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Shuqi Liu

Publications and source records attributed to Shuqi Liu.

At least 19 recordsLinked to original sources

FaithformBench: Benchmarking Faithfulness of Mathematical Chain-of-Thought Autoformalisation

Autoformalisation (AF) systems map natural language reasoning steps into formal statements in a proof assistant such as Lean. We consider how to assess the faithfulness of these systems. Existing approaches require expensive human-annotated ground truth, or rely on LLM judges or embedding models, which come with limited guarantees of accuracy. In addition, these methods typically only consider inputs that are known to be correct, and therefore do not assess whether the AF translates incorrect inputs faithfully. To address these limitations, we propose a new benchmark for AF faithfulness that is cheap to apply, sound under weak assumptions, and assesses both positive and negative examples. Our method is based on automatically generating perturbed reasoning steps that are designed to be invalid, and then measuring validity preservation on unperturbed steps and invalidity preservation on perturbed steps. We apply our method to eight AF systems across four mathematical datasets, and observe pervasive sycophancy: many AFs "silently correct" invalid inputs into provable statements. The most validity-preserving fine-tuned AFs are also the most sycophantic, suggesting a tension between validity and invalidity preservation in current AF systems.

cs.CL

Order of Magnitude Improved Optical Trapping of Molecules Through Transverse Cooling

We demonstrate a two-dimensional Sisyphus laser cooling method that increases the number of strontium monohydroxide (SrOH) molecules loaded into a magneto-optical trap by a factor of 12. Subsequent loading into an optical dipole trap (ODT) achieves $2.2 (3)\times10^4$ ultracold SrOH molecules with a peak density of $\sim2(1)\times10^{10}~\mathrm{cm^{-3}}$. The lifetime of molecules in the ODT is limited by two-body collisions characterized by a measured collision rate constant $\beta \sim 4\times10^{-10}~\mathrm{cm^3/s}$. The cooling method developed here is generally applicable to all known cases of direct molecular laser cooling, including symmetric and asymmetric top molecules. Increases in trapped molecule number will directly improve the search for ultralight dark matter, position polyatomic molecules as a platform for probing CP-violating new particles with masses $\gg$10 TeV, and facilitate a broad range of further research in quantum science.

physics.atom-ph

When More Experts Hurt: Underfitting in Multi-Expert Learning to Defer

Learning to Defer (L2D) enables a classifier to abstain from predictions and defer to an expert, and has recently been extended to multi-expert settings. In this work, we show that multi-expert L2D is fundamentally more challenging than the single-expert case. With multiple experts, the classifier's underfitting becomes inherent, which seriously degrades prediction performance, whereas in the single-expert setting it arises only under specific conditions. We theoretically reveal that this stems from an intrinsic expert identifiability issue: learning which expert to trust from a diverse pool, a problem absent in the single-expert case and renders existing underfitting remedies failed. To tackle this issue, we propose PiCCE (Pick the Confident and Correct Expert), a surrogate-based method that adaptively identifies a reliable expert based on empirical evidence. PiCCE effectively reduces multi-expert L2D to a single-expert-like learning problem, thereby resolving multi expert underfitting. We further prove its statistical consistency and ability to recover class probabilities and expert accuracies. Extensive experiments across diverse settings, including real-world expert scenarios, validate our theoretical results and demonstrate improved performance.

cs.LG

Merging Beyond: Streaming LLM Updates via Activation-Guided Rotations

The escalating scale of Large Language Models (LLMs) necessitates efficient adaptation techniques. Model merging has gained prominence for its efficiency and controllability. However, existing merging techniques typically serve as post-hoc refinements or focus on mitigating task interference, often failing to capture the dynamic optimization benefits of supervised fine-tuning (SFT). In this work, we propose Streaming Merging, an innovative model updating paradigm that conceptualizes merging as an iterative optimization process. Central to this paradigm is \textbf{ARM} (\textbf{A}ctivation-guided \textbf{R}otation-aware \textbf{M}erging), a strategy designed to approximate gradient descent dynamics. By treating merging coefficients as learning rates and deriving rotation vectors from activation subspaces, ARM effectively steers parameter updates along data-driven trajectories. Unlike conventional linear interpolation, ARM aligns semantic subspaces to preserve the geometric structure of high-dimensional parameter evolution. Remarkably, ARM requires only early SFT checkpoints and, through iterative merging, surpasses the fully converged SFT model. Experimental results across model scales (1.7B to 14B) and diverse domains (e.g., math, code) demonstrate that ARM can transcend converged checkpoints. Extensive experiments show that ARM provides a scalable and lightweight framework for efficient model adaptation.

cs.LG

RIFT: Repurposing Negative Samples via Reward-Informed Fine-Tuning

While Supervised Fine-Tuning (SFT) and Rejection Sampling Fine-Tuning (RFT) are standard for LLM alignment, they either rely on costly expert data or discard valuable negative samples, leading to data inefficiency. To address this, we propose Reward Informed Fine-Tuning (RIFT), a simple yet effective framework that utilizes all self-generated samples. Unlike the hard thresholding of RFT, RIFT repurposes negative trajectories, reweighting the loss with scalar rewards to learn from both the positive and negative trajectories from the model outputs. To overcome the training collapse caused by naive reward integration, where direct multiplication yields an unbounded loss, we introduce a stabilized loss formulation that ensures numerical robustness and optimization efficiency. Extensive experiments on mathematical benchmarks across various base models show that RIFT consistently outperforms RFT. Our results demonstrate that RIFT is a robust and data-efficient alternative for alignment using mixed-quality, self-generated data.

cs.LG

Towards Improving Interpretability of Language Model Generation through a Structured Knowledge Discovery Approach

Knowledge-enhanced text generation aims to enhance the quality of generated text by utilizing internal or external knowledge sources. While language models have demonstrated impressive capabilities in generating coherent and fluent text, the lack of interpretability presents a substantial obstacle. The limited interpretability of generated text significantly impacts its practical usability, particularly in knowledge-enhanced text generation tasks that necessitate reliability and explainability. Existing methods often employ domain-specific knowledge retrievers that are tailored to specific data characteristics, limiting their generalizability to diverse data types and tasks. To overcome this limitation, we directly leverage the two-tier architecture of structured knowledge, consisting of high-level entities and low-level knowledge triples, to design our task-agnostic structured knowledge hunter. Specifically, we employ a local-global interaction scheme for structured knowledge representation learning and a hierarchical transformer-based pointer network as the backbone for selecting relevant knowledge triples and entities. By combining the strong generative ability of language models with the high faithfulness of the knowledge hunter, our model achieves high interpretability, enabling users to comprehend the model output generation process. Furthermore, we empirically demonstrate the effectiveness of our model in both internal knowledge-enhanced table-to-text generation on the RotoWireFG dataset and external knowledge-enhanced dialogue response generation on the KdConv dataset. Our task-agnostic model outperforms state-of-the-art methods and corresponding language models, setting new standards on the benchmark.

cs.CL

Reasoning in Action: MCTS-Driven Knowledge Retrieval for Large Language Models

Large language models (LLMs) typically enhance their performance through either the retrieval of semantically similar information or the improvement of their reasoning capabilities. However, a significant challenge remains in effectively integrating both retrieval and reasoning strategies to optimize LLM performance. In this paper, we introduce a reasoning-aware knowledge retrieval method that enriches LLMs with information aligned to the logical structure of conversations, moving beyond surface-level semantic similarity. We follow a coarse-to-fine approach for knowledge retrieval. First, we identify a contextually relevant sub-region of the knowledge base, ensuring that all sentences within it are relevant to the context topic. Next, we refine our search within this sub-region to extract knowledge that is specifically relevant to the reasoning process. Throughout both phases, we employ the Monte Carlo Tree Search-inspired search method to effectively navigate through knowledge sentences using common keywords. Experiments on two multi-turn dialogue datasets demonstrate that our knowledge retrieval approach not only aligns more closely with the underlying reasoning in human conversations but also significantly enhances the diversity of the retrieved knowledge, resulting in more informative and creative responses.

cs.AI

Preserving LLM Capabilities through Calibration Data Curation: From Analysis to Optimization

Post-training compression has been a widely employed approach to scale down large language model (LLM) and facilitate efficient inference. In various proposed compression methods, including pruning and quantization, calibration data plays a vital role by informing the weight importance and activation dynamic ranges. However, how calibration data impacts the LLM capability after compression is less explored. Few of the existing works, though recognizing the significance of this study, only investigate the language modeling or commonsense reasoning performance degradation from limited angles, like the data sources or sample amounts. More systematic research is still needed to examine the impacts on different LLM capabilities in terms of compositional properties and domain correspondence of calibration data. In this work, we aim at bridging this gap and further analyze underlying influencing mechanisms from the activation pattern perspective. Especially, we explore the calibration data's impacts on high-level complex reasoning capabilities, like math problem solving and code generation. Delving into the underlying mechanism, we find that the representativeness and diversity in activation space more fundamentally determine the quality of calibration data. Finally, we propose a calibration data curation framework based on such observations and analysis, enhancing the performance of existing post-training compression methods on preserving critical LLM capabilities. Our code is provided in \href{https://github.com/BokwaiHo/COLA.git}{Link}.

cs.CL

REG: A Regularization Optimizer for Robust Training Dynamics

Optimizers are crucial for the efficient training of Large Language Models (LLMs). While AdamW is the de facto standard, recent structure-aware optimizers like Muon have emerged, which regularize gradient updates by operating on entire weight matrices. The Muon optimizer balances the gradient updates along all the directions. However, Muon's reliance on the matrix sign function can lead to training instability, exhibits incompatibility when fine-tuning models pre-trained with AdamW. To address these limitations, we propose \textbf{REG}, a novel optimizer that replaces Muon's aggressive matrix sign operator with the Row-and-Column-Scaling (RACS) operator. Theoretically grounded in balancing a matrix, the RACS operator regularizes the update steps in a less drastic manner, making it simpler to implement and more compatible with established training dynamics. Through extensive empirical experiments on LLM training, we demonstrate that our REG optimizer not only achieves superior performance and stability over AdamW, but also maintains consistency with the AdamW training paradigm. This consistency is particularly evident during the fine-tuning stage, where REG optimizer avoids the performance degradation observed with Muon.

cs.LG

Conformal Prediction Meets Long-tail Classification

Conformal Prediction (CP) is a popular method for uncertainty quantification that converts a pretrained model's point prediction into a prediction set, with the set size reflecting the model's confidence. Although existing CP methods are guaranteed to achieve marginal coverage, they often exhibit imbalanced coverage across classes under long-tail label distributions, tending to over cover the head classes at the expense of under covering the remaining tail classes. This under coverage is particularly concerning, as it undermines the reliability of the prediction sets for minority classes, even with coverage ensured on average. In this paper, we propose the Tail-Aware Conformal Prediction (TACP) method to mitigate the under coverage of the tail classes by utilizing the long-tail structure and narrowing the head-tail coverage gap. Theoretical analysis shows that it consistently achieves a smaller head-tail coverage gap than standard methods. To further improve coverage balance across all classes, we introduce an extension of TACP: soft TACP (sTACP) via a reweighting mechanism. The proposed framework can be combined with various non-conformity scores, and experiments on multiple long-tail benchmark datasets demonstrate the effectiveness of our methods.

cs.LG

Activation-Guided Consensus Merging for Large Language Models

Recent research has increasingly focused on reconciling the reasoning capabilities of System 2 with the efficiency of System 1. While existing training-based and prompt-based approaches face significant challenges in terms of efficiency and stability, model merging emerges as a promising strategy to integrate the diverse capabilities of different Large Language Models (LLMs) into a unified model. However, conventional model merging methods often assume uniform importance across layers, overlooking the functional heterogeneity inherent in neural components. To address this limitation, we propose \textbf{A}ctivation-Guided \textbf{C}onsensus \textbf{M}erging (\textbf{ACM}), a plug-and-play merging framework that determines layer-specific merging coefficients based on mutual information between activations of pre-trained and fine-tuned models. ACM effectively preserves task-specific capabilities without requiring gradient computations or additional training. Extensive experiments on Long-to-Short (L2S) and general merging tasks demonstrate that ACM consistently outperforms all baseline methods. For instance, in the case of Qwen-7B models, TIES-Merging equipped with ACM achieves a \textbf{55.3\%} reduction in response length while simultaneously improving reasoning accuracy by \textbf{1.3} points.

cs.CL

Unlocking Efficient Long-to-Short LLM Reasoning with Model Merging

The transition from System 1 to System 2 reasoning in large language models (LLMs) has marked significant advancements in handling complex tasks through deliberate, iterative thinking. However, this progress often comes at the cost of efficiency, as models tend to overthink, generating redundant reasoning steps without proportional improvements in output quality. Long-to-Short (L2S) reasoning has emerged as a promising solution to this challenge, aiming to balance reasoning depth with practical efficiency. While existing approaches, such as supervised fine-tuning (SFT), reinforcement learning (RL), and prompt engineering, have shown potential, they are either computationally expensive or unstable. Model merging, on the other hand, offers a cost-effective and robust alternative by integrating the quick-thinking capabilities of System 1 models with the methodical reasoning of System 2 models. In this work, we present a comprehensive empirical study on model merging for L2S reasoning, exploring diverse methodologies, including task-vector-based, SVD-based, and activation-informed merging. Our experiments reveal that model merging can reduce average response length by up to 55% while preserving or even improving baseline performance. We also identify a strong correlation between model scale and merging efficacy with extensive evaluations on 1.5B/7B/14B/32B models. Furthermore, we investigate the merged model's ability to self-critique and self-correct, as well as its adaptive response length based on task complexity. Our findings highlight model merging as a highly efficient and effective paradigm for L2S reasoning, offering a practical solution to the overthinking problem while maintaining the robustness of System 2 reasoning. This work can be found on Github https://github.com/hahahawu/Long-to-Short-via-Model-Merging.

cs.CL

Sens-Merging: Sensitivity-Guided Parameter Balancing for Merging Large Language Models

Recent advances in large language models have led to numerous task-specialized fine-tuned variants, creating a need for efficient model merging techniques that preserve specialized capabilities while avoiding costly retraining. While existing task vector-based merging methods show promise, they typically apply uniform coefficients across all parameters, overlooking varying parameter importance both within and across tasks. We present Sens-Merging, a sensitivity-guided coefficient adjustment method that enhances existing model merging techniques by operating at both task-specific and cross-task levels. Our method analyzes parameter sensitivity within individual tasks and evaluates cross-task transferability to determine optimal merging coefficients. Extensive experiments on Mistral 7B and LLaMA2-7B/13B models demonstrate that Sens-Merging significantly improves performance across general knowledge, mathematical reasoning, and code generation tasks. Notably, when combined with existing merging techniques, our method enables merged models to outperform specialized fine-tuned models, particularly in code generation tasks. Our findings reveal important trade-offs between task-specific and cross-task scalings, providing insights for future model merging strategies.

cs.CL

Beyond One-Size-Fits-All Pruning via Evolutionary Metric Search for Large Language Models

Post-training pruning has emerged as a crucial optimization technique as large language models (LLMs) continue to grow rapidly. However, the significant variations in weight distributions across different LLMs make fixed pruning strategies inadequate for multiple models. In this paper, we introduce \textbf{\textsc{OptiShear}}, an efficient evolutionary optimization framework for adaptive LLM pruning. Our framework features two key innovations: an effective search space built on our Meta pruning metric to handle diverse weight distributions, and a model-wise reconstruction error for rapid evaluation during search trials. We employ Non-dominated Sorting Genetic Algorithm III (NSGA-III) to optimize both pruning metrics and layerwise sparsity ratios. Through extensive evaluation on LLaMA-1/2/3 and Mistral models (7B-70B) across multiple benchmarks, we demonstrate that our adaptive pruning metrics consistently outperform existing methods. Additionally, our discovered layerwise sparsity ratios enhance the effectiveness of other pruning metrics. The framework exhibits strong cross-task and cross-model generalizability, providing a cost-effective solution for model compression.

cs.CL

1bit-Merging: Dynamic Quantized Merging for Large Language Models

Recent advances in large language models have led to specialized models excelling in specific domains, creating a need for efficient model merging techniques. While traditional merging approaches combine parameters into a single static model, they often compromise task-specific performance. However, task-specific routing methods maintain accuracy but introduce substantial storage overhead. We present \texttt{1bit}-Merging, a novel framework that integrates task-specific routing with 1-bit quantized task vectors to balance performance and storage efficiency. Our approach leverages the observation that different task-specific models store knowledge in distinct layers-chat models primarily in attention layers and math/code models in MLP layers, enabling targeted compression strategies. Through extensive experiments with LLaMA2 and Mistral model families across chat, mathematical reasoning, and code generation tasks, we demonstrate that 1bit-Merging achieves comparable or superior performance to existing methods while significantly reducing storage requirements. Our framework offers a practical solution for combining specialized models while maintaining their individual strengths and addressing the storage challenges of current approaches.

cs.CL

Bi-Chainer: Automated Large Language Models Reasoning with Bidirectional Chaining

Large Language Models (LLMs) have shown human-like reasoning abilities but still face challenges in solving complex logical problems. Existing unidirectional chaining methods, such as forward chaining and backward chaining, suffer from issues like low prediction accuracy and efficiency. To address these, we propose a bidirectional chaining method, Bi-Chainer, which dynamically switches to depth-first reasoning in the opposite reasoning direction when it encounters multiple branching options within the current direction. Thus, the intermediate reasoning results can be utilized as guidance to facilitate the reasoning process. We show that Bi-Chainer achieves sizable accuracy boots over unidirectional chaining frameworks on four challenging logical reasoning datasets. Moreover, Bi-Chainer enhances the accuracy of intermediate proof steps and reduces the average number of inference calls, resulting in more efficient and accurate reasoning.

cs.CL

Test Reuse Based on Adaptive Semantic Matching across Android Mobile Applications

Automatic test generation can help verify and develop the behavior of mobile applications. Test reuse based on semantic similarities between applications of the same category has been utilized to reduce the manual effort of Graphical User Interface (GUI) testing. However, most of the existing studies fail to solve the semantic problem of event matching, which leads to the failure of test reuse. To overcome this challenge, we propose TRASM (Test Reuse based on Adaptive Semantic Matching), a test reuse approach based on adaptive strategies to find a better event matching across android mobile applications. TRASM first performs GUI events deduplication on the initial test set obtained from test generation, and then employs an adaptive strategy to find better event matching, which enables reusing the existing test. Preliminary experiments with comparison to baseline methods on 15 applications demonstrate that TRASM can improve the precision of GUI event matching while reducing the failure of test reuse and the running time required for test reuse.

cs.SE

Towards Better Understanding with Uniformity and Explicit Regularization of Embeddings in Embedding-based Neural Topic Models

Embedding-based neural topic models could explicitly represent words and topics by embedding them to a homogeneous feature space, which shows higher interpretability. However, there are no explicit constraints for the training of embeddings, leading to a larger optimization space. Also, a clear description of the changes in embeddings and the impact on model performance is still lacking. In this paper, we propose an embedding regularized neural topic model, which applies the specially designed training constraints on word embedding and topic embedding to reduce the optimization space of parameters. To reveal the changes and roles of embeddings, we introduce \textbf{uniformity} into the embedding-based neural topic model as the evaluation metric of embedding space. On this basis, we describe how embeddings tend to change during training via the changes in the uniformity of embeddings. Furthermore, we demonstrate the impact of changes in embeddings in embedding-based neural topic models through ablation studies. The results of experiments on two mainstream datasets indicate that our model significantly outperforms baseline models in terms of the harmony between topic quality and document modeling. This work is the first attempt to exploit uniformity to explore changes in embeddings of embedding-based neural topic models and their impact on model performance to the best of our knowledge.

cs.CL