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Simon Ostermann

Publications and source records attributed to Simon Ostermann.

At least 19 recordsLinked to original sources

Compositional Multilingual and Behavioral Attribute Steering

This study examines the compositionality of steering vectors for language and behavioral control in large language models. Focusing on language, jailbreak, and conciseness, we investigate whether additive, training-free composition of attribute steering vectors can preserve the intended steering effect of each attribute, across four instruction-tuned models from two model families and two size scales. We find that single-attribute steering is reliable for all three attributes, but only within an appropriate combination of intervention layer and steering strength, with abstract behaviors (jailbreak, conciseness) favoring middle layers and language favoring earlier layers. We show that additive composition of two attribute vectors succeeds in steering both attributes simultaneously when each is injected at its own best-performing layer, and that this partially extends to three simultaneously composed attributes, addressing an inconsistency left open by prior work on training-free composition. We further analyze the geometric properties of these steering vectors, finding that they are approximately orthogonal in the residual stream, consistent with their compositional behavior.

cs.CL

Limitations of Automated Simulatability: LLM Simulators Can Bypass Explanations

Simulatability is an evaluation protocol for explanations that quantifies their usefulness by how well they help a user predict a task model's outputs. Since human evaluation is costly, automated simulatability replaces human explainees with LLM simulators, as proposed in ConSim (Poch\'e et al., 2025) for large-scale experiments. We qualitatively replicate and extend ConSim's ranking of explanation methods across the tested datasets, explanation families, and simulator LLMs, and identify two limitations. First, when class names are meaningful, simulators can obtain high simulatability by solving the classification task directly, without relying on the explanations. Second, class anonymization can reward explanations for leaking the hidden label mapping, a limitation we expose with a new classes-as-concepts baseline. These results are consistent with a shortcut hypothesis: in the tested settings, simulator predictions mainly rely on task priors, while explanations produce small changes. We derive recommendations for more robust automated simulatability evaluations.

cs.CL

Separating Syntax from Language: A Mechanistic Account of Translation in Multilingual LLMs

Multilingual large language models (mLLMs) achieve strong performance in machine translation, yet our understanding of the mechanisms by which they transform representations from one language to another remains incomplete. Prior work suggests that translation decomposes into separable processes within an mLLM, where conceptual content is first represented independently, followed by a production into language-specific form. In this work, we show that translation is even more modular than previously assumed and that the output language production in translation processes is actually further separable into a syntax and a surface language process. We construct controlled multilingual datasets that isolate cross-linguistic differences in word-order and use causal interventions and probing to track how representations are transformed during translation. We find that models first construct target-side word-order before realizing the target language surface form. We identify individual attention heads that are selectively sensitive to syntactic transformations while remaining largely invariant to language identity. These results establish the commitment to a syntactic structure as an independent stage in translation, extending prior decompositions and showing how translation is implemented by functionally different components within mLLMs.

cs.CL

When Tokenization is Secretly Output Supervision

Tokenization in language models is treated by default as an input preprocessing decision. We argue that this framing is incomplete: in autoregressive models, tokenizer granularity determines what the model must resolve in a single forward pass, and therefore the supervision signal it receives. This affects both the difficulty of the learning problem and the representations that emerge inside the model. We test this in a controlled experiment on numeric reasoning with a novel decoupling of input and output tokenization. As the output supervision view predicts, differences in task performance, training dynamics, and model internals are induced by output tokenization and largely invariant to input tokenization. This may matter in practice, because models with different tokenization strategies differ not only in input representation but in the task they were trained on. Comparisons between models may thus partly reflect task definition rather than ability. A survey of 120 recent *CL papers on numeric reasoning confirms that this is rarely acknowledged: only about 10% report the numeric tokenization of the models they evaluate, while 69% compare across tokenization, and thus supervision, regimes without reporting it. While prior work documents that tokenization consistently affects model performance, there is no principled account of why. We argue that framing tokenization as output supervision provides that account.

cs.CL

A Sovereign, Open-Source Foundation Model for German and English

We present Soofi S 30B-A3B, a sovereign, open-source Mixture-of-Experts (MoE) hybrid Mamba Transformer foundation model for German and English. Its hybrid design activates only 3B of 30B parameters per token and keeps the inference cache near-constant as context grows, giving it a decisive throughput advantage over dense models for long-context, high-concurrency deployment. Pretrained on roughly 27 trillion tokens with deliberately up-weighted German, Soofi S matches dense 14 to 27B models on aggregate English and German benchmarks while achieving the best code aggregates in both languages among 17 open base models, and outperforms every European sovereign baseline in our comparison, including ones far larger in active parameters. Among fully open models, Soofi S obtains the highest English and German evaluation scores, ahead of Olmo 3 32B and Apertus 70B. Soofi S was built end-to-end on the German Industrial AI Cloud, a sovereign HPC scale AI infrastructure operated by Deutsche Telekom in Munich. Soofi S will be released under highly permissive, open-access terms: weights, selected intermediate checkpoints, full per-source data accounting, hyperparameters, and training and evaluation code. Where source licenses permit, data-construction artifacts are released under permissive licenses; commercially licensed sources are documented with aggregate statistics and exact mixture accounting.

cs.CL

Want Better Synthetic Data? Steer It: Activation Steering for Low-Resource Language Generation

Large language models (LLMs) have become an effective tool for synthetic data generation, including for low-resource languages, where generated data can improve downstream task performance. Current best-performing approaches typically rely on few-shot prompting with target-language examples, which increases inference costs and may reduce diversity through lexical anchoring. In this work, we investigate activation steering as an alternative for low-resource synthetic data generation. We study two steering strategies: Language Steering, which targets the linguistic identity of a language, and Quality Steering, which captures well-formedness by contrasting human-written and backtranslated text representations. We evaluate these methods across four open-source LLMs, multiple layers, and 11 typologically diverse languages by generating sentiment and topic classification data and finetuning smaller classifiers. Steering is applied in both zero-shot and few-shot prompting settings and compared against non-steered counterparts. Our results show that steering on early layers consistently improves the diversity of generated data while often yielding stronger downstream model performance, particularly for low-resource languages.

cs.CL

Enhancing AI Interpretability with Localised Architectures

Recent advances in generative AI, especially powerful Large Language Models (LLMs), raise concerns over the interpretability, safety and sustainability of these large and opaque AI models. The power of such architectures is derived not only from the scalability of deep neural networks (DNNs), but also massively parallel hardware such as GPU clusters. The diffuse nature of DNNs gives them great function-approximation capability when provided with sufficient training data but imposes a cost in interpretability and computational efficiency. Observing that localised machine learning (ML) models tend to be more interpretable and computationally efficient than DNNs on small datasets, we reason by analogy that similar advantages may apply to specific localised hardware ML architectures. We argue that localised architectures with lower bandwidth but higher expressivity per node have the potential to be fundamentally more interpretable than DNNs running on GPU clusters while remaining competitive for smaller datasets. We then survey the suitability of various hardware ML paradigms for implementing such localised architectures and evaluate their per-node expressivity, energy efficiency and practical maturity of the technology required.

cs.LG

The Latin Substrate: How Language Models Represent and Mediate Script Choice

Many languages are written in multiple scripts, requiring large language models (LLMs) to generate equivalent linguistic content in distinct orthographic forms. While prior work suggests that LLMs route information through shared latent representations, how they internally mediate script variation remains poorly understood. We study this question by first examining per-layer output distributions with the logit lens, which reveals consistent latent romanization during transliteration, and then through representational and mechanistic analyses of script generation. At the representational level, we show that scripts of the same language become increasingly separable across layers and that a simple linear steering direction can flip a model's output script while largely preserving semantic content. The vector generalizes to writing systems unseen during construction: it flips non-Latin output to Latin, but maps Latin output into varied non-Latin scripts. At the mechanistic level, we localize a small set of late-layer attention heads that causally mediate script choice. These heads transfer across unrelated languages and writing systems, suggesting that script routing is implemented by language-agnostic components. Across both analyses, we observe a consistent directional asymmetry: non-Latin output is produced by a compact, identifiable gate, while Latin-script output emerges from diffuse contributions across the model. Overall, our findings hint that LLMs organize script variation around shared latent representations while exhibiting a privileged substrate toward Latin script.

cs.CL

Multilingual Steering by Design: Multilingual Sparse Autoencoders and Principled Layer Selection

Sparse autoencoders (SAEs) enable feature-level mechanistic interpretability and activation steering in large language models (LLMs), but SAE-based language control remains unreliable in multilingual settings: most SAEs are trained on English-only data, and steering layers are chosen heuristically. We address these limitations by advancing a principled, mechanistic account of multilingual language steering with SAEs. First, we show that training SAEs on multilingual data consistently strengthens cross-lingual representations and yields more reliable, quality-preserving language control across layers and model families. Second, we introduce an \emph{a priori} steering layer-selection rule based on the intersection of multilingual alignment and language separability, which predicts effective intervention depths without exhaustive layerwise search. We evaluate our approach on LLaMA-3.1-8B and Gemma-2-9B across machine translation and cross-lingual summarization (CrossSumm), using SpBLEU, ROUGE-L, COMET, and LaSE. Our results show that multilingual SAEs combined with intersection-selected layers stabilize the trade-off between language identification accuracy and generation quality, providing a principled, predictive, representation-level account of multilingual SAE steering.

cs.CL

DFKI-MLT at SemEval-2026 TASK 7: Steering Multilingual Models Towards Cultural Knowledge

Large language models (LLMs) are increasingly used across diverse linguistic and cultural contexts, yet their cultural knowledge remains uneven across regions and languages. We present the DFKI-MLT system for SemEval-2026 Task 7 on cultural awareness, where we apply activation steering to multilingual LLMs using language vectors extracted from parallel FLORES data. Our method performs inference-time adaptation by adding language-specific steering vectors to the residual stream at a selected transformer layer, without any parameter updates. We participated in both the short-answer (SAQ) and multiple-choice (MCQ) tracks; however, only our MCQ submission received an official score. In the official MCQ track, we achieved 86.96% accuracy, ranking 7th out of 17 teams. To better understand system behavior, we conduct post-hoc analyses on the shared-task MCQ and SAQ settings. These analyses show that activation steering yields modest and heterogeneous improvements on cultural reasoning: gains are strongly layer-sensitive, vary substantially across language-region pairs, with some configurations even degrading performance, and interact with prompt formulation, comparing generic and culturally conditioned prompts. Our findings suggest that prompt design and activation steering should be jointly optimized for culturally aware multilingual inference.

cs.CL

Judge Circuits Explain Format-Induced Inconsistency in LLM-as-a-Judge

LLM-as-a-judge has become the dominant paradigm for grading model outputs at scale, yet the same model assigns systematically different scores when its output format changes (e.g., a 1-5 rating vs. a True/False label). Existing diagnoses of these format-induced inconsistencies stop at the input-output level. Using Position-aware Edge Attribution Patching (PEAP), we causally investigate the internal mechanism in five open-weight instruction-tuned models (Gemma-3, Qwen2.5, Llama-3.1) across five judgment tasks. We find that judgments across structured understanding and open-ended preference tasks share a sparse Latent Evaluator sub-graph in the mid-to-late multi-layer perceptrons (MLPs); zero-ablating it collapses judgment while preserving performance on our knowledge probes in architecturally modular models. By structurally decoupling abstract judging from output formatting, we provide a mechanistic account of format-induced inconsistency on the open-weight models we study: a continuous judgment signal computed in the shared trunk is mapped through fragile, format-specific terminal branches. The judgment itself can therefore be read out independently of the requested output format. Our findings imply that benchmark comparisons of judge reliability across formats partly measure the fragile formatting stage, and can understate the quality of the underlying evaluation.

cs.CL

Macro: Enhancing Multilingual Counterfactual Explanations through Alignment-as-Preference Optimization

Self-generated counterfactual explanations (SCEs) are minimally modified inputs (minimality) generated by large language models (LLMs) that flip their own predictions (validity), offering a causally grounded approach to unraveling black-box LLM behavior. Yet extending them beyond English remains challenging: existing methods struggle to produce valid SCEs in non-dominant languages, and a persistent trade-off between validity and minimality undermines explanation quality. We introduce Macro, a preference alignment framework that applies Direct Preference Optimization (DPO) to multilingual SCE generation, using a composite scoring function to construct preference pairs that effectively translate the trade-off into measurable preference signals. Experiments across four LLMs and seven typologically diverse languages show that Macro improves validity by 12.55\% on average over the chain-of-thought baseline without degrading minimality, while avoiding the severe minimality violations of the translation-based baseline. Compared to supervised fine-tuning, Macro achieves superior performance on both metrics, confirming that explicit preference optimization is essential for balancing this trade-off. Further analyses reveal that Macro increases cross-lingual perturbation alignment and mitigates common generation errors. Our results highlight preference optimization as a promising direction for enhancing multilingual model explanations.

cs.CL

DualFact+: A Multimodal Fact Verification Framework for Procedural Video Understanding

We introduce DualFact, a dual-layer, multimodal factuality evaluation framework for procedural video captioning. DualFact separates factual correctness into conceptual facts, capturing abstract semantic roles (e.g., Action, Ingredient, Tool, Location), and contextual facts, capturing their grounded predicate-argument realizations in video. To support complete and role-consistent evaluation, DualFact incorporates implicit argument augmentation (VIA) and contrastive fact sets. We instantiate DualFact in two modes: DualFact-T, which verifies facts against textual evidence, and DualFact-V, which verifies facts against video-grounded visual evidence. Experiments on YouCook3-Fact and CraftBench-Fact show that state-of-the-art multimodal language models produce fluent but often factually incomplete captions, with systematic omissions and role-level inconsistencies. DualFact correlates more strongly with human factuality judgments than standard metrics, particularly for contextual facts, and reveals that caption-only evaluation overestimates hallucinations compared to video-grounded verification. Overall, DualFact offers an interpretable and human-aligned evaluation protocol that highlights persistent challenges in multimodal factual grounding, extending beyond surface-level fluency.

cs.AI

Why Does Reinforcement Learning Generalize? A Feature-Level Mechanistic Study of Post-Training in Large Language Models

Reinforcement learning (RL)-based post-training often improves the reasoning performance of large language models (LLMs) beyond the training domain, while supervised fine-tuning (SFT) frequently leads to general capabilities forgetting. However, the mechanisms underlying this contrast remain unclear. To bridge this gap, we present a feature-level mechanistic analysis methodology to probe RL generalization using a controlled experimental setup, where RL- and SFT-tuned models are trained from the same base model on identical data. Leveraging our interpretability framework, we align internal activations across models within a shared feature space and analyze how features evolve during post-training. We find that SFT rapidly introduces many highly specialized features that stabilize early in training, whereas RL induces more restrained and continually evolving feature changes that largely preserve base models' representations. Focusing on samples where RL succeeds but the base model fails, we identify a compact, task-agnostic set of features that directly mediate generalization across diverse tasks. Feature-level interventions confirm their causal role: disabling these features significantly degrades RL models' generalization performance, while amplifying them improves base models' performance. The code is available at https://github.com/danshi777/RL-generalization.

cs.CL

Disentangling Mathematical Reasoning in LLMs: A Methodological Investigation of Internal Mechanisms

Large language models (LLMs) have demonstrated impressive capabilities, yet their internal mechanisms for handling reasoning-intensive tasks remain underexplored. To advance the understanding of model-internal processing mechanisms, we present an investigation of how LLMs perform arithmetic operations by examining internal mechanisms during task execution. Using early decoding, we trace how next-token predictions are constructed across layers. Our experiments reveal that while the models recognize arithmetic tasks early, correct result generation occurs only in the final layers. Notably, models proficient in arithmetic exhibit a clear division of labor between attention and MLP modules, where attention propagates input information and MLP modules aggregate it. This division is absent in less proficient models. Furthermore, successful models appear to process more challenging arithmetic tasks functionally, suggesting reasoning capabilities beyond factual recall.

cs.CL

From Weights to Activations: Is Steering the Next Frontier of Adaptation?

Post-training adaptation of language models is commonly achieved through parameter updates or input-based methods such as fine-tuning, parameter-efficient adaptation, and prompting. In parallel, a growing body of work modifies internal activations at inference time to influence model behavior, an approach known as steering. Despite increasing use, steering is rarely analyzed within the same conceptual framework as established adaptation methods. In this work, we argue that steering should be regarded as a form of model adaptation. We introduce a set of functional criteria for adaptation methods and use them to compare steering approaches with classical alternatives. This analysis positions steering as a distinct adaptation paradigm based on targeted interventions in activation space, enabling local and reversible behavioral change without parameter updates. The resulting framing clarifies how steering relates to existing methods, motivating a unified taxonomy for model adaptation.

cs.CL

ReasonXL: Shifting LLM Reasoning Language Without Sacrificing Performance

Despite advances in multilingual capabilities, most large language models (LLMs) remain English-centric in their training and, crucially, in their production of reasoning traces. Even when tasked with non-English problems, these models predominantly reason in English, creating a fundamental mismatch for non-English usage scenarios. We address this disparity directly with three contributions. (i) We introduce ReasonXL, the first large-scale parallel corpus of cross-domain reasoning traces spanning five European languages (English, German, French, Italian, and Spanish), with over two million aligned samples per language, each comprising prompts, reasoning traces, and final outputs, enabling direct supervision of language-specific reasoning. (ii) Using ReasonXL, we demonstrate that LLMs can be adapted to reason entirely in a desired target language, using a simple two-stage pipeline of supervised fine-tuning (SFT) followed by reinforcement learning with verifiable rewards (RLVR). The resulting models match or exceed baseline performance, with minimal loss in general knowledge and broadly preserved cross-lingual transfer. (iii) We conduct an extensive representational analysis of the adaptation and find a clear functional division across model depth: early layers contain an activation bottleneck that causally determines language identity, while upper layers concentrate the weight and activation changes driven by adaptation. We further find that RLVR achieves greater behavioral divergence from the base model with smaller parameter updates than SFT, suggesting a more efficient representational rerouting despite much smaller weight updates.

cs.CL

CLaS-Bench: A Cross-Lingual Alignment and Steering Benchmark

Understanding and controlling the behavior of large language models (LLMs) is an increasingly important topic in multilingual NLP. Beyond prompting or fine-tuning, , i.e.,~manipulating internal representations during inference, has emerged as a more efficient and interpretable technique for adapting models to a target language. Yet, no dedicated benchmarks or evaluation protocols exist to quantify the effectiveness of steering techniques. We introduce CLaS-Bench, a lightweight parallel-question benchmark for evaluating language-forcing behavior in LLMs across 32 languages, enabling systematic evaluation of multilingual steering methods. We evaluate a broad array of steering techniques, including residual-stream DiffMean interventions, probe-derived directions, language-specific neurons, PCA/LDA vectors, Sparse Autoencoders, and prompting baselines. Steering performance is measured along two axes: language control and semantic relevance, combined into a single harmonic-mean steering score. We find that across languages simple residual-based DiffMean method consistently outperforms all other methods. Moreover, a layer-wise analysis reveals that language-specific structure emerges predominantly in later layers and steering directions cluster based on language family. CLaS-Bench is the first standardized benchmark for multilingual steering, enabling both rigorous scientific analysis of language representations and practical evaluation of steering as a low-cost adaptation alternative.

cs.CL