arXiv subjects

Simon Lupart

Publications and source records attributed to Simon Lupart.

17 recordsLinked to original sources

arXiv2026

uva-irlab-conv at SemEval-2026 Task 8: Multi-Turn RAG with Learned Sparse Retrieval and Listwise Reranking

This report describes our participation in SemEval-2026 Task 8 on multi-turn retrieval and question answering. The task evaluates conversational systems across four domains (finance, cloud documentation, government, Wikipedia), and includes unanswerable queries where the available collection does not contain sufficient evidence to produce a complete response. We propose a multi-turn retrieval-augmented generation pipeline that combines learned sparse retrieval with LLM-based reranking and generation. Using sparse retrieval as the primary retrieval method, we leverage its strong generalization across domains. In addition, we make use of the long-context capabilities of LLMs for conversational query rewriting, pointwise and listwise reranking, and generating the final response, each conditioned on the full conversational history. This multi-step design enables effective integration of conversational context throughout retrieval and generation, improving robustness across domains.

cs.CL↗

arXiv2026

Improving the Efficiency and Effectiveness of LLM Knowledge Distillation for Conversational Search

Conversational Search (CS) considers retrieval of relevant documents based on conversational context. Large Language Models (LLMs) have significantly enhanced CS by enabling effective query rewriting. However, employing LLMs during inference poses efficiency challenges. A method to balance effectiveness and efficiency is the use of knowledge distillation from LLM-based query rewriting. Recent work applies the Kullback-Leibler Divergence (KLD) for distillation, relaxing the alignment with the teacher signal compared to previous methods. Despite these gains, several aspects of KLD-based distillation for conversational search remain understudied, and we investigate them in this work. Prior work in related fields suggests that adding a contrastive loss to the KLD objective can improve performance; we confirm this and observe significant gains in precision-oriented ranking metrics. We also find that contrastive sampling strategies for the KLD loss have a non-trivial impact and must be chosen carefully. Although theory suggests that more samples improve the KLD estimate, experiments show diminishing returns on the number of used samples. Finally, we address the phenomenon of decreased sparsity in longer conversations, which limits computational efficiency across sparse retrieval methods. We find that the representations from the model distilled with the KLD loss can be strongly regularized with a regularization loss, substantially improving sparsity and inference efficiency without significantly harming retrieval effectiveness. We achieve a $2\times$ decrease in FLOPS on TopiOCQA with negligible loss in effectiveness, corresponding to a $\leq 2%$ drop in Recall@100. Our results provide insights into distillation objectives for learned sparse conversational retrievers and offer practical guidelines for improving effectiveness and efficiency in first-stage retrieval.

cs.IR↗

arXiv2026

Lost in Decoding? Reproducing and Stress-Testing the Look-Ahead Prior in Generative Retrieval

Generative retrieval (GR) ranks documents by autoregressively generating document identifiers. Because many GR methods rely on trie-constrained beam search, they are vulnerable to early pruning of relevant prefixes under finite-beam decoding. Planning Ahead in Generative Retrieval (PAG) mitigates this failure mode by using simultaneous decoding to compute a document-level look-ahead prior that guides subsequent sequential decoding. We reproduce PAG at inference time and stress-test its decoding behavior. Using the authors' released checkpoint and identifier/trie artifacts under the reported decoding setup, we reproduce the main effectiveness results on MS MARCO Dev and TREC-DL 2019/2020, and corroborate the reported beam-size-latency trade-off in our hardware setting. Beyond reproduction, we introduce plan drift diagnostics that quantify how intent-preserving query variations alter the planner's top-n candidate set and highest-weight planner tokens, and how these changes affect guided decoding. We find that PAG's planning signal is brittle under lexical surface-form variation: intent-preserving typos can trigger plan collapse, where the planned candidate pool shifts enough that the look-ahead bonus provides little useful guidance, effectively reverting decoding toward weaker unguided search. We further evaluate fixed-index cross-lingual robustness using non-English mMARCO queries against an English index, and assess query-side mitigation strategies that require no re-indexing; query translation provides the strongest recovery in our setting. Overall, our results confirm PAG's reported effectiveness and the benefit of planning-guided decoding under the released inference setup, while showing that these gains depend on the stability of the planning signal under realistic query variation and query-document mismatch.

cs.IR↗

arXiv2026

On the Challenges and Opportunities of Learned Sparse Retrieval for Code

Retrieval over large codebases is a key component of modern LLM-based software engineering systems. Existing approaches predominantly rely on dense embedding models, while learned sparse retrieval (LSR) remains largely unexplored for code. However, applying sparse retrieval to code is challenging due to subword fragmentation, semantic gaps between natural-language queries and code, diversity of programming languages and sub-tasks, and the length of code documents, which can harm sparsity and latency. We introduce SPLADE-Code, the first large-scale family of learned sparse retrieval models specialized for code retrieval (600M-8B parameters). Despite a lightweight one-stage training pipeline, SPLADE-Code achieves state-of-the-art performance among retrievers under 1B parameters (75.4 on MTEB Code) and competitive results at larger scales (79.0 with 8B). We show that learned expansion tokens are critical to bridge lexical and semantic matching, and provide a latency analysis showing that LSR enables sub-millisecond retrieval on a 1M-passage collection with little effectiveness loss.

cs.IR↗

arXiv2025

ChatR1: Reinforcement Learning for Conversational Reasoning and Retrieval Augmented Question Answering

We present ChatR1, a reasoning framework based on reinforcement learning (RL) for conversational question answering (CQA). Reasoning plays an important role in CQA, where user intent evolves across dialogue turns, and utterances are often underspecified, requiring contextual interpretation, query reformulation, and dynamic coordination between retrieval and generation. Unlike static `rewrite, retrieve, and generate' pipelines, ChatR1 interleaves search and reasoning across turns, enabling exploratory and adaptive behaviors learned through RL. To address the challenge of sparse and delayed rewards in RL, we propose an intent-aware reward that provides turn-level feedback by aligning retrieval and reasoning with evolving user goals. ChatR1 demonstrates strong performance on both 3B and 7B model backbones, outperforming competitive models on five CQA datasets, measured by different metrics (F1, BERTScore, and LLM-as-judge). We include a diverse set of CQA datasets to cover topic shifts, evolving intents, mixed-initiative dialogues, and multi-document grounding, testing ChatR1's performance from various aspects. Ablation studies confirm the effectiveness of the intent-aware reward. Our analyses further reveal diverse reasoning trajectories and effective use of the search tool. ChatR1 also generalizes robustly across domains, demonstrating that RL-based reasoning enables more flexible and context-aware behavior than static CQA pipelines.

cs.CL↗

arXiv2025

Investigating LLM Variability in Personalized Conversational Information Retrieval

Personalized Conversational Information Retrieval (CIR) has seen rapid progress in recent years, driven by the development of Large Language Models (LLMs). Personalized CIR aims to enhance document retrieval by leveraging user-specific information, such as preferences, knowledge, or constraints, to tailor responses to individual needs. A key resource for this task is the TREC iKAT 2023 dataset, designed to evaluate personalization in CIR pipelines. Building on this resource, Mo et al. explored several strategies for incorporating Personal Textual Knowledge Bases (PTKB) into LLM-based query reformulation. Their findings suggested that personalization from PTKBs could be detrimental and that human annotations were often noisy. However, these conclusions were based on single-run experiments using the GPT-3.5 Turbo model, raising concerns about output variability and repeatability. In this reproducibility study, we rigorously reproduce and extend their work, focusing on LLM output variability and model generalization. We apply the original methods to the new TREC iKAT 2024 dataset and evaluate a diverse range of models, including Llama (1B-70B), Qwen-7B, GPT-4o-mini. Our results show that human-selected PTKBs consistently enhance retrieval performance, while LLM-based selection methods do not reliably outperform manual choices. We further compare variance across datasets and observe higher variability on iKAT than on CAsT, highlighting the challenges of evaluating personalized CIR. Notably, recall-oriented metrics exhibit lower variance than precision-oriented ones, a critical insight for first-stage retrievers. Finally, we underscore the need for multi-run evaluations and variance reporting when assessing LLM-based CIR systems. By broadening evaluation across models, datasets, and metrics, our study contributes to more robust and generalizable practices for personalized CIR.

cs.IR↗

arXiv2025

Unsupervised Corpus Poisoning Attacks in Continuous Space for Dense Retrieval

This paper concerns corpus poisoning attacks in dense information retrieval, where an adversary attempts to compromise the ranking performance of a search algorithm by injecting a small number of maliciously generated documents into the corpus. Our work addresses two limitations in the current literature. First, attacks that perform adversarial gradient-based word substitution search do so in the discrete lexical space, while retrieval itself happens in the continuous embedding space. We thus propose an optimization method that operates in the embedding space directly. Specifically, we train a perturbation model with the objective of maintaining the geometric distance between the original and adversarial document embeddings, while also maximizing the token-level dissimilarity between the original and adversarial documents. Second, it is common for related work to have a strong assumption that the adversary has prior knowledge about the queries. In this paper, we focus on a more challenging variant of the problem where the adversary assumes no prior knowledge about the query distribution (hence, unsupervised). Our core contribution is an adversarial corpus attack that is fast and effective. We present comprehensive experimental results on both in- and out-of-domain datasets, focusing on two related tasks: a top-1 attack and a corpus poisoning attack. We consider attacks under both a white-box and a black-box setting. Notably, our method can generate successful adversarial examples in under two minutes per target document; four times faster compared to the fastest gradient-based word substitution methods in the literature with the same hardware. Furthermore, our adversarial generation method generates text that is more likely to occur under the distribution of natural text (low perplexity), and is therefore more difficult to detect.

cs.IR↗

arXiv2025

Conversational Gold: Evaluating Personalized Conversational Search System using Gold Nuggets

The rise of personalized conversational search systems has been driven by advancements in Large Language Models (LLMs), enabling these systems to retrieve and generate answers for complex information needs. However, the automatic evaluation of responses generated by Retrieval Augmented Generation (RAG) systems remains an understudied challenge. In this paper, we introduce a new resource for assessing the retrieval effectiveness and relevance of response generated by RAG systems, using a nugget-based evaluation framework. Built upon the foundation of TREC iKAT 2023, our dataset extends to the TREC iKAT 2024 collection, which includes 17 conversations and 20,575 relevance passage assessments, together with 2,279 extracted gold nuggets, and 62 manually written gold answers from NIST assessors. While maintaining the core structure of its predecessor, this new collection enables a deeper exploration of generation tasks in conversational settings. Key improvements in iKAT 2024 include: (1) ``gold nuggets'' -- concise, essential pieces of information extracted from relevant passages of the collection -- which serve as a foundation for automatic response evaluation; (2) manually written answers to provide a gold standard for response evaluation; (3) unanswerable questions to evaluate model hallucination; (4) expanded user personas, providing richer contextual grounding; and (5) a transition from Personal Text Knowledge Base (PTKB) ranking to PTKB classification and selection. Built on this resource, we provide a framework for long-form answer generation evaluation, involving nuggets extraction and nuggets matching, linked to retrieval. This establishes a solid resource for advancing research in personalized conversational search and long-form answer generation. Our resources are publicly available at https://github.com/irlabamsterdam/CONE-RAG.

cs.IR↗

arXiv2025

Reproducing NevIR: Negation in Neural Information Retrieval

Negation is a fundamental aspect of human communication, yet it remains a challenge for Language Models (LMs) in Information Retrieval (IR). Despite the heavy reliance of modern neural IR systems on LMs, little attention has been given to their handling of negation. In this study, we reproduce and extend the findings of NevIR, a benchmark study that revealed most IR models perform at or below the level of random ranking when dealing with negation. We replicate NevIR's original experiments and evaluate newly developed state-of-the-art IR models. Our findings show that a recently emerging category-listwise Large Language Model (LLM) re-rankers-outperforms other models but still underperforms human performance. Additionally, we leverage ExcluIR, a benchmark dataset designed for exclusionary queries with extensive negation, to assess the generalisability of negation understanding. Our findings suggest that fine-tuning on one dataset does not reliably improve performance on the other, indicating notable differences in their data distributions. Furthermore, we observe that only cross-encoders and listwise LLM re-rankers achieve reasonable performance across both negation tasks.

cs.IR↗

arXiv2024

IRLab@iKAT24: Learned Sparse Retrieval with Multi-aspect LLM Query Generation for Conversational Search

The Interactive Knowledge Assistant Track (iKAT) 2024 focuses on advancing conversational assistants, able to adapt their interaction and responses from personalized user knowledge. The track incorporates a Personal Textual Knowledge Base (PTKB) alongside Conversational AI tasks, such as passage ranking and response generation. Query Rewrite being an effective approach for resolving conversational context, we explore Large Language Models (LLMs), as query rewriters. Specifically, our submitted runs explore multi-aspect query generation using the MQ4CS framework, which we further enhance with Learned Sparse Retrieval via the SPLADE architecture, coupled with robust cross-encoder models. We also propose an alternative to the previous interleaving strategy, aggregating multiple aspects during the reranking phase. Our findings indicate that multi-aspect query generation is effective in enhancing performance when integrated with advanced retrieval and reranking models. Our results also lead the way for better personalization in Conversational Search, relying on LLMs to integrate personalization within query rewrite, and outperforming human rewrite performance.

cs.IR↗

arXiv2024

DiSCo: LLM Knowledge Distillation for Efficient Sparse Retrieval in Conversational Search

Conversational Search (CS) involves retrieving relevant documents from a corpus while considering the conversational context, integrating retrieval with context modeling. Recent advancements in Large Language Models (LLMs) have significantly enhanced CS by enabling query rewriting based on conversational context. However, employing LLMs during inference poses efficiency challenges. Existing solutions mitigate this issue by distilling embeddings derived from human-rewritten queries, focusing primarily on learning the context modeling task. These methods, however, often separate the contrastive retrieval task from the distillation process, treating it as an independent loss term. To overcome these limitations, we introduce DiSCo (Distillation of Sparse Conversational retrieval), a novel approach that unifies retrieval and context modeling through a relaxed distillation objective. Instead of relying exclusively on representation learning, our method distills similarity scores between conversations and documents, providing more freedom in the representation space and better leveraging the contrastive nature of document relevance. Extensive experiments on Learned Sparse Retrieval (LSR) across five CS datasets demonstrate that DiSCo achieves substantial improvements in both in-domain and out-of-domain retrieval tasks, achieving up to a six-point gain in recall for out-of-domain datasets over state-of-the-art methods. Additionally, DiSCo employs a multi-teacher distillation strategy, using multiple LLMs as teachers, further enhancing performance and surpassing the individual teachers in in-domain settings. Furthermore, analysis of model sparsity reveals that DiSCo allows for more effective control over the sparsity of the trained models.

cs.IR↗

arXiv2024

Generating Multi-Aspect Queries for Conversational Search

Conversational information seeking (CIS) systems aim to model the user's information need within the conversational context and retrieve the relevant information. One major approach to modeling the conversational context aims to rewrite the user utterance in the conversation to represent the information need independently. Recent work has shown the benefit of expanding the rewritten utterance with relevant terms. In this work, we hypothesize that breaking down the information of an utterance into multi-aspect rewritten queries can lead to more effective retrieval performance. This is more evident in more complex utterances that require gathering evidence from various information sources, where a single query rewrite or query representation cannot capture the complexity of the utterance. To test this hypothesis, we conduct extensive experiments on five widely used CIS datasets where we leverage LLMs to generate multi-aspect queries to represent the information need for each utterance in multiple query rewrites. We show that, for most of the utterances, the same retrieval model would perform better with more than one rewritten query by 85% in terms of nDCG@3. We further propose a multi-aspect query generation and retrieval framework, called MQ4CS. Our extensive experiments show that MQ4CS outperforms the state-of-the-art query rewriting methods. We make our code and our new dataset of generated multi-aspect queries publicly available.

cs.IR↗

arXiv2023

Benchmarking Middle-Trained Language Models for Neural Search

Middle training methods aim to bridge the gap between the Masked Language Model (MLM) pre-training and the final finetuning for retrieval. Recent models such as CoCondenser, RetroMAE, and LexMAE argue that the MLM task is not sufficient enough to pre-train a transformer network for retrieval and hence propose various tasks to do so. Intrigued by those novel methods, we noticed that all these models used different finetuning protocols, making it hard to assess the benefits of middle training. We propose in this paper a benchmark of CoCondenser, RetroMAE, and LexMAE, under the same finetuning conditions. We compare both dense and sparse approaches under various finetuning protocols and middle training on different collections (MS MARCO, Wikipedia or Tripclick). We use additional middle training baselines, such as a standard MLM finetuning on the retrieval collection, optionally augmented by a CLS predicting the passage term frequency. For the sparse approach, our study reveals that there is almost no statistical difference between those methods: the more effective the finetuning procedure is, the less difference there is between those models. For the dense approach, RetroMAE using MS MARCO as middle-training collection shows excellent results in almost all the settings. Finally, we show that middle training on the retrieval collection, thus adapting the language model to it, is a critical factor. Overall, a better experimental setup should be adopted to evaluate middle training methods. Code available at https://github.com/naver/splade/tree/benchmarch-SIGIR23

cs.IR↗

arXiv2023

A Static Pruning Study on Sparse Neural Retrievers

Sparse neural retrievers, such as DeepImpact, uniCOIL and SPLADE, have been introduced recently as an efficient and effective way to perform retrieval with inverted indexes. They aim to learn term importance and, in some cases, document expansions, to provide a more effective document ranking compared to traditional bag-of-words retrieval models such as BM25. However, these sparse neural retrievers have been shown to increase the computational costs and latency of query processing compared to their classical counterparts. To mitigate this, we apply a well-known family of techniques for boosting the efficiency of query processing over inverted indexes: static pruning. We experiment with three static pruning strategies, namely document-centric, term-centric and agnostic pruning, and we assess, over diverse datasets, that these techniques still work with sparse neural retrievers. In particular, static pruning achieves $2\times$ speedup with negligible effectiveness loss ($\leq 2\%$ drop) and, depending on the use case, even $4\times$ speedup with minimal impact on the effectiveness ($\leq 8\%$ drop). Moreover, we show that neural rerankers are robust to candidates from statically pruned indexes.

cs.IR↗

arXiv2023

MS-Shift: An Analysis of MS MARCO Distribution Shifts on Neural Retrieval

Pre-trained Language Models have recently emerged in Information Retrieval as providing the backbone of a new generation of neural systems that outperform traditional methods on a variety of tasks. However, it is still unclear to what extent such approaches generalize in zero-shot conditions. The recent BEIR benchmark provides partial answers to this question by comparing models on datasets and tasks that differ from the training conditions. We aim to address the same question by comparing models under more explicit distribution shifts. To this end, we build three query-based distribution shifts within MS MARCO (query-semantic, query-intent, query-length), which are used to evaluate the three main families of neural retrievers based on BERT: sparse, dense, and late-interaction -- as well as a monoBERT re-ranker. We further analyse the performance drops between the train and test query distributions. In particular, we experiment with two generalization indicators: the first one based on train/test query vocabulary overlap, and the second based on representations of a trained bi-encoder. Intuitively, those indicators verify that the further away the test set is from the train one, the worse the drop in performance. We also show that models respond differently to the shifts -- dense approaches being the most impacted. Overall, our study demonstrates that it is possible to design more controllable distribution shifts as a tool to better understand generalization of IR models. Finally, we release the MS MARCO query subsets, which provide an additional resource to benchmark zero-shot transfer in Information Retrieval.

cs.IR↗

arXiv2023

A Study on FGSM Adversarial Training for Neural Retrieval

Neural retrieval models have acquired significant effectiveness gains over the last few years compared to term-based methods. Nevertheless, those models may be brittle when faced to typos, distribution shifts or vulnerable to malicious attacks. For instance, several recent papers demonstrated that such variations severely impacted models performances, and then tried to train more resilient models. Usual approaches include synonyms replacements or typos injections -- as data-augmentation -- and the use of more robust tokenizers (characterBERT, BPE-dropout). To further complement the literature, we investigate in this paper adversarial training as another possible solution to this robustness issue. Our comparison includes the two main families of BERT-based neural retrievers, i.e. dense and sparse, with and without distillation techniques. We then demonstrate that one of the most simple adversarial training techniques -- the Fast Gradient Sign Method (FGSM) -- can improve first stage rankers robustness and effectiveness. In particular, FGSM increases models performances on both in-domain and out-of-domain distributions, and also on queries with typos, for multiple neural retrievers.

cs.IR↗

arXiv2022

Zero-Shot and Few-Shot Classification of Biomedical Articles in Context of the COVID-19 Pandemic

MeSH (Medical Subject Headings) is a large thesaurus created by the National Library of Medicine and used for fine-grained indexing of publications in the biomedical domain. In the context of the COVID-19 pandemic, MeSH descriptors have emerged in relation to articles published on the corresponding topic. Zero-shot classification is an adequate response for timely labeling of the stream of papers with MeSH categories. In this work, we hypothesise that rich semantic information available in MeSH has potential to improve BioBERT representations and make them more suitable for zero-shot/few-shot tasks. We frame the problem as determining if MeSH term definitions, concatenated with paper abstracts are valid instances or not, and leverage multi-task learning to induce the MeSH hierarchy in the representations thanks to a seq2seq task. Results establish a baseline on the MedLine and LitCovid datasets, and probing shows that the resulting representations convey the hierarchical relations present in MeSH.

cs.CL↗