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Shuhang Lu

Publications and source records attributed to Shuhang Lu.

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CLIP: Lightweight Cosine-Law-Based Inverted-List Pruning for IVF-Based Vector Search

Vector search has become a core component of modern multimodal retrieval systems. Among existing methods, inverted file (IVF)-based methods are widely adopted due to their scalability, efficient updates, and hardware friendliness. However, they are fundamentally limited by coarse-grained execution: each query typically probes many clusters and exhaustively scans all vectors within them, resulting in high query latency. Prior works mitigate this using pruning strategies, but they often incur substantial extra pruning overhead, lack cluster-level pruning, and compromise update efficiency due to heavy maintenance of pruning metadata. This paper proposes CLIP, a lightweight cosine-law-based pruning technique that supports both inter- and intra-cluster pruning, substantially reducing unnecessary cluster and vector accesses with negligible overhead. First, CLIP exploits the monotonicity of cosine-law-based lower bounds, enabling eliminating an undesirable cluster in O(1) time and filtering batches of irrelevant vectors in logarithmic time in the list size, with a tight analytical guarantee. Second, building on this, we develop two IVF variants: IVF-CLIP, which integrates CLIP into IVFFlat, and HIVF-CLIP, which extends it with a hierarchical structure for adaptive sub-cluster probing. Third, for dynamic workloads, we present LSM-IVF, an LSM-inspired design that supports fast updates by deferring index maintenance to background compaction, and enables efficient queries via CLIP-based optimizations that eliminate costly level-by-level searches. Extensive experiments show that CLIP variants achieve up to 78% pruning and 69% higher efficiency over static IVF baselines, while LSM-IVF improves throughput by up to 141% over dynamic IVF baselines with comparable update efficiency.

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Disk-Resident Graph ANN Search: An Experimental Evaluation

As data volumes grow while memory capacity remains limited, disk-resident graph-based approximate nearest neighbor (ANN) methods have become a practical alternative to memory-resident designs, shifting the bottleneck from computation to disk I/O. However, since their technical designs diverge widely across storage, layout, and execution paradigms, a systematic understanding of their fundamental performance trade-offs remains elusive. This paper presents a comprehensive experimental study of disk-resident graph-based ANN methods. First, we decompose such systems into five key technical components, i.e., storage strategy, disk layout, cache management, query execution, and update mechanism, and build a unified taxonomy of existing designs across these components. Second, we conduct fine-grained evaluations of representative strategies for each technical component to analyze the trade-offs in throughput, recall, and resource utilization. Third, we perform comprehensive end-to-end experiments and parameter-sensitivity analyses to evaluate overall system performance under diverse configurations. Fourth, our study reveals several non-obvious findings: (1) vector dimensionality fundamentally reshapes component effectiveness, necessitating dimension-aware design; (2) existing layout strategies exhibit surprisingly low I/O utilization (less than or equal to 15%); (3) page size critically affects feasibility and efficiency, with smaller pages preferred when layouts are carefully optimized; and (4) update strategies present clear workload-dependent trade-offs between in-place and out-of-place designs. Based on these findings, we derive practical guidelines for system design and configuration, and outline promising directions for future research.

cs.DB