattice CPT symmetry enhances this anomaly from order two to infinite order, yielding a lattice chiral symmetry structure that more faithfully matches the continuum chiral anomaly. We also discuss the corresponding 2+1d symmetry-protected topological phases for these infinite-order lattice anomalies.

hep-th↗

arXiv2026

Lattice chiral symmetry from bosons in 3+1d

We present a solvable Hamiltonian that realizes an exact lattice chiral $U(1)_V \times U(1)_A$ symmetry. Nielsen-Ninomiya-type no-go theorems are evaded by using lattice bosons rather than fermions. The continuum limit is a compact boson field theory with an axion-like coupling. The $U(1)_V$ symmetry shifts the scalar, while $U(1)_A$ acts on local operators associated with short axion strings and is transmuted into a higher-form symmetry in the continuum limit. We demonstrate the chiral anomaly by showing that the lattice theta angle is shifted by an axial rotation when $U(1)_V$ is gauged. Gauging either $U(1)_V$ or $U(1)_A$ leads to lattice non-invertible and 2-group symmetries, respectively, matching the continuum picture.

hep-th↗

arXiv2025

Non-Invertible Interfaces Between Symmetry-Enriched Critical Phases

Gapless quantum phases can become distinct when internal symmetries are enforced, in analogy with gapped symmetry-protected topological (SPT) phases. However, this distinction does not always lead to protected edge modes, raising the question of how the bulk-boundary correspondence is generalized to gapless cases. We propose that the spatial interface between gapless phases -- rather than their boundaries -- provides a more robust fingerprint. We show that whenever two 1+1d conformal field theories (CFTs) differ in symmetry charge assignments of local operators or twisted sectors, any symmetry-preserving spatial interface between the theories must flow to a non-invertible defect. We illustrate this general result for different versions of the Ising CFT with $\mathbb{Z}_2 \times \mathbb{Z}_2^T$ symmetry, obtaining a complete classification of allowed conformal interfaces. When the Ising CFTs differ by nonlocal operator charges, the interface hosts 0+1d symmetry-breaking phases with finite-size splittings scaling as $1/L^3$, as well as continuous phase transitions between them. For general gapless phases differing by an SPT entangler, the interfaces between them can be mapped to conformal defects with a certain defect 't Hooft anomaly. This classification also gives implications for higher-dimensional examples, including symmetry-enriched variants of the 2+1d Ising CFT. Our results establish a physical indicator for symmetry-enriched criticality through symmetry-protected interfaces, giving a new handle on the interplay between topology and gapless phases.

cond-mat.str-el↗

arXiv2025

Additivity, Haag duality, and non-invertible symmetries

The algebraic approach to quantum field theory focuses on the properties of local algebras, whereas the study of (possibly non-invertible) global symmetries emphasizes global aspects of the theory and spacetime. We study connections between these two perspectives by examining how either of two core algebraic properties -- "additivity" or "Haag duality" -- is violated in a 1+1D CFT or lattice model restricted to the symmetric sector of a general global symmetry. For the Verlinde symmetry of a bosonic diagonal RCFT, we find that additivity is violated whenever the symmetry algebra contains an invertible element, while Haag duality is violated whenever it contains a non-invertible element. We find similar phenomena for the Kramers-Wannier and Rep(D$_8$) non-invertible symmetries on spin chains.

hep-th↗

arXiv2025

Where Non-Invertible Symmetries End: Twist Defects for Electromagnetic Duality

We study novel conformal twist defects in 4d Maxwell theory, around which electric and magnetic fields are exchanged. These are codimension-2 defects living at the end of topological defects for certain non-invertible global symmetries. We determine the operator spectrum of the twist defect by solving classical electromagnetic wave equations subject to a twisted boundary condition. Using techniques from defect CFT, we show that correlation functions of these defect operators factorize into two sectors: a universal generalized free-field sector, and a chiral current sector analogous to edge modes in Chern-Simons theory. In a similar setup, we also revisit the twist fields attached to non-invertible line defects in the 2d compact boson CFT. We discuss a defect 't Hooft anomaly involving a chiral $O(2)$ symmetry, highlighting its dynamical implications.

hep-th↗

arXiv2025

Parity anomaly from LSM: exact valley symmetries on the lattice

We show that the honeycomb tight-binding model hosts an exact microscopic avatar of its low-energy SU(2) valley symmetry and parity anomaly. Specifically, the SU(2) valley symmetry arises from a collection of conserved, integer quantized charge operators that obey the Onsager algebra. Along with lattice reflection and time-reversal symmetries, this Onsager symmetry has a Lieb-Schultz-Mattis (LSM) anomaly that matches the parity anomaly in the IR. Indeed, we show that any local Hamiltonian commuting with these symmetries cannot have a trivial unique gapped ground state. We study the phase diagram of the simplest symmetric model and survey various deformations, including Haldane's mass term, which preserves only the Onsager symmetry. Our results place the parity anomaly in ${2+1}$D alongside Schwinger's anomaly in ${1+1}$D and Witten's SU(2) anomaly in ${3+1}$D as 't Hooft anomalies that can arise from the Onsager symmetry on the lattice.

cond-mat.str-el↗

arXiv2025

LSM and CPT

We study a number of 1+1d lattice models with anti-unitary symmetries that simultaneously reflect space and reverse time. Some of these symmetries are anomalous, leading to Lieb-Schultz-Mattis-type constraints, thus excluding a trivially gapped phase. Examples include a mod 8 anomaly in the Majorana chain and various mod 2 anomalies in the spin chain. In some cases, there is an exact, non-anomalous lattice symmetry that flows in the continuum to CPT. In some other cases, the CPT symmetry of the continuum theory is emergent or absent. Depending on the model, the anomaly of the lattice model is matched in the continuum in different ways. In particular, it can be mapped to an emergent anomaly of an emanant symmetry.

hep-th↗

arXiv2025

Disjoint additivity and local quantum physics

Quantum systems of physical interest are often local, but there are at least three competing perspectives on how "locality" should be formalized: an algebraic framework, a path-integral framework, and a lattice framework. One puzzle in this competition is that systems with higher-form symmetries, which are perfectly local from the path-integral and lattice perspectives, can violate the algebraic principle of "additivity". In this paper, we propose a resolution to this puzzle by introducing a weaker locality principle, "disjoint additivity", which together with Haag duality should always be satisfied in local quantum systems. As evidence, we give examples in which disjoint additivity is preserved when ordinary additivity is violated; we show that Haag duality and disjoint additivity are satisfied in rather general lattice systems with local symmetry constraints; we give examples of nonlocal theories in which either disjoint additivity or Haag duality is violated; and finally we give examples of systems with nonlocal symmetry constraints in which disjoint additivity is violated, but can be restored by passing to a local "SymTFT" system in one higher dimension.

hep-th↗

arXiv2025

Gauging non-invertible symmetries on the lattice

We provide a general prescription for gauging finite non-invertible symmetries in 1+1d lattice Hamiltonian systems. Our primary example is the Rep(D$_8$) fusion category generated by the Kennedy-Tasaki transformation, which is the simplest anomaly-free non-invertible symmetry on a spin chain of qubits. We explicitly compute its lattice F-symbols and illustrate our prescription for a particular (non-maximal) gauging of this symmetry. In our gauging procedure, we introduce two qubits around each link, playing the role of "gauge fields" for the non-invertible symmetry, and impose novel Gauss's laws. Similar to the Kramers-Wannier transformation for gauging an ordinary $\mathbb{Z}_2$, our gauging can be summarized by a gauging map, which is part of a larger, continuous non-invertible cosine symmetry.

cond-mat.str-el↗

arXiv2025

Cluster state as a non-invertible symmetry protected topological phase

We show that the standard 1+1d $\mathbb{Z}_2\times \mathbb{Z}_2$ cluster model has a non-invertible global symmetry, described by the fusion category Rep(D$_8$). Therefore, the cluster state is not only a $\mathbb{Z}_2\times \mathbb{Z}_2$ symmetry protected topological (SPT) phase, but also a non-invertible SPT phase. We further find two new commuting Pauli Hamiltonians for the other two Rep(D$_8$) SPT phases on a tensor product Hilbert space of qubits, matching the classification in field theory and mathematics. We identify the edge modes and the local projective algebras at the interfaces between these non-invertible SPT phases. Finally, we show that there does not exist a symmetric entangler that maps between these distinct SPT states.

cond-mat.str-el↗

arXiv2025

Lattice T-duality from non-invertible symmetries in quantum spin chains

Dualities of quantum field theories are challenging to realize in lattice models of qubits. In this work, we explore one of the simplest dualities, T-duality of the compact boson CFT, and its realization in quantum spin chains. In the special case of the XX model, we uncover an exact lattice T-duality, which is associated with a non-invertible symmetry that exchanges two lattice U(1) symmetries. The latter symmetries flow to the momentum and winding U(1) symmetries with a mixed anomaly in the CFT. However, the charge operators of the two U(1) symmetries do not commute on the lattice and instead generate the Onsager algebra. We discuss how some of the anomalies in the CFT are nonetheless still exactly realized on the lattice and how the lattice U(1) symmetries enforce gaplessness. We further explore lattice deformations preserving both U(1) symmetries and find a rich gapless phase diagram with special $\mathrm{Spin}(2k)_1$ WZW model points and whose phase transitions all have dynamical exponent ${z>1}$.

cond-mat.str-el↗

arXiv2025

Quantized axial charge of staggered fermions and the chiral anomaly

In the 1+1D ultra-local lattice Hamiltonian for staggered fermions with a finite-dimensional Hilbert space, there are two conserved, integer-valued charges that flow in the continuum limit to the vector and axial charges of a massless Dirac fermion with a perturbative anomaly. Each of the two lattice charges generates an ordinary U(1) global symmetry that acts locally on operators and can be gauged individually. Interestingly, they do not commute on a finite lattice and generate the Onsager algebra, but their commutator goes to zero in the continuum limit. The chiral anomaly is matched by this non-abelian algebra, which is consistent with the Nielsen-Ninomiya theorem. We further prove that the presence of these two conserved lattice charges forces the low-energy phase to be gapless, reminiscent of the consequence from perturbative anomalies of continuous global symmetries in continuum field theory. Upon bosonization, these two charges lead to two exact U(1) symmetries in the XX model that flow to the momentum and winding symmetries in the free boson conformal field theory.

hep-th↗

arXiv2024

Tensor networks for non-invertible symmetries in 3+1d and beyond

Tensor networks provide a natural language for non-invertible symmetries in general Hamiltonian lattice models. We use ZX-diagrams, which are tensor network presentations of quantum circuits, to define a non-invertible operator implementing the Wegner duality in 3+1d lattice $\mathbb{Z}_2$ gauge theory. The non-invertible algebra, which mixes with lattice translations, can be efficiently computed using ZX-calculus. We further deform the $\mathbb{Z}_2$ gauge theory while preserving the duality and find a model with nine exactly degenerate ground states on a torus, consistent with the Lieb-Schultz-Mattis-type constraint imposed by the symmetry. Finally, we provide a ZX-diagram presentation of the non-invertible duality operators (including non-invertible parity/reflection symmetries) of generalized Ising models based on graphs, encompassing the 1+1d Ising model, the three-spin Ising model, the Ashkin-Teller model, and the 2+1d plaquette Ising model. The mixing (or lack thereof) with spatial symmetries is understood from a unifying perspective based on graph theory.

quant-ph↗

arXiv2024

Non-invertible and higher-form symmetries in 2+1d lattice gauge theories

We explore exact generalized symmetries in the standard 2+1d lattice $\mathbb{Z}_2$ gauge theory coupled to the Ising model, and compare them with their continuum field theory counterparts. One model has a (non-anomalous) non-invertible symmetry, and we identify two distinct non-invertible symmetry protected topological phases. The non-invertible algebra involves a lattice condensation operator, which creates a toric code ground state from a product state. Another model has a mixed anomaly between a 1-form symmetry and an ordinary symmetry. This anomaly enforces a nontrivial transition in the phase diagram, consistent with the "Higgs=SPT" proposal. Finally, we discuss how the symmetries and anomalies in these two models are related by gauging, which is a 2+1d version of the Kennedy-Tasaki transformation.

cond-mat.str-el↗

arXiv2024

Non-invertible symmetries and LSM-type constraints on a tensor product Hilbert space

We discuss the exact non-invertible Kramers-Wannier symmetry of 1+1d lattice models on a tensor product Hilbert space of qubits. This symmetry is associated with a topological defect and a conserved operator, and the latter can be presented as a matrix product operator. Importantly, unlike its continuum counterpart, the symmetry algebra involves lattice translations. Consequently, it is not described by a fusion category. In the presence of this defect, the symmetry algebra involving parity/time-reversal is realized projectively, which is reminiscent of an anomaly. Different Hamiltonians with the same lattice non-invertible symmetry can flow in their continuum limits to infinitely many different fusion categories (with different Frobenius-Schur indicators), including, as a special case, the Ising CFT. The non-invertible symmetry leads to a constraint similar to that of Lieb-Schultz-Mattis, implying that the system cannot have a unique gapped ground state. It is either in a gapless phase or in a gapped phase with three (or a multiple of three) ground states, associated with the spontaneous breaking of the lattice non-invertible symmetry.

cond-mat.str-el↗

arXiv2024

What's Done Cannot Be Undone: TASI Lectures on Non-Invertible Symmetries

We survey recent developments in a novel kind of generalized global symmetry, the non-invertible symmetry, in diverse spacetime dimensions. We start with several different but related constructions of the non-invertible Kramers-Wannier duality symmetry in the Ising model, and conclude with a new interpretation for the neutral pion decay and other applications. These notes are based on lectures given at the TASI 2023 summer school "Aspects of Symmetry."

hep-th↗