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Shyam Nandan

Publications and source records attributed to Shyam Nandan.

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Question-driven ensembles of flexible ETAS models

The development of new earthquake forecasting models is often motivated by one of the following complementary goals: to gain new insights into the governing physics and to produce improved forecasts quantified by objective metrics. Often, one comes at the cost of the other. Here, we propose a question-driven ensemble (QDE) modeling approach to address both goals. We first describe flexible ETAS models in which we relax the assumptions of parametrically defined aftershock productivity and background earthquake rates during model calibration. Instead, both productivity and background rates are calibrated with data such that their variability is optimally represented by the model. Then we consider 64 QDE models in pseudo-prospective forecasting experiments for Southern California and Italy. QDE models are constructed by combining model parameters of different ingredient models, where the rules for how to combine parameters are defined by questions about the future seismicity. The QDE models can be interpreted as models which address different questions with different ingredient models. We find that certain models best address the same issues in both regions, and that QDE models can substantially outperform the standard ETAS and all ingredient models. The best performing QDE model is obtained through the combination of models allowing flexible background seismicity and flexible aftershock productivity, respectively, where the former parameterizes the spatial distribution of background earthquakes and the partitioning of seismicity into background events and aftershocks, and the latter is used to parameterize the spatio-temporal occurrence of aftershocks.

physics.geo-ph

Embracing Data Incompleteness for Better Earthquake Forecasting

We propose two methods to calibrate the parameters of the epidemic-type aftershock sequence (ETAS) model based on expectation maximization (EM) while accounting for temporal variation of catalog completeness. The first method allows for model calibration on long-term earthquake catalogs with temporal variation of the completeness magnitude, $m_c$. This calibration technique is beneficial for long-term probabilistic seismic hazard assessment (PSHA), which is often based on a mixture of instrumental and historical catalogs. The second method generalizes the concept of $m_c$, considering rate- and magnitude-dependent detection probability, and allows for self-consistent estimation of ETAS parameters and high-frequency detection incompleteness. With this approach, we aim to address the potential biases in parameter calibration due to short-term aftershock incompleteness, embracing incompleteness instead of avoiding it. Using synthetic tests, we show that both methods can accurately invert the parameters of simulated catalogs. We then use them to estimate ETAS parameters for California using the earthquake catalog since 1932. To explore how model calibration, inclusion of small events, and accounting for short-term incompleteness affect earthquakes' predictability, we systematically compare variants of ETAS models based on the second approach in pseudo-prospective forecasting experiments for California. Our proposed model significantly outperforms the ETAS null model, with decreasing information gain for increasing target magnitude threshold. We find that the ability to include small earthquakes for simulation of future scenarios is the primary driver of the improvement and that accounting for incompleteness is necessary. Our results have significant implications for our understanding of earthquake interaction mechanisms and the future of seismicity forecasting.

physics.geo-ph

Triggering of large earthquakes is driven by their twins

Fundamentally related to the UV divergence problem in Physics, conventional wisdom in seismology is that the smallest earthquakes, which are numerous and often go undetected, dominate the triggering of major earthquakes, making the prediction of the latter difficult if not inherently impossible. By developing a rigorous validation procedure, we show that, in fact, large earthquakes (above magnitude 6.3 in California) are preferentially triggered by large events. Because of the magnitude correlations intrinsic in the validated model, we further rationalize the existence of earthquake doublets. These findings have far-reaching implications for short-term and medium-term seismic risk assessment, as well as for the development of a deeper theory without UV cut-off that is locally self-similar.

physics.geo-ph

Is seismicity operating at a critical point?

Seismicity and faulting within the Earth crust are characterized by many scaling laws that are usually interpreted as qualifying the existence of underlying physical mechanisms associated with some kind of criticality in the sense of phase transitions. Using an augmented Epidemic-Type Aftershock Sequence (ETAS) model that accounts for the spatial variability of the background rates $μ(x,y)$, we present a direct quantitative test of criticality. We calibrate the model to the ANSS catalog of the entire globe, the region around California, and the Geonet catalog for the region around New Zealand using an extended Expectation-Maximization (EM) algorithm including the determination of $μ(x,y)$. We demonstrate that the criticality reported in previous studies is spurious and can be attributed to a systematic upward bias in the calibration of the branching ratio of the ETAS model, when not accounting correctly for spatial variability. We validate the version of the ETAS model which possesses a space varying background rate $μ(x,y)$ by performing pseudo prospective forecasting tests. The non-criticality of seismicity has major implications for the prediction of large events.

physics.geo-ph

The Effect of Declustering on the Size Distribution of Mainshocks

Declustering aims to divide earthquake catalogs into independent events (mainshocks), and dependent (clustered) events, and is an integral component of many seismicity studies, including seismic hazard assessment. We assess the effect of declustering on the frequency-magnitude distribution of mainshocks. In particular, we examine the dependence of the b-value of declustered catalogs on the choice of declustering approach and algorithm-specific parameters. Using the catalog of earthquakes in California since 1980, we show that the b-value decreases by up to 30% due to declustering with respect to the undeclustered catalog. The extent of the reduction is highly dependent on the declustering method and parameters applied. We then reproduce a similar effect by declustering synthetic earthquake catalogs with known b-value, which have been generated using an Epidemic-Type Aftershock Sequence (ETAS) model. Our analysis suggests that the observed decrease in b-value must, at least partially, arise from the application of the declustering algorithm on the catalog, rather than from differences in the nature of mainshocks versus fore- or aftershocks. We conclude that declustering should be considered as a potential source of bias in seismicity and hazard studies.

physics.geo-ph

Forecasting the full distribution of earthquake numbers is fair, robust and better

Forecasting the full distribution of the number of earthquakes is revealed to be inherently superior to forecasting their mean. Forecasting the full distribution of earthquake numbers is also shown to yield robust projections in the presence of "surprise" large earthquakes, which in the past have strongly deteriorated the scores of existing models. We show this with pseudo-prospective experiments on synthetic as well as real data from the Advanced National Seismic System (ANSS) database for California, with earthquakes with magnitude larger than 2.95 that occurred between the period 1971-2016. Our results call in question the testing methodology of the Collaboratory for the study of earthquake predictability (CSEP), which amounts to assuming a Poisson distribution of earthquake numbers, which is known to be a poor representation of the heavy-tailed distribution of earthquake numbers. Using a spatially varying ETAS model, we demonstrate a remarkable stability of the forecasting performance, when using the full distribution of earthquake numbers for the forecasts, even in the presence of large earthquakes such as Mw 7.1 Hector Mine, Mw 7.2 El Mayor-Cucapah, Mw 6.6 Sam Simeon earthquakes, or in the presence of intense swarm activity in Northwest Nevada in 2014. While our results have been derived for ETAS type models, we propose that all earthquake forecasting models of any type should embrace the full distribution of earthquake numbers, such that their true forecasting potential is revealed.

physics.geo-ph

Forecasting the rates of future aftershocks of all generations is essential to develop better earthquake forecast models

Currently, one of the best performing and most popular earthquake forecasting models rely on the working hypothesis that: "locations of past background earthquakes reveal the probable location of future seismicity". As an alternative, we present a class of smoothed seismicity models (SSMs) based on the principles of the Epidemic Type Aftershock Sequence (ETAS) model, which forecast the location, time and magnitude of all future earthquakes using the estimates of the background seismicity rate and the rates of future aftershocks of all generations. Using the Californian earthquake catalog, we formulate six controlled pseudo-prospective experiments with different combination of three target magnitude thresholds: 2.95, 3.95 or 4.95 and two forecasting time horizons: 1 or 5 year. In these experiments, we compare the performance of:(1) ETAS model with spatially homogenous parameters or GETAS (2) ETAS model with spatially variable parameters or SVETAS (3) three declustering based SSMs (4) a simple SSM based on undeclustered data and (5) a model based on strain rate data, in forecasting the location and magnitude of all (undeclustered) target earthquakes during many testing periods. In all conducted experiments, the SVETAS model comes out with consistent superiority compared to all the competing models. Consistently better performance of SVETAS model with respect to declustering based SSMs highlights the importance of forecasting the future aftershocks of all generations for developing better earthquake forecasting models. Among the two ETAS models themselves, accounting for the optimal spatial variation of the parameters leads to strong and statistically significant improvements in forecasting performance.

physics.geo-ph

Magnitude Of Earthquakes Controls The Size Distribution Of Their Triggered Events

The driving concept behind one of the most successful statistical forecasting models, the ETAS model, has been that the seismicity is driven by spontaneously occurring background earthquakes that cascade into multitudes of triggered earthquakes. In nearly all generalizations of the ETAS model, the magnitudes of the background and the triggered earthquakes are assumed to follow Gutenberg-Richter law with the same exponent (\b{eta}-value). Furthermore, the magnitudes of the triggered earthquakes are always assumed to be independent of the magnitude of the triggering earthquake. Using an EM algorithm applied to the Californian earthquake catalogue, we show that the distribution of earthquake magnitudes exhibits three distinct \b{eta}-values: \b{eta}_b for background events; \b{eta}_a-δ and \b{eta}_a+δ, respectively, for triggered events below and above the magnitude of the triggering earthquake; the two last values express a correlation between the magnitudes of triggered events with that of the triggering earthquake, a feature so far absent in all proposed operational generalizations of the ETAS model. The ETAS model incorporating this kinked magnitude distribution provides by far the best description of seismic catalogs and could thus have the best forecasting potential. We speculate that the kinked magnitude distribution may result from the system tending to restore the symmetry of the regional displacement gradient tensor that has been broken by the initiating event. The general emerging concept could be that while the background events occur primarily to accommodate the symmetric stress tensor at the boundaries of the system, the triggered earthquakes are quasi-Goldstone fluctuations of a self-organized critical deformation state.

physics.geo-ph

Objective Estimation of Spatially Variable Parameters of Epidemic Type Aftershock Sequence Model: Application to California

The ETAS model is widely employed to model the spatio-temporal distribution of earthquakes, generally using spatially invariant parameters. We propose an efficient method for the estimation of spatially varying parameters, using the Expectation-Maximization (EM) algorithm and spatial Voronoi tessellation ensembles. We use the Bayesian Information Criterion (BIC) to rank inverted models given their likelihood and complexity and select the best models to finally compute an ensemble model at any location. Using a synthetic catalog, we also check that the proposed method correctly inverts the known parameters. We apply the proposed method to earthquakes included in the ANSS catalog that occurred within the time period 1981-2015 in a spatial polygon around California. The results indicate a significant spatial variation of the ETAS parameters. We find that the efficiency of earthquakes to trigger future ones (quantified by the branching ratio) positively correlates with surface heat flow. In contrast, the rate of earthquakes triggered by far-field tectonic loading or background seismicity rate shows no such correlation, suggesting the relevance of triggering possibly through fluid-induced activation. Furthermore, the branching ratio and background seismicity rate are found to be uncorrelated with hypocentral depths, indicating that the seismic coupling remains invariant of hypocentral depths in the study region. Additionally, triggering seems to be mostly dominated by small earthquakes. Consequently, the static stress change studies should not only focus on the Coulomb stress changes caused by specific moderate to large earthquakes but also account for the secondary static stress changes caused by smaller earthquakes.

physics.geo-ph

Systematic Assessment of the Static Stress-Triggering Hypothesis using Inter-earthquake Time Statistics

A likely source of earthquake clustering is static stress transfer between individual events. Previous attempts to quantify the role of static stress for earthquake triggering generally considered only the stress changes caused by large events, and often discarded data uncertainties. We conducted a robust two-fold empirical test of the static stress change hypothesis by accounting for all events of magnitude M>=2.5 and their location and focal mechanism uncertainties provided by catalogs for Southern California between 1981 and 2010, first after resolving the focal plane ambiguity and second after randomly choosing one of the two nodal planes. For both cases, we find compelling evidence supporting the static triggering with stronger evidence after resolving the focal plane ambiguity above significantly small (about 10 Pa) but consistently observed stress thresholds. The evidence for the static triggering hypothesis is robust with respect to the choice of the friction coefficient, Skempton's coefficient and magnitude threshold. Weak correlations between the Coulomb Index (fraction of earthquakes that received positive Coulomb stress change) and the coefficient of friction indicate that the role of normal stress in triggering is rather limited. Last but not the least, we determined that the characteristic time for the loss of the stress change memory of a single event is nearly independent of the amplitude of the Coulomb stress change and varies between ~95 and ~180 days implying that forecasts based on static stress changes will have poor predictive skills beyond times that are larger than a few hundred days on average.

physics.geo-ph