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Shui Yu

Publications and source records attributed to Shui Yu.

At least 37 records · Page 2Linked to original sources

Unleashing the Power of Continual Learning on Non-Centralized Devices: A Survey

Non-Centralized Continual Learning (NCCL) has become an emerging paradigm for enabling distributed devices such as vehicles and servers to handle streaming data from a joint non-stationary environment. To achieve high reliability and scalability in deploying this paradigm in distributed systems, it is essential to conquer challenges stemming from both spatial and temporal dimensions, manifesting as distribution shifts, catastrophic forgetting, heterogeneity, and privacy issues. This survey focuses on a comprehensive examination of the development of the non-centralized continual learning algorithms and the real-world deployment across distributed devices. We begin with an introduction to the background and fundamentals of non-centralized learning and continual learning. Then, we review existing solutions from three levels to represent how existing techniques alleviate the catastrophic forgetting and distribution shift. Additionally, we delve into the various types of heterogeneity issues, security, and privacy attributes, as well as real-world applications across three prevalent scenarios. Furthermore, we establish a large-scale benchmark to revisit this problem and analyze the performance of the state-of-the-art NCCL approaches. Finally, we discuss the important challenges and future research directions in NCCL.

cs.LG

TAPE: Tailored Posterior Difference for Auditing of Machine Unlearning

With the increasing prevalence of Web-based platforms handling vast amounts of user data, machine unlearning has emerged as a crucial mechanism to uphold users' right to be forgotten, enabling individuals to request the removal of their specified data from trained models. However, the auditing of machine unlearning processes remains significantly underexplored. Although some existing methods offer unlearning auditing by leveraging backdoors, these backdoor-based approaches are inefficient and impractical, as they necessitate involvement in the initial model training process to embed the backdoors. In this paper, we propose a TAilored Posterior diffErence (TAPE) method to provide unlearning auditing independently of original model training. We observe that the process of machine unlearning inherently introduces changes in the model, which contains information related to the erased data. TAPE leverages unlearning model differences to assess how much information has been removed through the unlearning operation. Firstly, TAPE mimics the unlearned posterior differences by quickly building unlearned shadow models based on first-order influence estimation. Secondly, we train a Reconstructor model to extract and evaluate the private information of the unlearned posterior differences to audit unlearning. Existing privacy reconstructing methods based on posterior differences are only feasible for model updates of a single sample. To enable the reconstruction effective for multi-sample unlearning requests, we propose two strategies, unlearned data perturbation and unlearned influence-based division, to augment the posterior difference. Extensive experimental results indicate the significant superiority of TAPE over the state-of-the-art unlearning verification methods, at least 4.5$\times$ efficiency speedup and supporting the auditing for broader unlearning scenarios.

cs.CR

Data Sharing, Privacy and Security Considerations in the Energy Sector: A Review from Technical Landscape to Regulatory Specifications

Decarbonization, decentralization and digitalization are the three key elements driving the twin energy transition. The energy system is evolving to a more data driven ecosystem, leading to the need of communication and storage of large amount of data of different resolution from the prosumers and other stakeholders in the energy ecosystem. While the energy system is certainly advancing, this paradigm shift is bringing in new privacy and security issues related to collection, processing and storage of data - not only from the technical dimension, but also from the regulatory perspective. Understanding data privacy and security in the evolving energy system, regarding regulatory compliance, is an immature field of research. Contextualized knowledge of how related issues are regulated is still in its infancy, and the practical and technical basis for the regulatory framework for data privacy and security is not clear. To fill this gap, this paper conducts a comprehensive review of the data-related issues for the energy system by integrating both technical and regulatory dimensions. We start by reviewing open-access data, data communication and data-processing techniques for the energy system, and use it as the basis to connect the analysis of data-related issues from the integrated perspective. We classify the issues into three categories: (i) data-sharing among energy end users and stakeholders (ii) privacy of end users, and (iii) cyber security, and then explore these issues from a regulatory perspective. We analyze the evolution of related regulations, and introduce the relevant regulatory initiatives for the categorized issues in terms of regulatory definitions, concepts, principles, rights and obligations in the context of energy systems. Finally, we provide reflections on the gaps that still exist, and guidelines for regulatory frameworks for a truly participatory energy system.

cs.CR

SCU: An Efficient Machine Unlearning Scheme for Deep Learning Enabled Semantic Communications

Deep learning (DL) enabled semantic communications leverage DL to train encoders and decoders (codecs) to extract and recover semantic information. However, most semantic training datasets contain personal private information. Such concerns call for enormous requirements for specified data erasure from semantic codecs when previous users hope to move their data from the semantic system. {Existing machine unlearning solutions remove data contribution from trained models, yet usually in supervised sole model scenarios. These methods are infeasible in semantic communications that often need to jointly train unsupervised encoders and decoders.} In this paper, we investigate the unlearning problem in DL-enabled semantic communications and propose a semantic communication unlearning (SCU) scheme to tackle the problem. {SCU includes two key components. Firstly,} we customize the joint unlearning method for semantic codecs, including the encoder and decoder, by minimizing mutual information between the learned semantic representation and the erased samples. {Secondly,} to compensate for semantic model utility degradation caused by unlearning, we propose a contrastive compensation method, which considers the erased data as the negative samples and the remaining data as the positive samples to retrain the unlearned semantic models contrastively. Theoretical analysis and extensive experimental results on three representative datasets demonstrate the effectiveness and efficiency of our proposed methods.

cs.CR

CRFU: Compressive Representation Forgetting Against Privacy Leakage on Machine Unlearning

Machine unlearning allows data owners to erase the impact of their specified data from trained models. Unfortunately, recent studies have shown that adversaries can recover the erased data, posing serious threats to user privacy. An effective unlearning method removes the information of the specified data from the trained model, resulting in different outputs for the same input before and after unlearning. Adversaries can exploit these output differences to conduct privacy leakage attacks, such as reconstruction and membership inference attacks. However, directly applying traditional defenses to unlearning leads to significant model utility degradation. In this paper, we introduce a Compressive Representation Forgetting Unlearning scheme (CRFU), designed to safeguard against privacy leakage on unlearning. CRFU achieves data erasure by minimizing the mutual information between the trained compressive representation (learned through information bottleneck theory) and the erased data, thereby maximizing the distortion of data. This ensures that the model's output contains less information that adversaries can exploit. Furthermore, we introduce a remembering constraint and an unlearning rate to balance the forgetting of erased data with the preservation of previously learned knowledge, thereby reducing accuracy degradation. Theoretical analysis demonstrates that CRFU can effectively defend against privacy leakage attacks. Our experimental results show that CRFU significantly increases the reconstruction mean square error (MSE), achieving a defense effect improvement of approximately $200\%$ against privacy reconstruction attacks with only $1.5\%$ accuracy degradation on MNIST.

cs.CR

Generating with Fairness: A Modality-Diffused Counterfactual Framework for Incomplete Multimodal Recommendations

Incomplete scenario is a prevalent, practical, yet challenging setting in Multimodal Recommendations (MMRec), where some item modalities are missing due to various factors. Recently, a few efforts have sought to improve the recommendation accuracy by exploring generic structures from incomplete data. However, two significant gaps persist: 1) the difficulty in accurately generating missing data due to the limited ability to capture modality distributions; and 2) the critical but overlooked visibility bias, where items with missing modalities are more likely to be disregarded due to the prioritization of items' multimodal data over user preference alignment. This bias raises serious concerns about the fair treatment of items. To bridge these two gaps, we propose a novel Modality-Diffused Counterfactual (MoDiCF) framework for incomplete multimodal recommendations. MoDiCF features two key modules: a novel modality-diffused data completion module and a new counterfactual multimodal recommendation module. The former, equipped with a particularly designed multimodal generative framework, accurately generates and iteratively refines missing data from learned modality-specific distribution spaces. The latter, grounded in the causal perspective, effectively mitigates the negative causal effects of visibility bias and thus assures fairness in recommendations. Both modules work collaboratively to address the two aforementioned significant gaps for generating more accurate and fair results. Extensive experiments on three real-world datasets demonstrate the superior performance of MoDiCF in terms of both recommendation accuracy and fairness. The code and processed datasets are released at https://github.com/JinLi-i/MoDiCF.

cs.IR

HawkEye: Statically and Accurately Profiling the Communication Cost of Models in Multi-party Learning

Multi-party computation (MPC) based machine learning, referred to as multi-party learning (MPL), has become an important technology for utilizing data from multiple parties with privacy preservation. In recent years, in order to apply MPL in more practical scenarios, various MPC-friendly models have been proposedto reduce the extraordinary communication overhead of MPL. Within the optimization of MPC-friendly models, a critical element to tackle the challenge is profiling the communication cost of models. However, the current solutions mainly depend on manually establishing the profiles to identify communication bottlenecks of models, often involving burdensome human efforts in a monotonous procedure. In this paper, we propose HawkEye, a static model communication cost profiling framework, which enables model designers to get the accurate communication cost of models in MPL frameworks without dynamically running the secure model training or inference processes on a specific MPL framework. Firstly, to profile the communication cost of models with complex structures, we propose a static communication cost profiling method based on a prefix structure that records the function calling chain during the static analysis. Secondly, HawkEye employs an automatic differentiation library to assist model designers in profiling the communication cost of models in PyTorch. Finally, we compare the static profiling results of HawkEye against the profiling results obtained through dynamically running secure model training and inference processes on five popular MPL frameworks, CryptFlow2, CrypTen, Delphi, Cheetah, and SecretFlow-SEMI2K. The experimental results show that HawkEye can accurately profile the model communication cost without dynamic profiling.

cs.CR

Large Language Model Federated Learning with Blockchain and Unlearning for Cross-Organizational Collaboration

Large language models (LLMs) have transformed the way computers understand and process human language, but using them effectively across different organizations remains still difficult. When organizations work together to improve LLMs, they face several main challenges. First, organizations hesitate to share their valuable data with others. Second, competition between organizations creates trust problems during collaboration. Third, new privacy laws require organizations to be able to delete specific data when requested, which is especially difficult when multiple organizations are learning from shared data. Traditional federated learning approaches do not address these interconnected challenges, particularly in scenarios where participants cannot fully trust each other or the central aggregator. To overcome these limitations, we propose a hybrid blockchain-based federated learning framework that uniquely combines public and private blockchain architectures with multi-agent reinforcement learning. Our framework enables transparent sharing of model update through the public blockchain while protecting sensitive computations in private chains. Each organization operates as an intelligent agent, using Q-learning to optimize its participation strategy and resource allocation, thus aligning individual incentives with collective goals. Notably, we introduce an efficient unlearning mechanism based on Low-Rank Adaptation (LoRA) that enables selective removal of specific data contributions without compromising the model's overall performance. Through extensive experimentation on real-world datasets, we demonstrate that our framework effectively balances privacy protection, trust establishment, and regulatory compliance while maintaining high model performance.

cs.CR

New Emerged Security and Privacy of Pre-trained Model: a Survey and Outlook

Thanks to the explosive growth of data and the development of computational resources, it is possible to build pre-trained models that can achieve outstanding performance on various tasks, such as neural language processing, computer vision, and more. Despite their powerful capabilities, pre-trained models have also sparked attention to the emerging security challenges associated with their real-world applications. Security and privacy issues, such as leaking privacy information and generating harmful responses, have seriously undermined users' confidence in these powerful models. Concerns are growing as model performance improves dramatically. Researchers are eager to explore the unique security and privacy issues that have emerged, their distinguishing factors, and how to defend against them. However, the current literature lacks a clear taxonomy of emerging attacks and defenses for pre-trained models, which hinders a high-level and comprehensive understanding of these questions. To fill the gap, we conduct a systematical survey on the security risks of pre-trained models, proposing a taxonomy of attack and defense methods based on the accessibility of pre-trained models' input and weights in various security test scenarios. This taxonomy categorizes attacks and defenses into No-Change, Input-Change, and Model-Change approaches. With the taxonomy analysis, we capture the unique security and privacy issues of pre-trained models, categorizing and summarizing existing security issues based on their characteristics. In addition, we offer a timely and comprehensive review of each category's strengths and limitations. Our survey concludes by highlighting potential new research opportunities in the security and privacy of pre-trained models.

cs.AI

Can Self Supervision Rejuvenate Similarity-Based Link Prediction?

Although recent advancements in end-to-end learning-based link prediction (LP) methods have shown remarkable capabilities, the significance of traditional similarity-based LP methods persists in unsupervised scenarios where there are no known link labels. However, the selection of node features for similarity computation in similarity-based LP can be challenging. Less informative node features can result in suboptimal LP performance. To address these challenges, we integrate self-supervised graph learning techniques into similarity-based LP and propose a novel method: Self-Supervised Similarity-based LP (3SLP). 3SLP is suitable for the unsupervised condition of similarity-based LP without the assistance of known link labels. Specifically, 3SLP introduces a dual-view contrastive node representation learning (DCNRL) with crafted data augmentation and node representation learning. DCNRL is dedicated to developing more informative node representations, replacing the node attributes as inputs in the similarity-based LP backbone. Extensive experiments over benchmark datasets demonstrate the salient improvement of 3SLP, outperforming the baseline of traditional similarity-based LP by up to 21.2% (AUC).

cs.AI

Invisibility Cloak: Disappearance under Human Pose Estimation via Backdoor Attacks

Despite being significant in autonomous systems, Human Pose Estimation (HPE)'s potential risks to adversarial attacks have not received comparable attention with image classification or segmentation tasks. In this paper, we study the vulnerability of HPE systems to disappearance attacks, where the attacker aims to subtly alter the HPE training process via backdoor techniques so that any input image with some specific trigger will not be recognized as involving any human pose. As humans are typically at the center of HPE systems, a successful attack will severely threaten pedestrians' lives if a self-driving car incorrectly understands the front scene. To achieve the adversarial goal of disappearance, we propose \emph{IntC}, a general framework to craft an invisibility cloak in the HPE domain. By designing target HPE labels that do not represent any human pose, we propose three specific backdoor attacks based on our IntC framework. IntC-S and IntC-E, respectively designed for regression- and heatmap-based HPE techniques, concentrate the keypoints of triggered images in a tiny, imperceptible region. Further, to improve the attack's stealthiness, IntC-L designs the target poisons to capture the label outputs of typical landscape images without a human involved, achieving disappearance and reducing detectability simultaneously. Extensive experiments demonstrate the effectiveness and generalizability of our IntC methods in achieving the disappearance goal. By revealing the vulnerability of HPE to disappearance and backdoor attacks, we hope our work can raise awareness of the potential risks when HPE models are deployed in real-world applications.

cs.CR

Joint Beamforming and Illumination Pattern Design for Beam-Hopping LEO Satellite Communications

Since hybrid beamforming (HBF) can approach the performance of fully-digital beamforming (FDBF) with much lower hardware complexity, we investigate the HBF design for beam-hopping (BH) low earth orbit (LEO) satellite communications (SatComs). Aiming at maximizing the sum-rate of totally illuminated beam positions during the whole BH period, we consider joint beamforming and illumination pattern design subject to the HBF constraints and sum-rate requirements. To address the non-convexity of the HBF constraints, we temporarily replace the HBF constraints with the FDBF constraints. Then we propose an FDBF and illumination pattern random search (FDBF-IPRS) scheme to optimize illumination patterns and fully-digital beamformers using constrained random search and fractional programming methods. To further reduce the computational complexity, we propose an FDBF and illumination pattern alternating optimization (FDBF-IPAO) scheme, where we relax the integer illumination pattern to continuous variables and after finishing all the iterations we quantize the continuous variables into integer ones. Based on the fully-digital beamformers designed by the FDBF-IPRS or FDBF-IPAO scheme, we propose an HBF alternating minimization algorithm to design the hybrid beamformers. Simulation results show that the proposed schemes can achieve satisfactory sum-rate performance for BH LEO SatComs.

cs.IT

DDFAD: Dataset Distillation Framework for Audio Data

Deep neural networks (DNNs) have achieved significant success in numerous applications. The remarkable performance of DNNs is largely attributed to the availability of massive, high-quality training datasets. However, processing such massive training data requires huge computational and storage resources. Dataset distillation is a promising solution to this problem, offering the capability to compress a large dataset into a smaller distilled dataset. The model trained on the distilled dataset can achieve comparable performance to the model trained on the whole dataset. While dataset distillation has been demonstrated in image data, none have explored dataset distillation for audio data. In this work, for the first time, we propose a Dataset Distillation Framework for Audio Data (DDFAD). Specifically, we first propose the Fused Differential MFCC (FD-MFCC) as extracted features for audio data. After that, the FD-MFCC is distilled through the matching training trajectory distillation method. Finally, we propose an audio signal reconstruction algorithm based on the Griffin-Lim Algorithm to reconstruct the audio signal from the distilled FD-MFCC. Extensive experiments demonstrate the effectiveness of DDFAD on various audio datasets. In addition, we show that DDFAD has promising application prospects in many applications, such as continual learning and neural architecture search.

cs.SD

Inference Attacks: A Taxonomy, Survey, and Promising Directions

The prosperity of machine learning has also brought people's concerns about data privacy. Among them, inference attacks can implement privacy breaches in various MLaaS scenarios and model training/prediction phases. Specifically, inference attacks can perform privacy inference on undisclosed target training sets based on outputs of the target model, including but not limited to statistics, membership, semantics, data representation, etc. For instance, infer whether the target data has the characteristics of AIDS. In addition, the rapid development of the machine learning community in recent years, especially the surge of model types and application scenarios, has further stimulated the inference attacks' research. Thus, studying inference attacks and analyzing them in depth is urgent and significant. However, there is still a gap in the systematic discussion of inference attacks from taxonomy, global perspective, attack, and defense perspectives. This survey provides an in-depth and comprehensive inference of attacks and corresponding countermeasures in ML-as-a-service based on taxonomy and the latest researches. Without compromising researchers' intuition, we first propose the 3MP taxonomy based on the community research status, trying to normalize the confusing naming system of inference attacks. Also, we analyze the pros and cons of each type of inference attack, their workflow, countermeasure, and how they interact with other attacks. In the end, we point out several promising directions for researchers from a more comprehensive and novel perspective.

cs.LG

Understanding the Robustness of Graph Neural Networks against Adversarial Attacks

Recent studies have shown that graph neural networks (GNNs) are vulnerable to adversarial attacks, posing significant challenges to their deployment in safety-critical scenarios. This vulnerability has spurred a growing focus on designing robust GNNs. Despite this interest, current advancements have predominantly relied on empirical trial and error, resulting in a limited understanding of the robustness of GNNs against adversarial attacks. To address this issue, we conduct the first large-scale systematic study on the adversarial robustness of GNNs by considering the patterns of input graphs, the architecture of GNNs, and their model capacity, along with discussions on sensitive neurons and adversarial transferability. This work proposes a comprehensive empirical framework for analyzing the adversarial robustness of GNNs. To support the analysis of adversarial robustness in GNNs, we introduce two evaluation metrics: the confidence-based decision surface and the accuracy-based adversarial transferability rate. Through experimental analysis, we derive 11 actionable guidelines for designing robust GNNs, enabling model developers to gain deeper insights. The code of this study is available at https://github.com/star4455/GraphRE.

cs.LG

Stealthy Targeted Backdoor Attacks against Image Captioning

In recent years, there has been an explosive growth in multimodal learning. Image captioning, a classical multimodal task, has demonstrated promising applications and attracted extensive research attention. However, recent studies have shown that image caption models are vulnerable to some security threats such as backdoor attacks. Existing backdoor attacks against image captioning typically pair a trigger either with a predefined sentence or a single word as the targeted output, yet they are unrelated to the image content, making them easily noticeable as anomalies by humans. In this paper, we present a novel method to craft targeted backdoor attacks against image caption models, which are designed to be stealthier than prior attacks. Specifically, our method first learns a special trigger by leveraging universal perturbation techniques for object detection, then places the learned trigger in the center of some specific source object and modifies the corresponding object name in the output caption to a predefined target name. During the prediction phase, the caption produced by the backdoored model for input images with the trigger can accurately convey the semantic information of the rest of the whole image, while incorrectly recognizing the source object as the predefined target. Extensive experiments demonstrate that our approach can achieve a high attack success rate while having a negligible impact on model clean performance. In addition, we show our method is stealthy in that the produced backdoor samples are indistinguishable from clean samples in both image and text domains, which can successfully bypass existing backdoor defenses, highlighting the need for better defensive mechanisms against such stealthy backdoor attacks.

cs.CR

Federated TrustChain: Blockchain-Enhanced LLM Training and Unlearning

The development of Large Language Models (LLMs) faces a significant challenge: the exhausting of publicly available fresh data. This is because training a LLM needs a large demanding of new data. Federated learning emerges as a promising solution, enabling collaborative model to contribute their private data to LLM global model. However, integrating federated learning with LLMs introduces new challenges, including the lack of transparency and the need for effective unlearning mechanisms. Transparency is essential to ensuring trust and fairness among participants, while accountability is crucial for deterring malicious behaviour and enabling corrective actions when necessary. To address these challenges, we propose a novel blockchain-based federated learning framework for LLMs that enhances transparency, accountability, and unlearning capabilities. Our framework leverages blockchain technology to create a tamper-proof record of each model's contributions and introduces an innovative unlearning function that seamlessly integrates with the federated learning mechanism. We investigate the impact of Low-Rank Adaptation (LoRA) hyperparameters on unlearning performance and integrate Hyperledger Fabric to ensure the security, transparency, and verifiability of the unlearning process. Through comprehensive experiments and analysis, we showcase the effectiveness of our proposed framework in achieving highly effective unlearning in LLMs trained using federated learning. Our findings highlight the feasibility of integrating blockchain technology into federated learning frameworks for LLMs.

cs.CR

Federated Learning with Blockchain-Enhanced Machine Unlearning: A Trustworthy Approach

With the growing need to comply with privacy regulations and respond to user data deletion requests, integrating machine unlearning into IoT-based federated learning has become imperative. Traditional unlearning methods, however, often lack verifiable mechanisms, leading to challenges in establishing trust. This paper delves into the innovative integration of blockchain technology with federated learning to surmount these obstacles. Blockchain fortifies the unlearning process through its inherent qualities of immutability, transparency, and robust security. It facilitates verifiable certification, harmonizes security with privacy, and sustains system efficiency. We introduce a framework that melds blockchain with federated learning, thereby ensuring an immutable record of unlearning requests and actions. This strategy not only bolsters the trustworthiness and integrity of the federated learning model but also adeptly addresses efficiency and security challenges typical in IoT environments. Our key contributions encompass a certification mechanism for the unlearning process, the enhancement of data security and privacy, and the optimization of data management to ensure system responsiveness in IoT scenarios.

cs.CR