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Sichun Luo

Publications and source records attributed to Sichun Luo.

At least 19 recordsLinked to original sources

Relay, Don't Route: Adaptive Population Handoff for Cost-Efficient LLM-Driven Evolution

Large language model (LLM)-driven evolution has shown promise for program search and algorithm discovery, but relying on strong models throughout long evolutionary runs is costly. A natural alternative is to combine cheap and strong models under a fixed inference budget. However, existing approaches typically allocate models at the level of individual queries or mutation steps, overlooking that evolutionary search is \textit{stateful}: each generated candidate changes the population from which subsequent mutations are produced. We empirically analyze LLM-driven evolutionary trajectories and find that search progress is strongly front-loaded, early trajectory performance is informative but noisy, and cheap models recover much of the early progress achieved by strong models at lower cost. Motivated by these findings, we propose \textbf{\model}, a training-free framework that shifts budget allocation from individual calls to evolving populations through adaptive \textit{population handoff}. A cheap model explores multiple trajectories in short blocks allocated by a bandit scheduler. Relay Gain, defined as the marginal improvement of a compact, quality-diverse candidate bank constructed for handoff, serves as the scheduler reward and determines when to hand off. The curated candidates initialize a shared strong model population for refinement. Across four benchmarks and three budgets, \model achieves the highest mean score in 11 of 12 settings, outperforming competitive baselines. Our results suggest that in stateful search, budget allocation should be organized around the population, not the individual call.

cs.CL

TEXAS: Task-Expert-Aware Supervision for Downstream Mixture-of-Experts LLM Adaptation

Mixture-of-Experts (MoE) language models route each token through a small subset of experts, making routing patterns useful for identifying task-relevant experts during downstream adaptation. Yet current approaches have two limitations: task experts are typically identified from aggregate routing statistics that reflect usage rather than association with successful task completion, and task-expert activations remain underexplored as signals for supervision allocation. We introduce Task-Expert-Aware Supervision (TEXAS), which combines correctness-conditioned task expert discovery with token-level supervision allocation. TEXAS compares expert activations on instances that the base model solves successfully and those it fails to solve, and retains experts more strongly activated on successful instances. During fine-tuning, it upweights answer tokens in failed instances when they activate these experts. TEXAS therefore leverages existing routing behavior without restricting adaptation to a fixed expert subset or imposing an explicit target routing distribution. Across three MoE models and six benchmarks, TEXAS achieves the best or tied-best performance in 17 of 18 settings and improves over the strongest baseline by 1.3--1.5 points on average. Ablations and further analyses validate both the discovered experts and the resulting supervision strategy.

cs.CL

Harness-Aware Self-Evolving: Co-Evolving Model Weights, Harness, and Task Solutions

Self-evolving frameworks usually optimize task solutions while treating the surrounding harness as fixed. We introduce Harness-Aware Self-Evolving (HASE), an agentic reinforcement-learning framework in which a single model can generate task solutions or edit selected harness components in a multi-turn action space. HASE enables a single Qwen3-8B model to match the text-classification performance of a GPT-OSS-120B model that uses Claude Code as the harness proposer. In alpha factor mining, HASE outperforms the reported GPT-OSS-120B baseline. HASE also repairs imperfect evaluation components and converges to state-of-the-art performance in circle-packing algorithm discovery. These results show that HASE improves the harness and the solution through one unified agentic process.

cs.AI

Routing-Aligned Fine-Tuning for Multilingual Downstream Tasks in Mixture-of-Experts Models

Mixture-of-Experts (MoE) models have emerged as a dominant paradigm for efficient LLM scaling, yet adapting them to non-English downstream tasks remains challenging. Existing fine-tuning approaches treat MoE models as monolithic learners, ignoring the heterogeneous routing structure that develops during pretraining. We validate across multiple MoE models and downstream tasks that middle layers form a language-universal alignment zone where routing divergence strongly predicts per-language task performance gaps. Building on this observation, we propose RA-MoE (Routing-Aligned MoE Fine-Tuning), a three-stage framework that categorizes parallel task examples into a four-way taxonomy (cc/ci/ic/ii) based on correctness in English and the target language, identifies task-relevant experts in the middle layers, and augments standard SFT with a routing alignment loss that encourages target-language routing on ci-type examples to follow the English task-expert activation pattern. Experiments across three MoE models, three tasks, and six target languages demonstrate that RA-MoE consistently outperforms standard SFT and strong baselines including Routing Steering and RISE, with the ci proportion of a task-language pair serving as a reliable predictor of alignment benefit.

cs.CL

SeaEvo: Advancing Algorithm Discovery with Strategy Space Evolution

Large Language Model (LLM)-guided evolutionary search is increasingly used for automated algorithm discovery, yet most current methods track search progress primarily through executable programs and scalar fitness. Even when natural-language reasoning is used through heuristic descriptions or reflection, it typically remains transient mutation context or unstructured memory, rather than organized as persistent population-level state over strategic directions. As a result, evolutionary search can struggle to distinguish syntactically different implementations of the same idea, preserve lower-fitness but strategically promising directions, or detect when an entire family of strategies has saturated. We introduce \model, a modular strategy-space layer that turns language-level strategic reasoning into first-class population-level evolutionary state in LLM-driven program search. \model represents each candidate program with an explicit natural-language strategy, clusters the archive by strategy semantics, retrieves behaviorally complementary inspirations, and periodically navigates the strategy landscape to avoid saturated directions. Without modifying the underlying evolutionary algorithms, \model improves existing evolutionary backbones across algorithm discovery, systems optimization, and agent-scaffold design tasks in most settings. Across four systems benchmarks, \model achieves a 20.6% average relative improvement, with the best single run on Prism scoring 3$\times$ higher. These results suggest that persistent strategy representations provide a practical mechanism for improving the effectiveness and cost-efficiency of LLM-guided evolutionary search, pointing toward compound AI systems whose search capabilities benefit from the structured accumulation and reuse of algorithmic strategies.

cs.CL

ClarifyMT-Bench: Benchmarking and Improving Multi-Turn Clarification for Conversational Large Language Models

Large language models (LLMs) are increasingly deployed as conversational assistants in open-domain, multi-turn settings, where users often provide incomplete or ambiguous information. However, existing LLM-focused clarification benchmarks primarily assume single-turn interactions or cooperative users, limiting their ability to evaluate clarification behavior in realistic settings. We introduce \textbf{ClarifyMT-Bench}, a benchmark for multi-turn clarification grounded in a five-dimensional ambiguity taxonomy and a set of six behaviorally diverse simulated user personas. Through a hybrid LLM-human pipeline, we construct 6,120 multi-turn dialogues capturing diverse ambiguity sources and interaction patterns. Evaluating ten representative LLMs uncovers a consistent under-clarification bias: LLMs tend to answer prematurely, and performance degrades as dialogue depth increases. To mitigate this, we propose \textbf{ClarifyAgent}, an agentic approach that decomposes clarification into perception, forecasting, tracking, and planning, substantially improving robustness across ambiguity conditions. ClarifyMT-Bench establishes a reproducible foundation for studying when LLMs should ask, when they should answer, and how to navigate ambiguity in real-world human-LLM interactions.

cs.CL

Cognitive Alpha Mining via LLM-Driven Code-Based Evolution

Discovering effective predictive signals, or "alphas," from financial data with high dimensionality and extremely low signal-to-noise ratio remains a difficult open problem. Despite progress in deep learning, genetic programming, and, more recently, large language model (LLM)-based factor generation, existing approaches still explore only a narrow region of the vast alpha search space. Neural models tend to produce opaque and fragile patterns, while symbolic or formula-based methods often yield redundant or economically ungrounded expressions that generalize poorly. Although different in form, these paradigms share a key limitation: none can conduct broad, structured, and human-like exploration that balances logical consistency with creative leaps. To address this gap, we introduce the Cognitive Alpha Mining Framework (CogAlpha), which combines code-level alpha representation with LLM-driven reasoning and evolutionary search. Treating LLMs as adaptive cognitive agents, our framework iteratively refines, mutates, and recombines alpha candidates through multi-stage prompts and financial feedback. This synergistic design enables deeper thinking, richer structural diversity, and economically interpretable alpha discovery, while greatly expanding the effective search space. Experiments on 5 stock datasets from 3 stock markets demonstrate that CogAlpha consistently discovers alphas with superior predictive accuracy, robustness, and generalization over existing methods. Our results highlight the promise of aligning evolutionary optimization with LLM-based reasoning for automated and explainable alpha discovery.

cs.CL

Reasoning Meets Personalization: Unleashing the Potential of Large Reasoning Model for Personalized Generation

Personalization is a critical task in modern intelligent systems, with applications spanning diverse domains, including interactions with large language models (LLMs). Recent advances in reasoning capabilities have significantly enhanced LLMs, enabling unprecedented performance in tasks such as mathematics and coding. However, their potential for personalization tasks remains underexplored. In this paper, we present the first systematic evaluation of large reasoning models (LRMs) for personalization tasks. Surprisingly, despite generating more tokens, LRMs do not consistently outperform general-purpose LLMs, especially in retrieval-intensive scenarios where their advantages diminish. Our analysis identifies three key limitations: divergent thinking, misalignment of response formats, and ineffective use of retrieved information. To address these challenges, we propose Reinforced Reasoning for Personalization (\model), a novel framework that incorporates a hierarchical reasoning thought template to guide LRMs in generating structured outputs. Additionally, we introduce a reasoning process intervention method to enforce adherence to designed reasoning patterns, enhancing alignment. We also propose a cross-referencing mechanism to ensure consistency. Extensive experiments demonstrate that our approach significantly outperforms existing techniques.

cs.CL

RALLRec+: Retrieval Augmented Large Language Model Recommendation with Reasoning

Large Language Models (LLMs) have been integrated into recommender systems to enhance user behavior comprehension. The Retrieval Augmented Generation (RAG) technique is further incorporated into these systems to retrieve more relevant items and improve system performance. However, existing RAG methods have two shortcomings. \textit{(i)} In the \textit{retrieval} stage, they rely primarily on textual semantics and often fail to incorporate the most relevant items, thus constraining system effectiveness. \textit{(ii)} In the \textit{generation} stage, they lack explicit chain-of-thought reasoning, further limiting their potential. In this paper, we propose Representation learning and \textbf{R}easoning empowered retrieval-\textbf{A}ugmented \textbf{L}arge \textbf{L}anguage model \textbf{Rec}ommendation (RALLRec+). Specifically, for the retrieval stage, we prompt LLMs to generate detailed item descriptions and perform joint representation learning, combining textual and collaborative signals extracted from the LLM and recommendation models, respectively. To account for the time-varying nature of user interests, we propose a simple yet effective reranking method to capture preference dynamics. For the generation phase, we first evaluate reasoning LLMs on recommendation tasks, uncovering valuable insights. Then we introduce knowledge-injected prompting and consistency-based merging approach to integrate reasoning LLMs with general-purpose LLMs, enhancing overall performance. Extensive experiments on three real world datasets validate our method's effectiveness.

cs.IR

RALLRec: Improving Retrieval Augmented Large Language Model Recommendation with Representation Learning

Large Language Models (LLMs) have been integrated into recommendation systems to enhance user behavior comprehension. The Retrieval Augmented Generation (RAG) technique is further incorporated into these systems to retrieve more relevant items and improve system performance. However, existing RAG methods rely primarily on textual semantics and often fail to incorporate the most relevant items, limiting the effectiveness of the systems. In this paper, we propose Representation learning for retrieval-Augmented Large Language model Recommendation (RALLRec). Specifically, we enhance textual semantics by prompting LLMs to generate more detailed item descriptions, followed by joint representation learning of textual and collaborative semantics, which are extracted by the LLM and recommendation models, respectively. Considering the potential time-varying characteristics of user interest, a simple yet effective reranking method is further introduced to capture the dynamics of user preference. We conducted extensive experiments on three real-world datasets, and the evaluation results validated the effectiveness of our method. Code is made public at https://github.com/JianXu95/RALLRec.

cs.IR

Determine-Then-Ensemble: Necessity of Top-k Union for Large Language Model Ensembling

Large language models (LLMs) exhibit varying strengths and weaknesses across different tasks, prompting recent studies to explore the benefits of ensembling models to leverage their complementary advantages. However, existing LLM ensembling methods often overlook model compatibility and struggle with inefficient alignment of probabilities across the entire vocabulary. In this study, we empirically investigate the factors influencing ensemble performance, identifying model performance, vocabulary size, and response style as key determinants, revealing that compatibility among models is essential for effective ensembling. This analysis leads to the development of a simple yet effective model selection strategy that identifies compatible models. Additionally, we introduce the \textsc{Uni}on \textsc{T}op-$k$ \textsc{E}nsembling (\textsc{UniTE}), a novel approach that efficiently combines models by focusing on the union of the top-k tokens from each model, thereby avoiding the need for full vocabulary alignment and reducing computational overhead. Extensive evaluations across multiple benchmarks demonstrate that \textsc{UniTE} significantly enhances performance compared to existing methods, offering a more efficient framework for LLM ensembling.

cs.CL

Privacy in LLM-based Recommendation: Recent Advances and Future Directions

Nowadays, large language models (LLMs) have been integrated with conventional recommendation models to improve recommendation performance. However, while most of the existing works have focused on improving the model performance, the privacy issue has only received comparatively less attention. In this paper, we review recent advancements in privacy within LLM-based recommendation, categorizing them into privacy attacks and protection mechanisms. Additionally, we highlight several challenges and propose future directions for the community to address these critical problems.

cs.CL

RecRanker: Instruction Tuning Large Language Model as Ranker for Top-k Recommendation

Large Language Models (LLMs) have demonstrated remarkable capabilities and have been extensively deployed across various domains, including recommender systems. Prior research has employed specialized \textit{prompts} to leverage the in-context learning capabilities of LLMs for recommendation purposes. More recent studies have utilized instruction tuning techniques to align LLMs with human preferences, promising more effective recommendations. However, existing methods suffer from several limitations. The full potential of LLMs is not fully elicited due to low-quality tuning data and the overlooked integration of conventional recommender signals. Furthermore, LLMs may generate inconsistent responses for different ranking tasks in the recommendation, potentially leading to unreliable results. In this paper, we introduce \textbf{RecRanker}, tailored for instruction tuning LLMs to serve as the \textbf{Ranker} for top-\textit{k} \textbf{Rec}ommendations. Specifically, we introduce an adaptive sampling module for sampling high-quality, representative, and diverse training data. To enhance the prompt, we introduce a position shifting strategy to mitigate position bias and augment the prompt with auxiliary information from conventional recommendation models, thereby enriching the contextual understanding of the LLM. Subsequently, we utilize the sampled data to assemble an instruction-tuning dataset with the augmented prompts comprising three distinct ranking tasks: pointwise, pairwise, and listwise rankings. We further propose a hybrid ranking method to enhance the model performance by ensembling these ranking tasks. Our empirical evaluations demonstrate the effectiveness of our proposed RecRanker in both direct and sequential recommendation scenarios.

cs.IR

Learning From Correctness Without Prompting Makes LLM Efficient Reasoner

Large language models (LLMs) have demonstrated outstanding performance across various tasks, yet they still exhibit limitations such as hallucination, unfaithful reasoning, and toxic content. One potential approach to mitigate these issues is learning from human or external feedback (e.g. tools). In this paper, we introduce an intrinsic self-correct reasoning framework for LLMs that eliminates the need for human feedback, external tools, and handcraft prompts. The proposed framework, based on a multi-step reasoning paradigm \textbf{Le}arning from \textbf{Co}rrectness (\textsc{LeCo}), improves reasoning performance without needing to learn from errors. This paradigm prioritizes learning from correct reasoning steps, and a unique method to measure confidence for each reasoning step based on generation logits. Experimental results across various multi-step reasoning tasks demonstrate the effectiveness of the framework in improving reasoning performance with reduced token consumption.

cs.CL

Can LLM Substitute Human Labeling? A Case Study of Fine-grained Chinese Address Entity Recognition Dataset for UAV Delivery

We present CNER-UAV, a fine-grained \textbf{C}hinese \textbf{N}ame \textbf{E}ntity \textbf{R}ecognition dataset specifically designed for the task of address resolution in \textbf{U}nmanned \textbf{A}erial \textbf{V}ehicle delivery systems. The dataset encompasses a diverse range of five categories, enabling comprehensive training and evaluation of NER models. To construct this dataset, we sourced the data from a real-world UAV delivery system and conducted a rigorous data cleaning and desensitization process to ensure privacy and data integrity. The resulting dataset, consisting of around 12,000 annotated samples, underwent human experts and \textbf{L}arge \textbf{L}anguage \textbf{M}odel annotation. We evaluated classical NER models on our dataset and provided in-depth analysis. The dataset and models are publicly available at \url{https://github.com/zhhvvv/CNER-UAV}.

cs.CL

Integrating Large Language Models into Recommendation via Mutual Augmentation and Adaptive Aggregation

Conventional recommendation methods have achieved notable advancements by harnessing collaborative or sequential information from user behavior. Recently, large language models (LLMs) have gained prominence for their capabilities in understanding and reasoning over textual semantics, and have found utility in various domains, including recommendation. Conventional recommendation methods and LLMs each have their strengths and weaknesses. While conventional methods excel at mining collaborative information and modeling sequential behavior, they struggle with data sparsity and the long-tail problem. LLMs, on the other hand, are proficient at utilizing rich textual contexts but face challenges in mining collaborative or sequential information. Despite their individual successes, there is a significant gap in leveraging their combined potential to enhance recommendation performance. In this paper, we introduce a general and model-agnostic framework known as \textbf{L}arge \textbf{la}nguage model with \textbf{m}utual augmentation and \textbf{a}daptive aggregation for \textbf{Rec}ommendation (\textbf{Llama4Rec}). Llama4Rec synergistically combines conventional and LLM-based recommendation models. Llama4Rec proposes data augmentation and prompt augmentation strategies tailored to enhance the conventional model and LLM respectively. An adaptive aggregation module is adopted to combine the predictions of both kinds of models to refine the final recommendation results. Empirical studies on three real-world datasets validate the superiority of Llama4Rec, demonstrating its consistent outperformance of baseline methods and significant improvements in recommendation performance.

cs.IR

MathCoder: Seamless Code Integration in LLMs for Enhanced Mathematical Reasoning

The recently released GPT-4 Code Interpreter has demonstrated remarkable proficiency in solving challenging math problems, primarily attributed to its ability to seamlessly reason with natural language, generate code, execute code, and continue reasoning based on the execution output. In this paper, we present a method to fine-tune open-source language models, enabling them to use code for modeling and deriving math equations and, consequently, enhancing their mathematical reasoning abilities. We propose a method of generating novel and high-quality datasets with math problems and their code-based solutions, referred to as MathCodeInstruct. Each solution interleaves natural language, code, and execution results. We also introduce a customized supervised fine-tuning and inference approach. This approach yields the MathCoder models, a family of models capable of generating code-based solutions for solving challenging math problems. Impressively, the MathCoder models achieve state-of-the-art scores among open-source LLMs on the MATH (45.2%) and GSM8K (83.9%) datasets, substantially outperforming other open-source alternatives. Notably, the MathCoder model not only surpasses ChatGPT-3.5 and PaLM-2 on GSM8K and MATH but also outperforms GPT-4 on the competition-level MATH dataset. The dataset and models will be released at https://github.com/mathllm/MathCoder.

cs.CL

Solving Challenging Math Word Problems Using GPT-4 Code Interpreter with Code-based Self-Verification

Recent progress in large language models (LLMs) like GPT-4 and PaLM-2 has brought significant advancements in addressing math reasoning problems. In particular, OpenAI's latest version of GPT-4, known as GPT-4 Code Interpreter, shows remarkable performance on challenging math datasets. In this paper, we explore the effect of code on enhancing LLMs' reasoning capability by introducing different constraints on the \textit{Code Usage Frequency} of GPT-4 Code Interpreter. We found that its success can be largely attributed to its powerful skills in generating and executing code, evaluating the output of code execution, and rectifying its solution when receiving unreasonable outputs. Based on this insight, we propose a novel and effective prompting method, explicit \uline{c}ode-based \uline{s}elf-\uline{v}erification~(CSV), to further boost the mathematical reasoning potential of GPT-4 Code Interpreter. This method employs a zero-shot prompt on GPT-4 Code Interpreter to encourage it to use code to self-verify its answers. In instances where the verification state registers as ``False'', the model shall automatically amend its solution, analogous to our approach of rectifying errors during a mathematics examination. Furthermore, we recognize that the states of the verification result indicate the confidence of a solution, which can improve the effectiveness of majority voting. With GPT-4 Code Interpreter and CSV, we achieve an impressive zero-shot accuracy on MATH dataset \textbf{(53.9\% $\to$ 84.3\%)}.

cs.CL