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Sicong Li

Publications and source records attributed to Sicong Li.

11 recordsLinked to original sources

ToPA: Block-wise Toeplitz Adaptation for Expressive and Efficient Fine-Tuning

Parameter-Efficient Fine-Tuning (PEFT) has emerged as a prevalent strategy for adapting large pre-trained models. Among PEFT techniques, reparameterization-based methods, particularly those that employ low-rank or sparsity structures, have attracted significant attention. However, these approaches often underperform full fine-tuning. Specifically, low-rank methods constrain the update rank, which is misaligned with the inherently high-rank nature of full fine-tuning. In contrast, sparsity-based techniques limit the flexibility of the parameter space and compromise connectivity across weights. To overcome these limitations, we explore the use of Toeplitz matrices, whose entries are constant along each diagonal, therefore providing a compact parameterization without imposing explicit rank or sparsity constraints. A straightforward approach is to update weights via a product of Toeplitz matrices. However, similar to RNNs, long multiplicative chains often lead to gradient instability. To address this issue, we propose \textbf{ToPA}, a more refined version of this idea that replaces standard Toeplitz matrices with block-wise Toeplitz, greatly increasing each factor's capacity and shortening the chain, thereby stabilizing training and improving expressiveness. We theoretically show that products of block-wise Toeplitz matrices can approximate arbitrary matrices under shorter chain length, justifying the structural design of ToPA. Furthermore, we demonstrate that ToPA offers greater expressivity than existing low-rank and sparse parameterizations. Empirical evaluations across 21 NLP and CV datasets, spanning 5 model architectures, consistently validate the effectiveness of ToPA.

cs.AI↗

Eco-MobiLLM: Efficient LLM Fine-Tuning on the Mobile Device via Server Assisted Side-Tuning

There is a huge gap between numerous intriguing applications fostered by on-device large language model (LLM) fine-tuning (FT) from fresh mobile data and the limited resources of a mobile device. While existing server-assisted methods (e.g., split learning or side-tuning) may enable LLM FT on the local mobile device, they suffer from heavy communication burdens of activation transmissions. In addition, their multiple on-device forward passes over the same samples across training epochs lead to substantial iterative computation on the mobile device. To address those issues, we develop Eco-MobiLLM, an efficient LLM FT method which can be deployed on the mobile device via server-assisted side-tuning. To reduce communication cost, Eco-MobiLLM develops an activation shortcut that transmits only the tokens involved in the loss calculation instead of full activation matrices to guide the side network tuning. Besides, to improve computing efficiency and further accelerate FT convergence, Eco-MobiLLM introduces a novel two-stage training paradigm, which allows the server to reuse historical activations and saves the mobile device from repeatedly computing forward passes for the recurring data samples. Extensive experimental results demonstrate Eco-MobiLLM's superiority.

cs.LG↗

Efficient Collaborative LLM Fine-Tuning over Heterogeneous Mobile Devices via Many Backbones to One Side-Network Tuning

Collaboratively fine-tuning (FT) large language models (LLMs) over heterogeneous mobile devices fosters immense potential applications of personalized intelligence. However, such a vision faces critical system challenges. Existing federated LLM fine-tuning approaches remain limited by prohibitive on-device resource overhead, straggler-prone synchronous aggregation, and the assumption of a unified pretrained backbone across heterogeneous devices. In this paper, we propose EC-MobiLLM, a novel design for efficient collaborative LLM fine-tuning across heterogeneous mobile devices and heterogeneous backbones. EC-MobiLLM adopts a server-assisted side-tuning paradigm to minimize on-device overhead and pioneers non-blocking asynchronous collaboration to accelerate training. Moreover, EC-MobiLLM introduces adaptive feature alignment to support collaboration across heterogeneous backbones, aligning with practical needs in real-world deployments. Extensive experimental results demonstrate that EC-MobiLLM can maintain robust fine-tuning performance while achieving extremely low on-device memory, with at least 95.2\% reduction in computation overhead, 93.2\% reduction in communication costs and $5.1\times$ faster convergence compared to existing methods, validating its efficacy for practical LLM adaptation over heterogeneous mobile devices.

cs.LG↗

What Remains OOD? OODConceptBench for Open-World Concept Recognition in Vision-Language Models

In the era of large-scale pretrained models, zero-shot generalization has increasingly blurred the boundary between known and unknown concepts. However, current evaluations do not directly reveal which open-world concepts different vision-language models can recognize. To study this problem, we introduce OODConceptBench, a hierarchical benchmark for open-world concept recognition on image-concept pairs. The full benchmark set (L1) contains 30,752 images, and the harder subset (L2) contains 14,285 images. The benchmark covers 560 concept phrases across seven open-world categories. We evaluate 37 vision-language models across release year, model family, and variant. We obtain three main findings. First, target-concept recognition is lower on L2 than on L1 across all 37 evaluated models. Second, later-released models do not necessarily achieve stronger open-world concept recognition. Third, an increase in overall recognition does not imply consistent improvement across all benchmark categories. Together, these results show that OOD remains a challenge even in the era of large-scale vision-language pretraining.

cs.CV↗

Mind Your Own Role: Reducing Role Overstepping for Effective and Efficient Multi-Agent Collaboration via Dynamic Role Activation Steering

Multi-Agent Systems (MAS) have shown strong capability in solving complex tasks by assigning different agents specialized roles and corresponding subtasks. However, agents may overstep their assigned responsibilities and perform subtasks belonging to other roles, which can disrupt workflow, reduce system efficiency, and degrade task performance. To address this issue, we investigate role-related patterns in the model's internal activation space and uncover two key observations: (i) role instructions induce consistent directional shifts in activation space, and (ii) role-adherent and role-overstepping trajectories exhibit distinct activation patterns. Based on these observations, we propose Dynamic Role Activation Steering (DRAS), a lightweight and effective inference-time activation intervention approach to reduce role overstepping in multi-agent collaboration. Specifically, DRAS constructs a role steering vector and a lightweight role-overstepping detector for each role. During LLM generation, the detector estimates the probability of role overstepping from the current activation state, and DRAS dynamically adjusts the steering strength accordingly to guide the agent toward its assigned responsibilities. Experimental results show that DRAS effectively reduces the number of role-overstepping trajectories by up to 86.6% compared with Vanilla MAS, thereby improving task quality score by 10.0%--11.1%, achieving a 1.50$\times$--1.61$\times$ task-completion speedup, and reducing token consumption by 26.8%--38.7%.

cs.MA↗

Fast and Accurate: Improving Personalized LLM Performance by Semantic Concentration Inspired Workload Split between RAG and Fine-Tuning

With ever increasing personalized large language model (LLM) services, the next question to answer is how to improve the quality of services/users' experiences, which is indicated by personalized LLM generation accuracy/quality and inference latency. Although state-of-the-art designs, e.g., parameter-efficient fine-tuning (PEFT), retrieval-augmented generation (RAG) or Full PEFT+RAG, can help, they largely ignore the heterogeneous semantic concentrations of users' historical data and cannot fully unleash the potential of personal data for personalized LLM performance enhancement. In this paper, we propose PEFT Union RAG (PUR), a novel ``fast and accurate'' approach that exploits the semantic concentration of users' personal historical data to split workload between PEFT and RAG, aiming to improve personalized LLM performance in terms of better generation accuracy/quality and lower inference latency. Briefly, PUR partitions user's personal historical data and assigns semantic concentrated ``core'' information to PEFT for offline parametric fine-tuning, while retaining dispersed information for RAG. During the online LLM inference, PUR directly generates responses for ``core'' queries covered by the PEFT region and invokes RAG only for sporadic ``peripheral'' queries. Experimental results show that, by appropriately splitting workload between PEFT and RAG, PUR consistently achieves the best generation accuracy/quality for various users across multiple tasks, while reducing inference latency by 14.4%--46.6% compared with the best performed method.

cs.LG↗

A Novel Semantic Manifold Alignment Attack against Embedding-to-Embedding Obfuscation in Privacy-Preserving LLMs

With the widespread applications of large language models (LLMs), privacy-preserving inference has become increasingly essential for sensitive queries. To balance privacy and utility, a series of lightweight obfuscation approaches has recently been proposed, where users locally transform plaintext embeddings into the fixed ciphertext ones. While such Embedding-to-Embedding Obfuscation (E2EO) schemes demonstrate considerable resilience against traditional token frequency and embedding inversion attacks, the core mechanism behind remains to be the large-scale one-to-one substitution, which provides no cryptographic guarantees. In this paper, we propose Proxy Manifold Alignment (PMA), a novel attack against E2EO in privacy-preserving LLMs. Our key observation is that E2EO schemes keep the original semantic structure, so that the obfuscated vector stream can be regarded as an unknown tokenizer-language whose symbols are the vectors themselves. Therefore, the proposed ciphertext to plaintext reconstruction attack can be formulated as a translation task from the unknown tokenizer-language to plaintext. Specifically, by only accessing the obfuscated vector stream, the target tokenizer and a public corpus, the PMA attack first employs Word2Vec to model the co-occurrence patterns within the obfuscated stream and the public corpus independently, and constructs two proxy vector embeddings. Then, the attack aligns the underlying manifolds of these two embeddings based on structural similarity. Finally, it maps the obfuscated vectors back to plaintext. Experimental results demonstrate that PMA consistently achieves higher plaintext recovery than other state-of-the-art attack methods.

cs.CR↗

DirMixE: Harnessing Test Agnostic Long-tail Recognition with Hierarchical Label Variations

This paper explores test-agnostic long-tail recognition, a challenging long-tail task where the test label distributions are unknown and arbitrarily imbalanced. We argue that the variation in these distributions can be broken down hierarchically into global and local levels. The global ones reflect a broad range of diversity, while the local ones typically arise from milder changes, often focused on a particular neighbor. Traditional methods predominantly use a Mixture-of-Expert (MoE) approach, targeting a few fixed test label distributions that exhibit substantial global variations. However, the local variations are left unconsidered. To address this issue, we propose a new MoE strategy, DirMixE, which assigns experts to different Dirichlet meta-distributions of the label distribution, each targeting a specific aspect of local variations. Additionally, the diversity among these Dirichlet meta-distributions inherently captures global variations. This dual-level approach also leads to a more stable objective function, allowing us to sample different test distributions better to quantify the mean and variance of performance outcomes. Building on this idea, we develop a general Latent Skill Finetuning (LSF) framework for parameter-efficient finetuning of foundation models. We provide implementations based on LoRA and Adapter. Theoretically, we derive upper bounds on the generalization error for both standard learning and PEFT. Under mild assumptions, we show that the variance-based regularization helps tighten these bounds. Furthermore, we prove that the covering number of the PEFT hypothesis class scales with the number of trainable parameters. Finally, extensive experiments on CIFAR-10-LT, CIFAR-100-LT, ImageNet-LT, and iNaturalist validate the effectiveness of DirMixE.

cs.LG↗

Mind the Way You Select Negative Texts: Pursuing the Distance Consistency in OOD Detection with VLMs

Out-of-distribution (OOD) detection seeks to identify samples from unknown classes, a critical capability for deploying machine learning models in open-world scenarios. Recent research has demonstrated that Vision-Language Models (VLMs) can effectively leverage their multi-modal representations for OOD detection. However, current methods often incorporate intra-modal distance during OOD detection, such as comparing negative texts with ID labels or comparing test images with image proxies. This design paradigm creates an inherent inconsistency against the inter-modal distance that CLIP-like VLMs are optimized for, potentially leading to suboptimal performance. To address this limitation, we propose InterNeg, a simple yet effective framework that systematically utilizes consistent inter-modal distance enhancement from textual and visual perspectives. From the textual perspective, we devise an inter-modal criterion for selecting negative texts. From the visual perspective, we dynamically identify high-confidence OOD images and invert them into the textual space, generating extra negative text embeddings guided by inter-modal distance. Extensive experiments across multiple benchmarks demonstrate the superiority of our approach. Notably, our InterNeg achieves state-of-the-art performance compared to existing works, with a 3.47% reduction in FPR95 on the large-scale ImageNet benchmark and a 5.50% improvement in AUROC on the challenging Near-OOD benchmark.

cs.CV↗

Dual-Stage Reweighted MoE for Long-Tailed Egocentric Mistake Detection

In this report, we address the problem of determining whether a user performs an action incorrectly from egocentric video data. To handle the challenges posed by subtle and infrequent mistakes, we propose a Dual-Stage Reweighted Mixture-of-Experts (DR-MoE) framework. In the first stage, features are extracted using a frozen ViViT model and a LoRA-tuned ViViT model, which are combined through a feature-level expert module. In the second stage, three classifiers are trained with different objectives: reweighted cross-entropy to mitigate class imbalance, AUC loss to improve ranking under skewed distributions, and label-aware loss with sharpness-aware minimization to enhance calibration and generalization. Their predictions are fused using a classification-level expert module. The proposed method achieves strong performance, particularly in identifying rare and ambiguous mistake instances. The code is available at https://github.com/boyuh/DR-MoE.

cs.CV↗

Focal-SAM: Focal Sharpness-Aware Minimization for Long-Tailed Classification

Real-world datasets often follow a long-tailed distribution, making generalization to tail classes difficult. Recent methods resorted to long-tail variants of Sharpness-Aware Minimization (SAM), such as ImbSAM and CC-SAM, to improve generalization by flattening the loss landscape. However, these attempts face a trade-off between computational efficiency and control over the loss landscape. On the one hand, ImbSAM is efficient but offers only coarse control as it excludes head classes from the SAM process. On the other hand, CC-SAM provides fine-grained control through class-dependent perturbations but at the cost of efficiency due to multiple backpropagations. Seeing this dilemma, we introduce Focal-SAM, which assigns different penalties to class-wise sharpness, achieving fine-grained control without extra backpropagations, thus maintaining efficiency. Furthermore, we theoretically analyze Focal-SAM's generalization ability and derive a sharper generalization bound. Extensive experiments on both traditional and foundation models validate the effectiveness of Focal-SAM.

cs.LG↗